Strategic Approach to Fish Passage in British Columbia Executive Summary In response to various monitoring projects illustrating that maintaining fish passage on resource roads is a significant issue in BC, a Fish Passage Working Group was recently formed by Ministry of Environment, Ministry of Forests and Range, and Department of Fisheries and Oceans. Through GIS analysis, the Fish Passage Working Group estimates there are approximately 550,000 kilometres of resource roads with about 370,000 stream crossings in BC, which is approximately 0.7 crossings per kilometres. Data from a number of projects has shown that approximately 56% of these crossings have closedbottom culverts and of those about 38% are on fish streams. The estimate of the number of culverts on fish streams is approximately 76,000. Past culvert assessment projects were not designed to be representative and make inferences to other watersheds, but for the sake of coming up with a provincial estimate, the Fish Passage Working Group has applied a range of failure rates from historic and recent fish passage projects to estimate the range of culverts that may be potential barriers to fish passage. The working groups estimate of potential fish passage barriers is 30,000 to 70,000 culverts. The Fish Passage Working Group has outlined a strategic plan to address the issue of fish passage. Implementation of this plan will require $4 million annually in addition to the FIA Landbase Investment Program funds. Immediate solutions include repairing priority structures, conducting watershed / sub-basin overview assessments to identify barriers and future priority restoration projects, targeted training and extension to forest industry and government staff, and improving information about the extent and location of fish passage problems in BC. A protocol for selecting the highest fish value watersheds has been developed; it is based on a standardized process that looks at variables such as species richness and escapement data. The prioritization approach is to complete a systematic rapid assessment of fish stream crossings within priority watersheds, and use this information to decide which structures should be repaired first, based on habitat gained and connectivity of the aquatic ecosystem. Short-term targets are recommended related to the number of priority watersheds assessed, the number of crossings repaired or replaced, and the amount of fish habitat restored. Data collected during the next few years would allow better understanding of the number and distribution of fish passage problems. In order to achieve government’s great goal of the best fisheries management bar none, the problems associated with fish passage that have been highlighted through a number of assessment projects, and further estimated for the province, need to be addressed. The effects of distribution barriers on fish populations and compliance with federal and provincial legislation need to be considered. Implementation of this proposed strategic approach is required to help industry and government effectively manage BC’s valuable fisheries resource. 2 1. Defining the Magnitude of Fish Passage Issues in BC BC Ministry of Environment, BC Ministry of Forests and Range, Department of Fisheries and Oceans Canada, and the Council of Forest Industries have collectively identified significant fish passage problems associated with closed-bottom culverts through a number of assessment projects. In response, government agencies have recently formed a Fish Passage Working Group (Appendix 1) to begin to develop strategic solutions. The Fish Passage Working Group, has estimated the provincial magnitude of the problem through a background analysis and scope refinement GIS exercise to estimate the number of priority closed-bottom culverts that may need to be repaired or restored, and how much this might cost. The GIS analysis used all single line streams (less than 20 metres in channel width) from the corporate watershed base overlaid onto all of the roads linework, including the Digital Road Atlas (DRA), and Forest Tenure Roads (FTen), but rivers big enough to require bridges were not included. This analysis found approximately 550,000 kilometres of resource roads with about 370,000 stream crossings in BC. This averages approximately 0.7 crossings per kilometre, although there are significant differences in road, stream and crossing densities across districts and watersheds. Recent information looking at all crossings in a number of watersheds has shown that as few as 28% and as many as 75% of the crossing structures may be culverts. The mean number of crossing structures that are culverts has been estimated at 56%. Applying the mean to our provincial crossing estimate yields approximately 200,000 culverts. This estimate needs to be further reduced to only reflect culverts on fish streams. A GIS project is currently underway which will improve this estimate but the results are not yet available. Using the best project information currently available an estimate of 38% of culverts are on fish streams which yields and estimate of 76,000 culverts that need to be assessed for fish passage. The locations of culverts in past assessment projects were not randomly selected, so the sampling does not allow statistical inference to structures within other watersheds. However, in order to assist with coming up with a provincial estimate, the Fish Passage Working Group has referenced the 2006 assessment work from the Prince George Forest District, which showed that the failure rate of 178 closed-bottom culverts inspected was 87%. Other recent projects have shown potential failure rates ranging from 33% to 93%. If this range of failure rates is applied to the estimated number of culverts on fish streams the estimated numbers of potential fish passage problems is 30,000 to 70,000 culverts province wide that are likely in need of repair or replacement. 2 3 2. Required Funding and Cost Estimates The Fish Passage Working Group estimates that an investment of $4 million a year would enable implementation of key elements of the strategic plan which include: Prioritization – A protocol for selecting the highest fish value watersheds has been developed; it is based on a standardized process that looks at variables such as species richness and escapement data. The prioritization approach is to complete a systematic rapid assessment of fish stream crossings within priority watersheds, and use this information to decide which structures should be repaired first, based on habitat gained and connectivity of the aquatic ecosystem. Overview Assessments – fish passage culvert inspections, referred to as overview assessments, need to systematically be carried out on high priority watersheds / subbasins. Overview assessments are estimated to cost between $15,000 and $30,000. They must be completed on entire high-priority watershed/sub-basins, for all closed bottom stream crossings, not just for some road segments or individual pre-Code sites. Restoration – once potential barriers to fish passage are found and sites prioritized, restoration work in the form of total structure replacements or repairs/retrofits will be required to allow for fish passage. - Engineered Site Designs – Some closed-bottom culverts have multiple problems and/or are on large streams with significant flows, and may require replacement with another pipe or with a bridge. Engineered site designs for replacement projects can cost between $3,000 and $5,000 per site. - Stream Crossing Replacements/Restoration – There is a wide range of costs for sites that require full-scale stream crossing replacement to restore fish passage and make upstream fish habitat once again accessible. In some cases, the original closed-bottom culvert may be replaced with another closed-bottom culvert with improved span and embedment, or a pipe with an open bottom arch. Other sites may require a new crossing structure from a pipe to a clear span bridge. The estimated cost of pipe replacement projects ranges from $20,000 to $150,000. - Retrofits – In some cases, retrofits such as the addition of back-flood weirs, riffle construction, culvert outflow modification, are an alternative to culvert replacement. On average, designs and implementation of retrofits can cost $4,000 to $30,000. Training and Extension – A training and extension program is required to assist industry professionals and government staff understand the technical aspects of issues associated with fish passage, in both the short term and long term. 3 4 Continued Scope Refinement – Data collected during overview assessments shall be entered into a provincial database. Combining new and existing information will improve our understanding of where fish passage problems are occurring, how much habitat is being isolated by impassable structures, and average failure rates. This information will lead to better targets for restoration and improved understanding of the resources necessary to address the fish passage issue in BC. Monitoring - While government agencies may also initiate compliance and enforcement monitoring for structures that are causing barriers to fish passage that were built post Forest Practices Code, this is outside the scope of the Fish Passage Working Group’s strategic framework. However, evaluation monitoring so that resources expended fixing fish passage problems are truly effective should be a part of the focus. Effectiveness evaluations on past restoration projects will allow us to better understand what has worked and support continuous improvement. 3. Fish Passage Protocol and Prioritization Since the potential scope of this issue is large, there is a need to assess and restore fish passage structures in a strategic manner to recover the most fish habitat for dollars spent. Ministry of Environment has developed a protocol for identification of fish passage issues and prioritization of remediation that entails: • selection of target watersheds/ sub-basins for fish passage culvert inspections (planning phase) • overview culvert assessments (assessment phase) • selection of high priority sites for restoration based on habitat gained and connectivity of the aquatic ecosystem (analysis phase) Details of each phase of the protocol are described below and are outlined in Figure I: a. Planning Phase The planning phase will begin with the selection of watersheds from the more than 19,000 watershed polygons in the BC Watershed Atlas. Each of these polygons is a third order (or greater) watershed, with “fish value” based on two main criteria - biodiversity and economic value – derived by the BC Ministry of Environment as a strategic planning tool. The second step in the planning phase will be a GIS mapping exercise to overlay the known fish presence information, as documented in the provincial Fisheries Information Summary System (FISS) and other databases, with the road network. These maps can be plotted and used to help with data collection. 4 5 b. Assessment Phase The assessment phase will begin in spring 2008 with training sessions to ensure field crews can conduct fish passage assessments. These sessions will be available on an ongoing basis, contingent on demand. Crews will conduct a fish passage assessment for each closed-bottom structure on a fish stream within the prioritized watersheds. The data collected will indicate which structures fail to meet one or more of fish passage criteria, which include: culvert slope outlet drop culvert embeddedness culvert length stream channel width culvert size estimate of depth of road fill estimate of habitat value of the crossing site and upstream c. Analysis Phase Once the planning and assessment phases are completed, analysis can begin to identify a prioritized list of sites for restoration, using the following four steps: 1. 2. 3. 4. determine fish presence based on known information analyze risk determine habitat value gained identify remediation options These steps are sequential, and are designed to focus on sites where restoration will yield the most benefits. This phase of the methodology should be viewed as dynamic, and the result could be revised as more or better information becomes available. i. Determining Fish Presence Based on Known Information In order for a stream crossing to be considered, the answer to both of the following criteria must be yes: 1. Fish known downstream or within one stream order of the steam crossing (1:50,000 scale) 2. No downstream barriers (from the provincial dataset or known locally) and stream gradients less than 20% (30% for bull trout systems) As more information is made available, additional streams will become candidates for restoration. 5 6 ii. Analyze Risk The methodology to assess fish passage includes a series of criteria such as outlet drop, culvert slope, culvert diameter vs. channel width. Measurements of hydraulic surrogate criteria taken during the overview assessment will determine whether or not a culvert passes or fails these criteria. Some jurisdictions in the Pacific Northwest (Idaho State Lands, 1997, Robison et al. 1999, Bates et. al., 2003, and NOAA Fisheries Southwest Region, 2000 among many others) have established surrogate criteria as a way to determine compliance with administrative guidance or rules, or even statutes. Criteria and even research reports give differing values for fish performance depending on many factors. For instance, Powers et al (1997) indicates that fish passage for juvenile fish is impaired at 0.5% while Kane et al. (2000) indicates adequate fish passage to 1.0% or even 1.5%. Because of this variation and in order to increase the level of confidence that a particular crossing is a barrier to fish passage, a risk analysis step has been developed. The rationale for this step is as follows. Whether a particular crossing passes or fails is based on whether a measurement meets a given threshold for that individual parameter. For example, if the culvert slope (non stream-simulation design) is greater than 1%, a non-embedded culvert may be a barrier to juvenile fish and may even be a barrier to adults at certain flow stages, but there is some reasonable doubt that the crossing is definitively a barrier to fish passage based on this one parameter. As a result, the crossing would not meet the threshold of that parameter. Obviously, as this measurement further exceeds the threshold value, the level of confidence increases that the crossing could be a barrier to fish passage. Other studies have used similar approaches, including Robison and Walsh (2003) that had complete, partial and no barrier designations instead of levels of risk, giving each level a numerical value for use in prioritization, and Clarkin et al. (2003; Appendix A) that proposed a similar numbering scheme for degree of barrier. This risk analysis step looks at the results of the overview assessment from a cumulative score standpoint and establishes an overall threshold based on the results for the four main hydraulic surrogates. Exceeding this threshold serves to increase confidence that an individual crossing is indeed a barrier to fish passage. These surrogates are: outlet drop slope stream width ratio length Values are assigned to each of these surrogates based on both the sensitivity of the surrogate and the likelihood of the measured value being sufficient to label the crossing as a barrier to fish passage. A cumulative value of 10 has been established as a threshold 6 7 value that has a high likelihood of being a barrier to fish passage. For example, an outlet drop exceeding 30 cm is likely a barrier to all fish life stages, has a value of 10 and is considered a fish barrier. Similarly, an outlet drop of 19 cm combined with a slope of 2.5% is also likely to be a fish barrier. A crossing must have a cumulative score of at least 10 for further consideration. Table 1: Risk Assessment Scoring Risk Low Mod High Outlet drop < 15 15 - 30 > 30 Value Slope 0 5 10 <1 1-3 >3 Value 0 5 10 Stream Width Ratio 1.2 or < 1.2 - 1.5 > 1.5 Value Length 0 2 6 < 15 15 – 30 > 30 Value 0 2 6 iii. Determine Habitat Value Gained Index (HGI) The third step of the analysis phase determines the value of the habitat gained as a result of restoring or establishing fish passage upstream of a specific crossing. This is arrived at by combining a subjective assessment of habitat quality at the crossing site, determined at the time of the overview assessment, with the area of upstream habitat. Habitat quality is assessed as low (1), moderate (2) and high (3), based on criteria identifying the presence or absence of: residual pools more than 15 cm in depth functional cover such as LWD, large boulders, streamside vegetation habitat variation – pools, riffles gravel, cobbles, boulders The area of upstream habitat is derived through a map-based estimate of the length of habitat available upstream of the structure. When this estimate of habitat is combined with the habitat value, a relative habitat-gained value can be derived. This information is essential to making decisions regarding which structure to fix first. iv. Identify Remediation Options The final step in the analysis phase is to identify the proposed solution in order to calculate a cost benefit for establishing fish passage at a given location. Options include: 1. Replace the structure with a bridge or other open-bottom structure. 2. Replace the structure with a streambed simulation design culvert. 3. Add substrate material to the culvert to reduce velocity and provide low velocity areas. (Note: This option works only if culverts are installed with less than 6% gradient, have minimal outlet drop and have widths at or near stream width with stream profiling that indicates the installation can be effective.) 7 8 4. Backwater the structure to reduce velocity and turbulence. (Note: This option should be considered only on sites where OD is less than 30 cm, slope is less than 2%, stream width ratio is less than 1.2, and where fish crossing and stream profiling indicates it would be effective.) 5. Remove the structure and deactivate the road if access is not required. To determine a cost benefit, crude estimates for the first two solutions (bridge and streambed simulation) can be derived by estimating costs based on measurements taken during the overview assessment. The last two options - backwatering or removal, require additional information. The feasibility associated with backwatering requires further analysis obtained through stream profiling – data can be reviewed during the analysis phase using the criteria outlined in point 3 above to identify sites that may lend themselves to backwatering. Structure removal can be considered as a solution only with input from all affected parties at a regional/sub-regional level. d. Decision Phase The final phase involves taking the results of the first three steps to develop an implementation plan that determines the prioritization of structures for restoration. This should take place at the regional or sub-regional level, and involve all affected parties that have an interest in maintaining the road structure as per their respective legal and administrative obligations. It is at this stage that removal of the structure and deactivation of the road can be considered if it is the most cost-effective option. The implementation plan should be reviewed annually, updated and endorsed by affected parties as new information is received. e. Targets While the main goal of the strategic plan is to restore fish access to upstream habitat, it is difficult to establish targets for the quantity/quality of habitat restored because of geographic differences and the lack of current provincial information on the number and nature of barriers. However, the number of overview assessments and restoration projects completed can be used as surrogate measures of success at addressing the fish passage issue. By making additional FIA funds available, there is an expectation that forest licensees will increase the focus on fish passage activities in their overall FIA work plans starting in 2008/09. The Fish Passage Working Group recommends that FIA adopt these specific performance targets for each forest licensee: Complete systematic fish passage overview assessments on at least one highpriority watershed/sub-basin for 2008/09 fiscal, and communicate with the appropriate BC Forest District resource community to ensure coordination and avoid duplication. Complete at least three projects that restore fish passage to priority crossings, based on the amount and values of upstream habitat, by the 2009/10 fiscal year. 8 9 Inherent in meeting these targets is completion of work related to the prioritization of potential barriers, development of designs and cost estimates, data entry, and reporting. These associated fish passage activities will not require their own quantitative performance targets so licensees have flexibility in how they choose to achieve outcomes. The Fish Passage Working Group also recommends that FIA provide a further incentive by linking each licensee’s total FIA funding to participation in fish passage activities. Additional targets related to the amount of upstream habitat restored can be developed as more data is collected and the fish passage issue is better defined. This will help to ensure that the problem is being addressed, and that efforts to remove fish passage barriers are achieving results. 4. Training and Extension Strategy A training and extension program is required to assist industry professionals and government staff understand the technical aspects of issues associated with fish passage. The training will mirror the strategic approach to addressing fish passage issues. The short-term focus will be on issues related to existing structures that are impeding fish passage, and the long-term focus will be on the design and installation of new structures to ensure safe fish passage. Focused training sessions will be delivered externally to industry professionals through training institutions, and internally to government staff through contractors and in-house staff. a. Short Term: Non Fish-Passage of Existing Structures In the first quarter of 2008/09, the focus will be on prioritization to ensure that assessment work is carried out efficiently and effectively, along with data collection and analysis. There will be a workshop where those knowledgeable in fish passage restoration techniques will develop and document technical techniques, including installation at existing structures. The workshop will be followed later in the year by a training program to pass on the technical information, as well as supporting the analysis and decision phases. b. Long Term: Design and Installation of New Structures In the longer term, training will be needed for those involved in the design and installation of new structures in fish streams. The process and techniques outlined in the Fish Stream Crossing Guidebook (2001) will be revisited and updated, and this may involve workshops with professionals and practitioners from industry and government in the Pacific Northwest who are currently engaged in this activity. Training programs associated with the design and installation of new structures would be delivered through the same mechanisms outlined for existing structures above and are envisioned for delivery in late spring of 2009. 9 10 5. Implementation Considerations: If $4 million is made available through FIA funds to address the issue of fish passage and implement this strategic approach, there are three key factors that need to be recognized to ensure success: 1. Planning: Forest licensees must complete the planning needed to implement fish passage work in their 2008/09 FIA work plans, which means having projects ready to start in spring/summer 2008. 2. Capacity: The capacity of Forest licensees to systematically address the large scale problem of fish passage issues needs to be acknowledged. The solution entails a sharing of work, and each Forest Licensee with access to FIA funds must take on activities related to restoration of fish passage. 3. Accuracy of Cost Estimates: Assumptions have been made regarding the cost of different fish passage activities and the amount of FIA funds required to start to address the problems on a provincial scale. These guidelines can be further refined with more information and analysis on project costs. Implementation Schedule As noted in Figure 2 the timing of the activities includes: January to March 2008 • government agencies/licensees refine strategies for increased focus on fish passage • fish passage assessment protocol finalized and adopted as a new FIA standard • communication with licensees on the importance of including fish passage activities in 2008/09 FIA work plans • training modules developed and delivered on planning, assessment and analysis phases of fish passage assessment protocol • as part of training plan, conduct workshop on fish passage restoration techniques • proponents prioritize watersheds and plan for overview assessments and restoration work. • licensees communicate FIA program plan and fish passage implementation strategy. • some licensees may also plan effectiveness monitoring of fish passage restoration work completed in previous fiscal years. April to June 2008 • develop training program for decision phase of fish passage assessment protocol (selection of structures that will be restored to address fish passage). 10 11 June to September 2008 • deliver training on decision phase of fish passage assessment protocol (selection of structures that will be restored to address fish passage). • implement on-ground fish passage work (assessments, restoration, monitoring) . September to November 2008 • as part of training plan, hold workshop on fish passage design and installation for new structures and design more full blown training program on this topic • the fall is a good time to focus on provincial database data entry, report writing, subsequent prioritization of any identified potential barriers to fish passage, and development of designs and cost estimates. The intent is to prioritize remediation for stream crossings, which will derive the best return of fish habitat for resources expended. January to March 2009 • as part of extension plan, deliver training on fish passage design and installation for new structures • repeat fish passage work cycle This general timing cycle will repeat itself in subsequent fiscal years, and many different projects can be in different stages year to year. Typically, fish passage work will span two field seasons with the first year focusing on assessment, prioritization, development of designs and implementation planning; restoration works can then begin in the following field season within designated in-stream work windows. Figure 2: Implementation Schedule Jan Feb Mar April May June July Aug Sept Oct Nov Fish Passage Activities Implementation Strategy Communication Planning Materials Order Training Overview Assessments Effectiveness Monitoring Designs of known Proirities Restoration Work Data Entry Reporting Prioritization of Restoration 11 Dec 12 6. Risk If no additional action is taken to address fish passage problems, resulting risks include: greater risk to fish populations if they remain below levels that could be supported by habitat; reduced ability of fish populations to adapt to climate change if they do not have access to the full range of habitat; continued fish passage problems and risk of failures due to undersized structures; additional federal legislation governing provincial lands in BC; federal focus on compliance and enforcement in areas of identified problems; and public concerns about what is viewed as poor forest practices on resource roads. Appendix I: Members of the Fish Passage Working Group MFR: Diane Medves (Chair); Brian Chow; Howard DeBeck; Dave Maloney; Peter Tschaplinski; Charlie Western; Shirley Turcotte (Coordinator) MOE: Richard Thompson, Leslie McKinley, Craig Mount; Andy Witt ILMB: Richard Mark DFO: Melody Farrell; Jeff Guerin; Jason Hwang 12