______________________________________________________________________________ APPELLATE COURT ______________________________________________________________________________ Don Hahnke, Appellant Docket # 09-AC-024 vs. Date: April 20, 2010 Don White, Governmental Services, Respondent ______________________________________________________________________________ FINAL DECISION ______________________________________________________________________________ This case has come before the Oneida Tribal Judicial System, Appellate Court. Judicial Officers Janice L. McLester, Linda Cornelius (Pro Tem), Lois Powless, Winnifred L. Thomas and Jennifer Webster presiding. I. Background This is an appeal by Don Hahnke, Appellant, of an Oneida Personnel Commission Initial Review decision. The Initial Review decision of the Oneida Personnel Commission denied a request for a retaliation hearing of Mr. Hahnke’s September 22, 2009 layoff. The Oneida Personnel Commission asserts according to the Oneida Tribe’s Layoff Policy, BC-9-23-98-D, layoffs are not for disciplinary reasons and are not subject to appeal by the employees. Mr. Hahnke alleges the layoff to be an act of retaliation a result of his written complaint against Mr. Donald White. Appellant, Mr. Hahnke, alleges the Personnel Commission decision to be clearly erroneous and against the weight of the evidence. We overturn the Oneida Personnel Commission, Initial Review decision and remand to the Personnel Commission for a hearing on the merits. 1 A. Jurisdiction This case comes to us as an appeal of an original hearing body, the Oneida Personnel Commission. Any person aggrieved by a final decision in a contested case can seek Oneida Tribal Judicial System review under Sec. 1.11-1 of the Oneida Administrative Procedures Act. B. Factual Background On September 22, 2009, Appellant, Don Hahnke, Director of the Oneida Community Education Center, was laid off by Donald White, Division Director, Governmental Services. Mr. Hahnke asserts the layoff to be an adverse employment action, retaliatory in nature, due to his filing of a formal complaint against Mr. White on July 28, 2009 with Area Manager, Deborah Thundercloud. Respondent, Don White, asserts the layoff was made for budget reductions and is not a disciplinary action. The Oneida Personnel Commission determined layoffs are governed by the Oneida Tribe of Indians Layoff Policy, are not disciplines and are not subject to appeal by the employee. Since the merits of this case have not been determined by an original hearing body, this Appellate Review body will not make a determination of the allegations presented. Instead our review will be in answer to the question of whether the Personnel Commission erred in denying a grievance hearing based on Appellant’s assertion of retaliation. C. Procedural Background On September 24, 2009, Appellant, Mr. Hahnke appealed to Area Manager, Deborah Thundercloud, his layoff issued on September 22, 2009 by Don White, Governmental Services Division Director. Ms. Thundercloud rendered decision on October 15, 2009 upholding the layoff. On October 30, 2009 Mr. Hahnke appealed to the Oneida Personnel Commission alleging 2 the layoff to be an adverse employment action, in retaliation of his filing a formal complaint against Mr. White on July 28, 2009. On November 24, 2009 the Initial Review Hearing Panel of the Oneida Personnel Commission unanimously denied a grievance hearing under justification of Rule of Law, Oneida Layoff Policy BC-9-23-98-D, Section D and E: D. E. POLICY STATEMENTS 3. Routine Layoffs: All employees are subject to layoff according to departmental job needs and budgets. Routine layoffs are subject to management discretion, provided a departmental layoff SOP is approved by the Oneida Human Resources Manager. GENERAL PROCEDURES 5. Layoffs are not for disciplinary reasons and are not subject to appeal by the employee. Layoffs shall not be used for disciplinary reasons. On December 14, 2009, Appellant filed a Notice of Appeal according to Oneida Tribal Judicial System Rules of Appellate Procedures, Rule 2(G) alleging the Oneida Personnel Commission Initial Review decision of November 24, 2009 to be clearly erroneous and against the weight of the evidence and further requests this Appellate Review body to remand to the Personnel Commission for review. The Appellate body deliberated on March 30, 2010 and issues its decision to overturn the Initial Review decision of the Personnel Commission Initial Review body and remands for a hearing on the merits of the case. II. Issues Is the Oneida Personnel Commission Initial Review Panel decision clearly erroneous and against the weight of the evidence? III. Analysis Is the Oneida Personnel Commission Initial Review Panel decision clearly erroneous and against the weight of the evidence? 3 Yes. The Oneida Personnel Commission ruled the layoff met the criteria as cited in their Rule of Law, Oneida Layoff Policy, BC-9-23-98-D, Section D and E: D. POLICY STATEMENTS 3. Routine Layoffs: All employees are subject to layoff according to departmental job needs and budgets. Routine layoffs are subject to management discretion, provided a departmental layoff SOP is approved by the Oneida Human Resources Manager. E. GENERAL PROCEDURES 5. Layoffs are not for disciplinary reasons and are not subject to appeal by the employee. Layoffs shall not be used for disciplinary reasons. While this rule of law is valid under normal layoff situations, the assertions in this case go beyond a normal layoff. The Appellant has alleged circumstances which may have lead to an adverse employment action. Mr. Hahnke had filed a complaint against Mr. White, on July 28, 2009 with Deborah Thundercloud, more than fifty (50) days passed with no response to this complaint. Mr. Hahnke then followed up on the complaint and the next day, September 22, 2009 was laid off. On September 24, 2009, Ms. Thundercloud accepted, investigated and made a decision of Mr. Hahnke’s appeal, even though the Layoff Policy states layoffs are not subject to appeal. The real issue in this case is whether the action taken against Mr. Hahnke was in fact a good faith lay off or something else simply labeled “lay off.” The rule that lay offs are not appealable does not permit supervisors to take issues that would otherwise be subject to appeal, label them as a “lay off” and then claim there is no appeal. Where, as in this case, there is a good faith allegation that the “lay off” is not in fact a lay off but retaliatory action, the Personnel Commission is obligated to hold a hearing to determine whether the lay off was genuine or simply a label to disguise something impermissible. Mr. Hahnke’s claim may fail in the end, but at least he is entitled to a determination of whether he was retaliated against. 4 By the same token, employees cannot get around the prohibition against appealing lay offs by simply asserting the lay off was retaliatory. It is reasonable that the Tribe must be able to control the size of the work force based on need and economics. Therefore, there must be presented, as Mr. Hahnke has done, a reasonable basis for the Personnel Commission to evaluate claim of retaliation. Unsupported retaliation claims, which have no plausibility, do not require the Personnel Commission to investigate further. Having received the request for a hearing from Mr. Hahnke, the Personnel Commission improperly denied a grievance hearing in this case. Had it not been for the complaint filed on July 28, 2009, the Personnel Commission’s decision to deny Mr. Hahnke a grievance hearing, justification as stated in the Layoff Policy, Section D and E, would have been correct. The Personnel Commission committed a procedural irregularity by not accepting this case for review when the assertion was made that an employee made a complaint and then his job was phased out without a sufficient explanation of why that action was taken. IV. Decision We overturn the denial decision of the Initial Review body of the Oneida Personnel Commission and remand to the Oneida Personnel Commission for review of the merits of Mr. Hahnke’s alleged adverse employment action. 5 By the authority vested in the Oneida Tribal Judicial System pursuant to Resolution 8-19-91A of the General Tribal Council it is so held on this 20th day of April, 2010, in the matter of Don Hahnke vs. Don White, Governmental Services. Docket Number 09-AC-024. ___________________________________________ Janice L. McLester, Lead Judicial Officer ___________________________________________ Linda Cornelius, (Pro Tem) Judicial Officer ___________________________________________ Lois Powless, Judicial Officer ___________________________________________ Winnifred L. Thomas, Judicial Officer ___________________________________________ Jennifer Webster, Judicial Officer 6