A COMPARISON BETWEEN THE KINETIC THEORY OF DILUTE GAS MIXTURES AND THE KINETIC THEORY OF POLYMER MIXTURES by R. Byron Bird Chemical and Biological Engineering Department University of Wisconsin-Madison Madison, Wisconsin 53706 U.S.A. It may not be generally recognized that a phase-space kinetic theory for polymer mixtures may be established in a fashion similar to the kinetic theory of dilute gas mixtures. In what follows, we summarize the theory for gases, and then we proceed to do the same for polymers. Then we give some of the results for polymers that point out future directions for research in this interesting and challenging field. Since this discussion will focus primarily on theory, it is important to heed the statements made by two famous Dutch scientists. First, we have the well-known quote from H. Kamerlingh Onnes (possibly the most often misspelled name in science): Door meten tot weten (through measurement to knowledge). And second, there is the quote from I. M. Kolthoff: Die Theorie leitet, das Experiment entscheidet (the theory guides, the experiment decides). The second quote acknowledges the role of theory, but both men are stressing the fact that experimental data are essential. We can only hope that the approach to kinetic theory of polymers described below will ultimately prove useful in organizing our thinking and in suggesting useful experiments. 1. DILUTE GAS MIXTURES Many attempts have been made to develop the nonequilibrium statistical mechanics for gases with concentration, velocity, and temperature gradients. The most satisfactory of these begin with an equation for a distribution function in the phase-space for a gas composed of N molecules. That is, we imagine a hyperspace of 6N dimensions, with one axis each for the x, y, z coordinates of the N molecules and one axis each for the x, y, z components of the momenta. Then one point in this phase space describes the current dynamical state of the system. The equations of motion then describe all future states of the system. 1a. The Liouville equation Next we imagine an ensemble of systems: a very large number of identical containers of gas, each one represented by a point in the phase space. These points move around and appear just like a flowing fluid. Since no systems, and hence system points, are lost, there will be an "equation of continuity" that describes the motion: f i r& i f i p& i f t p i r (1.1) where f is the distribution of points in the phase space and thus a function of all r i ,p i . When Newton's laws of motion, F i p& i and p i m r& i , for the ith molecule of species with mass m , are substituted into Eq. 1.1, we then get the Liouville equation for the gas mixture: p i f i f F i i t p i m r f Lf (1.2) where L is the Liouville operator. It was shown by Kirkwood [1] that this equation could be converted into the Boltzmann equation for species : f r& f g f J r & t r (1.3) where J is a very complex term that contains information regarding the dynamics of a binary encounter between two monatomic molecules, and g is the force per unit mass acting on a molecules of species . 1b. The general equation of change Equation 1.3 may be multiplied by a property B and integrated over all momenta to get the general equation of change forB: B B B B f d& r r& Bf d& r r& g f d& r r t r & r t (1.4) BJ d& r It can be shown that if B is conserved in a collision, then the last term on the right side vanishes. 1c. Special equations of change We may now write down the equations of change by setting B successively equal to mass m , momentum m r& , and energy 12 m r& 2 (keeping in mind that the only energy for monatomic molecules is the kinetic energy—for diatomic molecules, see BSL-2e, §0.3): Species continuity equation: Equation of motion: Energy equation: v j (1.5) t ----== v vv g t ----== (1.6) t v 1 2 2 v Û 1 2 2 Û v q v v g == -------------- j g === (1.7) The single underlined terms are the convective fluxes of species mass, momentum, and energy, respectively, and the doubly underlined terms are the corresponding molecular fluxes. In the energy equation (which can be thought of as a generalization of U Q W ) there is a molecular heat flux q and a molecular work flux v . The internal energy for an ideal monatomic gas mixture Û 32 nkT in Eq. 1.7 is obtained from equilibrium statistical mechanics. At the same time that one gets the above three conservation equations, one also obtains the expressions for the molecular fluxes: Mass flux vector: j m r& v f d& r Momentum flux tensor: m r& v r& v f d& r Heat flux vector: q 12 m r& v (1.8) r& vf 2 (1.9) d& r (1.10) Notice that the molecular fluxes have the same general structure as the convective fluxes. Each of these molecular-flux expressions contains the distribution function, which must be obtained by solving the Boltzmann equation. 1d. Solution of the Boltzmann equation When a gas mixture is at rest, the distribution function is given by the Maxwell-Boltzmann distribution function, obtainable from equilibrium statistical mechanics. In the presence of gradients, however, we have to multiply the equilibrium solution by a correction factor to account for the influence of these gradients: f m r& ,r,t n 2 kT 3 2 exp m r& v 2 2kT 1 L (1.11) in which r& ,r,t is the first "correction term," which is taken to be of the form: r& ,r,t A lnT B :v n C d (1.12) The vectors A and C and the second-order tensors B are all functions of r& ,r,t , and are given as solutions of integrodifferential equations [2]. The general diffusional driving forces, d , include the concentration (or activity) driving force, the pressure gradient driving force, and the external driving force (BSL, p. 766): cRTd c RTlna p g g (1.13) (although for ideal gases, a somewat simpler expression can be used: BSL, p. 860). 1e. The fluxes in terms of the transport properties When the Boltzmann equation has been solved, then one can express the fluxes in terms of the transport properties: Species mass flux: j r,t D d DT lnT Momentum flux: † r,t p v v (1.14) v 2 3 (1.15) Heat flux: q r,t T H j M cRTx x DT D j j (1.16) Here, the transport properties are: = viscosity = dilatational viscosity (zero for dilute monatomic gases) = thermal conductivity DT = thermal diffusion coefficients D = generalized Fick multicomponent diffusion coefficients D = generalized Maxwell-Stefan multicomponent diffusion coefficients An equation relating the D and the D was given for the first time by Curtiss and Bird [3], based on the method suggested by Merk [4], who studied the connection as a graduate student while at the Technical Hogeschool in Delft. 1f. The transport properties in terms of molecular parameters All that remains is to get the transport properties in terms of the constants appearing in the intermolecular force law. Such calculations have been done for several force laws (see MTGL, Chapter 8). For the simplest properties, namely, self-diffusivity, viscosity, and thermal conductivity of pure monatomic gases, we have the following formulas: 3 mkT 1 8 2 D Self diffusivity D = (1.17) Viscosity 5 mkT 16 2 (1.18) Thermal conductivity 25 mkT Ĉ 32 2 k V (1.19) Here m is the molecular mass, is the mass density, and the omegas are functions of kT , and and are parameters in the intermolecular force expression. If the omegas are set equal to 1, then the results above are those for a gas of rigid spheres of diameter . 2. POLYMER MIXTURES This discussion is a summary of a series of publications by Curtiss and Bird during the period 1996 to 1999, in which we tried, as much as possible, to parallel the above discussion for dilute gas mixtures [5]. We visualize a polymer molecule as a collection of mass-points ("beads") connected by some kind of interbead forces ("springs"). The springs may be chosen in several different ways: c Hookean spring: (2.1) F HQ This is a simple linear spring, which can be stretched indefinitely. It is easy to handle analytically, but gives generally poor results for describing rheological behavior. H is a spring constant. Warner or "FENE" spring: F c HQ 1 Q 2 Q02 (2.2) This spring has a maximum length of Q0 . It can describe many nonlinear rheological properties, but is difficult to handle analytically. (FENE = finitely extensible nonlinear elastic) HQ c F "FENE-P" spring: (2.3) 2 2 1 Q Q0 Here the ratio in the denominator is averaged at the local conditions. "P" stands for Anton Peterlin who used a similar approximation. Fraenkel spring: F H Q L c (2.4) When the spring constant is allowed to go to infinity, the Fraenkel spring becomes a rigid rod of length L. Whatever model is chosen, the beads are presumed to be acted on by a Stokes law type of drag force, with a drag coefficient . 2a. The Liouville equation for general bead-spring models (i.e., models with any connectivity and complexity) In setting up the Liouville equation, we have to take into account the fact that the ith molecule of species will have "beads" which will be indicated by an additional index , and that these beads will be spread out around the center of mass of the molecule. Therefore, the complete phase space will consist of all the bead positions, r i , and the bead momenta, p i . We are then concerned with a distribution function that is a function of all the bead positions and momenta; this function will be described by an "equation of continuity" in the complete phase space: f i r& i f i p& i f t p i r (2.5) When this equation is combined with Newton's laws of motion for the beads, F i p& i and p i m r& i , we then get the Liouville equation for the polymer mixture: p i f i i f F i i f Lf t p m r where L is the Liouville operator. 2b. The general equation of change (2.6) When the Liouville equation is multiplied by some property B and then integrated over the entire phase space, we get the general equation of change: B LB t B Bfdx where (2.7; 2.8) in which x is shorthand for all the phase space coordinates. 2c. Special cases for the equations of change We now make special choices for B so that we will get the familiar equations of change: B B at position r i m r i r (2.9) i p i r i r (2.10) v (2.11) 1 2 (2.12) r v p i p i i i U i r r 2m i r i p i r i r v 2 Û To get the mass density at position r, we have to require the masses of the various beads to be located at r, and this is accomplished by means of the delta function in Eq. 2.9. Similar comments may be made for the computation of the momentum density, the energy density, and the angular momentum density. By the first choice of B above (in Eq. 2.9) we get the equation of continuity for species : v j t (2.13) in which the mass flux is given by: i ¨ dQ j m © r v ™ °Æ ´ (2.14) in which indicates integration of the enclosed quantity over the momentum space for a molecule of species (the only contribution in the case of a dilute monatomic gas), and L dQ indicates an integration over all the internal coordinates of a molecule of species (needed because of the extension of the polymer molecule in space). The Q Q1,Q 2,Q3, L is the set of appropriately chosen "connector vectors" (often coincidental with the springs). When we make the choice of B in Eq. 2.10, we then get the equation of motion: v vv g t (2.15) in which the momentum flux is given by : k e k ¨ dQ & & m © r v r v ™ °Æ ´ (2.16) R F dQ (2.17) e e R F dQ d d % dR dQ dQ 12 R F 1 2 d (2.18) (2.19) The "kinetic contribution" is due solely to the molecular motion; this is the only contribution for the ideal monatomic gas. The k "external force contribution" takes into account the different forces acting on the various beads, because of electric charges. The e "intramolecular force contribution" accounts for the tensions in the springs that cross a plane in the fluid. Finally, the "intermolecular force contribution" accounts for the bead-bead interactions for beads on two different (d) molecules. The R's appearing in these expressions are: R = position vector for bead with respect to the center of mass of molecule R = vector from bead to bead d R = vector from bead to bead R = vector from the center of mass of molecule to the center of mass of molecule In addition is the two-molecule configurational distribution function. Now the contribution does not seem to be taken into account in the so-called "tube" models for undiluted polymers. No explanation is ever given for the omission of this contribution, and, to date, no one has attempted to make an estimate of its size. When we make the choice for B given in Eq. 2.11, we then get the energy equation: d t v 1 2 2 v Û 1 2 2 Û v q v v g j g (2.20) When this is done, the expression for the heat flux plus the work flux is obtained: q q q q q k k q e d 2 © ¨ ™ r& v r& v °° dQ ™ ´ Æ © ¨ dQ & 12 r v ™ °Æ ´ d ©r& v ¨ 12 ° % dR dQ dQ ´™ Æ 1 2 m e e ¨ dQ & q R F © r v °Æ ´™ (2.21) (2.22) q 1 2 ¨ R F © ™ ´ r& v °Æ dQ q 1 2 d ¨ % © R F ™ ´ r& v °Æ d (2.23) dR dQ dQ (2.24) The contribution q is the kinetic transport of kinetic, intramolek cular, an intermolecular energy. The contributions q , q , and q represent the work done against external, intramolecular, and intermolecular forces. The structure of these last three contributions is closely related to the analogous contributions to the momentum flux tensor. e d 2d. Solution to the Fokker-Planck equation To get the one-molecule phase-space distribution function needed for describing the behavior of polymer solutions, one can derive and solve an equation of the Fokker-Planck type. This equation is: 1 f p f F f t r p m b h F F f p (2.25) which contains F , the mechanical forces on bead , the sum of the intramolecular, intermolecular, and external forces: F F F F d e (2.26) and the stochastic forces on bead : b h F F = the sum of the Brownian and drag forces (2.27) For any bead-spring model the solution of Eq. 2.25 is: 3 n n f r ,p ,t f 0 1 g 1 e n h O 2 n1 (2.28) n Here tcoll thydr is an expansion parameter, the h are tensorial n Hermite polynomials of order n, and the g 1 are nth order tensors that contain the gradients of velocity, temperature, and concentration. Furthermore e n indicates an nth order dot product. The pair distribution function, which appears in the expressions above, has not been obtained in an analogous fashion. All we have at present is an approximate procedure for estimating the pair distribution function. This is discussed in the Curtiss-Bird paper in J. Chem. Phys. (1999) dealing with diffusion. 3. SOME RESULTS FOR POLYMERIC FLUIDS Next we will discuss some of the phenomena that we have been able to describe with the phase-space kinetic theory. From these results it is also possible to focus on problems that need to be solved as well as experiments that are needed. 3a. Momentum transport The main driving force for studying kinetic theory of polymers was the need to develop a rational basis for developing constitutive equations for solving fluid dynamics problems for polymer solutions and undiluted polymers (i.e., polymer melts). The first textbook devoted to this topic was that of Bird, Curtiss, Armstrong & Hassager. Earlier research monographs were those of Kirkwood [7] and Yamakawa [8]. An introduction to the theories based on the "tube" models may be found in the treatise of Doi and Edwards [9]; the tube models are not discussed in the present article. None of these references discuss the problems of heat and mass transport or the coupling of these with momentum transport. The simplest model considered for the connection between polymer structure and rheology was the elastic (Hookean) dumbbell. For a dilute solution of such dumbbells, it was shown [10] many years ago that a convected Maxwell equation for the polymer contribution to the "extra stress tensor" is the appropriate constitutive equation; that is, p s p where p p1 nkT H & (3.1) Here 1 is a convected time derivative of , s is the solvent contribution to the stress tensor, & v v is the rate-of-strain tensor, and H 4 H is a time constant ( being the hydrodynamic drag coefficient for a bead moving through the solvent, and H is the spring constant). This simple result is of limited value, because it cannot describe the observed non-Newtonian viscosity or the normal stress coefficient in steady-state shear flow. In linear viscoelasticity, it cannot describe the observed spectrum of relaxation times. For the FENE-P model, described at the beginning of §2, we find [11] † Z p p1 H p 1 bnkT DlnZ 1 bnkT H & Dt (3.2) where tr p 3 Z 1 1 b b 3nkT (3.3) and b HQ02 kT is a dimensionless quantity—about 50—that is a measure of the extent to which the molecule can be stressed; the parameter is given by 2 b b 2 . This model gives a viscosity that goes as & 2 3 and a first normal stress coefficient as & 4 3 , both of which are in fair agreement with experiment. It also gives an elongational viscosity that goes to 2nkT H b as the elongation rate goes to , and to 1 nkT H b 2 as the elongation rate tends toward . This seems to be qualitatively in agreement with the limited experimental data available. For bead-spring chains, the Rouse model, gives a result that is just a superposition of Hookean dumbbells, with a spectrum of relaxation times. Here again, however, non-Newtonian viscosity, normal stresses, and elongational viscosity are not described by the chain model. For a dilute solution of elastic dumbbells in which there is a concentration gradient, the following constitutive equation is obtained [5a]: p p1 Dtr H 2 p nkTH & (3.4) This equation had been obtained earlier by El Kareh and Leal [12]. A summary of the effects of diffusion on the constitutive equation has been given by Beris and Mavrantzas [13]. In addition, the effect of temperature gradients on the stress tensor has been considered [5a], and the behavior of a charged Rouse chain in an electric field has also be considered [5a]. 3b. Heat transport First we discuss the relation between the thermal conductivity and the type of spring used in modeling polymer molecules as dumbbells. What we find is that the thermal conductivity is extremely sensitive to the nature of the springs. For example, if we compare Hookean dumbbells with Fraenkel dumbbells, we have: Hooke: 41 nk 2T 12 Fraenkel: 1 nk 2T c 3 (3.5; 3.6) For the Fraenkel dumbbell c HL2 2kT , where L is the length of the rigid dumbbell when H . For the solution of Fraenkel dumbbells, the thermal conductivity may become arbitrarily large, when the spring is "tightened up." It is found [5f] that the major contribution to the thermal conductivity in dilute solutions is that of q . We can make a similar comparison for the zero-shear-rate rheological properties: Hooke: nkTH Fraenkel: 32 nkTH c Hooke: 1 2nkTH2 Fraenkel: 1 158 nkT H2 c 2 (3.9; 3.10) (3.7; 3.8) Inasmuch as the product H c 4H HL2 2kT is independent of H, it is apparent that "tightening up" the springs in the Fraenkel model will have no effect on the rheological properties of the solution. The thermal conductivity of the dilute solution of Rouse chains has also been worked out (not a simple problem) and one finally gets for a chain of N beads in a solvent at rest: nk 2T 3.6539N 5.0525N 2.3337 N 2 (3.11) The analogous problem for a chain with Fraenkel springs has not been worked out. The energy equation can be written in terms of temperature, and this is a simple exercise for Newtonian fluids (BSL, p. 337). For a solution of Rouse chains, however, the problem is more difficult, and one gets [5g]: ĈV DT D q :v Dt Dt tr 1 2 p (3.11) The term involving the trace of the polymer contribution to the stress tensor arises in the equation of change for temperature for polymeric fluids, whereas there is no such term for Newtonian liquids. Another difference between Newtonian fluids and polymeric liquids is in the heat conduction equation for a stationary fluid. According to the continuum mechanics for linear thermoviscoelasticity [14] T0 m t t t T t t dt 2T (3.12) Here T0 is the temperature at t , and m t t is a timedependent thermal property corresponding to the heat capacity per unit volume. The general phase space kinetic theory for this situation gives [5h] Eq. 3.12 with: m t t ĈV ,eq T0 t t 3nk t t H e 2 H t t 1 H (3.13) Thus there is a contribution to the heat capacity that has a "fading memory." Insofar as we know, this effect has yet to be measured. 3c. Mass transport For solutions it is known that the mass flux depends on the concentration gradient. However, according to the phase-space kinetic theory, there may also be a dependence on the velocity gradient as well (which cannot be allowed in the thermodynamics of irreversible processes [5a]). j (3.14) That is, we now have to deal with second-order diffusion tensor, , that includes velocity gradients as well as the concentration gradient. For a steady shear flow, vx &y , and a dilute solution of Rouse chains, the diffusion tensor is given by: 1 8 N 4 & 4H 2 45 kT 1 2 N & 4H N 3 0 13 N 2 & 4H 1 0 0 0 1 (3.15) As a result of the tensorial nature of , the diffusion flux is not in the same direction as the concentration gradient. Another result that can be obtained from the phase-space kinetic theory is the general expression for the diffusion fluxes in a multicomponent mixture of polymers. For this situation, we have found that there is a relation, similar to the Maxwell-Stefan relations: ( Z j j G G (3.16) where G is the external force acting on species , and G is the ( external force acting on the fluid; the second order tensors Z suggest that the fluxes are not necessarily aligned with the concentration gradients. There will be additional thermal diffusion terms in Eq. 3.16 if higher terms in the fluxes are accounted for. Still another type of diffusion can be described by the phasespace kinetic theory, namely the diffusion in the presence of nonhomogeneous velocity gradients. For a dilute solution of Rouse chains with N beads, the following generalization of Fick's second law has been obtained [5a]: D kT Dt N 2 : N 1 m n m eq (3-17) This equation allows for the description of the Uhlenhopp effect, which states that in a coaxial rotating viscometer, the solvent molecules will tend to diffuse toward the inner cylinder. The kinetic theory of polymers suggests the existence of various cross effects: d v T x j q x The shaded areas on the diagram represent the main flux-force relations. Those marked with an "x" are the flux-force relations permitted in the classical thermodynamics of irreversible processes. The unmarked areas are coupling relations that are given by the kinetic theory. Very few of these coupling relations have been studied experimentally. To calculate the properties of polymer liquid mixtures, one needs to have an expression for the pair distribution function. Very little is known about this quantity. It is needed in order to develop the stress-tensor and heat-flux expressions for mixtures. These are tough problems but to progress they must be attacked and solved. Now polymers are really a mess. It's been so for decades, I guess. But let's not be fearful Instead let's be cheerful: 'Tis better to "opt" than to "pess." -o-o-o-o-oREFERENCES: MTGL: Molecular Theory of Gases and Liquids, by J. O. Hirschfelder, C. F. Curtiss and R. B. Bird, John Wiley and Sons, New York (1954, 1964). BSL: Transport Phenomena, by R. B. Bird, W. E. Stewart, and E. N. Lightfoot, John Wiley and Sons, New York, 2nd Revised Edition (2007); corrigenda are posted on RBB's web page at U. W. [1] [2] [3] [4] [5] [6] [7] [8] J. G. Kirkwood, J. Chem. Phys., 15, 72 (1947); MTGL, §7.1c. C. F. Curtiss & J. O. Hirschfelder, J. Chem. Phys., 17, 550 (1949); MTGL, Chapter 7. C. F. Curtiss & R. B. Bird, Ind. Eng. Chem. Research, 38, 2515 (1999); errata 40, 1791 (2001). See also BSL, p. 768. H. J. Merk, Appl. Sci. Res., A8, 73-99 (1959). General phase-space kinetic theory: a. C. F. Curtiss & R. B. Bird, Adv. Polymer Sci., 125, 1-101 (1996): "Statistical Mechanics of Transport Phenomena: Polymeric Liquid Mixtures" Diffusion: b. C. F. Curtiss & R. B. Bird, Proc. Nat. Acad. Sci. 93, 74407445 (1996). c. C. F. Curtiss & R. B. Bird, Ind. Eng. Chem. Research, 38, 2515 –2522 (1999). d. C. F. Curtiss & R. B. Bird, J. Chem. Phys., 111, 1036210370 (1999). Thermal Conductivity: e. R. B. Bird & C. F. Curtiss, Rheol. Acta., 35, 103-100 (1996). f. R. B. Bird, C. F. Curtiss & K. J. Beers, Rheol. Acta., 36, 269-276 (1997). g. C. F. Curtiss & R. B. Bird, J. Chem. Phys., 107, 5254-5267 (1997). h. R. B. Bird & C. F. Curtiss, , J. Non-Newtonian Fluid Mech., 79, 255-259 (1998). Fokker-Planck Equation: i. C. F. Curtiss & R. B. Bird, J. Chem. Phys., 106, 9899-9921 (1997). R. B. Bird, C. F. Curtiss, R. C. Armstrong & O. Hassager, Dynamics of Polymeric Liquids, John Wiley & Sons, New York, Vol. 2, 1st Edition (1977); 2nd Edition (1987); see also BSL, Chapter 8 for an abbreviated treatment. J. G. Kirkwood, Macromolecules, Gordon & Breach, New York (1967). H. Yamakawa, Modern Theory of Polymer Solutions, Harper & Row, New York (1971). [9] [10] [11] [12] [13] [14] M. Doi & S. F. Edwards, The Theory of Polymer Dynamics, Oxford University Press (1986). H. Giesekus, Rheologica Acta, 1, 2-20 (1966). R. B. Bird, Rheology Bulletin, January 2007. A. W. El Kareh and L. G. Leal, J. Non-Newtonian Fluid Mech., 33, 257-287 (1989). A. N. Beris and V. G. Mavrantzas, J. Rheology, 38, 1235-1250 (1994). R. M. Christensen, Theory of Viscoelasticity, 2nd Edition, Academic Press, New York (1982), p. 114.