COMMENTS ON THE ENVIRONMENTAL CRITERIA AND HISTORIC BACKGROUND OF RICE ORIGIN Zhang Peiqi Xiantao, Zhongfu, Hubei Province (Agricultural Archaeology 1998(1):62-69. Translated/interpreted by W. Tsao, Ph.D. 5/2/01. Edited by B. Gordon) 1. Preamble: (1) There have been many arguments on the timing and location of rice origin but only that supported by the most convincing evidence will be accepted as closest to the truth. Rice origin is a complicated question and should be considered from every possible aspect and not based only on single evidence. The main task for any argument is to be able to face the challenge based on historical materialism. (2) Archaeology reconciles most Chinese descend from Peking Man, based on collected data on change from wan qi yuan ren (late anthropoid apes), to zao qi zhi ren (early hominid) and wan qi zhi ren (late hominid) to the Palaeolithic and Neolithic. No such complete archaeological change exists anywhere else. (3) Human evolution and change must meet certain criteria. Like other unique conditions at certain stages, environment plays an important role in change, and if unfavorable, evolution stops or even reverts. Wang Xiantang theorized: “Ancient Chinese civilization started in the east, developing via fishing, hunting and farming stages in accord with the social environment”(1). China’s huge territory, versatile topography and variable climate provided adequate choices and opportunities for change. As advanced cultures provide more archaeological remains, ancient Chinese written characters for people, place, etc., possess representative traits, and like living fossils, archaeological clues. (4) Archaeological research is based on a combination of artifacts and historic data, the so-called “dualevidence method”. Like a human, artifacts are the skeleton supporting the body, while historic data is the flesh and blood verifying its identity. Data on social activity at a specific time and place under a specific historic event identifies it historically, and without it loses its accuracy. (5) The geographic line from Huai River in the east to Qin Ling Mountain in the west divides China into a south subtropical zone of the Yangtze basin and a north temperate zone of the Yellow basin. Although their environments and racial traits differ, culture, language, and written characters remain identical. The early zhi ren of Peking Man (Pan people) moved south and settled in the Yellow River basin ca. 100,000 years ago (ancient placenames like Panshan, Pangu, Pouyang, Pohei, Boshan and Poyang still exist, all originating from Pangu and Panhu, etc.). As >210 Palaeolithic remains occur in Jigongdang site in Li County, Hunan Province(2), and Tangshan site human skulls in Nanjing are >100,000 years old(3), the Pan arrived in Jiangnan ca. 100,000 years ago. They crossed the Yangtze, a dangerous natural boundary, floating on hollow gourds or primitive wood rafts via three possible routes: a. southbound from Zhongyuan (Henan) to Hu-Guang (Hunan & Guangdong); e.g., 50,000year old zhi ren fossils are in the Zhangyangguo Hotel site in Panhu(4); b. southwest from northwest Shandong to Cao Lake in Anhui and crossing to Jiangxi. Evidence shows ancient peoples like the Poyang (Poyang area)(5) and Pangushan (Youdo area) settled in Jiangxi; c. southbound from south 1 Shandong via middle Jiangsu to Wu (Suzhou City) in south Jiangsu, or along the coast to Zhejiang and Fujian Provinces, including Lishui Shenxian cave in south Jiangsu(6), and Hemudo in Zhejiang and Min River area. The book “Cultural History of Yan Huang Clan” suggests “as the tribe moved the place name moved with it, first closeby and then further. The new place may differ but has the same pronunciation, although its written character may differ. When it varied it can be traced to the same root. Its name existed only vocally, with a written character created later. With no rigid regulation, this character may change vocally or in writing according to individual preference. This explanation is true for all Chinese place names, which serves as a clue in tracing human movement”(7). (6) Ancient southward movement was unplanned but from struggle, ecological pressure or unacceptance by the original community. After crossing the Yangtze, migrants had difficulty surviving due to unfamiliar environment, but by introducing their high level of culture, were gradually accepted by local southerners and eventually merged, but preserving their original northern culture. In sum, one must consider the following three points when researching rice origin: (A) Most Peking Man descendents and Jiangnan culture moved south; (B) The geographic environment is the background of human evolution and change; and (C) Archaeological research should be based on the “dual-evidence method” of combined historic and archaeological data. 2. Three stages of rice origin: Prof. Liu Ziyi supports three rice origin stages: (1) origin of domesticated and cultivated rice; (2) origin of rice agriculture (i.e., production); and (3) origin of primitive (rice) agricultural society(8). I believe likewise, adding sources to these stages: (1) from Xianrendong in Jiangxi to Poyang basin for rice cultivation origin; (2) from Taohuayuan in Wuling, Hunan, to Pengtoushan site for rice agricultural origin; and (3) from Hemudu in Zhejiang to Ningshao Plain for (rice) agricultural society origin. (1) Cultivated rice origin from Xianrendong to Poyang basin. Possibly the earliest rice phytoliths (9) are in the early Neolithic Xianrendong and Diaotonghuan sites, Wannian, Jiangxi. 625 stone and 318 bone artifacts, 516 potsherds and 20 human bones were taken from Diaotonghuan, a 15,000-20,000year old site ca. 800 m from Xianrendong(10), where Po River people began rice cultivation. “Rice began as wild rice, then cultivated when primitive agriculture began ca. 10,000 years ago”(11). Why did rice cultivation begin at Po River? “The following favorable conditions were unique for the Po people: (a) Po River is in the Yangtze basin, an environment favorable for rice; (b) many cultivatible wild rice varieties; (c) Xianrendong, Diaotonghuan and small surrounding streams were ideal; (d) as Xianrendong and Diaotonghuan are near mountains in the east and Poyang Lake in the west, farmers fished, hunted and gathered if cultivation failed; and (e) the Po people had previous experience cultivating northern cereal crops. As no other area had such favorable conditions, Po River is likely the place of rice origin”(12). Where did the Po people originate and when did they move south? Po is the Pan people arriving in north Shandong 100,000-200,000 years ago (almost simultaneously as Peking Yingkou anthropoid apes). They settled in Bo (Pan) Mountain in northwest Shandong, first 2 hunting, fishing and gathering from their Boxing and Zibo bases. In fact, the ancient Panyang county is now Zibo City(13), with Panyang River southeast(14). These incipient cultivators called themselves the Fan and their place Fandi(15). Based on late Xintaiwuzutai hominid remains(16), the Pangua went east 50,000 years ago armed with hand axes, forcing some Fan to Jiangxi where they occupied Xianrendong ca. 30-40,000 years ago. As “rice cultivation was a lengthy accumulation traceable 70,000 years”(17) at Pan River, the Pan likely domesticated it. Rice was first cultivated in small scattered plots, each family harvesting several hundred jin (catty) and mixed daily with other food. As the community grew, they were renamed Shui and their place Poyang or Po River. People in marginal areas robbed those with plenty of food, interrupting growth, but rice cultivation knowledge still spread. (2) Rice agriculture origin from Taohuayuan in Wuling, to Pengtoushan site, Hunan. (A) Rice agriculture spread to many places after a Yangtze basin cultivation stage, but production was not improved due to lack of safe central storage. However, there were many hill towns like the Yellow basin’s Huashan (ancient Midu or rice town)(18), serving as rice granaries. After much searching, farmers found a granary in a 200 m deep cave under Wuling Mountain, 15 km south of Taoyuan County, Changde City, Hunan. Besides a surrounding plain, river, mountain and water, there was plenty of room for storage in the cave. The high mountains isolated it from the rest of the country. Jing Dynasty’s (265-419 AD) famous author Tao Yuanmin detailed the cave in his article Tao Hua Yuan Jib. This cave is now only a scenic spot. (B) When rice-cultivating technique was introduced to the Wuling Mountain area, the Panhu or Pangu hunter-gatherers had already settled, having crossed the Yangtze on gourds(19). After planting gourds under trees as climbing vines, they changed their name from Pangu (pan = settle, gu = ancient) to Panhu (pan = to coil, hu = gourd). Historic records show the “Wuling Mountain Wuxi barbarians descend from the Panhu”(20), “the mountain being 10,000 ren high (ca. 80,000 ft.), with caves built by the Panhu”(21). After migration, the Pan and Panhu lived in harmony, moving to Taohuayuan (cave) and renaming it Dongting (courtyard in cave), adjoining Dongting Lake. After first planting rice, they expanded from the cave, but stored their harvest there, not having to worry about its safety(22). (C) Population increased and living and cultural standards improved after generations of hard work. The limited capacity of the cave and surroundings forced some to other Li County communities centered at Pengtoushan. They also protected themselves by trenching around their settlement (rise of early cities) and a joint protection plan with neighbors. They also halved dried gourds into piao for use as containers or utensils, and in addition, invented the peng li (peng = sound; li = gourd)(23) system by hitting piao with a wood pestle to contact neighbors. The term Pengli was later used for the name of the people and the implication of organized armed forces. a b Pangu is a legendary being said to evolve from chaos; in dying he gave birth to the universe – note by WT Tao Hua Yuan Ji (Tao = plum, Hua = flower, Yuan =head of stream, Ji =story) is a story of utopia – note by WT. 3 (D) After settling in Pengtoushan, likely the old “Pengli capital”, people expanded east via small streams(24) south of the Yangtze, arriving at Poyang Lake. Thus, “Pengli became a rich inhabitable water area”(25). Records show “Tai Lake or Dongting, with Bao Mountain and its many caves in its middle, derives from dong ting (dong = cave, ting = courtyard)(26). (E) After domesticating and naming water buffalo (for cultivating rice paddy) li for its black colour, the Pengli changed their name to Li. As the Jiangnan depended on buffalo, they became known as Jiuli (jiu = nine or many, li = black-haired people). (F) Some Zhulou people of south Shandong moved south ca. 10,000 years ago and amalgamated with the Jiuli as the Zhurong(27). In south Shandong, the Zhulou planted rice on chun fen (20th day of 3rd month or Vernal equinox in solar calendar), but after lengthy observation, changed to when Mars rises in the evening(28), a trait of the original Chu culture(29). (3) Rice agricultural society origin from Hemudu in Zhejiang to Ningshao plain (A) Social outlook – After 2,000 years of rice farming growth at Pengtoushan, the Yangtze basin had heavy rice production and advanced handicrafts 7,000 years ago. Hemudu site remains show the Gonggong started as a primitive rice society with these achievements(30): Large rice area in Tienli adequate for daily consumption; Skin clothing as well as silk and linen; Gan lan or multi-storied houses; Domesticated water buffalo, pig, chicken, dog, etc.; Pottery, ivory & lacquerware, etc.; Stone ax, bow and arrow as weapons; Tao shun (clay wind-instrument) and gu shao (bone whistle) as musical/warning instrument; Raft for water transport and business; Written characters. These people expanded their territory and practiced slavery, Hemudu’s achievements in Jiangnan Zhejiang resembling a civilized society which led the world at that time. (B) Environment – its uniqueness promoting Hemudu’s achievement: Hemudu has plains and lakes, its Siming Mountain and nearby hills covered with subtropical evergreens and deciduous trees, and its many water lakes and swamps ideal for cultivation. Ningshao’s 130 (E-W) x 30 km plain, adjacent to Hangzhou Wan (Wangpan Bay) in the north and Zhoushan Islands in the east, was formed from Yellow Sea and nearby lake sediments. Its four seasons with moderate year-round temperature, sufficient sunlight and rain (average 1500 mm yearly) make Hemudu a golden rice cultivation belt with unlimited natural resources for ancient people(31). As Hemudu is isolated east by the Yellow sea, south and west by Fujian and Zhejiang mountains and north by Hongzhou Wan, the Gonggong were safe from invasion, the only danger from Zhongyuan and Shandong in the north, but the long difficult intervening water ways limited territorial expansion southeast. As such a situation existed until some time before 4 Yao (2356 BC) and Shun (2255 BC) periods, the Gonggong on their home ground rivaled other peoples in China. (C) Origin of Gonggong people – The Gonggong originated from You Chao Shic (You = to have, Chao = nest. Shi = person) 3040,000 years ago, with Hemudu gan lan dwellings resembling tree nests. Rice cultivation is tied to Tianhuangd people (Tian = heaven, huang = emperor or ruler), their Erjian site remains >1,000 years older than Hemudu(32). Jiangjun cliff painters were likely Hemudu people because they believed in the sun god Taiyang and “many of their artifacts involve worshipping the sun”(33). Human face, snake and red hair images (34) suggest the Gonggong must be related to Dihuang. The Gonggong family name is Feng, indicating they were Renhuang descendants. Another sign the Gonggong were Three Emperor descendents is the jade human-animal deity zong (octagonal badge of rank) engraved with Tianhuan human figure, with Dihuang (animal head and paws) in the middle, and Renhuang (human head with feathered hat) on top. This piece is Liangzhu culture. Pengtoushan influenced Hemudu culture even more, according to the legend “the Gonggong arose from the river where the Zhurong descended”(37). The above examples list three stages of Chinese rice origin, with the many Neolithic rice remains divided into three types matching these stages. It was generally accepted rice originated in Hemudu culture, but present research shows it originated much earlier. Several years ago, Pengtoushan was suggested as the rice origin centre, but it lacks essential domestic and wild rice traits. New data suggests rice cultivation originated on the Po River in Jiangxi ca. 14-15,000 years ago(38). 3. Rice origin and Jiangjun cliff painting In my article “Jiangjun cliff paintings and rice origin” (Agricultural Archaeology 1996 [1]) I compared rice production in Lianyungang with Po River: (1) Environments are basically identical. South of Lianyungang is the north bank of lower Huai River and “the boundary of dryland crops and rice farming is on the north edge of Jiang-Huai region”(39). (2) Lianyungang area has wide wild rice distribution. You Chao Shi is a mythical person who taught ancients to live in tree nests to escape wild animals – note by WT While Tianhuang (heaven ruler), Dihuang (earth ruler) and Renhuang (people ruler) were three ancient Chinese Emperors, some sources call them Fu Xi, Shen Nung and Huang Di, rulers from 2852 to 2596 BC – note by WT. c d 5 (3) Its cave dwellings, especially Shuilian in Yuntai Mountain, have no typical remains, but they could have been lost when sea-levels were higher. (4) Surrounded by mountains and sea, people could live on fishing and hunting if rice farming failed. (5) Kunlun descendants of Tienhuang, occupying the Jiangjun cliff site, already consumed grain crops as major food, according to historic records,. (6) A discrepancy is that rock paintings are >20,000 years old, yet rice remains are 7-8,000 years, much younger than those in Jiangxi’s Xianrendong. But the environment changed tremendously in Tienhuang, with sea-level now 50-60 m higher than 10-20,000 years ago(40). Remains like those in Xianrendong and Diaotonghuan possibly exist but have not yet been found. Ren Zhong mentioned: “After controlling Si River flow, the Yellow River entered the Huai, bringing thick yellow sediment that covered archaeological sites. This suggests rich ancient agricultural remains exist in the area of Yellow-Huai and Jiang-Huai near Huaiyang City”(41). I think the Tienhuang may be one of the first rice cultivators, but neither they nor the Po invented rice cultivation. Po ancestors were the Fan of north Shandong (Zibo area), while Tienhuang ancestors were the Youcao Shi of south Shandong (Rizhao County). Though separated by Qi Mountain, they intermarried. The Panggu forced the Fan to Jiangxi earlier than Tienhuang. Evolving from hunter-gathering to cultivation revolutionizes production, but changing from cereals to rice revolutionizes farming, their nature and social purpose different. While Jiangjun cliff remains are inadequate to prove rice origin, we conclude Po basin is the origin of cultivated rice, which may change with new data. As Ren Zhong said: “Huai basin agriculture started 40-50,000 years ago”. The Xiacaowen of Xuyi not only were physically like modern people, but were an inter-racially married clan, made simple clothing, and started incipient planting and livestock. Not only is this “the place where Jiang-Huai rice originated”(43), but Jiangjun cliff cultivated rice did not originate in Poyang. 4. Discussion of Yuzhanyan remains in Dao County Liu Zhiyi’s “Important implications of Yuzhanyan excavated remains in Dao County, Hunan” (Agricultural Archaeology 1996 [3]) listing cultivated rice, potsherds, weaving marks and many 12,000 year-old dried animal and plant remains(43) really says pottery, rice cultivation and weaving started no later than 12,000 years ago. They were not the earliest Neolithic remains because they did not appear suddenly without initiation and growth, but there is no apparent connection to the south Yangtze River. Not only is new origin discussion needed, but the source of Jiahu remains in Wuyang County, Henan, is also doubtful because Chen Baozhang says they are “contemporaneous but more developed than Pengtoushan remains”(44). The following is my point of view: That Jiahu remains originated in Dao County is doubtful. Zhang Min indicated “archaeological finds depend largely on few accidental possibilities and should not be considered sole evidence” (45). I think Jianu and Dao County remains originated jointly on the lower Huai River. 6 (1) Many similarities exist between primitive east Jiang-Huai culture (Longquizhuang stage 1) and Xinzhen Peiligang, Mixian Wugou, Beigang and Jiahu. “While cultural succession is obvious, and Longquizhuang pottery types exceed Peiligang”(46), would more types imply a longer history? (2) Cultural remains obviously originated in Longquizhuang in lower Jiang-Huai, as “ancient people have always settled here, from 40-50,000 year-old Caowen to 7,000 year-old Longquizhuang”(47). (3) Jiangjun cliff paintings describe the 20,000 year-old Tienhuang altar(48), but its historic data should not be neglected. We conclude rice agriculture grew to an incipient stage 20-30,000 years ago when sea level was ca. 120 m lower(49). Coastal paddies submerged until 15,000 years ago, forcing out aboriginal Kunlun. One Huai River group moved west to Wuyang, Henan, to form Jiahu. Another crossed the Yangtze, passed Dongting Lake, continued south on the Xiong and Xiao Rivers, and reached Yuzhanyan in Dao County. They finally settled in an obscure cave, 70-80 m. above ground and measuring 7-800,000 cu. m, its foreground suitable for rice. The Yuzhanyan settlers had advanced production, rice cultivation, pottery making, weaving and selfprotection. Under ideal regional conditions, they created the bright Yuzhanyan remains. Dao in Dao County could be an ancient place-name, but “there is no definition and superficially it may mean Da (large)”(50). It may also be a clan name for the Tienhuang (51). Da (large) County people descended from the Tienhuang, but there are also several Dao place names in Yellow basin. “Qiangdao County is in Longxi”(52) and “Caiwu was Yindao in Chun-Qiu period”(53). But Dao culture did not evolve because its bearers did not have a strong base or self-protection and moved away or were conquered. 5. Archaeology and historic data Results are better when historic data is guided archaeologically because vast unsorted continuous historic data can impede archaeological research. None of the several hundred Palaeolithic or several thousand Neolithic remains are studied using ancient historic data. Under the thinking that “gu (ancient) excludes the last three generations”, ancient culture has lost history and become prehistory. Recently, Western countries have invaded China materially and spiritually, the latter destroying selfrespect and confidence, but China’s deep wide history made its spirit unconquerable. Some Westernized Chinese believe ancient jing (sacred books, e.g. I Jing, Odes, etc.) and history (Shih Ji, Book of History, etc.) are all counterfeit. When challenged, they ask for evidence, censuring the ancient jing and history as trash, which unfortunately, was not too long ago(54). China was defeated culturally because it lacked scientific knowledge, but our recent archaeological effort has won world-renown. As archaeological results alone are useless, archaeologist Su Binychi has raised this question and suggested archaeology serves history, and history and archaeology should be researched together scientifically(55). >3,000 years of history was officially recognized through Wang Guowei’s proof that Xiangong and Xianwang history of Shang Dynasty (1766-1121 BC) recorded in Jiaguwen is genuine. But Xia Dynasty (or Hsia Dynasty, 2205-1765 BC) history is still in doubt. 7 It is ridiculous to say China lacks ancient history because it is uninterrupted in the Yellow basin, where “Pangu separated the sky and earth with Three Sovereign Rulers and Five Emperors till today” e. Dynasties change, but rulers or emperors all descend from Tienhuang, according to family roots. The Shan Hai Jing is an ancient family topography (including Three Sovereign Rulers and Five Emperors), but this has been neglected. As nobody fully understands either Shan Hai Jing or chapter 1 of Shu Jing” (Book of History), it is a huge task tying archaeological results with Jing and ancient historic texts. 6. An example of “dual-evidence” Archaeological research should combine excavation and historic data. About ten years ago, my combination breached the ancient pictogram “X”f (see 16th line from bottom on p.67 of original text). The following three steps allowed me to trace the history back 10,000 years. The first step is confirming that “X” represents sun-related scenery of time and season. I found that “teaching people time and season” in Shu Jing (Book of History) describes this activity. A Tang Yao period (2356-2255 BC) instrument (sunrise from Yanggu), measuring the centre of time and season (like Greenwich, BCG), is on a mountain in Ju County, Shandong, with “X” a realistic construction(56). While the Tang Yao ruler announced it, the second step is finding who defined the four seasons. According to the legend “Kuafu followed the sun to Yugu”(57), “X” depicts seasonal sunrise defined by Kuafu at Yugu. The description matches the story of “Kuafu chasing the sun” in Shan Hai Jing. The third step is finding who invented “sunrise from Yanggu”. If the Book of History shows the sunrise picture existed long before Kuafu, who invented the statement “sun rises from Yanggu”? As legend shows “it is in Zhuzhou under Kunlun Mountain”, the pictogram “X” shows the place belongs to Tienhuang, under Kunlun Mountain, proving “X” was invented 20-30,000 years ago by Tienhuang(58). After deciphering, the difficult Book of History should be easy to accept. Finally, I pay my respects to Agricultural Archaeology editor-in-chief Chen Wenhua, who provided much data and a place to publish. As his open-mind supported continuous study, I want to work another ten years and wish Chen well in his editorial work. References: (1) (2) (3) (4) (5) (6) (7) (8) Wang Xiantang, Cultural history of Yan Huang clan, Chi Lu Pub. Co. “Chu Tien Zong Heng”, People’s Daily pub. Co. Relic Periodicals, Vol 1, p. 46, 1990 See (3) See (1) Agricultural Archaeology, Vol. 1, p. 56, 1992 See (1) Agricultural Archaeology, Vol. 3, 1994 e see p. 6 note. The first three of the Five Emperors, Tai Hao, Yen Di, Huang Di, Shao Hao and Chuan Xu (2852-2205 BC) overlap the Three Sovereign Rulers – note by WT. f bird sitting on a mountain, symbolizing time and season – note by BCG. 8 (9) Agricultural Archaeology, Vol. 3, p. 96, 1996 (10) Guang Ming Daily News, March 26, 1996 (11) Agricultural Archaeology, Vol. 3, p. 101, 1996 (12) Agricultural Archaeology, Vol. 3, p. 84, 1995 (13) Yu Quanzhong, The new continent of Chinese ancient cultures, Heilongjiang People’s Pub. Co. (14) See (13) (15) See (1) (16) Historic research, Vol. 3, 1987 (17) Agricultural Archaeology, Vol. 3, p. 84, 1994 (18) Shan Hai Jing (19) Agricultural Archaeology, Vol. 1, p. 140, 1993 (20) Agricultural Archaeology, Vol. 3, p. 43, 1995 (21) Liu Chiqian, Understanding Chinese Classics, Institute of Social Science Pub. Co. (22) Agricultural Archaeology, Vol. 3, p. 89, 1995 (23) Zhonghua Dictionary (24) Shu. Yu gong (25) See (24) (26) Agricultural Archaeology, Vol. 3, p. 67, 1994 (27) Zuo Zhuan. 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