Chapter 1
Establishing a Framework for
Business Communication
Learning Objectives
1. Define communication and describe the main purposes for communication in business.
2. Explain the communication process model and the ultimate objective of the communication
process.
3. Discuss how information flows in an organization (formally and informally; downward, upward, and
horizontally; and through various levels).
4. Explain how legal and ethical constraints, diversity challenges, changing technology, and team
environment act as strategic forces that influence the process of business communication.
Chapter Overview
Understanding what communication is and how it occurs is central to successful transactions in the
workplace. Business communication does not take place in a vacuum but is impacted by various
strategic forces, including legal and ethical constraints, diversity challenges, changing technology, and
team environment.
Key Terms
chronemics 15
decoding 4
diversity skills 14
downward communication 8
encoding 4
ethics 11
ethnocentrism 14
external messages 9
feedback 5
formal communication channel 5
grapevine 6
horizontal (or lateral) communication 8
informal communication channel 5
interferences 5
internal messages 9
kinesics 15
organizational communication 5
proxemics 15
stakeholders 10
stereotypes 15
synergy 17
team 17
telecommuting 16
upward communication 8
Chapter Outline
VALUE OF COMMUNICATION 2
THE COMMUNICATION PROCESS 3
The Sender Encodes the Message 4
The Sender Selects the Channel and
Transmits the Message 4
The Receiver Decodes the Message 4
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Chapter 1 Establishing a Framework for Business Communication
The Receiver Encodes the Message to Clarify 5
Interferences Hinder the Process 5
COMMUNICATING WITHIN ORGANIZATIONS 5
Communication Flow in Organizations 5
Levels of Communication 9
STRATEGIC FORCES INFLUENCING BUSINESS COMMUNICATION 10
Strategic Force 1: Legal and Ethical Constraints 10
Strategic Force 2: Diversity Challenges 13
Strategic Force 3: Changing Technology 15
Strategic Force 4: Team Environment 17
PowerPoint Slides
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Lecture Slides — Students can review key chapter concepts on the Lecture slides (found on the
companion website (Student’s Resources).) Slides can be downloaded for convenient printing of
handouts for taking class notes.
Slide Number and Title
1. Chapter 1 Establishing a Framework for Business Communication
2. Learning Objectives
3. Communication Process Model
4. Communication Process Barriers
5. Communication Channels
6. Flow of Information Within an Organization
7. Communication Systems
8. Dispelling Myths about the Grapevine
9. Levels of Communication
10. Levels of Communication (cont.)
11. Strategic Forces Influencing Business Communication
12. Four Dimensions of Business Behavior
13. Diversity Challenges
14. Impacts of Technology
15. Team Environment Leads to Synergy
E-lectures — Slides with engaging narration of key concepts useful as reinforcement of lectures
and exam reviews are available through the CourseMate site for BCOM3.
Resource Slides — A larger deck of slides for instructors for displaying in the classroom; these
slides for class enrichment and solutions to activities and applications are also available at the
companion website (Instructor’s Resources) and on the Instructor’s CD.
Slide Number and Title
1. Chapter 1 Establishing a Framework for Business Communication
2. Learning Objectives
3. Learning Objective 1 Define communication and describe the value for communication
in business.
4. Purposes of Group Communication
5. Learning Objective 2 Explain the communication process model and the ultimate
objective of the communication process.
6. Communication Process Model
7. Communication Process Barriers
© 2011 Cengage Learning. All Rights Reserved. May not be scanned, copied or duplicated, or posted to a publicly accessible website, in whole or in part.
Chapter 1 Establishing a Framework for Business Communication
8. Communication Channels
9. Selecting An Appropriate Communication Channel
10. Learning Objective 3 Discuss how information flows in an organization (formally and
informally; downward, upward, and horizontally; and through various levels).
11. Flow of Information Within an Organization
12. Communication Systems
13. Dispelling Myths about the Grapevine
14. Levels of Communication
15. Levels of Communication (cont.)
16. Learning Objective 4 Explain how legal and ethical constraints, diversity challenges,
changing technology, and team environment act as a strategic force that influence the
process of business communication.
17. Strategic Forces Influencing Business Communication
18. Causes of Illegal and Unethical Behavior
19. Examples of Illegal/Unethical Behavior
20. Four Dimensions of Business Behavior
21. Framework for Analyzing Ethical Issues
22. Diversity Challenges
23. Changing U.S. Workforce Age Demographics
24. Barriers to Intercultural Communication
25. Impacts of Technology
26. Legal and Ethical Implications of Technology
27. Team Environment Leads to Synergy
28. Important Team Skills
29. Communication Patterns for Successful Teams
Teaching Suggestions
An engaging start is vital for this first chapter because everything in the chapter contributes
background for the remaining content. Conduct an activity to help students relax and get to know each
other better and to lead into discussions about interpersonal communication. The following “mixer”
exercise involves having students find all other class members who have the same major, assemble into
a group, and meet one another. Each person would then introduce one of the persons in the group. A
variation would be to have students find all other class members who share the same birth month.
Learning Objective 1
Define communication and describe the main purposes for communication in business.
VALUE OF COMMUNICATION
Resource Slide 4: Purposes of Group Communication
Students need to be impressed with the importance of communication to business success.
Managers spend up to 80 percent of their time communicating—working in small groups, writing
reports, and speaking with employees and clients. Assign Activities 1 and 2 to allow students to see
typical communication activities in a manager’s day and to reflect on their communication activities in a
given day.
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Chapter 1 Establishing a Framework for Business Communication
Groups are formed to achieve specific goals, but they must also expend energy maintaining
relationships within the group. The larger the group, the more interpersonal relationships that must be
maintained.
In small groups, ask students to complete Activity 3. Compare lists for commonalities. Using the lists
generated above, have each student record the habits that he or she personally needs to overcome.
Learning Objective 2
Explain the communication process model and the ultimate objective of the communication process.
COMMUNICATION PROCESS
 Show the communication process model and the channels of communication slides as you
discuss the communication process.
Resource slide 6: Communication Process Model
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Lead a discussion of the advantages and disadvantages of each communication channel. Under
what circumstances would each channel be preferred? Lead a discussion of why a certain
channel would be preferred in certain circumstances. Include such issues as privacy,
confidentiality, speed, impact, access, etc.
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Show the following visuals as you lead a class discussion of about selecting an appropriate
communication channel:
Resource slide 8: Communication Channels
Resource slide 9: Selecting an Appropriate Communication Channel
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Summarize the section by emphasizing the following points:
a. Communication is complete only when the message has been decoded at its destination.
b. Although it is not always readily available (as in written communication), feedback normally
provides senders with information about the effectiveness of their messages.
c. Decoding and encoding are mental activities drawing on an individual’s reservoir of experience.
 To illustrate the complexity of the communication process, complete the following activity:
a. Ask a student to leave the classroom and make a paper airplane from a single piece of paper or
build a model with building blocks. Ask another student to study the design of the airplane. Tell
the class that the student will give them instructions for making something from a piece of
paper. Vary the activity by having the student create a simple origami object (e.g., paper cup).
Complete illustrations are available in origami books you can obtain from the library or on the
Web at www.folds.net/tutorial/index.html
b. Ask the student to give the instructions, giving only verbal instructions (no nonverbal cues) and
answering no questions from the class.
c. Initiate a class discussion to identify breakdowns in the communication process. You may repeat
the activity, allowing the speaker to use nonverbal signals and to answer questions from the
class. Consider improvements in the communication process and lead students into a
discussion of the communication process model.
Resource slide 7: Communication Process Barriers
Learning Objective 3
Discuss how information flows in an organization (formally and informally; downward, upward, and
horizontally; and through various levels).
COMMUNICATING WITHIN ORGANIZATIONS
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Chapter 1 Establishing a Framework for Business Communication
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Discuss the directions of communication flow within organizations—upward, downward, and
laterally (vertically or horizontally as you view an organizational chart).
Describe the efforts of organizational managers to exercise control and effective coordination.
Resource slide 11: Flow of Information Within an Organization
Communication Flow in Organizations: Formal and Informal Channels
 Show the following visuals as you discuss formal and informal channels of communication in
organizations and the importance of the grapevine as an informal communication system.
Resource slide 13: Dispelling Myths about the Grapevine
Resource slide 12: Communication Systems
Levels of Communication
Because the course is new to most students, vocabulary, theory, and background for later study are
introduced here. Major concepts to cover include the following topics:
1. The major purpose of communication is to satisfy needs—personal, social, task, or job. Interpersonal
communication grows into group communication, which grows into organizational communication as
size and complexity lead to different needs.
2. Formal organizations are marked by characteristics that call for increases in the amount and
effectiveness of communication: specialization of individuals and units and interdependence of
individuals and units.
3. The concept that all people have task and maintenance goals—get the job done and feel good about
themselves—is an important factor in understanding the difference between an externally imposed
system and an internally (within the person) generated system.
Resource slide 14, Part 1: Levels of Communication
Resource slide 15, Part 2: Levels of Communication (cont)
4. Discuss communication breakdowns between individuals and within organizations. Have students
complete the communication style quiz at http://ezinearticles.com/?Communication-StyleQuiz&id=97457
5. Stress the need to understand an individual’s communication style—demonstrator, assertor,
contemplator, or narrator. Once students understand their style, they can better contemplate
another person’s style and begin to predict how that person will react, aiding in the prevention of
communication breakdowns.
Learning Objective 4
Explain how legal and ethical constraints, diversity challenges, changing technology, and team
environment act as strategic forces that influence the process of business communication.
STRATEGIC FORCES INFLUENCING BUSINESS COMMUNICATION
Strategic Force 1: Legal and Ethical Constraints
Lead a class discussion of changes that have occurred in the business environment over the last 25
years. Solicit comments on changes that have impacted the four areas
of the strategic model: legal/ethical issues, diversity challenges, changing technology, and team
environment. Summarize with ways that communication has been impacted because of these changes.
Project the strategic forces model as you introduce this material.
Resource slide 17: Strategic Forces Influencing Business Communication
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Chapter 1 Establishing a Framework for Business Communication
The Foundation for Legal and Ethical Behavior
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Initiate a class discussion to arrive at a definition of ethics, which should lead to the principles of
right and wrong that guide individuals in making decisions that affect others. Then, to initiate a
discussion of the foundation of ethical behavior, ask how people know what’s right and wrong.
Discuss how the actions in the “The Foundation for Ethical Behavior” section might affect a young
person’s moral development, and ask students to add other actions to the list. Discuss how
compromises in personal values can affect a person’s value system. This discussion should lead
naturally into a discussion of commonplace unethical behavior in a student’s academic life and in
the workplace. Encourage students to contribute other examples from their own experiences.
Students’ responses might include the following:
─ Using answers from another student’s test paper or to achieve a certain grade point average
─ not contributing a fair share to a group project
─ plagiarizing on a term paper
─ copying a computer software program so class assignments can be completed on one’s own
computer rather than in a computer lab
─ not reporting a student witnessed cheating on an exam
─ listing false qualifications to increase chances of getting a job, scholarship, internship, and so on.

To create immediate interest in the topic and to emphasize the widespread presence of unethical
behavior, ask students to locate in a current newspaper or magazine an example of an illegal act or
an unethical act (Activity 5). Have students share these incidents with the class to supplement the
examples at the beginning of the chapter. Initiate class discussion with Resource slide 19 and the
following examples:
Resource slide 19: Examples of Illegal/Unethical Behavior
─ Alleged infidelities by golf champion Tiger Woods led him to take a leave of absence from golf,
and he’s lost endorsements from Gillette and global consulting and technology firm Accenture.
─ Illinois Governor Rod Blagojevich (see photo on p. 17) is facing federal corruption charges after
he was accused or trading President Barak Obama’s former Senate seat to the highest bidder.
─ CEOs of large companies that accepted government bailouts had their salaries capped as part of
accepting the funds.
─ When he was hired to become the head football coach at Notre Dame, former Georgia Tech
coach George O’Leary lied about receiving a master’s degree from New York University and
about having played football at the University of New Hampshire. When the information
surfaced, he was fired after serving in the position for five days.
─ False statements concerning his involvement with Monica Lewinsky lowered public confidence
in former President Bill Clinton and lead to legal charges of perjury.
─ Use of banned drugs by Olympic contenders caused several athletes to be disqualified or
stripped of their medals.
─ All-Star baseball shortstop Miguel Tejada was sentenced to one-year probation for lying to
Congress about the use of steroids by an ex-teammate.
─ Bill Gates and Microsoft underwent an extended legal battle with the Justice Department to
defend charges that the company had pursued illegal measures to establish a monopoly in the
computer software market.
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Chapter 1 Establishing a Framework for Business Communication
Causes of Illegal and Unethical Behavior

Emphasize that being aware of the major causes of unethical behavior will assist students in
recognizing the forces that can cause unethical behavior. Recognizing the causes of unethical
behavior is the first step in making business decisions that may require students to compromise
their personal values.
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Discuss the seven causes of unethical behavior in the workplace and each of the examples
provided. To increase relevance, encourage students to share incidents they have experienced or
those reported in the newspapers and magazine articles collected in Activity 5.
─ Excessive emphasis on profits. Ask students to recount other incidents in which ethics were
sacrificed for profit: For example, a steady decline in WorldCom’s profits due to an
overcapacity of land telephone lines led management to alter the accounting records to
approximate the level of income expected by the financial community.
─ Misplaced corporate loyalty. Lead students in a discussion of the seductive quality of an
unethical environment and potential risks and remedies.
Resource slide 18: Causes of Illegal and Unethical Behavior
─ Obsession with personal advancement. Ask students the following question: When does
personal ambition become obsessive?
─ Expectation of not getting caught. Many people think they will never get caught making illegal
copies of software, one of the most widespread “white collar” crimes in the world. The Software
Publishers Association reports, however, that more than 4,000 claims have been settled against
such offenders since 1990. Ask students why “fuzz busters” were invented? Is speeding wrong
as long as no police are around?
─ Unethical tone set by top management. This problem is deep-rooted in the corporate culture of
some organizations. Corporate culture is extremely difficult to change and can take years. The
time factor should, however, not be a deterrent to efforts to bring about an ethical work
environment. Assign Activity 6 that requires students to read an article related to management
responsibility for ethics.
─ Uncertainty about whether an action is wrong. Refer to the disputed 2000 presidential election
to illustrate the various interpretations of legal and ethical vote counting issues.
─ Unwillingness to take an ethical stand. Lead a discussion about whistle-blowing and the
consequences that result. The following article profiles four whistleblowers who made history in
2003: The whistle-blowers. (2003, January 13), BusinessWeek, 90.
Framework for Analyzing Ethical Dilemmas
To introduce the “Four Dimensions of Business Behavior,” presented in Figure 1-5, lead students in a
discussion of ethical principles or systems that would be helpful in determining whether an issue is
ethical. This discussion will emphasize that various methods can be used to resolve ethical dilemmas and
incorporated into a systematic plan for analyzing ethicality. Having “tools” to use when faced with an
ethical dilemma will help students find solutions that better conform to their own personal values.
Resource slide: Four Dimensions of Business Behavior
Web Enrichment Content: Frameworks for Ethical Analysis
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Have students complete Application 3, where they will read an article containing information about
an ethical dilemma faced by a manager. Discuss with them times in your career or in the work
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Chapter 1 Establishing a Framework for Business Communication
experience when information was provided to you or to them that could not be shared with other
employees.
Resource slide 21: Framework for Analyzing Ethical Issues
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Continue your discussion of analyzing ethical dilemmas by walking students through the framework
on the resource slide by relating it to an ethical issue that has been in the
news—e.g., Martha Stewart allegedly selling her ImClone stock early on a tip from a friend at the
company about a drug being rejected.
You may also refer to two theories discussed on the companion website:
 Utilitarian Theory. One ought to do what provides the greatest balance of good over harm for all
parties involved.
 Ross Doctrine of Prima Facia Duties. Duties include not harming people, keeping promises, showing
gratitude, acting in a just way, and providing reparations to those who have been harmed by one’s
actions.
Strategic Force 2: Diversity Challenges
Emphasize that people will have to work in, supervise, and manage businesses in a culturally diverse
environment. Ask students to identify other areas of diversity: social, educational, geographic, etc.
Depending on the cultural mix in your classes, you can do much in the way of relating the chapter to
your “community.”
 Virtually everyone is involved with intercultural contacts in some way.
The NAFTA treaty has expanded business activity with Mexico, reinforcing the need to better
understand and accommodate for cultural differences. The daily flow of people back and forth across
the U.S.–Mexican border in Southern California represents the busiest border-entry point in the
world and provides plenty of evidence of a multicultural society. Asian immigration following the
Korean and Vietnam conflicts brought a strong Buddhist influence to the United States.
 Problems in Central America and the Caribbean have also brought a significant number of immigrants
to the United States.
Resource slide 22: Diversity Challenges
Resource slide 24: Barriers to Intercultural Communication
Communication Opportunities and Challenges in Diversity
Web Enrichment Content: Culture and Communication
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Refer to the supplementary content on the companion website for additional class reading or for
enriching your class lecture. Ask students to read and summarize an article dealing with a U.S.
cultural subgroup (e.g., Asian Americans, Latinos, Europeans, etc.). What cultural characteristics
make the group distinctive?
Divide students into small groups and ask each group to interview a person on the campus or in the
community who represents a subculture. The interview should include questions about the
languages, customs, foods, social structure, and behaviors of the particular culture. The interviews
can be the basis for preparation of an oral report.
Lead the class in a discussion of the issue of cultural stereotypes. How do movies and television
stereotype U.S. citizens? Other cultural groups?
Have students use the Internet to locate a list of suggestions for the world traveler. This activity will
help them to assess how much effort may be required to succeed in another country.
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Chapter 1 Establishing a Framework for Business Communication
Resource slide 23: Changing U.S. Workforce Age Demographics
Barriers to Intercultural Communication
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Interpretation of time: Ask students to share experiences.
Personal space requirements: Ask students to share experiences.
Body language: Ask students to share experiences.
Translation limitations: Ask a student who speaks another language to give an example of an English
word for which there is no literal translation into the other language or vice versa.
 Lack of language training: Ask students why the study of foreign languages is not more highly valued
in the U.S.
Strategic Force 3: Changing Technology
Lead a student discussion about how technology has changed over the last 30 years and what changes
are on the horizon.
Tools for Data Collection and Analysis
 Lead a student discussion of the various databases of which the average citizen is a part. What are
the advantages?
 Have students brainstorm tasks for which a spreadsheet is useful. Then have them compile a list of
safeguards for proper use of spreadsheets.
Resource slide 25: Impacts of Technology
Tools for Shaping Messages to be Clearer and More Effective
 Discuss the progression in word processing from the 1970s to the present. Early programs were
command driven, with limited features.
 Current word processing programs are menu and icon driven and approach the capabilities of
desktop publishing applications.
Tools for Communicating Quickly and Efficiently Over Long Distances

In small groups, have students complete Activity 8 and compare their choices.

To summarize the various types of information technology needed to ensure a company’s efficiency
and effectiveness, have students complete the following activity.
1. A memo takes two or three days to get from one department to another.
Solution: Use email instead of memos for routine internal messages.
2. Sales executives are frustrated about the excessive time spent in air travel for regional product
information meetings.
Solution: Use videoconferencing instead of traveling to meetings.
3. Telephone tag is a problem for many employees.
Solution: Use voice mail or email.
4. Proposals with misspelled words often reach supervisors.
Solution: Require the use of spell check on all word processed documents.
5. Information is lost in crowded file cabinets and cannot be retrieved in time to assist in decision
making.
Solution: Transfer files to electronic databases.
6. Co-workers, contractors, and bank loan officers frequently need to reach the vice president of a
land development company readily so that they can make or implement decisions. However,
reaching the vice president is nearly impossible as he is often away from the home office visiting
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Chapter 1 Establishing a Framework for Business Communication
building sites, meeting with contractors, negotiating bank loans, or traveling between these
various locations.
Solution: Provide a cellular phone for the vice president.
7. Administrative assistants become upset when asked to make changes or revisions in documents
because they have to spend hours retyping entire documents.
Solution: Use word processing software for the creation of documents.
8. A producer in a California film studio is irritated when filming is stopped to wait for a
scriptwriter working in a remote location to rewrite and mail a portion of script. These delays
are the major cause of a film’s exceeding budget, a common occurrence for this producer
recently.
Solution: Have the writer fax updated scripts rather than mailing.
Legal and Ethical Implications of Technology
 Have students use the Internet to locate an article on international copyright issues.
 While projecting the slide, have students share information from their articles.
 Discuss the trade-off between information access and privacy. While society has more information
available than ever before, greater threats to privacy exist as well.
Resource slide 26: Legal and Ethical Implications of Technology
Strategic Force 4: Team Environment
As you begin the discussion of how the team environment impacts business communication, remind
students of the two reasons groups communication—social/maintenance purpose and task purpose.
 Before class, assign students to use the Internet to find a current article outlining how a company or
organization using teams in its operation, then write an abstract of the article.
 Ask students to volunteer to share their articles with the class. Look at how the groups
communicate and try to ascertain what portion is social purpose and what portion is task purpose.
Communication Differences in Work Teams
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Have students refer to the articles located earlier on teams in business settings.
Discuss what communication issues were different after the formation of teams. Trust, open
exchange, shared leadership, listening, problem solving, conflict resolution, and negotiation, among
other issues, should likely surface.
Resource slide 28: Important Team Skills
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Discuss the concept of synergy and 1+1=3. Focus on how the whole can be greater than the sum of
the parts due to the fact that complementary skills of team members result in greater results.
Furthermore, creativity is fostered through the exchange of ideas and building on each other’s ideas.
Discuss communication patterns for successful teams. Remind students that trust-building occurs
each time team members share information about themselves with other team members. Discuss
the need for openness among team members and the concept of shared leaderships, where
different team members lead at different times, depending on the specific task being accomplished.
Assign Application 2, which requires students to take a team player quiz assessing their team
orientation and how it may affect career success.
Resource slide 27: Team Environment Leads to Synergy
Resource slide 29: Communication Patterns for Successful Teams
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Chapter 1 Establishing a Framework for Business Communication

As you conclude the discussion of the strategic forces, ask students to consider what they have
learned about the four strategic impacting business communication. Discuss the need for knowledge
in each area and remind students that a marginal note appears in the textbook each time a strategic
force is discussed.

Some students may feel uncomfortable with technology and teams because of their educational
settings/experiences. Others may have had a personal experience with an ethical issue that they can
share. Discuss with students, especially international of non-traditional students, their experiences
with diversity.
Summary
Lead students in a discussion of the communication issues of a present-day businessperson and those of
a businessperson of 25 years ago. Reflect on changes in legal/ethical issues, diversity, technology, and
team environment. What issues would be consistent for the two groups? What issues would be
different?
Chapter Review
1 What are the three purposes for which people communicate? What percentage of a manager’s
time is spent communicating? Give examples of the types of communication that managers use. (Obj.
1)
The three purposes of communication are to inform, to persuade, and to entertain. Managers spend
approximately 60 to 80 percent of their time involved in some form of communication, including
attending meetings, writing reports, presenting information to groups, explaining and clarifying
procedures and work assignments, evaluating and counseling employees, and promoting company
products, services, and image. Communication activities in which managers are typically engaged
include attending meetings and writing reports related to strategic plans and company policy;
presenting information to large and small groups; explaining and clarifying management procedures and
work assignments; coordinating the work of various employees, departments, and other work groups;
evaluating and counseling employees; and promoting the company’s products/services and image.
2 Describe the five stages in the communication process using the following terms: (a) sender, (b)
encode, (c) channel, (d) receiver, (e) decode, (f) feedback, and (g) interferences or barriers. (Obj. 2)
The five stages of the communication model follow.
a. The sender encodes a message.
b. The sender selects an appropriate channel and transmits the message.
c. The receiver decodes the message.
d. The receiver encodes the message (feedback) to clarify any part of the message not understood.
Sender and receiver give feedback until the message is understood.
e. The sender and receiver remove or minimize interferences that hinder the communication process.
3 What is the difference between intrapersonal and interpersonal communication? (Obj. 3)
Intrapersonal is the communication that occurs within a person as the person processes information;
interpersonal communication occurs between or among people.
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Chapter 1 Establishing a Framework for Business Communication
4 How is the formal flow of communication different from the informal flow of communication?
(Obj. 4)
The formal flow follows obvious organizational lines. The informal flow is sometimes referred to as the
grapevine because it does not follow predictable lines of flow.
5 What are some common causes of unethical behavior in the workplace? (Obj. 4)
The common causes of unethical behavior in the workplace are (a) excessive emphasis on profits, (b)
misplaced corporate loyalty, (c) obsession with personal advancement, (d) expectation of not getting
caught, (e) unethical tone set by top management, (f) uncertainty about whether an action is wrong,
and (g) unwillingness to take an ethical stand.
6 Describe several intercultural communication barriers and how they might be overcome. (Obj. 4)
Intercultural barriers include stereotypes, differences in the interpretation of time, differing personal
space requirements, body language, translation limitations, and lack of language training. Strategies for
overcoming these barriers include learning about the other person’s culture, having patience with
yourself and the other person, and getting help in the form of resources when needed.
7
Describe several ways that communication technology can assist individuals and organizations.
(Obj. 4)
Communication technology can assist individuals and organizations in collecting and analyzing data,
shaping messages to be clearer and more effective, and communicating quickly and efficiently over long
distances.
8 What legal and ethical concerns are raised over the use of technology? (Obj. 4)
Concerns raised over the use of technology include information ownership issues, access to information
issues, and threats to privacy.
9 How does communication in work teams differ from that of traditional organizations? (Obj. 4)
Communication in work teams differs from that in traditional organizations in that ommunication
patterns are different; trust is a primary factor; open meetings are the norm; shared leadership exists;
and listening, problem solving, conflict resolution, and negotiation are important factors.
10 Why has communication been identified as perhaps the single most important aspect of team
work? (Obj. 4)
Communication has been identified as perhaps the most important aspect of team work because open
lines of communication are essential to increasing interaction between employees and management as
well as horizontally among team members, with other teams, and with supervisors.
Activities
Teaching Suggestions and Possible Solutions
1 Shadowing a Manager’s Communication Activities (Obj. 1)
Shadow a business manager for a day. Keep a log of his/her communication activities for the time period
you are observing. Divide the communication activities into the following categories: (1) attending
meetings, (2) presenting information to groups, (3) explaining procedures and work assignments, (4)
coordinating the work of various employees and departments, (5) evaluating and counseling employees,
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Chapter 1 Establishing a Framework for Business Communication
(6) promoting the company’s products/services and image, and (7) other activities. Calculate the
percentage of time spent in each activity. Be prepared to share your results with the class.
Solicit responses that require thought and reflection from students. Compare the percentage
breakdowns calculated by each student.
2 Clocking Your Own Communication Activities (Obj. 1)
Prepare a record of your listening, speaking, reading, and writing activities and time spent in each
during the hours of 8 a.m. to 5 p.m. for the next two days. You should attempt to record the time spent
doing each activity for each one-hour time block in such a way that you obtain a total time for each
activity. Be prepared to share your distribution with the class.
This activity illustrates the enormous amount of time we spend communicating and how that time is
distributed among various communication activities. A student’s time distribution of communication
activities may reinforce studies showing that a manager’s time is distributed as follows: listening, 45
percent; speaking, 30 percent; reading, 15 percent; and writing, 10 percent.
3 Communication Barriers (Obj. 2)
In groups of three, develop a list of 10 to 12 annoying habits of yours or of others that create barriers
(verbal and nonverbal) to effective communication. Classify each according to the portion of the
communication process it affects. For each, give at least one suggestion for improvement. Access a
downloadable version of this activity from your companion website
The lists will probably include items related to interrupting the speaker, ignoring the speaker, not
looking at the speaker, fidgeting, exercising poor personal habits of cleanliness and mannerisms, passing
the buck, getting too far ahead of the speaker, and failing to provide feedback.
4 Organizational Communication Flows (Obj. 3)
Draw an organizational chart to depict the formal system of communication within an organization with
which you are familiar. How is the informal system different from the organization chart? How are the
five levels of communication achieved in the organization? Be prepared to discuss these points in class.
Divide students into groups of four to five and instruct them to discuss each student’s analysis of the
external and internal communication system of an organization. Then as a group, students should
attempt to predict management’s reactions to the recommendations. A group leader could be asked to
present a brief report to the class.
5 Identifying Ethical Dilemmas (Obj. 4)
Using an online index, locate a current newspaper or magazine article that describes an illegal or
unethical act by a business organization or its employee(s). Choose an incident as closely related as
possible to your intended profession. Be prepared to share details of the incident in an informal
presentation to the class.
Selected incidents will vary; the summary may include a reference citation, an overview, discussion of
major points, and an application section that summarizes the contribution of the article to individuals or
the profession.
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Chapter 1 Establishing a Framework for Business Communication
6 Diversity Challenges as a Strategic Force (Obj. 4)
Conduct an online search to locate examples of intercultural communication mistakes made by U.S.
companies doing business in another country. How can an organization improve its diversity awareness
to avoid such problems? Be prepared to share your ideas with the class.
This application encourages students to explore current new ideas and analyze diversity issues. Articles
might focus on problems in marketing campaigns, contract negotiations, etc. Improving diversity
awareness involves researching the appropriate culture and determining ways to communicate
effectively.
7 Classroom Diversity Initiative (Obj. 4)
In your class, locate other students to form a “diverse” group; your diversity may include age (more than
five years difference), gender, race, culture, geographic origin, etc. Discuss your areas of diversity; then
identify three things the group members all have in common, excluding your school experience. Share
your group experiences with the class.
Use what you have learned about your students to place them in groups with diversity, whether based
on age, race, ethnicity, geography, or experience. Experiences will vary from group to group. Students
should focus on identifying experiences that are different, whether personal or business related.
8 Changing Technology as a Strategic Force (Obj. 4)
Indicate which of the following communication mediums would be most appropriate for sending each of
the following messages: email, fax, phone, or face-to-face communication. Justify your answers.
a. Seeking advice from a peer regarding a challenging task.
b. Notifying employees of dates and registration procedures for the annual sales meeting.
c. Informing employees that a decline in product demand will require a two-week plant shutdown.
d. Responding to a court subpoena, a medical clinic must submit electronic copies of a client’s
personal and medical records to a lawyer’s office in an adjacent state.
e. Alerting a customer that an unexpected failure of production equipment will delay delivery of an
order.
f. Exchanging workbook data files among employees collaborating on an annual budget.
Project the Solution slide and discuss the answers in class, or assign the Student Handout (at the end of
this guide) as homework:
a. Face-to-face or telephone would be good choices because discussing a challenging task could lead to
more information exchanges than will work via email.
b. Electronic mail would be a good choice because the message can be sent simultaneously to many
subscribers, thus saving time and money. The information could also be posted on company
intranet or public website.
c. A face-to-face meeting would be preferred. Email would not be recommended for this situation
because it requires tact and sensitivity.
d. Overnight mail would be a better choice in this case because speed is important. Email is not
recommended when the content of the communication is confidential.
e. Voice mail would be preferred because the recipient would not have to log on to the computer to
know that the message has been sent. Fax could also be used in this case because it provides the
speed needed in this situation.
f. Email could be used because the spreadsheet file could be attached and transmitted.
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Chapter 1 Establishing a Framework for Business Communication
Applications
Teaching Suggestions and Possible Solutions
Read
1 Locate the following article about predicted communication trends:
Communication technology in the future. (2009). Technology Awards. Available at
www.technologyawards.org/future_technology/Communication_Technology_in_the_Future.html
In small groups, discuss the following: (Objs. 1-4)
a. What communication trends are predicted in the workplace? Are any of these surprising?
Why?
b. Which trends are likely to impact your chosen career field most significantly? In what ways?
c. How do the predicted trends relate to the four strategic forces presented in this chapter?
The assigned article discusses several new technologies that will impact business communication.
a. Communication trends discussed in this article focus on new communication technology that will
make communicating on-the-go easier and more convenient. The technology discussed also will
allow for better security of work-related information.
b. Each student should identify those products that seem most appropriate to his or her chosen
career field and explain their importance.
c. All four strategic forces could be impacted by technology discussed in the article:
Technology: The technological advances discussed will severely test workers’ ability to maintain
personal touch for workplace communication. The pervasiveness of technology will make one’s
communication skills more distributed and public.
Diversity: The new $100 computer with Internet access discussed would impact the workforce in
developing nation by providing more opportunities for diversity in the workplace.
Teams: With easier and more convenient communication devices, work teams can collaborate
more easily and more often.
Write
2 Direct students to take the team player quiz at www.quintcareers.com/ team_player_quiz.html
and write a brief paper about their team orientation and how being a team player may affect their
career success. (Obj. 4)
Student scores for the team player quiz will vary, but papers (or class discussion) should focus on team
collaboration, self-directiveness, mutual respect, team achievements, complementary skills, and
empowerment.
Think
3 Have students research a scandal in the business or popular press using campus resources. Assign
students to read the article and respond to questions a–c. (Obj. 4)
a. Who are the stakeholders in the case? What does each stand to gain or lose, depending on your
decision?
b. How does the situation described in the case relate to the four-dimension model shown in Figure
1-4?
c. What factors might influence your decision as the manager in the case?
a. The stakeholders are the payroll manager, Molly, her coworkers, other managers, the company
itself, and the company’s stockholders. If the payroll manager singles out Molly to receive
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Chapter 1 Establishing a Framework for Business Communication
confidential information, all the stakeholders could lose, particularly if another to-be-laid-off
employee were to sue the company. The payroll manager stands to lose her job if her supervisor
finds out. As a manager privy to confidential information, she must keep that information to
herself.
b. The payroll manager needs to determine which area her options fit into. If the company has no
legal issues with telling Molly she is going to be laid off, the manager must consider the ethical
difficulties with telling one employee and not others. But, she also must consider the ethical
difficulties of not telling Molly, a liked and respected employee who could hurt herself financially
by purchasing a house when she is about to be laid off.
c. As manager, I would consider the legal ramifications of revealing the information, my supervisor’s
opinion of revealing the information, my exact relationship with Molly, and my relationship with
other employees who are about to be laid off.
Speak
4 Have students assemble in groups of three, interview an international student at your institution,
and generate a list of English words that have no equivalents in his or her language. Your students
should also find out about nonverbal communication that may differ from that used in American
culture. Students can share their findings in a short presentation to the class. (Obj. 4)
In completing this application, students will interact firsthand with a person of a cultural background
different from their own. The translation issue will raise awareness of the communication challenges
faced in global business activity.
Collaborate
5 Assign students to get into groups and discuss experiences in which “communication failure” was
blamed for problems that occurred in their work, academic, or personal interactions. Instruct
students to generate three to five additional ways communication can fail and give suggestions
for correcting them. Groups can share their results with the case in a short presentation. (Obj. 1-4)
Students will discuss their experiences with communication failures and generate three to five
additional ways communication can fail, along with their suggestions for correcting them. Use this
exercise as a springboard for a class discussion concerning interferences to the communication process
and how those interferences can be overcome.
Five reasons communications fail:
1. It’s not my responsibility: Employees don’t want to shoulder responsibility for others’ tasks,
even at the expense of customer service. Article suggests making a “hard and fast rule” that all
employees are responsible for making sure customer issues are resolved.
2. I just assumed: Never make assumptions. Ask questions so that all information is clear.
3. I think so: Don’t be lazy. If you don’t know, find out the correct information and use it.
4. If it’s not in writing, it’s not real: If you want something to absolutely be completed a certain
way, write it down.
5. Lack of follow through: When communication difficulties arise, take care of business yourself
and don’t depend on someone else. If you have someone to aid in resolving this, use that
person, but only after completely briefing him or her on the situation.
Answers for additional ways communication can fail will vary.
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Chapter 1 Establishing a Framework for Business Communication
Digging Deeper
1 What aspect of cultural diversity do you feel will impact you most in your career: international,
intercultural, intergenerational, or gender? Explain your answer, including how you plan to deal with
the challenge.
Answers will vary, but student responses should focus on one of the three listed here, using concepts
from the chapter to defend their answers. For example, if intergenerational issues arise, students could
talk with relatives of the same generation as co-workers to obtain suggestions about how to
communicate more effectively.
2 Lack of Internet access is causing some nations to be classified as information “have-nots.” What
international communication problems could result?
For businesses with offices around the globe, a lack of Internet access at some sites could mean delays
in receiving corporation information, deficiencies in access to information for research, and difficulties in
communicating with colleagues at other sites. From a political perspective, a lack of Internet access
would detract from the amount of international information available to citizens of a nation.
3 Considering the four strategic forces discussed, how is business communication today different
from that of 30 years ago? In what ways is it easier? In what ways is it more difficult?
More communication is conducted through electronic channels than 30 years ago, which makes some
communication easier. But changing technology presents a new set of issues, including privacy,
ownership and copyright, and access. A more diverse workforce has provided corporations with
additional viewpoints that can reach a more diverse audience, but this diversity has raised issues in
communicating across cultural differences. Team environments have made the workforce more
productive by providing a channel for communicating with supervisors more directly and on a more
personal level.
Cases
Teaching Suggestions and Possible Solutions
CASE ASSIGNMENT 1: Can the United States Succeed Without Rewarding Rugged Individuality?
A basic element of the fabric of U.S. entrepreneurship is faith in the ingenuity of the individual
person’s ability to conceive, develop, and profit from a business endeavor. The frontier spirit and
triumph of the individual over looming odds has been a predominant force in the development of the
United States. Such individualism has historically been recognized by organizations, with rewards going
to those who contribute winning ideas and efforts.
The recent shift in organizational structures toward team design has caused management to
reassess reward systems that focus on individual recognition and to consider rewards that are based on
team performance. Some fear that removing individual incentive will lead to mediocrity and a reduction
in personal effort. They argue that while the team model might work in other cultures, it is inconsistent
with the U.S. way of thinking and living. According to Madelyn Hoshstein, president of DYG Inc., a New
York firm that researches corporate trends, America is moving away from the model of team building in
which everyone is expected to do everything and toward focusing on employees who are the best at
what they do. She describes this change as a shift toward social Darwinism and away from
egalitarianism, in which everyone has equal economic, political, and social rights.
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Chapter 1 Establishing a Framework for Business Communication
Team advocates say that teams are here to stay and liken those who deny that reality to the
proverbial ostrich with its head in the sand. They stress the need for newly structured incentive plans to
reward group effort.
Source: Pounds, M.H. (1996, April 12). New breed of executive is ruthless, highly paid. Sun Sentinel (Fort Lauderdale), p. 1F.
Questions
1. How would you respond to those with concerns about loss of individual incentive? Argue for or
against the increased emphasis on team reward, using either personal examples or examples from
business.
Arguments in favor of increased emphasis on team reward include: (a) team reward encourages
synergistic results that surpass what solo individuals can achieve; (b) team reward encourages
cooperation rather than competition. Arguments against emphasis on team reward include: (a)
contribution of team members is never completely equal, so reward should be to the individual; and (b)
mediocrity results from team reward, since individuals are not challenged to rise above the norm.
2. Structure a reward system that recognizes both individual and team performance. You may use an
organization of your choice to illustrate.
A possible reward system would include the following elements for each team member: a
percentage of merit based on team performance, a percentage from team member appraisals, and a
percentage from the supervisor.
3. Select a specific corporation or nation that has implemented the team model. Describe the
transition away from a hierarchical structure and the consequences that have resulted from the
shift, both positive and negative.
Organizations selected will vary. Focus on how well the student described the transition from
hierarchical structure to teams and positive and negative consequences that resulted. If you are
following the sequence of chapters in the text, students will not yet have been exposed to concepts
related to message impact, such as adaptation and strategy. Consequently, evaluation of this
assignment should not focus heavily on such factors.
CASE ASSIGNMENT 2: Communication Challenges at the CDC
The Centers for Disease Control (CDC) is charged with the responsibility of protecting the health and
safety of people at home and abroad. The agency develops and provides disease control information and
distributes it to enhance healthy decisions and behaviors. Communication with other health partners as
well as the public is essential to ensuring the health of the people of the United States and elsewhere in
the world.
The events of September 11, 2001, affected every American citizen as well as the nation’s business
community. One agency whose mission was changed forever was the Centers for Disease Control and
Prevention (CDC). The Atlanta-based federal agency, which is responsible for protecting Americans
against infectious diseases and other health hazards, was instantly required to retool to meet the
looming threat of bioterrorism, including anthrax, smallpox, and other deadly disease agents.
The CDC is one of 11 federal agencies under the Department of Health and Human Services. The agency
stores and controls the nation’s stockpile of smallpox vaccine and leads 3,000 local public health
departments in devising a plan for containing an outbreak or epidemic and administering the vaccine. It
must also meld its work with national security agencies, such as the CIA, the FBI, and the Department of
Homeland Security.
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Chapter 1 Establishing a Framework for Business Communication
The leadership of the CDC must balance the urgent goal of preparing for a bioterrorism emergency with
the agency’s fundamental mission of preventing and controlling infectious disease and other health
hazards. AIDS, cigarette smoking, obesity, Type II diabetes, and asthma are among the real, long-term
problems that are equally crucial to public health. In addition, new threats, such as the swine and avian
flu, regularly present themselves. Research and evaluation of ongoing health communications programs
have affirmed the value of using various communication strategies to promote health and prevent
disease. Effective strategies combine approaches based in the behavioral sciences, communication,
social marketing, and health education. Pamphlets, billboards, public service announcements, and
educational programs are some of the ways the CDC spreads its messages about health and safety risks
and educates the American people about how to respond appropriately.
Health communication can take many forms, depending on the audience and the urgency of the risk.
With any health risk there is always the danger of overreacting; however, the CDC has the responsibility
of letting people know what is happening and what to do about it. According to Dr. Thomas Frieden,
director of the CDC, “when anyone dies at an early age from a preventable cause . . ., it’s my fault. He
views his agency’s key communication partners as the state and local health departments who monitor
citizens’ health, the people who run health plans and market preventive services, and the entire
business community, which has a strong interest in promoting the health of its employees. He knows
the importance of effective communication with a broad audience. Such a process identifies strengths
and weaknesses in programs and helps make the CDC a more credible advocate when it asks for funding
to address potential episodes of infectious disease, chronic health problems, and bioterrorism.
As at the CDC, the success of all businesses and organizations hinges to a large degree on the
effectiveness of the communication that takes place. To be effective in any work setting, you will need
to understand the process of communication, the challenges of reaching diverse audiences, and the
dynamic environment in which communication occurs.
Source: Baer, S. (2002, July 3). Anthrax response leader to head CDC; AIDS expert became chief spokeswoman after agency came under fire.
The Baltimore Sun, p. 1A; Centers for Disease Control. (2009). Campaigns and initiatives: Health communication strategies. National Prevention
Information Network. Retrieved from www.cdcnpin.org/scripts/campaign/strategy.asp
1. Visit the CDC website at www.cdc.gov and read the organization’s mission statement. What aspects
of the CDC’s mission focus on communication?
The most important area of the CDC’s mission that focuses on communication is its emphasis on
partnerships. The CDC also must communicate its research to scientific communities and the general
public, and it must communicate with other agencies and the public to detect and investigate health
problems, such as the anthrax attacks after September 11, 2001.
2. Refer to the Communication Process Model presented in Figure 1-1. In a class discussion, identify
barriers that the CDC might experience in communicating its AIDS campaign to people in various
subcultures.
Class discussion might focus on language, cultural views of the disease, location of the resources, and
others.
3. Identify some barriers that the CDC might experience in communicating its AIDS campaign to
people in various countries.
In addition to language barriers, the CDC is challenged by various cultures’ differing views of the disease.
Some cultures view AIDS as a medical issue, while others consider it a social issue to be handled through
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Chapter 1 Establishing a Framework for Business Communication
social agencies rather than science. The location of the resource center in Ethiopia will impact how some
countries view its resources.
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Chapter 1 Establishing a Framework for Business Communication
Student Handout, Chapter 1
Activity 8: Changing Technology
Indicate which of the following communication mediums would be most appropriate for sending the
following messages: email, fax, telephone, or face-to-face communication. Justify your answer.
a. The company is expecting a visit from members of a committee evaluating your bid for this year’s
Malcolm Baldrige National Quality Award. All employees must be notified of the visit.
Medium:
Justification:
b. After careful deliberation, the management of a mid-sized pharmaceutical company is convinced the
only way to continue its current level of research is to sell the company to a larger one. The employees
must be informed of this decision.
Medium:
Justification:
c. Lincoln Enterprises is eager to receive the results of a drug test on a certain employee. The drugtesting company has been asked to send the results as quickly as possible.
Medium:
Justification:
d. The shipping department has located the common carrier currently holding a customer’s shipment
that should have been delivered yesterday. Inform the customer that the carrier has promised delivery
by tomorrow morning.
Medium:
Justification:
e. An employee in another division office has requested you send a spreadsheet you have prepared so
he can manipulate the data to produce a report.
Medium:
Justification:
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