CODES OF CONDUCT BACKGROUND The Integrity and Accountability discussion paper outlined the public sector policies and guidelines which supplement the legislative and institutional framework and set standards of integrity and accountability for the Parliament, the Executive and the public sector. These guidelines include the Code of Ethical Standards for Members of the Legislative Assembly, the Ministers’ Code of Ethics, the Codes of Conduct for Ministerial Staff and the Office of the Leader of the Opposition, the Queensland Police Service Code of Conduct and other public service codes of conduct issued pursuant to the Public Sector Ethics Act 1994. The discussion paper posed two questions regarding guidelines: Queensland has an extensive range of codes of conduct in place – are any key individuals or groups missed? Should the codes be strengthened in any way? If so, how should they be strengthened? RESULTS OF CONSULTATION A total of 37 submissions addressed the issue of codes of conduct, including submissions from a number of academics, the Crime and Misconduct Commission, the Clerk of the Parliament, the Information Commissioner, the Queensland Council for Civil Liberties and a number of individual submitters. The table below summarises the submissions received on this issue. Generally, the submissions indicated that the variety of codes currently in place across the public sector is potentially confusing and may lead to inconsistencies in application. There was general support for the adoption of a single core public service code of conduct which could be adapted by individual agencies, although some submitters identified training and awareness as the key issue to be addressed in application of code requirements. A number of submitters also supported consistency in integrity frameworks for state and local governments. Rather than concentrating on the behaviour prohibited under codes, many submitters supported strengthening the positive obligations and ethical values set out in codes of conduct. The issue of enforceability of code breaches was raised, as was the link between the disciplinary provisions of the Public Service Act 2008 and code requirements. The requirement for codes of conduct to apply to groups which are not considered part of the core public service (such as Government Owned Corporations and directors of Government boards) or groups who interact with government (such as the media and unions representing public sector employees) was also raised as a potential area for improvement. SUGGESTIONS Specific suggestions for improvements included: Develop a single, consistent or core public service code of conduct which could be adapted by individual agencies (James and Kath Robertson, Local Government Association of Queensland, Dr Mark Lauchs, the Information Commissioner and the Queensland Council for Civil Liberties). Include a statement about the accountability of Members of Parliament to the Parliament and public based on the Northern Territory Legislative Assembly (Disclosure of Interests) Act (Gold Coast and Hinterland Environment Council). Amend the Public Sector Ethics Act 1994 to: o add principles of ‘transparency’ and ‘use of information’ to the ethics principles for public officials (Clerk of the Parliament); o include Government Owned Corporations within the definition of ‘public sector entity’ to apply the requirement for a code of conduct (Crime and Misconduct Commission). Amend the Public Service Act 2008 to: o set out comprehensive grounds for disciplinary action and remove the connection with codes of conduct as disciplinary tools (Janet Crews); o clarify the disciplinary powers for Ministerial staff (Crime and Misconduct Commission); o adopt a values-based approach which articulates positive norms and values which should shape the conduct of officers of the public service (Dr Anne Tiernan). Adopt separate legislation governing employment arrangements for Ministerial staff, based on the Members of Parliament (Staff) Act 1984 (Cth) (Dr Anne Tiernan). Create a new office of Media Ombudsman to cover the application of codes of ethics to the media (Centre for Governance and Public Policy, Griffith University). Amend the Code of Ethical Standards for Members of Parliament and Ministers’ Code of Ethics to reflect the fiduciary nature of MPs’ obligations to the electorate and to establish procedures for considering alleged breaches of the Ministers’ Code of Ethics (Monash University Accountability Round Table). No. Submitter Name 5 Mr Gary Scanlan 11 Mr James and Ms Kath Robertson 15 Mr Colin Hambrecht 31 Ms Alison Christou 36 40 Mr Peter Kinsella Moreton Bay Regional Council 50 51 52 Mr John Van Der Klugt Mr Ian Smith Mr Barry Rutherford Q1 - Queensland has an extensive range of codes of conduct in place – are any key individuals or groups missed? No change required. Problems tend to be in the areas of making judgments about conduct and appropriate sanctions - areas of private industry which could use considerably enhanced and enforced codes of conduct. A principle that needs to be considered in all code of conducts and legislation is consistency in standards and application. For example, Members of Parliament should be held accountable for unethical behaviour regardless of whether it is illegal or not. Members of Parliament and public servants who lie or deliberately try to deceive when answering questions in Parliament or Parliamentary committee hearings such as Estimates debates should face potential legal proceedings. Politicians on both sides of Parliament, directors of public and private companies, chairpersons of benevolent institutions who have control of public monies - should be appropriately regulated in the performance of their duties and accountable for public monies. There should be less emphasis on promulgation of codes and more on promoting 'goods' of public work. Emphasis on 'dos'. Suggests that codes should be accessible in one place. Yes – private sector organisations that deal with Councils need to complement council codes. Yes, the general public. Not to my knowledge. Code of conduct should be codified across all sectors. 58 Corruption Prevention Network Back to basics Ministerial responsibility. 68 LGAQ No. Q2 - Should the codes be strengthened in any way? If so, how should they be strengthened? No change is required. Yes. In particular, Members of Parliament should comply with the same standards as Public Servants. All government employees need to comply with their Agency’s code of conduct. Perhaps there should be a single code of conduct for the Public Service that covers Members of Parliament too. Particular agencies could add their own appendices if they have specific requirements e.g. Police. Codes need to be enforced. The person fined should pay the fine. If they are imposed, prison sentences should have a minimum period of time to be served. Needs to be greater education for public servants. Codes that apply to councillors were recently amended and are strong enough No, should be in plain English. More common sense is needed. Codes should be applicable to MPs and Police alike and be administered by CMC and not the Parliament itself. The principle of economy and efficiency can conflict with other 4 principles in codes especially integrity. Amend this principle to an ethical value such as promoting the public good. Yes, it would give the public confidence if all public sectors complied with a single code of conduct obligations for pecuniary interests and conflicts of interests, consistent with the requirements placed on local government councillors, including criminal sanctions and loss of office for breaches. No. Submitter Name 69 Professor Brian Head 82 Ms Chris Lawson 84 Centre for Governance and Public Policy, Griffith University 92 Ms Janet Crews Q1 - Queensland has an extensive range of codes of conduct in place – are any key individuals or groups missed? Recommend a new key performance indicator that could be readily mobilized to assess and overcome the evident discrepancies that have developed over time between the rules and expectations applying variously to MPs, Ministers, ministerial staff, public servants and other public sector employees. The test would be to ensure that the standards of behaviour and of disclosure are no less demanding for other categories as may be applicable to public servants. The State and local government integrity regimes should be the same. That is, what rules apply to councillors should also apply to MPs and vice versa. Private sector organisations that have business dealings with state and local government should be required to adopt codes of conduct for their board of directors and staff. Supports some objective examination of how codes of ethics apply to the media, including the distinction between selfregulation on the one hand, and objective measures of professionalism on the other. A Media Ombudsman could be established; the functions of this position should cover the electronic media, radio and newspapers. Q2 - Should the codes be strengthened in any way? If so, how should they be strengthened? Bullying by elected officials should be escalated to official misconduct. The nexus between grounds for disciplinary action as set out in s 187(1)(f) of the Public Service Act 2008 and codes of conduct needs to be severed so that codes of conduct cease to be tools of discipline and punishment and instead are used in ways that are more likely to be effective in motivating and influencing employee behaviour. The grounds for discipline and disciplinary action in ss 187 and 188 of the Act need to be updated so that they are a complete code in themselves and are framed with reference to serious breaches of discipline and not behavioural infractions that can and should be dealt with through management, change management, culture change or human resources interventions. The disciplinary investigation machinery should maintain its focus on serious cases of improper conduct, with less serious breaches being dealt with by training, feedback, counselling or personal change interventions which actually have the effect of changing attitudes and behaviour or motivating identification with espoused values. Particular areas for attention are the inclusion of negligence as a ground for discipline, the inclusion of new grounds which recognise the seriousness of employee harassment and/or coercion and the improper conduct which No. Submitter Name Q1 - Queensland has an extensive range of codes of conduct in place – are any key individuals or groups missed? 102 Clerk of Parliament 105 ANTaR Specific code of conduct relating to how the police treat Aboriginal and Torres Strait Islanders. 106 Crime and Misconduct Commission Recommends that: (1) disciplinary powers relating to ministerial staff who are not "public service officers" be reviewed so that there are clearly defined powers and accountabilities in respect of these employees; (2) Government encourage unions which represent public sector employees to develop codes of conduct or ethical frameworks to assist them in performing their functions fairly and in the best interests of all members. 108 Monash University Accountability Round Table 131 134 Queensland Greens Policy Working Group Mr Andrew McMicking 142 NCWQ 153 Dr Linda Colley 157 Residential Tenancies Authority Q2 - Should the codes be strengthened in any way? If so, how should they be strengthened? occurs through the use of computer equipment or other electronic equipment at work. Add to the principles found in s 4 of the Public Sector Ethics Act 1994, specific principles that deal with (a) transparency; and (b) the use of information. Codes should be strong enough that if a police officer does not uphold the code of conduct, they can be disciplined or dismissed as appropriate. Recommends that: (1) the Public Sector Ethics Act 1994 be amended to include GOCs in the definition of 'public sector entities' for the purposes of the Act; (2) all agencies seek to find ways to improve the working effectiveness of their codes through training, regular updates, effective consultation and public commitment to ethical conduct. (1) The Code of Ethical Standards for Members of Parliament should reflect the fact that their relationship with the people has the elements found in fiduciary relationships (proposed changes submitted). (2) Ministers' Code of Ethics - the fiduciary nature of the obligations of Ministers to the people who elected them into office should be acknowledged; there should be a five year postseparation period; procedures for considering alleged breaches of the Ministers' Code of Ethics should be included (proposed changes submitted). The codes should be made enforceable and justiciable. Parliamentary Secretaries, Ministerial staff and Parliamentary secretaries staff should be subject to questioning if required by Parliamentary committees. Police officers caught driving under the influence should be sacked. The framework of legislation, policies and guidelines is comprehensive and a credit to Queensland. The real work to be done now is in the implementation - promotion of information; education of those covered by the framework; culture change; and leadership by example. Further confidence in public integrity and accountability of statutory bodies could be enhanced by requiring Board and Directors' disclosures. No. Submitter Name 158 163 Mackay Regional Council The Australian Collaboration 165 Dr Anne Tiernan 166 Dr Mark Lauchs Queensland University of Technology 177 The Office of the Information Commissioner 179 Mr Bob Longland 180 Queensland Council for Civil Liberties 188 Gold Coast and Hinterland Environment Council Q1 - Queensland has an extensive range of codes of conduct in place – are any key individuals or groups missed? Q2 - Should the codes be strengthened in any way? If so, how should they be strengthened? The same rules should apply to State and Local politicians. Period of post-separation employment restrictions should be increased for Ministers and Parliamentary Secretaries. Ministerial Code of Ethics should include sections on professionalism, power and confidentiality. Recommends (1) adopting values-based approach in Public Service Act 2008; addressing strategic importance of leadership and professionalism in public service; producing State of the Service Report, to be scoped by PSC and launched by Chair of PSC Board; (2) systematic evaluation, monitoring and review of government policies and service delivery; (3) review of staffing arrangements for Ministerial staff, opposition and office holders and adoption of separate legislation modelled on Members of Parliament (Staff) Act 1984 (Cth). (1) Queries whether decentralisation of codes is a positive outcome and whether there should be a core code that CEOs can add to. Need for guidelines for decision-making (e.g. previous Policy Handbook). (2) Restriction on post-separation employment for Ministerial staff unwarranted as they don't have security of tenure; are not decision-makers; and may limit employment of professionals in roles as it will limit future career options. PSC should maintain single code of conduct which agencies could add to as required. Code of conduct to include statements about core values of the public service, relationships with Ministers, Ministerial staff and the public with agency heads required to uphold and promote values. Ministers, Ministerial staff and senior public servants to receive induction training on code. PSC to develop and promote ethical decision-making framework and develop tools and resources for training. Extended role for PSC in coordination, education, awareness and probity reporting on integrity and accountability framework for public servants. Codes are too numerous, conflicting and overlapping. Should be one generic Code of Conduct for government employees and one for politicians. Suggests additional statement regarding accountability of MPs to Parliament and public (per NT Legislative Assembly (Disclosure of Interests) Act) and efforts to rebuild public trust. No. Submitter Name 193 Dr David Solomon 195 Robert Beno 204 Dawn Joyce, InPsight 213 ANZSOG Institute of Governance, University of Canberra Q1 - Queensland has an extensive range of codes of conduct in place – are any key individuals or groups missed? Q2 - Should the codes be strengthened in any way? If so, how should they be strengthened? Suggests general review of codes of conduct by PSC to simplify them and particularly consider issue of secondary employment of public servants and potential for conflicts of interest. Yes, certain GOCs and their employees, together with a range of persons who have contact with Government (e.g. contractors or visitors) should be made aware of appropriate etiquette and conduct, particularly in relation to gifts or hospitality. Align all state and federal policies and practices. Encourage and promote fairness and a culture of equity and accountability in disability services. Formal professional training and development aimed at ensuring integrity in government administration and professionalism in the public services should be a first priority.