Supporting information Ligand exchange leads to efficient triplet energy transfer to CdSe/ZnS Q-Dots in a Poly(N-vinylcarbazole) matrix nanocomposite. Adis Khetubol1, Sven Van Snick2, Antti Hassinen3, Eduard Fron1, Yuliar Firdaus1 Lesley Pandey1, Charlotte David1, Karel Duerinckx1, Wim Dehaen2, Zeger Hens3, Mark Van der Auweraer1a 1 KULeuven, Chemistry Department, Division of Molecular Imaging and Photonics, Laboratory of Photochemistry and Spectroscopy, Celestijnenlaan 200F, B2404, 3001, Leuven, Belgium 2 KULeuven, Chemistry Department, Division of Molecular Design and Synthesis, Laboratory of Organic Synthesis, Celestijnenlaan 200F, B2404, 3001, Leuven, Belgium 3 Ghent University, Physics and Chemistry of Nanostructures, Krijgslaan 281-S3, 9000, Gent, Belgium A Synthesis and characterization of the ligands Methyl-6-bromohexanoate 1: This compound was prepared according to General Procedure 1 using 6-bromohexanoic acid (5000 mg, 25.6 mmol) and 100 mL methanol, yielding 1 as a yellow oil (5262 mg, 98%). 1H NMR (300 MHz, CDCl3): δ 1.49 (qu, J = 3.96Hz, 2H), 1.66 (qu, J = 5.67 Hz, 2H), 1.88 (qu, J = 5.10 Hz, 2H), 2.33 (t, J = 5.49Hz, 2H), 3.41 (t, J = 5.07Hz, 2H), 3.67 (s, 3H). Methyl-11-bromoundecanoate 2: This compound was prepared according to General Procedure 1 using 11-bromoundecanoic acid (5000 mg, 18.9 mmol) and 100 mL methanol, yielding 2 as a yellow oil (5232 mg, 99%). 1H NMR (300 MHz, CDCl3): δ 1.29 (bs, 10H), a To whom all correspondence should be addressed Mark.vanderauweraer@chem.kuleuven.be 1.42 (bs, 2H), 1.62 (bs, 2H), 1.85 (qu, J = 6.39 Hz, 2H), 2.30 (t, J = 7.29 Hz, 2H), 3.40 (t, J = 7.32 Hz, 2H), 3.67 (s, 3H). 6-Carbazol-9-yl-hexanoic acid 3: This compound was prepared according to General Procedure 2 using K2CO3 (3182 mg, 17.9 mmol), CH3CN (50 mL), carbazole (1000 mg, 5.9 mmol) and methyl-6-bromohexanoate 1 (1500 mg, 7.2 mmol), yielding 3 as a white solid (563.8 mg, 33%). Mp: 113.1 °C. 1H NMR (300 MHz, CDCl3): δ 1.43 (qu, J = 8.28 Hz, 2H), 1.66 (qu, J = 7.38 Hz, 2H), 1.89 (qu, J = 7.38 Hz, 2H), 2.31 (t, J = 7.38 Hz, 2H), 4.29 (t, J = 7.11 Hz, 2H), 7.22 (m, 2H), 7.39 (m, 4H), 8.08 (d, J = 7.74 Hz, 2H). 13C NMR (75 MHz, CDCl3): δ 24.4 (CH2), 26.7 (CH2), 28.6 (CH2), 33.8 (CH2), 42.7 (CH2), 108.5 (CH), 118.8 (CH), 120.4 (CH), 122.8 (C), 125.6 (CH), 140.3 (C), 179.6 (C). HREIMS: calcd for C18H19NO2 [M]+, 281.14161; found 281.14188. 11- Carbazol-9-yl-undecanoic acid 4: This compound was prepared according to General Procedure 2 using K2CO3 (1591 mg, 8.9 mmol), CH3CN (25 mL), carbazole (500 mg, 3.0 mmol) and methyl-11-bromoundecanoate 2 (1002 mg, 3.6 mmol), yielding 4 as a grey solid (332.2 mg, 31%). Mp: 89.7 °C. 1H NMR (300 MHz, CDCl3): δ 1.24 (bs, 12H), 1.60 (m, 2H), 1.85 (m, 2H), 2.32 (t, J = 7.41 Hz, 2H), 4.28 (t, J = 7.17 Hz, 2H), 7.22 (m, 2H), 7.41 (m, 4H), 8.08 (d, J = 7.74 Hz, 2H). 13C NMR (75 MHz, CDCl3): δ 24.6 (CH2), 27.3 (CH2), 28.9 (CH2), 29.1 (CH2), 29.3 (CH2), 29.4 (CH2), 33.9 (CH2), 43.0 (CH2), 108.6 (CH), 118.7 (CH), 120.3 (CH), 122.7 (C), 125.5 (CH), 140.4 (C), 179.9 (C). HREIMS: calcd for C23H29NO2 [M]+, 351.2198; found 351.2182. Mark.vanderauweraer@chem.kuleuven.be B Fluorescence Quantum yields and decays of the ZnS:CdSe quantum dots PL intensity (a.u.) 10000 QD solution in CB; exc= 460 nm; em= 480 nm QDs (LCA) QDs (C6) QDs (C11) 1000 100 10 20 30 40 50 60 70 80 90 100 110 Decay time (ns) Fig. S1 Fluorescence decay of CdSe/ZnS QDs in CB solutions. The excitation and recorded emission were 460 and 480 nm respectively. The fluorescence decays were analyzed as a sum of three exponentials (eq S1). As the exact origin of this non-exponential decay is not known and outside the scope of this manuscript no direct physical meaning should be given to decay times and amplitudes. I t A1 exp t A2 exp t A3 exp t 1 2 3 eq S1 Those parameters are just used to calculate the average decay time (eq S2) A1 1 A2 2 A3 3 eq S2 Table S1: Fluorescence decay times and amplitudes of the CdSe/ZnS QDs in CB solution for the decays shown in Figure S1. Samples A1 (%) A2 (%) A3 (%) τ1 (ns) τ2 (ns) QDs (LCA) 23.4 29.3 QDs (C6) 16.0 29.7 47.3 2.1 54.3 2.1 Mark.vanderauweraer@chem.kuleuven.be τ3 (ns) <> (ns) 8.5 20.8 12.8 9.5 21.4 14.8 QDs (C11) 18.0 29.5 52.5 2.1 8.8 22.1 14.7 The average decay times show that replacing LCA by C6 or C11 does not lead to fluorescence quenching due to hole injection from the valence band of the excited QD into the HOMO of PVK. The small increase in average decay time could be due to stronger interaction of C6 and C11 with the ZnS surface leading to a reduction of defect sites. Assuming an identical radiative decay rate for the QDs the combination of the average decay times with the fluorescence quantum yield of 0.55±0.05 for the LCA capped QDs yields a fluorescence quantum yield of 0.63±0.06 and 0.62±0.06 for C6 and C11 capped QDs. We will now calculate the fluorescence quantum yield for triplet transfer for QDs covered with C11 ligands. Upon excitation at 330 nm the fluorescence quantum yield of the carbazole emission of QDs covered with C11 ligands amounts to f 0f 1 sENT where 0f and SENT are respectively the fluorescence quantum yield of the unquenched ligand and the quantum yield of singlet energy transfer to the QDs. With 0f 0.45 ±0.05 and SENT = 0.108, as determined from the fluorescence decays, f = 0.40±0.04. The fluorescence quantum yield of the QD emission upon excitation at 330 nm, 330 f ,QD , is that of the carbazole emission of the QDs covered with C11 ligands multiplied by the ratio between the area under the emission band of the QDs and that of carbazole which amounts to 1.2±0.2. This gives a fluorescence quantum yield, 330 f ,QD , of 0.49±0.15 for the QD emission. The fluorescence quantum yield of the QD emission due to singlet energy transfer, Sf ,QD , is given by 440 Sf ,QD SENT 440 f ,QD where f ,QD is the fluorescence quantum yield of the QDs upon direct excitation at 440 nm and which amounts to 0.62 ±0.15. Hence Sf ,QD amounts to 0.067±0.007. Tf ,QD , the fluorescence quantum yield of the QDs upon excitation at 330 nm Mark.vanderauweraer@chem.kuleuven.be S due to triplet energy transfer, amounts then to Tf ,QD 330 f ,QD f ,QD or 0.49±0.15T 0.067±0.007=0.42±0.16. This corresponds to Tf ,QD ISC TENT 440 f ,QD where ISC and ENT correspond to the quantum yield of intersystem crossing in the C11 ligand on the QD and the quantum yield for triplet energy transfer respectively. ISC 0ISC 1 sENT where 0ISC corresponds to the quantum yield for intersystem crossing in free C11 ligands. Assuming that in the free ligands the excited state of carbazoles decays either by fluorescence or intersystem crossing1 , 0ISC 1 0f . With 0f 0.45 0.05 0ISC amounts to 0.55±0.05. Hence T ENT Tf ,QD 440 f ,QD ISC or 1.4±0.5. PL intensity (a.u.) 10000 QDs (C11) in solution doped PVK film with 30% QDs(C11) doped polystyrene film with 30% QDs(C11) exc = 440 nm; em= 490 nm 1000 10 20 30 40 50 60 70 80 90 Decay time (ns) Figure S2: Fluorescence decays of C11 capped CdSe/ZnS QDs in CB solution and PVK and polystyrene films. The excitation and recorded emission were 440 and 490 nm respectively. Mark.vanderauweraer@chem.kuleuven.be Table S2: Fluorescence decay times and amplitudes of the fluorescence decays of C11 capped CdSe/ZnS QDs in Figure S2. Samples A1 (%) A2 (%) A3 (%) τ1 (ns) τ2 (ns) τ3 (ns) < > ns QDs (C11) solution 20.4 34.3 45.3 1.5 9.6 20.0 12.7 Doped PVK film 32.1 47.8 20.0 1.0 6.3 19.0 7.1 Doped polystyrene 18.0 29.5 52.5 2.2 7.5 21.5 7.1 film Table S2: Fluorescence decay times and amplitudes of the fluorescence decays of C11 capped CdSe/ZnS QDs in Figure S2. The fluorescence decays were analyzed as a sum of three exponentials (eq S1). As the exact origin of this non-exponential decay is not known and outside the scope of this manuscript no direct physical meaning should be given to decay times and amplitudes. Those parameters are just used to calculate the average decay time (eq S2). Assuming an identical radiative decay rate for the QDs the combination of the average decay times with the fluorescence quantum yield of 0.55±0.05 for the LCA capped QDs in CB yields a fluorescence quantum yield of 0.54±0.05, 0.31±0.03 and 0.30±0.03 for C11 capped QDs in CB, PVK and polystyrene films. Although the average fluorescence decay time and quantum yield are decreased in PVK compared to a solution in CB one should note that a similar decrease was found for C11 capped QDs in a polystyrene matrix, hence this decrease is not due to hole injection from the valence band of the excited QD into the HOMO of PVK. It remains possible that this effect is due to a loss of ligands upon formation of the polymer film. The small difference in average fluorescence decay time and quantum yield for QDs used in table S1 and S2 reflects the batch to batch fluctuations of the obtained QDs. Mark.vanderauweraer@chem.kuleuven.be We will now calculate the fluorescence quantum yield for triplet transfer in a PVK film with a loading of 10 wt% of QDs with C11 ligands. Upon excitation at 330 the fluorescence quantum yields of the carbazole emission of the PVK film loaded with QDs covered with C11 ligands amounts to f 0f 1 sENT . With 0f 0.16 ±0.03 and SENT = 0, as determined from the fluorescence decays, f = 0.16±0.03. The fluorescence quantum yield of the of the QD emission upon excitation at 330 nm, 330 f ,QD , is that of the carbazole emission in the PVK film with QDs covered with C11 ligands multiplied by the ratio between the area under the emission band of the QD and that of carbazole which amounts to 0.28±0.05. This gives a fluorescence quantum yield 330 f ,QD of 0.045±0.018 for the QD emission. The fluorescence quantum of the QD emission due to singlet energy 440 transfer, Sf ,QD , is given by Sf ,QD SENT 440 f ,QD where f ,QD is then fluorescence quantum yield of the QDs upon direct excitation at 440 nm and which amounts to 0.31 ±0.06. Sf ,QD amounts to zero as SENT = 0. The fluorescence quantum yield of the QDs upon excitation at S 330 nm due to triplet energy transfer amounts then to Tf ,QD 330 f ,QD f ,QD or 0.045±0.018. 0 s This corresponds to Tf ,QD ISC TENT 440 f ,QD . As ISC ISC 1 ENT and assuming that in the excited state of carbazoles in pristine PVK film decays either by fluorescence or intersystem crossing,1 0ISC 1 0f . With 0f 0.16 0.03 , 0ISC amounts to 0.84±0.03. Hence T ENT Tf ,QD 440 f ,QD isc or 0.17±0.09. Mark.vanderauweraer@chem.kuleuven.be 1. Barltrop, J.A.; Coyle, J.D. Principle of Photochemistry, Wiley, Chichester Eng. and Newyork, 1978 / Barltrop, J.A.; Coyle, J.D. Excited States in Organic Chemistry. Wiley, London and Newyork, 1975. Mark.vanderauweraer@chem.kuleuven.be