INSTITUTIONAL DISTINCTION AT INDIANA STATE UNIVERSITY Purpose Identification and recognition of areas of institutional strength and distinction serves many purposes: it fosters pride in the university, its faculty, students and alumni; it assists the institution in establishing a strategic direction; it promotes public awareness of our unique areas of strength and purpose; it builds our reputation for potential students; and it invites future investments. Background In April 2004, ISU began a process of pursing institutional distinction. A centerpiece of that process was the identification of (and investment in) academic programs and centers of research and creative activity whose strength and uniqueness would distinguish ISU from its peers in the state and nation. Seventeen programs and centers were recognized as Programs of Distinction or Programs of Promise under the Distinctive Programs Initiative, with most provided funding from the Lilly Endowment. Goal four of the University’s strategic plan, The Pathway to Success, establishes a vision for strengthening ISU's claim to distinction through leveraging existing programs of distinction or promise and exploitation of new opportunities (e.g., Center for Rural Life; RHIC) to enhance our unique institutional identity. In accordance with benchmark indicators outlined for goal four, a Distinctive Programs Oversight Committee (DPOC) was established to work with the Provost to develop a process to evaluate previously designated programs as potential targets of additional investment and enable identification and support of new programs that that will contribute to ISU’s distinction. The DPOC began its work in Summer 2010. Final reports for programs previously identified as Programs of Promise or Programs of Distinction were requested in Fall 2010. These were reviewed by the DPOC and select programs were identified for receipt of remaining one-time Lilly Endowment dollars associated with the Distinctive Programs initiative. Plans are underway to highlight the achievements of all 17 programs recognized under this initiative as well as additional activities envisioned to occur with remaining funds. The DPOC continued to meet throughout Fall 2010 to further discuss the concept of institutional distinction and possible revisions to the Distinctive Programs Initiative. Based on our discussion of the limits of the Distinctive Programs Initiative and review of similarly-conceived initiatives at other institutions, the DPOC has developed a new process for advancing distinction at ISU. With the establishment of a new process, the DPOC has taken on a new label: the Unbounded Possibilities (UP) Committee. 1 A New Direction to Institutional Distinction: Unbounded Possibilities to Innovation, Strength, & Unity (UP-2-ISU) Overview The Unbounded Possibilities to Innovation, Strength, & Unity (UP-2-ISU) initiative is intended to recognize and capitalize on the unique contributions programs and faculty across campus make to address societal needs as the basis for institutional distinction. After identifying opportunities for distinction in our existing activities, this initiative will support development and funding of innovative and collaborative proposals to build on existing strengths in these areas of opportunity to further enhance ISU’s distinctiveness. Rationale While the Distinctive Programs Initiative has supported the recognition, celebration, and advancement of many of ISU’s unique strengths and quality programs, the limits of a programbased approach to institutional distinction are now emerging. Designation of more “Programs of Distinction” challenges the development of a clear institutional identity as well as the institution’s ability to effectively invest its strategic resources, while exclusion of additional programs may undermine their commitment to improvement and alignment with institutional goals. Moreover, the program-based approach to distinction is susceptible to the vagaries of turnover and loss of faculty in small units. The Unbounded Possibilities Committee thus sees great merit in defining institutional distinction not at the level of individual programs, but in the array of quality programs and faculty emphases transcending programs that shape the students’ and public’s experience of ISU. In other words, ISU’s distinction should reflect the emergent features of our identity when looking across ISU’s campus. Given our commitment to community engagement, it is logical to look for ISU’s distinction in the contributions of our programs and faculty to meeting societal needs (recognizing that needs may be broadly defined so as to include training of tomorrow’s professionals and that these contributions must be evidenced in the ongoing work of faculty and academic programs, not preordained from above). Therefore, in consultation with the administration, the Unbounded Possibilities Committee has created a campus-wide process to identify the unique distinction opportunities or themes that exist in the activities and interests of our faculty, academic programs, and external collaborations as they serve the broader society. Principles In addition to helping ISU achieve distinction in highly identifiable and sustainable ways, activities supported under this initiative should also: be consistent with and supportive of the University's mission, vision, values; 2 support strategic initiatives to increase enrollment and retention and enhance grants and contracts; unify the academic community by promoting collaborations to contribute to the common good on campus and off; strengthen the quality and reputation of our academic programs; meet expectations of accountability (including reliance on objective data and clear criteria) in reporting Process Summary Proposals shall be solicited from campus to advance identified distinction opportunities or themes. Proposals may come from individual programs or departments or represent collaborations across traditional boundaries. Proposals will be reviewed based on criteria specified below (in alignment with program goals), and funding recommendations will be made to the Provost’s office. Initial proposals will be at the level of concept papers. Criteria for Review & Selection of Proposals Proposals may be submitted from (1) individual academic disciplines or departments or (2) represent collaborations that cross traditional disciplinary or institutional boundaries. Proposals should specify whether they fall into category (1) or (2) and the specific societal need(s) they address. The general criteria for reviewing programs have been grouped into a set of five categories. Applicants are encouraged to write an application proposal to the general academic community (of non-specialists) that addresses the criteria under each category clearly and directly. Whether submitting an application as an individual program or department or as a crossdisciplinary collaborative, the proposal must clearly demonstrate: 1. How it advances institutional distinction through its contribution to addressing the specified societal need(s), while at the same time… 2. How it contributes to the vision and mission of the university through teaching, research, creative activity and/or service (It is appropriate to provide data on the quality and viability of academic programs supported through activities in this application, including numbers of students, faculty productivity, external rankings, etc.) and… 3. How it aligns with the strategic plan of the institution by its contributions to one or more of the following: a. Increasing enrollment or student success. b. Diversifying revenue through philanthropy, contracts, and grants. c. Enhancing experiential learning and community engagement. d. Recruiting and retaining great faculty and staff 3 Proposals seeking greater levels of funding that may be associated with collaborative proposals must also provide: 4. Evidence that the proposal crosses traditional disciplinary or institutional boundaries (if applying for a “collaborative” award). Finally, all proposals must also contain: 5. A strategic plan with detailed action steps for the use of the funds to achieve measurable outcomes related to (1), (2), and (3) above. Considerations in evaluating the action plan will include assessments of: a. quality and feasibility of the timeline. b. selection of benchmarks and measurable outcomes. c. evidence of leveraging of resources beyond funding. Note that funding may be discontinued for initiatives that fail to show progress on their action plan at intermediate reporting points. Resources Supporting the Initiative The goals of the Unbounded Possibilities to Innovation, Strength, & Unity (UP-2-ISU) initiative are to expand ISUs distinction by (1) resourcing programs and collaborations that already visibly contribute to the accomplishment of our mission as an “engaged” institution of higher learning, (2) enhancing previously unidentified or unrepresented areas of distinction through targeted investments, and (3) encouraging cross-unit collaborations that assure identified areas of distinction are sustainable over the long-term. It is anticipated that this initiative and the activities it supports will enhance the reputation of ISU and the strength of already strong programs. It is both inappropriate and impossible for the Unbounded Possibilities Committee to predetermine the exact nature of activities to be supported as these must be determined by individual academic units and programs in accord with their goals (in alignment with the institutional mission). Toward that end, applications should propose the nature and anticipated sources of support needed to develop innovative proposals that contribute to ISUs distinction. Approximately $5,000,000 over a five-year period has been allocated for UP-2-ISU initiative, at least some of which can be considered base funding (i.e., recurring support rather than one-time resources). It is anticipated that approximately $1,000,000 will be awarded in the first year in support of 5-7 initiatives. Proposals from individual academic units [category (1) above] may apply for up to $250,000 for a five-year period while collaborative proposals [category (2) above] may apply for up to $1,000,000 of support for five years. There may be an opportunity for a second round of new initiative proposals following an assessment of this initial round and the nature of what emerges, but none is planned at this time. To acknowledge their activities in support of strengthening ISUs distinctive identity, a program, project, or collaboration receiving support under this initiative shall be designated an UP 4 Program of Innovation & Strength to facilitate their ability to leverage institutional support for external resources). This designation shall continue through the length of the Unbounded Possibilities initiative (unless support is withdrawn based on project reports—see below). Awardees will be required to submit annual progress reports that are linked directly to the action and assessment plan included in their application. Continuation of recognition and funding is contingent upon satisfactory progress toward meeting benchmarks/outcomes. Selection Process Concept Paper Phase Following a period of campus engagement and idea development (January through March), fourpage, single-spaced (maximum) concept papers with 12-point font and one-inch margins are due on March 31 that are expected to provide a vision for an idea and a sense for the need and doability of the initiative. The desired submission should include these sections: I. II. III. IV. V. Overview Rationale (as it contributes to a societal need(s) & aligns with ISU vision/mission/strategic plan) Discussion of Planned Collaboration Estimated Total Costs (over 5 years with rough estimates for how it would be expended in broad categories - e.g., personnel, equipment, etc.) Conclusion A separate 1 page appendix for how up to $4,000 in seed money would be used over the summer to develop a full proposal is also expected (e.g., visits to other institutions with known excellence in the proposal area, bringing consultants to campus, etc.). Stipends for participants on proposal development teams will not be supported. Concept paper presentations will occur in April and will be open to the community. The reviews will be done by a Faculty Senate appointed committee, the Deans Council, and the Unbounded Possibilities Committee, with recommendations for invitations for full proposals made to the Provost and President. Selection of those invited to submit full proposals will be made by 5/2. Full Proposal Phase Full proposals are due on September 19. Submissions may be no more than eight pages, singlespaced (12 point font with one-inch margins) including all charts, tables and other supporting material, although a supplemental reference list of no more than two pages may be included with the submission. Submissions should address the five criteria described above. Reviews of proposals will occur in October and include both an internal and external process. Internal review teams will include a Faculty Senate appointed committee, a panel of Caleb Mills and Theodore Dreiser Award winners, the Dean’s Council, and the Unbounded Possibilities Committee. An external panel of 3-4 persons with respected experience leading/managing 5 development initiatives such as these will also be identified and invited to campus for an open community presentation by proposal teams. Their recommendations will be incorporated into what is advanced to the Provost and President for initiative selection by mid-November. Timeline for Implementation Jan. – March, 2011 Campus engagement and concept paper development period March 31, 2011 Concept Papers due to Office of Sponsored Programs April, 2011 Concept Paper review period May 2, 2011 Announcement of concept papers selected for full proposal development Summer, 2011 Full Proposal development period Sept. 19, 2011 Full Proposals due October 2011 Full Proposal review period November 2011 Announcement of initiative selections May 31, 2012 Interim Report due for assessing program progress and release of new funding at start of FY 2012 May 31, 2013 Annual Report due (annually at this point forward) for assessing program progress and release of next FY funding 6 Indiana State University Unbounded Possibilities (UP) Routing Form The electronic version of this routing form should be submitted with concept papers and full proposals to the Office of Sponsored Programs. Project Title: Requested category for funding: _____ Academic Discipline/Department _____ Cross-Disciplinary Collaboration Contact Person: Department/Unit: Phone number: Campus Address: Email: This application is complete and accurate to the best of my knowledge. Signature: ____________________________________________________ Date_____________ Co-Director (1) Signature_________________________________________Date_____________ Co-Director (2) Signature_________________________________________Date_____________ Chair and Dean Signatures: I have reviewed and support this application. Department Chair Signature_______________________________________ Date____________ Co-Director Department Chair Signature_____________________________ Date____________ Dean Signature_________________________________________________ Date____________ Co-Director Dean Signature_______________________________________ Date____________ Note: Please add signature lines as needed to reflect all of the departments/units involved in delivering the program. Proposal # DP__________ (assigned by OSP) 7