HOW TO REGISTER YOUR HORSE … STALLION REPORTS, COLLECTION & EMBRYO TRANSPLANT FORMS REGISTRATION/NAMING CRITERIA Basic Naming Rules: Purebreds: Stallions and colts: Carry a double name, the first being the lineage name of sire and the second being that of the dam. (Example: PLUTO MORA). Mares and fillies: Mare/filly names end in “a” with a maximum length of 28 characters. Contact Sandy Heaberlin at sandy@lipizzan.org to verify that the name is available before the DNA and registration forms are submitted to the Lab and LANA office. Partbreds: Can be up to 38 characters in length, including spaces. No stallion line names or classic or subsidiary mare family names can be used. Mares names should not end in “a”. Domestic Horse (sire and dam ARE registered with LANA), includes To Indiana: 1. Completed Registration Application (DNA numbers for sire/dam can be obtained by contacting sandy@lipizzan.org) 2. DNA (Form 1) 3. Credit Card/Check Made Payable to LANA 4. DNA (Form 2) 5. Hair sample (with root bulb attached) 6. Check Made Payable to University of Kentucky in the amount of $29 Domestic Horse (sire and/or dam ARE NOT registered with LANA) To Indiana: 1. Completed Registration Application (DNA numbers for sire/dam can be obtained by contacting sandy@lipizzan.org) 2. Attach a copy of the pedigree(s) of the sire dam not registered with LANA 3. Copy of the DNA report of the sire and/or dam not registered with LANA 4. DNA (Form 1) 5. Credit Card/Check Made Payable to LANA 6. DNA (Form 2) 7. Hair sample (with root bulb attached) 8. Check Made Payable to University of Kentucky in the amount of $29 {H1261969.2 } Imported Horse: To Indiana: 1. Completed Registration Application 2. Original or Certified Copy of Pedigree containing five (5) generations, including dates and places of birth (if original, it will be returned) 3. Bill of Sale (with financial information blocked out) and Equine Import Transport Information 4. DNA (Form 1) 5. Credit Card/Check Made Payable to LANA 6. DNA (Form 2) 7. Hair sample (with root bulb attached) 8. Check Made Payable to University of Kentucky in the amount of $29 Imported Horse (in utero) – (Note: Dam must be registered and DNA’d first before offspring is registered) To Indiana: 1. Completed Registration Application A. A photocopy of the five (5) generation pedigree, including dates and places of birth, of the sire from a recognized stud farm or from a recognized registry B. A photocopy of the five (5) generation pedigree, including dates and places of birth, of the dam from a registered stud farm or from a recognized registry C. A letter or certificate from the stud farm or registry certifying the breeding 2. DNA (Form 1) 3. Credit Card/Check Made Payable to LANA 4. DNA (Form 2) 5. Hair sample (with root bulb attached) and/or 6. Check Made Payable to University of Kentucky in the amount of $29 TRANSFER TRANSPORTED SEMEN Transfer of Horse (already registered) To Indiana: 1. Signed original Pedigree 2. Credit Card/Check Made Payable to LANA Transfer of Horse (not registered with LANA but with another organization) To Indiana: 1. Completed Transfer Form 2. Copy of the DNA report (if the horse is not DNA’d you must complete the forms and submit them to Indiana and Kentucky) 3. Credit Card/Check Made Payable to LANA Form 1: Collection/Insemination Certificate. This form is to be used for cooled transported semen or frozen semen. Stallion Owner/Agent complete form and forward with container as follows: a. One complete copy to Mare Owner; and b. Retain one copy for records. Mare Owner/Agent complete form and forward as follows: a. One complete copy to Stallion Owner; b. Retain one copy for records; and c. Forward one complete copy to LANA office within 15 days of insemination. STALLION REPORTS Stallion Reports: A Stallion Report must be submitted for all stallions over the age of 5, regardless of whether the horse was bred the previous calendar year. The Stallion Report is due by January 15 of each year. A late fee will be assessed if the report is not received by January 15. GENETIC I.D. (DNA) Genetic I.D. (“DNA”) Requirement: All horses must be DNA’d simultaneously with registration and the Registrar must receive notification from the University of Kentucky before a registration certificate is issued. In the event a horse is transferred, but no DNA is on file, the new owner will be responsible for submitting the DNA paperwork and fee to the University of Kentucky before a new registration certificate is issued. DNA numbers appear on registration pedigrees. However, if DNA numbers are needed for a sire or dam, contact sandy@lipizzan.org to obtain the DNA numbers for parent verification. Form 2: Breeder’s Certificate: Transported Semen/Embryo Transplant. This form is to be used for mares bred with cooled, transported semen or frozen semen and/or embryo transplant: Stallion Owner/Agent complete form and forward with container as follows: a. One complete copy to Mare Owner; and b. Retain one copy for records. c. One Mare Owner/Agent returns form, one complete copy must be attached to current year’s Stallion Report Form. Mare Owner/Agent (Mare/Donar Mare Info) complete form and forward as follows: a. One complete copy to Recipient Mare Owner; b. Retain copy copies for records. Mare Owner/Agent (Recipient Mare Owner/Lessee Info) complete form and forward as follows: a. Two complete copies to Stallion Owner; b. Retain two copies for records; and c. Attach one completed copy to Registration Application for resulting foal. {H1261969.2 } REGISTRATION DELAYS DUE TO IMPROPER SUBMISSION OF DNA PAPERWORK AND SAMPLES New Procedures In Effect Immediately … The low DNA fees of $29 that LANA members enjoy is due to the fact that the DNA paperwork is submitted directly to the University of Kentucky (the “Lab”). The improper submission of DNA paperwork and sample quality is now causing a substantial amount of delay in processing the results by the Lab which in turn affects the return of the pedigree paperwork to our members. Effectively immediately, these DNA procedures are in effect – the DNA paperwork must be completed in its entirety, including: 1. Naming: You must use the official registered name of the horse (no nicknames, no partial names, no guesses). If you are registering a FOAL or a horse that has not been registered anywhere in the USA. 2. LANA ID#: This is the registration number on your pedigrees. Put in the LANA registration number or the word “Pending” if you are submitting paperwork for a FOAL or unregistered horse. 3. Other ID#: Other Registry ID number. 4. Sire’s & Dam’s DNA #: This number appears on all but the oldest of LANA pedigrees in addition to the LANA registration number. If you do not have or cannot find these numbers, contact Sandy by email at sandy@lipizzan.org. These numbers must appear on all paperwork submitted to the Lab. 5. Number of Hair Samples: No less than 18! The Lab itself has implemented several changes. The Lab will no longer process samples that do not meet the criteria for sample qualities. The samples must include the hair follicle. If the Lab receives body fuzz, insufficient sample or other samples not appropriate for testing, the Lab will no longer process them and a resample request will be immediately sent back to the Owner who will need to send a new DNA sample together with additional re-sampling processing fee ($29. Questions: Email Sandy Heaberlin at sandy@lipizzan.org. COMMON REGISTRATION DELAYS & REMEDIES Registering Imported Horses: Pedigrees on imported horse may not possess a 5 generations pedigree, including dates and places of birth of all ancestors. In this instance, the Registrar must contact the Lipizzan International Federation or the studfarm to obtain the missing information. It can take up to 6 months or more before the information is received. Should this be the case, the Registrar will notify you of the delay. Transfers When the Horse Has Not Been DNA’d: In the event a horse is transferred, but no DNA is on file, the new owner will be responsible for submitting the DNA paperwork and fee to the University of Kentucky before a new registration certificate is issued. DNA numbers appear on registration pedigrees. If DNA numbers are needed for a sire and dam to complete the DNA forms, contact sandy@lipizzan.org to obtain the DNA numbers for parent verification. If you are transferring a horse from another registry, the DNA information has to be verified first which may cause a short delay. No DNA: See the Article on Registration Delays on page ___. No Fees: All fees must be paid before registration paperwork is processed. REMEDY for Deficient Registration/Transfer Paperwork: If any registration or transfer paperwork is deficient, the Registrar will send one (1) email to advise what is missing. If the deficiencies are not cured within 30 days, all paperwork and money will be returned. {H1261969.2 }