ASSOCIATION OF STATE FLOODPLAIN MANAGERS, INC. Guidance for The Development of the FLOOD MAP MODERNIZATION STATE BUSINESS PLAN (INTERIM DRAFT REPORT) Prepared for: FEDERAL EMERGENCY MANAGEMENT AGENCY February 2004 TABLE OF CONTENTS INTRODUCTION 1 HISTORY OF FLOOD HAZARD MAPPING IN THE UNITED STATES 2 PURPOSE OF STATE BUSINESS PLAN 3 Flood Map Modernization State Business Plan Vision State Role in Map Mod 3 4 4 INVOLVING CTP’S AND OTHER AGENCIES IN THE STATE BUSINESS PLAN 8 HAZARD MITIGATION PLAN RELATIONSHIP TO FLOOD HAZARD MAPPING 9 STATE FPM STRATEGIC PLAN: RELATIONSHIP TO MAPPING 10 MAPPING GOALS AND NEEDS ASSESSMENT 12 2002 Map Modernization Implementation Plan How to Determine the Appropriate Level of Mapping Detail ESTIMATING COSTS 13 14 16 Background Information Mapping Project Costs Simple Cost Estimation Methods Unit Costs 17 17 17 18 PROGRAM ADMINISTRATION ACTIVITIES 19 CTP AND MAS ACTIVITIES 19 ORGANIZATION AND CONTRACTING MODELS 21 Identifying Contracting, Technical, and Review Resources Organizational Structures Alternative Methods of Contracting for Services Training Needs and Resources Strategies for Obtaining Funding Maintaining Capability and Capacity STATE BUSINESS PLAN TEMPLATE 21 23 25 27 27 28 28 The FEMA Template Two State Examples The Approaches Additional Considerations Long-Term Sustainability 28 28 29 29 29 i TABLE OF CONTENTS (Continued) TABLES TABLE 1 - List of Fundable CAP-MAP Activities 5 TABLE 2 - Additional CAP-MAP Funding Activities 7 TABLE 3 - Annual FEMA/DHS Targets for Sub-Program Performance Measures 12 TABLE 4 - Topographic Data Suitability 14 TABLE 5 - Mapping Detail 15 TABLE 6 - Cost Calculations 17 TABLE 7 - Quantity Units 18 TABLE 8 - Summary of Resources 22 APPENDICES APPENDIX A - SUMMARY OF TMAC'S RECOMMENDATIONS A1 APPENDIX B - FLOOD HAZARD MAPPING ACTIVITIES B1 APPENDIX C - FEMA'S FY03 BUDGET DECISION OVERVIEW C1 APPENDIX D - ASFPM RESOLUTION ON MAP MODERNIZATION D1 APPENDIX D - STREAM MILES (BY STATE) E1 APPENDIX E - FEMA'S STATE BUSINESS PLAN TEMPLATE F1 APPENDIX F - SOUTH CAROLINA BUSINESS PLAN OUTLINE G1 APPENDIX G - CALIFORNIA BUSINESS PLAN OUTLINE H1 ATTACHMENTS ATTACHMENT 1 - COST ESTIMATING SPREADSHEET ii ACKNOWLEDGEMENTS Thanks are due to the work group that spent many hours on conference calls and a meeting in Chicago (Chicago meeting participants denoted by*) to develop this report. Participants: Tom Christensen, California* Bill DeGroot, Denver UDFCD* Jason Donham, Arkansas John Dorman, North Carolina Brian Hyde, Colorado* Lisa Jones, South Carolina* Alan Lulloff, Wisconsin* Bill Nechamen, New York* Mark Ogden, Ohio* Jim Williams, Nebraska* Rich Zingarelli, Massachusetts Special thanks are due to Tom Christensen, Bill DeGroot, Brian Hyde, Lisa Jones, Alan Lulloff, Bill Nechamen and Jim Williams for contributing sections of the report. Thanks is also due the Federal Emergency Management Agency for providing support to ASFPM to work with state and local partners to prepare this report. Mark Riebau, PE, CFM ASFPM iii INTRODUCTION Floods are the nation's most common and costly natural disaster. To reduce the evergrowing expense to the federal government related to flooding, Congress established the National Flood Insurance Program (NFIP) in 1968. The NFIP guarantees that flood insurance will be available in communities that agree to adopt land-use regulations so that new development is reasonably protected from flood damages. Maps depicting flood-hazard areas are not only the foundation of the National Flood Insurance Program, but also the basis of sound floodplain management at the local and state levels. If an area is not mapped as a flood hazard area, local governments may have insufficient basis to regulate new development under their floodplain zoning ordinances. Nor is the sale of flood insurance mandated for areas not mapped in the floodplain. Adequate, accurate, and current maps are essential for the program to function. Without quality mapping, neither land-use regulations nor the insurance elements of the program can be effective. The courts have ruled that in order for land-use regulations to be "constitutional," the regulations must be clear and the lands where they will be applied must be identified on a map to provide proper public notice. Without building codes, zoning ordinances, health codes and other regulatory measures, the NFIP will not achieve its goal of reducing loss of life and property due to floods. Maps of areas subject to special risks of flooding produced by the NFIP is one of the basic and essential tools for flood insurance, floodplain management and flood hazard mitigation. However, due to the manual cartographic processes used, limited topographic information and inadequate funding, the flood hazard maps are inadequate to meet the current needs. Starting in FY03, Congress provided funding to FEMA to implement the Flood Map Modernization Plan developed to address this problem. FEMA recognizes that while flood hazard mapping is a federal responsibility it is important to involve state, regional, and local governments in this initiative to ensure that the flood hazard maps produced are adequate to meet the needs. In 2002, FEMA requested states to develop state Map Modernization Implementation Plans (MMIP). In October 2003, FEMA offered states funds to upgrade these plans and develop the Flood Map Modernization State Business Plan. Using the FY2002 State plans as a starting point, states have been asked to identify the projects to be done each year, the role they will play in managing the projects, and the support they will need from FEMA to ramp up to this level. FEMA's Cooperating Technical Partner (CTP) initiative will continue to be the funding mechanism for flood hazard mapping projects. A separate, distinct funding mechanism will be provided for the management activities identified in this plan. FEMA entered into a cooperative agreement with the Association of State Floodplain Managers (ASFPM) to develop supplemental guidance for states to use in the development of these plans. This document is the result of the work of the task force that ASFPM formed to develop this guidance. 1 HISTORY OF FLOOD HAZARD MAPPING IN THE UNITED STATES Mapping of the nation's floodplains began in the 1950's when the US Army Corps of Engineers, the US Geological Survey, the Soil Conservation Service (now NRCS), and the Tennessee Valley Authority initiated efforts to delineate flood hazards. Soon after creation of the National Flood Insurance Program in 1968, the US Department of Housing & Urban Development (HUD) began publishing Flood Hazard Boundary Maps (FHBM). FHBMs were developed using "approximate study techniques." FHBMs were intended to provide an early warning for local officials that flooding could occur in their community. The original plan anticipated that more accurate Flood Insurance Rate Maps (FIRM) following completion of detailed studies of the flooding sources would replace FHBMs within 5 years. Detailed Flood Insurance Studies and FIRMs were produced throughout the 1970's for many communities across the country. As this program matured: HUD realized that instead of 5,000 communities that were originally thought to have significant flooding problems – and, therefore, needed a map - there were in excess of 19,000 communities; FEMA was created in 1979 to administer, among other programs, the NFIP; In the mid-1980's the Corps of Engineers was directed by OMB to discontinue producing Floodplain Information Reports. These reports, which often became the basis for a FIRM, were perceived to be duplicative of the FIS's being undertaken by FEMA; The USGS and NRCS were directed by OMB to discontinue producing floodplain maps based on the same rationale used for the Corps' program; FEMA was told to end the "emergency phase" of the NFIP effectively limiting their ability to produce more approximate studies to complete the nation's mapping; The number, and costs, of Letters Of Map Amendments (LOMA), Letters Of Map Revisions (LOMR) and Letters Of Map Revisions Based On Fill (LOMR-F)began to multiply; FEMA, after realizing they would likely never receive the funds to prepare all necessary detailed studies, undertook a mass conversion of the remaining Flood Hazard Boundary Maps to Flood Insurance Rate Maps (FIRMs), without benefit of further detailed studies. By 1990, there were over 100,000 panels, but there were still large areas of the country for which no maps had been developed. In addition, more and more of the funds earmarked for conducting Flood Insurance Studies (FIS) were diverted to deal with LOMAs, LOMRs, and LOMR-Fs. In 1994, Congress directed FEMA to establish the Technical Mapping Advisory Council (TMAC). The TMAC (1995-2000) provided a series of recommendations to FEMA to improve the maps and the mapping process. 2 The Technical Mapping Advisory Council was created in November 1995, including in its membership representatives of a variety of governmental and professional organizations with an interest in floodplain maps. The Council produced five annual reports, each containing specific recommendations to FEMA, and a final report in November 2000 that included a summary of all of the recommendations. Each recommendation, if implemented, would improve the maps and the mapping processes. FEMA made great strides to implement those recommendations that were possible within its existing budget. FEMA also prepared a plan to implement the remaining Council recommendations and requested the resources necessary to fund its Map Modernization Plan. A summary of recommendations from the Technical Mapping Advisory Council's Final Report is included in Appendix A. PURPOSE OF STATE BUSINESS PLAN A key recommendation of the Technical Mapping Advisory Council was to find ways to encourage state, regional and local government to take an active role in the mapping process based on the philosophy that mapping the nations floodplains should be a federal/state/local partnership. In order to develop "partnerships" with states and local agencies it is necessary for each party to identify what roles they can undertake. State and local agencies are restricted in what they can do by the laws under which they function and the resources that are provided to them to carry out their responsibilities. The purpose of the business plan is two-fold: 1. Identify and document the scope and level of effort needed to adequately map all flood hazard areas that have been, or could be developed, and to maintain the maps in the future. 2. Define what management or oversight roles and responsibilities state, local or regional agencies are willing to assume to improve and maintain flood maps, identify the authorities that have been established under law to assume the responsibilities, and estimate the resources required to carryout the functions FEMA and the NSP will be reviewing each state business plan (as well as the state Map Modernization Implementation Plans from 2002), discussing those plans with regional contacts, and incorporating pertinent aspects of the plans into the Multi-Hazard Implementation Plan (MHIP), as appropriate. The MHIP will be a nationwide, 5-year, rolling plan for implementing Map Modernization that will be prepared by FEMA and the NSP. Flood Map Modernization State Business Plan The state plan should describe the breadth and depth of mapping needed within the state. It should describe the total number of stream miles in the state, and miles of coastline if any, that have been mapped as well as the number of miles that still need be 3 mapped. The "plan" should identify the number of miles of stream with floodways that require updating and revision and the miles of mapped streams without floodways where floodways are needed. Identifying population at risk should be part of this analysis. All incorporated communities with streams within their borders should be evaluated to ensure the flood hazard is adequately mapped. This information may not be immediately available and will have to be estimate initially. Many states prepared Map Modernization Implementation Plans (MMIP) in 2002 that contain some of this information. The state MMIPs should be the starting point for the state business plan and should be updated to reflect any new or better information. The state business plan should be a living document that is updated annually to recognize progress and add new or revised information. Vision The Flood Map Modernization State Business Plan should define the role your state is willing to take in the modernization and long-term maintenance of flood hazard maps. Identify the legal authority provided by your state legislature, or if none, what authorities are needed to assume a role. The State Plan should explain the benefits your state will realize by taking a proactive role, not only in the modernization of flood maps, but also in the long-term maintenance of the maps. Identify all state agencies that will be involved and the role each would play. Explain relationships between the state and local or regional agencies that are Cooperating Technical Partners with FEMA, or are actively involved in the modernization and maintenance of their flood maps. Distinguish between activities directly related to the State Coordination of the NFIP and activities related to flood map modernization and maintenance. Identify other state agencies that have expertise and responsibilities that can support the NFIP coordinating office. Examples may include state GIS and mapping agencies, departments of transportation, emergency management, and others. Identify the federal agencies that provide service within your state that can be expected to partner in the modernization or maintenance of flood maps. Federal agencies may include the U.S. Army Corps of Engineers, Natural Resources Conservation Service, Bureau of Reclamation, or U.S. Geological Survey. State Role in Map Mod The following table lists activities associated with map modernization and maintenance. The state can assume the responsibility for any or all of these activities. These activities are in addition to states’ traditional role under the CAP-SSSE in need assessment, mapping prioritization, community outreach, and local ordinance review. This plan focuses on activities associated with oversight/program management vs. CTP activities which are associated with project-related DFIRM production. Following is the list of “management” activities FEMA indicated were fundable in the CAP-MAP application materials. 4 Table 1 – Fundable CAP-MAP Activities FUNDABLE CAP MAPPING PHASE II ACTIVITIES 1 ACTIVITY Digital Base Map Inventory PARTNERS Regional Agency State Agency DESCRIPTION The Partner performs an investigation and provides an inventory of base maps meeting FEMA specifications for NFIP communities in a particular region or State. Digital Base Map Data Sharing Community Regional Agency State Agency The Partner supplies a base map for use in producing a DFIRM. The base map will comply with FEMA minimum accuracy requirements and be distributable by FEMA to the public in hardcopy and electronic formats. DFIRM Maintenance1 Community Regional Agency State Agency The Partner assumes responsibility for long-term, periodic maintenance of the DFIRM. This can include base map and/or flood hazard information. Hydrologic and Hydraulic Review Community Regional Agency State Agency The Partner reviews hydrologic and hydraulic studies prepared for FEMA-funded flood data updates and/or map revisions processed under Part 65 of the NFIP regulations. The review focuses on compliance with the technical and regulatory requirements contained in Guidelines and Specifications for Flood Hazard Mapping Partners, the pertinent NFIP regulations, as well as standard accepted engineering practices. Assessment of Community Mapping Needs (to support FEMA’s Mapping Needs Update Support System MNUSS) Regional Agency State Agency Technical Standards Agreement Community Regional Agency State Agency The Partner performs a detailed community-by-community assessment of mapping needs for every mapped (including flood data updates and map maintenance) and unmapped NFIP community within its jurisdiction. The Partner then submits the results of the assessment to FEMA for inclusion in the MNUSS database. The Partner works with FEMA to adopt specific technical standards or processes appropriate for local conditions for NFIP flood mapping purposes. Information Technology Systems Community Regional Agency State Agency Develop and maintain an Information Technology System to archive, organize, distribute, and otherwise manage effective digital FIRMs, preliminary digital FIRMs, and/or underlying backup data (eg, digital FIRM database, engineering models, etc). The system should distribute this data in an electronic format (eg, web-based, CD-ROM, etc) to the public. LOMC review and issuance can be included under this category. 5 Outreach Outreach (continued) Community Regional Agency State Agency Informational Mailing - Identify recipients of mass mailing; procure brochures from FEMA (assumes one existing tri-fold brochure in self-mailing format, no envelopes required); print mailing labels; affix proper postage; and take to post office for mailing. Community Meeting - Determine when and where the meeting will be held; identify staff roles and responsibilities; advertise the meeting; prepare agenda and other handout and presentation materials to explain the purpose of the meeting and the mapping project; provide on-site meeting support to explain the purpose of the mapping project, opportunities for involvement, and how to provide comments; provide opportunity for the public to submit comments; provide on-site logistics and meeting support; and develop evaluation form, distribute, and assess results. Website Posting - Develop a new website to provide information geared towards the general public, technical audiences, and other stakeholder groups (such as the FEMA website which guides users based on their interest in the maps such as one button for property owners, one for lenders, insurers, etc.); provide an overview of the mapping project; access to preliminary and final FIRMs; contacts and links for further information on FEMA, State, and other local websites. Multi-Media Promotional Activities - Develop press release using template provided by FEMA; contact local media and place press release; follow up with media contacts periodically to encourage them to use pres releases in articles, cover key events through live footage of community meetings or other key events; contact radio and television stations to request announcements to advertise meetings; offer to provide knowledgeable officials for interview on radio and/or television talk shows; write articles and publish in trade journals, newsletters, other existing publications that are available to the public; and develop fact sheets, announcements, or brochures and distribute through public libraries, schools, and/or locally-sponsored public events. FEMA has indicated that this list is not intended to be comprehensive and that other “management” activities can be included in State Business Plan submittals. Following are some additional activities the State may wish to also consider: 6 Table 2 - Additional CAP-MAP Fundable Activities ADDITIONAL CAP MAPPING PHASE II ACTIVITIES ACTIVITY Digital Topographic Map/Data Inventory Govt. Entity Regional Agency State Agency DESCRIPTION The Government Entity performs an investigation and provides an inventory of topographic data available for NFIP communities in a particular region or State. Digital Topographic Data Sharing Community Regional Agency State Agency The Government Entity supplies a topographic data set for use in producing a DFIRM. The data set will be distributable by FEMA to the public in hardcopy and electronic formats. Statewide Prioritization of Mapping Projects State Agency Contract Negotiation/ Management Community Regional Agency State Agency The State in concert with Regional Agencies and Communities in the State ranks the projects taking into account FEMA’s Performance Measures (Metrics) and other measures the States feels are needed to rank the mapping needs of the State. The Government Entity completes the CTP application materials, drafts project specific Mapping Activity Statements and Statements of Work, establishes a list of pre-qualified contractors, awards contracts, reviews change orders, and manages contracts. Due Process Activities Regional Agency State Agency Management of Flood Map Modernization and Maintenance Program Community Regional Agency State Agency DFIRM review Community Regional Agency State Agency The Government Entity conducts due process activities associated with map adoption including Time & Cost Meetings, Final Meetings and the processing of appeals. The Government Entity establishes mechanisms to receive funding, update annual Map Modernization Business Plans and report progress to FEMA. The Government Entity reviews DFIRMs prepared for FEMA-funded flood data updates and/or map revisions processed under Part 65 of the NFIP regulations. The review focuses on compliance with the technical and regulatory requirements contained in Guidelines and Specifications for Flood Hazard Mapping Partners, the pertinent NFIP regulations, as well as standard accepted GIS data base and cartographic practices. 7 INVOLVING CTP’S AND OTHER AGENCIES IN THE STATE BUSINESS PLAN FEMA’s Cooperating Technical Partners Program2 is an important initiative for funding State, Regional and Local Partners conducting flood mapping projects that should be recognized by states when writing their business plan. The following is taken from the current DRAFT “CTP Guidance Document for FY 2004” located at www.fema.gov/fhm/ctp_main.shtm “One of the key objectives of the FEMA Map Modernization Plan is to increase local involvement in, and ownership of, the flood mapping process. To meet this objective, FEMA developed and implemented the Cooperating Technical Communities initiative, now the Cooperating Technical Partners (CTP) Program. As technologies have improved and applications have expanded dramatically, many State agencies, regional agencies, and local communities have become technologically sophisticated and have invested significant resources in flood hazard identification . . .” “The following are beneficial reasons for partnering with State, regional, and local organizations to produce National Flood Insurance Program (NFIP) maps: The data used for local permitting and planning will be the basis for the NFIP map, facilitating more efficient floodplain management. The CTP Program provides the opportunity to interject a tailored, local focus into a national Program; thus, where unique conditions may exist, the special approaches to flood hazard identification that may be necessary can be taken. The partnership mechanism provides the opportunity to pool resources and extend the productivity of limited public funds.” “In support of the CTP Program, FEMA has committed to the following: Recognize the contributions made by FEMA’s State, regional, and local community Partners by providing timely and accurate flood hazard information. Maximize the use of Partner contributions as a means of leveraging limited public funds fully while maintaining essential NFIP standards. Fully integrate Partners into the flood hazard data development process with the corresponding authorities and responsibilities. Provide training and technical assistance to Partners when appropriate. Facilitate mentoring to increase capability for existing and potential Partners.” Many local and regional CTP’s have data and expertise that can significantly contribute to a better map modernization product. These may include GIS base maps, recent topography and rectified ortho photography, in-kind staff capability, and some level of funding. In some instances, the local or regional entities may be able to assume the full responsibility for the map modernization effort within their jurisdiction. 2 Activities associated with Flood Hazard Mapping Projects are included as Appendix B 8 As states draft their business plans, it is important for them to identify and reach out to local and regional CTP’s within their state, as well as other local and regional agencies that have the potential to be CTP’s, in order to ensure maximum coordination with them, and maximum contribution of their resources and capabilities. . In addition, it is important to include CTP and other local available resources to properly document contributions eligible for cost share. The capabilities of local and regional entities vary greatly. There are approximately 20,000 communities participating in the NFIP, and only about 170 are CTP’s. It is understood that development of CTP agreements with all 20,000 participating communities is not a viable alternative Therefore, State Business Plans should recognize and support continuation of the direct relationships between local and regional Cooperating Technical Partners and FEMA Regions, including the writing of business plans in support of Map Modernization and other flood hazard mapping projects. States should include the local and regional CTP business plans in their respective State Business Plans to assure the National Business Plan is complete, comprehensive, and coordinated. Where state standards are more stringent than federal standards, the state should be a party to those CTP agreements. HAZARD MITIGATION PLAN RELATIONSHIP TO FLOOD HAZARD MAPPING Hazard mitigation is any sustained action that reduces the flood risk to citizens and minimizes damages to structures, infrastructure, and other resources. The first step in any hazard mitigation plan is to map and identify the hazards. Modern, GIS based flood maps are an invaluable part of an effective hazard mitigation plan. By providing accurate topography and flood inundation information in a GIS framework, local, regional, and state officials can overlay information about transportation, development, hazardous materials, and other data to identify and prioritize mitigation actions. Hazard identification is a key first step, and one of the seven building blocks, in adopting a No Adverse Impact approach to floodplain management. In short, good maps lead to good mitigation decisions, saving millions in taxpayer dollars and helping to protect lives and property. Just being identified as being located in a floodplain is not good enough for informed mitigation decisions. You also need to know the depth and frequency of flooding to determine whether a mitigation action is cost effective. You need to know what is at risk. New DFIRMS will allow planners to make those determinations. This will result in more cost effective distribution of mitigation dollars. Current flood maps contain no flood depth information unless separate topographic data is overlain. There is only a limited ability to overlay property information. Modern DFIRMS will not only contain those capabilities, but will help with the utilization of other environmental and natural hazard data. 9 DFIRM data will generate beneficial spin-offs in areas of hazard response and mitigation. Maps can be developed as interactive, multi-hazard digital maps. Linkages may be built into the mapping databases that allow access to engineering backup material, such as hydrologic and hydraulic models, flood profiles, data tables, digital elevation models, and to structure-specific data, such as digital elevation certificates and even digital photographs of bridges and culverts. Data can also be used to develop dam and levee break analyses. The database can also support a wide variety of existing and visionary water resource and environmental applications, including low flow hydrology that can be used for development of total maximum daily loads (TMDL) and for drought management. Stream flow and velocity data can be used to develop pollution and hazardous material transport and concentration models. Stream and topographic data can be used for stormwater management purposes. Fish and Wildlife management can utilize digitized flood hazard maps that can be overlain with habitat mapping and wetland information in order to help to identify key habitat management areas. Stream and watershed restoration efforts can also make beneficial use of DFIRMs. Whether the need for restoration results from human practices like mining, logging, agriculture, or urbanization, or from natural instability, or both, detailed floodplain information is invaluable in developing long-term restoration programs. Some communities are already using DFIRM data to interact with hazard warning systems. For instance, Schoharie County, New York is using their DFIRM data to plug into a 911 warning system. When upstream gages indicate that flood conditions are imminent in the flood prone Schoharie Creek, the GIS system computes one of many flood elevation scenarios and telephones all homes and businesses within the expected inundation zone. In communities subject to flash flooding, where warning time may be very short, hydrologic and hydraulic data developed as part of DFIRM preparation can be linked with real-time meteorological data to provide advance warning to those who may be in harm’s way. It is recommended that State Hazard Mitigation Plans include information on the use of digital flood maps for hazard mitigation purposes. It is further recommended that State Business Plan include the development of a mechanism to use Map Modernization products for hazard mitigation plan development within each state. STATE FPM STRATEGIC PLAN: RELATIONSHIP TO MAPPING The 2002 ASFPM survey of NFIP State Coordinators found that states recognize the need to develop state comprehensive floodplain management strategic plans that outline the needs and priorities for effective floodplain management to meet flood loss reduction goals. Effective strategies are recognized by FEMA to vary from state to state. As such, FEMA’s 2003 CAP-SSSE guidance contains a requirement that each state, working with its FEMA regional office, must develop a comprehensive floodplain management strategic plan for effective floodplain management that outlines program priorities for a five-year period from FY 2005 through FY 2009. Each Plan would 10 establish a roadmap that the state would follow to achieve greater NFIP floodplain management compliance at the community level. The requirement for FPM 5-Year Plans coincides with increased Map Modernization funds for states. Whether a state manages all flood mapping through a CTP agreement, or leaves map contracting to FEMA, or takes some role in between, there will still be a significant increase in each State’s workload for map prioritization, project scoping, community outreach, and local ordinance review and adoption. Conversely, the community outreach required as part of Map Modernization provides an excellent opportunity to promote sound floodplain management, compliance with NFIP regulations and encouragement of more restrictive floodplain standards, as well as No Adverse Impact approaches. Flood Map Modernization State Business Plans will detail state activities and priorities in Map Modernization. Mapping goes hand in hand with floodplain management. FEMA’s guidance for State Business Plans includes the following components that should also be considered as part of the FPM 5-Year Plan: Includes an integrated partnership, composed of multiple States, local and/or tribal agencies/organizations that contribute to or guide the development of projects. Supports the NFIP and sound mitigation for other hazards throughout the state. Has, or is in the process of developing, a plan for communicating information on the status of flood hazard data updates within the state to impacted communities and property owners. Includes an outreach strategy for continuously educating citizenry about flood insurance, flood plain management, and other applicable hazard mitigation efforts. Map modernization activities that are closely associated with CAP-SSSE activities include: Assessment of Community Mapping Needs, including a detailed community-bycommunity assessment of mapping needs for every NFIP community. Outreach, including mass mailings, community meetings, website postings and multi-media promotional activities. Local Ordinance review Local Ordinance adoption monitoring and assistance Conversely, the goal of the FPM 5-Year Plan is to achieve greater floodplain management compliance. Floodplain management compliance is currently hindered in locations that have substandard maps, or no maps. Map Modernization will provide the most basic tool needed to improve floodplain management compliance and reduce the risk to life and property. An effective FPM 5-Year Plan, then, should include measures to support Map Modernization and delivery of mapping products to local communities. 11 MAPPING GOALS AND NEEDS ASSESSMENT FEMAs annual targets for the “Sub-Program Element Performance Measures” can provide initial guidance for the preparation of a multi-year schedule for the preparation of new maps under Map Modernization. States, regional, and local entities are being encouraged by FEMA to play a role in achieving those goals. The multi-year schedule of mapping projects contained in each State Business Plan should develop a plan that addresses all the states needs and should include copies of any regional/local business plan as an appendix. At the conclusion of fiscal year 2009, FEMA will be expected to have met the target for 2009, so each program year will need to meet its objectives to complete this program in 2009. The annual targets developed by FEMA are listed below. Table 3 – Annual FEMA/DHS Targets for Sub-Program Performance Measures 1 2 3 4 Sub-Program Element Performance Measure(s) Percentage of population that has digital GIS flood hazard data available on-line Percentage of population that has adopted modernized GIS flood maps Leveraged effort toward digital GIS flood hazard data Percentage of Map Mod funding put through to CTPs 2004 20 2005 50 2006 65 2007 75 2008 85 2009 100 10 20 35 50 70 90 20 20 20 20 20 20 20 25 35 45 50 60 FEMA based the above performance measures on population, housing units, NFIP policies, claims, repetitive loss properties and claims, and disaster declarations since 1965. The database, used to rank all participating communities and establish funding priorities for FY2003, is available from FEMA. An overview of FEMA's FY03 budget decisions is included in Appendix B. The needs assessment by each state should take into account the following criteria: Total miles of stream (or coastal shoreline) by county if available; (A table of total stream miles by state is included in Appendix C) Miles of stream (or coastal shoreline) that have been mapped by detailed study methods and o Miles that need to be updated o Miles that are acceptable Miles of stream (or coastal shoreline) that have been mapped by approximate study methods and o Miles that need to be studied by detailed methods o Miles that should be studied by limited detail study methods o Miles that are acceptable 12 Miles of stream (or coastal shoreline) that have not been mapped by any method, and o Miles that should be studied by detailed study methods o Miles that should be studied by less than detailed study methods o Miles that should be studied by approximate methods o Miles that do not require a map* (* There are vast areas of the country that are undeveloped and will remain undeveloped. Flood hazard maps are not needed for these areas. Examples are Yellowstone National Park in Wyoming and the Boundary Waters Canoe Area in Minnesota.) 2002 Map Modernization Implementation Plan During the spring and summer of 2002 states devoted a lot of effort, in many cases with financial support from FEMA, to the preparation of statewide Map Modernization Implementation Plans (MMIP’s). Within its MMIP, each state developed mapping priorities, based on criteria required at the time by FEMA and on those criteria that were important to the state and its local jurisdictions. In addition, cost estimates for the completion of each prioritized mapping project were developed, to arrive at a total estimated statewide budget. The needs assessment should be used to update the MMIPs. FEMA’s performance measures were based on population as a major criterion. States, in developing a multi-year business plan, should consider other criteria. Criteria that were developed as part of the MMIP report can serve as a useful starting point for prioritizing efforts. They should still reflect state, regional, and local concerns in addition to population. Some potential criteria are listed below: Population growth (Building permits may be used as an indicator of growth. Information can be obtained at: http://www.census.gov/const/www/permitsindex.html) Participation in the NFIP Age of hydrologic and hydraulic data Rating in the 2002 MMIP analysis, or the revised MMIP Possibility of leveraging and funding partnerships with contributions from local or regional agencies Availability of detailed topographic maps Proportion of specific flood hazard areas on needs list that are “problem areas” (Use Disaster Declarations or number of LOMCs as indicators) Mapping of unique flood hazards (alluvial fans, ice jam flooding, unstable or erosional streams, watersheds impacted by wildfires, etc.) 13 How to Determine the Appropriate Level of Mapping Detail Given the funding realities and the realities of benefits vs. costs of mapping various flood prone lands, states must go through a prioritization process to determine which flood prone areas should be mapped or remapped at a detailed level, which areas should be mapped at a level less than detailed, and which areas should not be mapped at all. States should involve local and regional agencies that can contribute resources and knowledge to the process of defining and prioritizing flood prone areas. The first step in the process is to determine the source material (FIS work maps, local studies, other Federal agency studies, Letter of Map Revision documents) for all of the mapped floodplains on the current FIRMs. The second step is to determine how much of the source material is still valid and can be directly digitized and utilized without further technical analysis. The next step in the prioritization process is to define the levels of mapping detail for those flooding sources that do not have valid source material available. The availability of topographic information will have a significant impact. There are two nationwide topographic data sets developed by USGS – the contour lines on the 7 ½ minute quadrangle map (quads) and Digital Elevation Models (DEMs). The DEMs are derived from the contour lines on the quads and are degraded in the process. ASFPM offers the following guidance regarding the appropriate uses of different levels of topographic data. Table 4 – Topographic Data Suitability Topographic Data Source Suitability Detailed Terrain Acceptable for hydraulic modeling and floodplain mapping USGS Quads Limited use for hydraulic modeling and floodplain mapping. Caution should be excercised when using this data source as it may lead to large errors USGS DEM Not suitable for hydraulic computations or mapping ASFPM passed a resolution related to map quality. See Appendix D. Recognizing the great topographic, meteorological, hydrological, and hydraulic variability in the country, ASFPM offers the following definitions as general guidance. 14 Table 5 – Mapping Detail Level of Mapping Detail Detailed Mapping Computational Methodology A computerized backwater or coastal hydraulic analysis Hydrologic Analysis Detailed hydrologic analyses Topographic information with a contour interval of 4 feet or less Topographic Information Geometric Information Flood Boundary Delineation Techniques Detailed geometric information at all hydraulic structures (bridges, culverts, dams) Detailed delineation techniques for relating computed flood elevations to ground elevations in plan view (digital topographic mapping) Less than Detailed Mapping A simplified hydraulic analysis or a coastal analysis that may or may not be computerized Approximate hydrologic analyses Best available topographic information, at least at the level of a USGS 7 ½ Minute Quads3 Simplified4 geometric information at all hydraulic structures (bridges, culverts, dams) Best available delineation techniques for relating estimated or calculated flood elevations to ground elevations in plan view Each state should define the appropriate levels of mapping detail to be used based on its unique characteristics. Deviations from the table above may very well be appropriate in certain states. Once the levels of detail have been defined, then the prioritization process can begin. Some of the same criteria previously suggested for prioritizing all of the counties in an entire state as part of the State Business Plan can also be used for prioritizing flood prone areas within an individual county. Some additional criteria can be used as well: Availability of detailed hydrologic, topographic, and/or hydraulic information Degree of floodplain change (manmade or natural) Number of engineering problems identified with existing information 3 Another USGS topographic data set is the USGS Digital Elevation Models (DEMs). These data are adequate for hydrologic modeling but are not adequate hydraulic modeling or floodplain delineation unless the delineations are revised using the USGS 7 ½ minute quadrangle maps as a final step in the process. 4 Due to the backwater effects of these structures they can not be ignored, however a simplified model could be developed that assumes the opening is blocked and that there is weir flow over the road. 15 The prioritization of flood prone areas within a county by level of mapping detail is really a part of the county scoping process. A recommended starting point for scoping within a given county is a countywide “index” map. The map should include the following information: County boundaries Municipalities, with their boundaries Streams, lakes, ponds, reservoirs, coastal and shoreline areas, and major drainage and irrigation ditches Major highways, railroads, and airports Boundaries of public lands (i.e. National Forests, National Parks, BLM, state parks) Boundaries of USGS quadrangle maps The NSP will be providing tools for the scoping process that may help with this process as well. Through meetings with local officials within the county, state officials can identify on the county index map all of the flood-prone areas identified in the 2002 MMIP report for the state and any other flood prone areas that are recommended for some kind of floodplain mapping. Suggested steps in countywide prioritization are listed below: Use of base GIS statewide assessments based on population, growth, proximity to primary and secondary transportation corridors, and basic land use data; Come to agreement about flood prone areas that already have sufficient source materials, or that will not be studied; Identify flood prone areas near and within municipalities and other population concentrations and determine initially which areas require detailed floodplain mapping; Identify any other flood prone areas outside municipalities and other population concentrations that may, for reasons besides population, require detailed floodplain mapping; Estimate the costs of utilizing the existing source material: Using appropriate unit costs, estimate the cost of detailed mapping for all of the initially identified detailed study areas; Identify all remaining flood prone areas to be studied, apply appropriate unit costs for less than detailed floodplain mapping, and add those estimated costs to the estimated costs for detailed mapping ESTIMATING THE COSTS There are two categories of costs that should be considered by any state or local entity participating in Floodplain Map Modernization: Program administration (management) costs, and Project (mapping) costs. 16 The purpose of writing the Flood Map Modernization State Business Plan is to identify the level of involvement and responsibility that a state or local entity would like to have over the mapping process. In the State Business Plan current program management capabilities are to be identified, along with any future enhancements or additional staff needed. However, in order to estimate the effort required for program management, the proposed mapping project effort should first be identified. There is no official method for estimating costs. Spreadsheets are provided in Attachment No. 1 as a guide, but may not include all study and program management costs. Attachment No. 1 can be accessed at the following link: http://www.floods.org/Files/SBP/Attachment_1.xls The following items are a good starting point for cost calculation. Background Information Individuals interested in estimating project costs will save time and effort in the long run by reviewing the overall mapping process described in FEMA’s Guidelines and Specifications for Flood Hazard Mapping Partners, dated April 2003. The guidelines may be downloaded from the Internet at: http://www.fema.gov/fhm/gs_main.shtm. Topics such as project selection, scoping and project size, typical map formats, etc., are discussed in both the introduction and in Volume 1. Detailed guidance for mapping can be found in the appendices. Any Mapping Activity Statements and subcontractor agreements will incorporate the Guidelines by reference. Mapping Project Costs The first step in calculating project costs is to identify the project scope. Begin by selecting the geographic area to be mapped. FEMA’s fundamental building block for mapping projects typically is the countywide map. Some efficiency may be realized if county projects can be grouped together on a watershed basis. Simple Cost Estimation Methods Some FEMA regional offices use all-purpose cost calculations. For example, one FEMA Region assigns a dollar value to studies for each county, based on population: Table 6 – Cost Calculations County Size Study Cost Large Population County $270,000 Medium Population $135,000 County Low Population County $50,000 Preliminary Processing $160,000 $80,000 Effective Map Processing $130,000 $65,000 $30,000 $30,000 17 Another regional office uses a formula based on county area and population density. These simplified calculations would be expected to vary from region to region, depending on local topography and population differences. Contact your FEMA Regional office to get details for this method, so that your study requirements are similar to theirs. Unit Costs A more exact method of cost estimation would be to calculate study and publication costs based on unit prices. The quantities required for this estimation are simple: Table 7 – Quantity Units Unit Description Unit Stream Reach Length Shoreline Length Alluvial Fan Area Panels Comments Generally, all streams draining one square mile or Miles more. Typically divided into study types: detailed, approximate, conversion of existing detailed, etc. Miles For coastal areas (on oceans or the Great Lakes). Square Refers to active deposition/erosion areas. Miles Rural panels will match USGS 7.5-minute quadrangle maps (scale 1” = 2,000’). Total Urban maps are divided into quarter quadrangles (scale 1” = 1,000’), or quarter quarter quadrangles (scale 1” = 500’). As a simplified approach, some individuals will assume all panels will be published as quarter quadrangles (scale 1” = 1,000’). These quantities are usually calculated from GIS information. If better information is not available, an individual could calculate them using a ruler and paper maps of a vicinity. In October 2002 FEMA published Estimating the Value of Partner Contributions to Flood Mapping Projects: A "Blue Book" with prices for typical pay items. The purpose of the "Blue Book" was not to set prices, but to estimate the value of partner contributions. The unit prices were considered typical costs that FEMA would incur by contracting for mapping and publication from a Mapping Coordination Contractor (MCC) or regional indefinite delivery/indefinite quantity (IDIQ) contractor. Local pricing may vary quite a bit from Blue Book prices. In areas with simple Midwest geomorphology Approximate Zone A study costs typically vary between $300 and $700 per stream mile (compared with the national average of $1,400 from the Blue Book). Detailed study costs vary greatly depending on the complexity of bridges and other obstructions, and the potential political battle involved with identifying a floodway. 18 Three tables are included in Attachment 1 (as Excel spreadsheets) that show how estimated costs may be summarized for a project. Table 1.1 is a blank boilerplate that may be filled out for a particular project. Table 1.2 is a completed hypothetical example. Table 1.3 is a similar completed example with additional notes and comments Note that these example tables calculate the leverage for the project, by comparing the estimated study costs with the "Blue Book" value. The leverage is calculated as both a percentage and a ratio: Percent Leverage = Partner Contribution / Blue Book Value x 100 Leverage Ratio = Blue Book Value / Total Cost to FEMA PROGRAM ADMINISTRATION ACTIVITIES Table 1 lists a number of project management activities that must be accounted for, over and above the actual mapping study costs. While your list may vary, do not underestimate the potential cost of tasks such as training of staff, meetings with FEMA and consultants, travel time and expenses, and keeping local officials informed through mailings, phone calls, and meetings. Individuals may choose to use their own format for calculation of these items. By summing the total hours for program management, the number of additional personnel (full-time equivalencies) may be estimated. CTP AND MAS ACTIVITIES The Cooperating Technical Partner (CTP) program is a recent innovation to encourage state, local, and regional agencies to play an active role in map modernization and maintenance. FEMA's contracting procedures have created challenges for states and other CTPs by requiring the submittal of detailed information before it can reasonably be developed. In order for state, local and regional agencies to participate as a Cooperating Technical Partner (CTP) FEMA needs to treat them as extensions of their staff, not as a contractor. The following process, if accepted by FEMA, would eliminate many of the challenges and encourage more state, local and regional agencies to actively participate in mapping activities. Step 1. Overarching CTP Agreement with FEMA Negotiate “overarching” CTP agreement with FEMA. This agreement simply says that the state or non-state CTP will perform mapping activities for FEMA, with those activities to be specified by annual CTP implementation agreements for each program year and MAS language for each individual mapping project. 19 This agreement identifies the players and describes in general terms what they will be doing. Step 2. Annual CTP Implementation Agreement with FEMA Negotiate annual CTP implementation agreement with FEMA. The annual agreement should be based on the State Business Plan, as it is updated on an annual basis. It should identify all of the communities or counties to be studied during the particular program year, and a rough estimate of the number of stream miles, and coastal miles, that are: Mapped based on detailed studies - and how many of those miles need to be updated Mapped based on approximate studies - and how many of those miles need to be updated - and whether by detailed study methods, limited detailed study methods, or approximate methods Unmapped - and how many of those miles need to be mapped and what methods should be use The agreement should also include a rough estimate for each community or county of the number of map panels needed at each mapping scale (1” = 2000’, 1” = 1000’, and 1” = 500’) to provide the necessary map coverage for that entity. Conservative cost estimates should be based on "rule of thumb" numbers, FEMA's Blue Book, or some other source. This should not require an in-depth analysis or be an overly time consuming effort. The cost estimate may also include funds to develop the Mapping Activity Statements in Step 4. FEMA should make a commitment for a CTP agreement based on the estimated scope of work and cost. If the costs are beyond FEMA’s budget, the scope of work should be adjusted. Regardless of such budgetary considerations and any other legal considerations, FEMA needs to provide a written commitment that funding will be forthcoming in order for the state, local or regional agency to progress to the next step and be able to sign a contract for services. Step 3: Select Mapping Contractor Identify and select the organizations or consultants that will be hired to assist in the project, assuming some of the work will be out-sourced. It is recommended that a Qualifications Based Selection (QBS) process be used to select a mapping contractor. The CTP will also identify the other governmental entities that may provide mapping resources or additional funding to share with the CTP’s resources and funds. These entities may be other state agencies, regional agencies, local agencies, or even federal agencies other than FEMA. Step 4: Mapping Activity Statement (MAS) Once the selection of a mapping contractor has been made, a scoping meeting is held with the communities that are going to be studied and the selected 20 consultant. This is the step where the details of the project(s) are defined sufficiently to complete FEMA's MAS template. With the input of community officials a detailed scope of work can be developed identifying exactly how many miles of stream (or coast) should be studied. This will include identification of miles mapped, what methods are used for each reach, how many map panels will be produced, and what resources are available (i.e.: base maps, existing models, bridge plans, etc.) for each project. FEMA and the NSP should be invited to attend the scoping meeting. The scope of work between the CTP and the selected mapping contractor then becomes the basis for detailed estimates of the number of hours and costs to complete each project used to complete the MAS. A completed MAS for each project can then be submitted to FEMA. The CTP is assured that there is consistency in magnitude of work and associated budget between the MAS with FEMA and the contract/scope of work with the contractor. ORGANIZATION AND CONTRACTING MODELS Identifying Contracting, Technical, and Review Resources Implementing your State Business Plan will require substantial resources. The effort will be substantial whether the work is accomplished through in-house work, through outsourcing, or through a combination of those two approaches. In order to determine the most appropriate organizational and contracting models, you will first need to identify the resources available to you. Local and regional agencies, particularly CTPs, can provide many of the needed resources for their areas. In some instances, local or regional CTPs will be capable of assuming the entire responsibility for Map Mod for their areas. In those instances, the State Business Plan should include the CTP’s business plan and areas of responsibility. To assume responsibility for mapping technical and administrative resources that will be needed. Some of those skills are listed below: Management and database skills for annual prioritization of counties Communicating with appropriate officials and conducting of meetings for scoping Cartographic, GIS and engineering for scoping Development of contracts with specific scopes of work Gathering of, refinement of, and implementation of base mapping, topographic information and GIS for developing DFIRMS Hydrology and hydraulic analysis and delineation of floodplain boundaries Management of engineering and GIS resources Management of budgets QA/QC review of draft information (technical, database, and graphical review) Completion of maps and reports to meet appropriate specifications 21 There are some state, regional, and local agencies that have the skills listed above inhouse, and some that have very few of those skills. The table below identifies the fundable CAP mapping Phase II activities listed in FEMA’s Business Plan guidance materials along with the additional activities suggested on page 8. The state, regional, or local agency will have to estimate the person-hours needed to complete each task category and the resources available. Outsourced resources need to make up any shortfall. There are 15 task categories listed below. Some of these activities are statewide activities while some (e.g. H&H review) can be applied to specific projects. Since FEMA’s guidance states that funding under CAP-MAP requires a 25% match, but there is no match required for CTP projects, a State may wish to limit this analysis to activities (or portions of activities) that can not be applied to specific mapping projects. States will have to estimate how many counties will be studied in each program year and analyze the resource needs to many all of the projects. Completing the table below every year for all of the counties in that year will guide the state in determining its resource needs. Table 8 – Summary of Resource Needs Task Category Estimate of Resources Needed Available State Resources Digital Base Map Inventory Digital Base Map Data Sharing DFIRM Maintenance5 Hydrologic and Hydraulic Review Assessment of Community Mapping Needs Technical Standards Agreement Information Technology Systems Outreach Digital Topographic 5 LOMC review and issuance can be included under this category. 22 Available non-State Resources Outsourced Resources Needed to Complete Work Map/Data Inventory Digital Topographic Data Sharing Statewide Prioritization of Mapping Projects Contract Negotiation/ Management Due Process Activities Management of Flood Map Modernization and Maintenance Program DFIRM review In preparing the State Business Plan, tables like the one above should be developed for each program year. A table should also be developed for the long-term maintenance of maps after funding levels return to pre-Map Mod levels. Organizational Structures The following organizational charts are included for consideration. Organizational Structure #1 FUNCTIONAL: Project Manager Director Flood Program Branch Chief Hydrology Branch Chief GIS Program Branch Chief Staff Staff Staff Staff Staff Staff 23 Organizational Structure #2 PROJECTIZED ALIGNMENT Director Mapping Manager River Manager Dam Safety Manager Hydrology Staff Staff Staff GIS Staff Staff Staff Web Manager Organizational Structure #3 MATRIX Director Hydrology Branch Chief Flood Program Branch Chief GIS Branch Chief Mgr. of Project Managers Staff Staff Staff P.M. Staff Staff Staff P.M. 24 Alternative Methods of Contracting for Services There are two basic methods of performing Map Modernization work. One method is to perform the work in-house, and the other method is to perform some or all of the work through contracted services. ASFPM assumes that most agencies intend to perform at least some of the work through contracted services. This subsection addresses the specific issue of contracting with outside consultants and agencies to provide Map Modernization services. Two options for contracting for services will be examined: In-house management: The agency manages contracts with all outside consultants Out-sourced Management: An outside consultant serves as "staff" and manages other outside consultants hired by the agency to perform the project-related functions Which option is selected will depend primarily on the availability of necessary resources. Agencies that choose the first model will have determined that they have at least enough resources to manage outside consultants on a day-to-day, project-by-project basis. They may perform engineering and GIS review, graphical and database QA/QC review, and final approval of the work before submittal to FEMA. Agencies that choose the second model will have determined that they essentially need additional staff (in the form of a consultant) to perform most management functions. In-House Management Model The management of Map Modernization work represents a wide range of commitment for the managing agency. At the basic level of commitment, the managing agency will perform the following functions: Comprehensive prioritization of mapping needs and projects Preparation of Mapping Activity Statements with FEMA Contract Management of engineering and GIS resources Management of budget Annual update of State Business Plan At the next level of commitment, the managing agency may add one or more of the following functions depending on its in-house capability and capacity: Scoping for individual projects Gathering and refining base mapping, topographic, and GIS resources Panel layout and preparation of graphical information Database completion Graphical and database QA/QC 25 Development of hydrologic and hydraulic analyses Engineering QA/QC The highest level of commitment by the managing agency (while still making use of outside consultants) will involve conducting some of the GIS tasks and some of the engineering tasks, and, perhaps, some of the work involved in completing the preliminary DFIRM and submitting the materials to FEMA. The NSP will be making process and procedural improvements to the program. For example, the proposed NSP solution will require the submittal of intermediate data, not just the end products. Out-sourced Management Model Management of Map Modernization work by an outside consultant represents a very different approach. The managing consultant will perform as "staff" and perform some or all of the following functions: Recommend prioritization of projects Scoping for individual projects Preparation of Mapping Activity Statements with FEMA Contract Management of other outside engineering and GIS consultants Management of budget Graphical and database QA/QC Engineering QA/QC Recommend the Annual update of State Business Plan Essentially, a management consultant will oversee contracts with other outside consultants retained to perform the studies. To maintain a separation of responsibilities, and to ensure that QA/QC processes are independent of the project-related tasks, agency staff or the managing consultant should perform the QA/QC tasks The following tasks would be performed by outside consultants other than the managing consultant: Gathering and refining base mapping, topographic, and GIS resources Panel layout and preparation of graphical information Database completion Development of hydrologic and hydraulic analyses Completion of preliminary maps, report, and database and submittal to FEMA 26 Training Needs and Resources In the case of training, the agency will need to identify specific training needs and available resources for such training. Some specific categories of training are listed below: Program management and development of goals and objectives Setting of mapping project priorities Facilitation of meetings Contracting Developing Scopes of Work GIS and base mapping Topographic mapping Hydrology Hydraulics Budget management Management of consultants FEMA technical requirements for graphics and databases in DFIRMs QA/QC review Production of FIS reports to accompany DFIRMs Distribution of electronic information Updating of electronic information Some available resources for the training include: FEMA Other federal agencies (COE, USGS, NRCS, etc.) State, regional, local agencies within your state or in neighboring states ASFPM Colleges and universities Statewide and regional professional organizations (floodplain managers, AWRA, ASCE, etc.) Consultants in your state On-line training venues Strategies for Obtaining Funding Strategies for obtaining needed funding should be familiar to most agencies, regardless of their prior history in mapping. Advice about such strategies is available from neighboring agencies, within their state and outside, and from ASFPM. Examples include: Funding legislation from other states or regional/local entities Funding agreements between other agencies and FEMA 27 Publications and other forms of information promoting additional funding to elected officials and outlining the consequences of not providing such funding Maintaining Capability and Capacity Once an agency has developed the necessary capability and capacity to fulfill its Map Modernization role, it must work to keep that capability and capacity in place for the duration of its Map Modernization program. Every program year should begin with a review of the previous year’s work. Any shortfalls should be examined carefully and corrective action taken immediately. Then the agency should examine the planned work for the upcoming year and identify specific problems where capability and capacity have fallen below necessary levels. Agencies should consult regularly with FEMA, local entities, regional entities, state agencies, private contractors, and any other parties who have an interest in Map Modernization and ask them for their viewpoint on capability and capacity. An annual review and evaluation with all partners is recommended. STATE BUSINESS PLAN TEMPLATE The FEMA Template In September 2003, FEMA released their version of a business plan template for State’s desiring to be involved in their Multi-Hazard Flood Map Modernization effort to follow. The template (Appendix D) was a combined effort of FEMA Headquarters and Regional Staff. It outlines for key areas that states must address: Your vision for supporting Multi-Hazard Flood Map Modernization (Map Mod) Needs and Plan/Strategy (for a 5-Year period) Performance Goals/Cost and Schedule Measures (tracking) Alternatives/Varying Funding Levels While the FEMA template is a good start for a basic plan, many states have expanded what needs to be addressed in their state template. This section attempts to build on the FEMA template and to share the ideas of California and South Carolina with other states so enhance what they may have already done. Two State Examples South Carolina and California are two States that are used as examples. California has had a state funded mapping program since 1997 with varying degrees of funding. South Carolina has not had a state funded floodplain management program but has demonstrated capability and has been gearing up for Multi-Hazard Flood Map Modernization effort for the past two years. 28 The Approaches California, is one example of a State that has taken on the task using in-house capabilities to develop their plan, while other States such as South Carolina have contracted it out to their plan development to their mapping team contractors with heavy State involvement. According to FEMA, less than a third of the States accepted CAP-MAP funds to develop a plan. Contracting out becomes a necessity when the State commitment is there but human resources are not present this early in the process. When some States chose not to develop a plan some FEMA Regions tasked their IDIQ contractor to develop the plan for the State. Whichever approach is used the State should participate to ensure their vision, goals, and objectives are clearly represented. Additional Considerations South Carolina included the need for team position descriptions, matrix organizational structure, process flow diagram, development of a procurement plan for IT, identifying training needs for end users and future sustainability of program to include local level training needs. The South Carolina outline is included in Appendix E. California took a much more comprehensive approach tying together the NFIP, Hazard Mitigation Planning and floodplain mapping as shown in their template in Appendix F. Long-term Sustainability As States decide what level of participation they may want to choose they should also consider in the planning process the long-term sustainability of the program. FEMA envisions this to be a five-year program funded by Congress, What is your States plan to sustain this effort beyond the five years? 29 APPENDIX A - SUMMARY OF THE TECHNICAL MAPPING ADVISORY COUNCIL’S RECOMMENDATIONS TO FEMA Partnerships The Council recommended that FEMA seek partnerships with other federal agencies, states, and local governments, universities, and private interests to improve both the maps and the mapping processes. FEMA has begun developing partnerships with other federal agencies, states, and local units of government in the production of Flood Insurance Rate Maps (FIRMs). These partnerships minimize duplication of effort and result in much improved maps at lower cost to the National Flood Insurance Program. FEMA has actively participated in the Federal Geographic Data Committee (FGDC), which is developing standards for digital mapping. FEMA has adopted these standards for its digital FIRMs, while coordinating its efforts with the U.S. Geological Survey (USGS) in developing standards for FIRMs that will employ USGS DOQ’s as the base map. In addition, FEMA is coordinating with the National Geodetic Survey (NGS) of the National Oceanic and Atmospheric Administration (NOAA) to make greater use of Global Positioning Systems in the mapping processes. FEMA has begun to coordinate with the Federal Energy Regulatory Commission (FERC) to use information generated for licensed hydropower dams in Flood Insurance Studies (FISs). A wealth of hydrologic and hydraulic data has been generated by FERC-licensed utilities that would reduce the costs of FISs. Perhaps most significant, FEMA has developed partnerships with state, local, and regional governments in establishing a framework to delegate the maintenance of the maps. FEMA's Cooperating Technical Partners (CTP) initiative holds great promise to devolve a major federal responsibility to states and communities that have the resources and the interest in updating and maintaining maps of their flood-hazard areas. Nurturing partnerships with state, local, and regional governments will only be possible if FEMA has sufficient resources to contribute to the process and fulfill its commitments and is able to provide incentives so states and local government to accept the responsibility. Base Maps The Council made several recommendations relative to base maps, the part of a FIRM that shows the location of landmark features including roads and buildings, relative to flood-hazard areas. The primary focus of the recommendations was for FEMA to adopt, and adhere to, a minimum base map standard that will result in a FIRM that is geographically referenced, positionally accurate, reproducible, 1 and includes the necessary features and attributes that make maps useful documents. Base maps form the foundation for Flood Insurance Rate Maps. They significantly impact the usefulness of the maps for flood insurance and land-use regulations. FEMA is not a mapping agency, per se. FEMA is responsible, however, to provide floodplain information that can be displayed as an overlay onto other existing maps. FEMA has adopted a base map standard that meets the Council's recommendations. USGS Digital Orthophoto Quadrangles (DOQ’s) have become the default standard base map. In order for this standard to be practical, every participating community must be included in a current USGS DOQ. , An increased emphasis on completing coverage in any community where USGS DOQ’s have not yet been produced, will be necessary. Some local governments have invested considerable resources to produce maps for their own use, often with more detail and at a larger scale, than USGS DOQ. Where such maps meet the minimum standards, they can and should be used as the backdrop for a FIRM. Multiple Flood Hazard The Council recommended including flooding sources not usually depicted on FIRMs and expanding information about the types and causes of floods. FEMA has concluded that the law only requires the purchase of flood insurance to areas subject to floods that can reasonably be determined as 1%-annual-chance flood events. Consequently very real, and potentially catastrophic, flood events that occur less frequently are seldom shown on the maps. These events should be depicted, if for no other reason than for public awareness. Tsunamis, caused by undersea earthquakes, create flood events primarily along the west coast, Alaska, and Hawaii. In some areas with very little warning massive waves can flood land 100 feet or more above sea level. Tsunamiinduced flooding has devastated entire communities, yet such hazard areas are typically not depicted on FIRMs. There is insufficient data to predict the frequency of tsunamis, but we can reasonably predict which communities are most at risk, and this warning should be made public on the maps. Dams can cause flooding either by improper operation or a sudden catastrophic failure. The Western Governors’ Association, in its report to Congress in 1999, highlighted improper or inadequate operation of dams, and the resultant flooding. The report stated that dam-induced flooding is a significant problem that has been ignored for too long; inadequate operation can be documented and flooding that would result from a sudden catastrophic dam failure can be predicted and mapped and should likewise be depicted on FIRMs. In many instances, studies 2 performed by FERC-licensed utilities are readily available and could be displayed. The data would be crucial in planning and executing emergency responses, and could be used to guide new development away from hazardous areas. Debris and ice jams cause flood levels to reach heights well above the calculated Base Flood Elevation (BFE). The increases in BFEs caused by debris and ice jams are seldom taken into account when flood studies are planned, even though the study guidelines provide criteria to be followed to identify the extent of these risks. In scoping FISs, greater attention must be paid to these hazards so that where they have occurred, or are likely to occur, they can be taken into account and properly depicted on the FIRM. Erosion of coastal shorelines must be addressed and mapped. A study, Evaluation of Erosion Hazards, conducted by the Heinz Center, recommends that coastal erosion is a serious issue that should be depicted on FIRMs, even if for no other reason than to raise public awareness. The Council supported these recommendations. Rapid and catastrophic erosion of unstable riverbanks should be included when FISs are conducted and areas subject to erosion hazards are mapped. Unless prohibited by state law or local regulations it is currently possible to construct and insure buildings in areas susceptible to high rates of erosion which can damage or destroy the structure in a very short period of time. Archiving FIRMs The Council recommended that FEMA create and maintain, in perpetuity, a complete archive of maps produced under the NFIP. The archives must include the supporting background information and studies used to create and update the map products. FIRMs and their predecessors, Flood Hazard Boundary Maps, have been used for flood insurance and land-use regulation for over 30 years. Decisions regarding building permits and the purchase of flood insurance have been made using maps that, in some instances, are no longer retrievable. It is critical that superseded maps be archived and retrievable in the event questions or legal challenges arise in the future. Compilation of a complete archive of existing and superseded FIRMs is one element of FEMA’s Map Modernization Plan. Modern Mapping Technologies The Council recommended that modern methods be employed to create and update FIRMs. 3 When the NFIP was passed in 1968, computers and computer-aided drafting programs did not generally exist. The state of the art in map preparation employed scribing on acetate overlays and photographic reproduction. Computers in almost every segment of the engineering and mapping industry have replaced scribing. Electronically created maps are more economical to store, update, and distribute. Digital floodplain information would also be far easier to use for other community purposes. Geographic Information Systems that enable users to perform a variety of planning and analysis functions on all types of digital, map-related data, are commonly used in communities throughout the country. The addition of digital floodplain information to these systems would be extremely valuable in planning and designing flood protection projects, and analysis and enhancement of water quality and riparian habitat. Conversion of FIRMs from paper to electronic medium is a key element of FEMA's Map Modernization Plan. Use of Emerging Technologies In order for the NFIP to remain cost-effective in the future, new technology for the creation and distribution of map data must be employed in a timely manner. Included below are some examples of emerging technology, which hold promise for making flood-hazard mapping less costly and more timely. Floodplain mapping and the determination of base flood elevations are more useful and accurate when referenced to a common, well-known coordinate system. The National Spatial Reference System (NSRS) has been defined nationwide and should be used as the basis for georeferencing FIRMs and related digital products. Reliance on the NSRS, coupled with advances in use of the Global Positioning System (GPS) and emerging remote sensing technologies, can enable FEMA and its partners to achieve greater efficiency and economy to support Flood Insurance Rate Maps and the mapping process. Working with other federal and local government agencies, FEMA can increase its involvement in demonstrating the applications and efficiencies of GPS and remote sensing for the National Flood Insurance Program. Advances in photogrammetry and remote sensing, together with the use of GPS, also offer the potential for increased efficiencies in topographic mapping and floodplain delineation. The use of GPS to determine the position of an air- or space-borne sensor, at the time the image or other information is collected, opens the door to real-time or near-real-time development of three-dimensional surface models and orthorectified images. The proliferation of powerful computer hardware and software is also helping to reduce the amount of time necessary for processing and interpreting these data. 4 One of the new efficient methods to acquire imagery of the earth is Light Detection and Ranging (LIDAR), an active remote sensing system that can be operated in either a profiling or scanning mode using pulses of light to illuminate the terrain. By accurately measuring the travel time of the laser pulse from the aircraft to the ground, a highly accurate spot elevation can be calculated. Depending upon the altitude and speed of the aircraft, along with the laser repetition rate, it is possible to obtain point densities that would likely take months to collect using traditional ground survey methods. Likewise, other developing remote sensing technologies such as synthetic aperture radar and hyperspectral imagery offers the promise of increased mapping efficiencies that can support the NFIP. Internet-based technology to allow the application and distribution of flood-hazard mapping data is also beginning to become a reality. The Open GIS Consortium, a group of stakeholders from government, academia, and the private sector, has been working to make it possible to not only access data over the Internet, but to enable network-based applications of mapping data. In addition, the distribution of data over the Internet, even large data sets, is becoming more common and offers an alternative to FEMA to the storage and distribution of large numbers of paper FIRMs and associated information. Flood Insurance Rate Map Updating and Maintenance The Council recommended that FEMA update and maintain FIRMs to reflect current conditions, corporate boundaries, and flooding sources. The Council also recommended that, where appropriate, future-conditions hydrologic analyses be used for updating FIRMS. Use of future-conditions hydrology will extend the maps’ shelf life and reduce the costs of map maintenance. It will also provide an additional degree of assurance that new structures will be protected from flooding. Public Awareness and Education The Council recommended that FEMA expand current public involvement efforts by developing a proactive, long-term, public awareness and educational program that focuses on the need for improved mapping of flood-hazard areas. Funding is needed for a well-designed program to educate the public about the risks posed by flood hazards and the values and benefits of good mapping will foster support for improving and updating maps of flood-hazard areas. Unnumbered A-Zones The Council recommended that FEMA take steps to improve the floodplain delineations depicted as Unnumbered A-Zones. Of all the miles of rivers and lakes that have been mapped by FEMA, less than 40% have been mapped using detailed study methods. Detailed study methods provide BFEs and more 5 accurate floodplain delineations than studies done by approximate methods. For some Unnumbered A-Zones supporting technical backup data may be available to explain and support how the floodplain boundaries were determined; that information should be made available to the community. The remaining miles of rivers and lakes have been mapped by approximate study methods that do not result in the determination of the BFE. These rivers and lakes are mapped as Unnumbered A-Zones. Recent technical innovations, improved computer capability, and the availability of USGS DOQ’s make it possible to enhance existing Unnumbered A-Zones and create new and improved maps. Nationwide improvement of existing Unnumbered A-Zones is an objective of FEMA’s Map Modernization Plan Unmapped Flood Hazard Areas The Council recommended that flood-hazard areas that do not appear on any FIRM be identified, prioritized in terms of the need, appropriately studied, and properly mapped. There are a large number of flood-hazard areas that have not been delineated, yet which present a serious threat to people who may choose to buy or build within them. The most pressing problems exist in or near communities that are growing, but this is not the only place of concern. The lack of flood-hazard area mapping has major consequences. Without maps that identify all flood-hazard areas, communities cannot properly regulate new development. Continuing unwise development in unmapped flood-hazard areas results in a growing number of properties at risk, thereby escalating expenditures for disaster assistance. Without maps lenders are not obligated to require that properties be insured against flood risk. Federal regulations require certain loans to be covered by flood insurance, but if hazards are not identified then properties within high-risk areas will likely not be insured. Uninsured property places lenders at risk. Without maps, developers lack necessary guidance to avoid flood-prone areas, increasing the number of buildings at risk, and increasing the demand for disaster assistance. Likewise, the need for flood protection is unknown and proper mitigation is not taken. All flood-hazard areas need to be mapped in order for the NFIP to fulfill its potential for reducing the rate of flood-related disaster costs. 6 Appendix B – Comprehensive List of Flood Map Modernization Activities Activity Management CTP (Oversight) (Projects) Activity 1A – Scoping X X Activity 1B – Outreach X X Activity 1C – Field Surveys and Reconnaissance X Activity 1D – Needs Assessment X X Activity 2a – Topographic Data Inventory X X Activity 2b–Topographic Data Procurement Activity 3 – Independent QA/QC of Topographic Data X X X Activity 4 – Hydrologic Analyses X Activity 4A – Coastal Hazard Analysis X Activity 5 – Independent QA/QC of Hydrologic Analyses Activity 5A – Independent QA/QC of Coastal Hazard Analysis X X X X Activity 6 – Hydraulic Analyses Activity 7 – Independent QA/QC of Hydraulic Analyses Activity 8 – Floodplain Mapping (Detailed delineation and redelineation Using Effective Profiles) Activity 8a – Floodplain Mapping (Approximate) Activity 9– Independent QA/QC of Floodplain Mapping Activity 10 – Base Map Acquisition and Preparation X X X X X X X X Activity 10a – Digital Base Map Inventory X Activity 10b – Digital Base Map Sharing X Activity 11 – DFIRM Production (NonRevised Areas) Activity 11A – Independent QA/QC of DFIRM Production (Non-Revised Areas) X X X X Activity Activity 11b – DFIRM Maintenance Activity 12 – Merging of Revised and NonRevised Information Activity 12A – Application of DFIRM Graphic Specifications Activity 12B – Independent QA/QC of DFIRM Graphics Activity 13 – Preparation and Issuance of Preliminary FIS and FIRM Management CTP (Oversight) (Projects) X X X X Activity 16 – Contract Negotiation/Management Activity 17 – Establishment of minimum standards Activity 18 – Technical Standards Agreement Activity 19 – Due Process Activities – Conduct Time & Cost Meeting and Final Meeting, process appeals Activity 20 – LOMCs Activity 21 – Information Technology Systems Activity 22 – Reengineer Business Processes Activity 23 – Report to Oversight Authorities Activity 24 - Archival of superceded FIRMs, FIS, background data, etc. X X Activity 14 – Post-Preliminary Processing Activity 15 – Project Selection X X X X X X X X X X X X X X APPENDIX C - FY 2003 BUDGET DECISIONS OVERVIEW, MAY 2003 Background Fiscal year 2003 was a major transition year for the NFIP Flood Hazard Mapping Program. The FY 2003 funding level for program was 250% of the previous year and 400% of the level of the recent past. Although planning for Map Modernization had been ongoing for some time, the considerable uncertainty about what the funding level would be for 2003 substantially limited FEMA’s ability to finalize FY2003 plans. Congress did not pass the FY2003 budget until mid-February, nearly five months into the fiscal year. Once the budget is passed and signed, there are additional steps that must be taken for OMB to release the funds to the Departments and Agencies and for the Departments to develop a spending plan. Until the budget was finalized, the flood mapping program continued to be funded at the substantially lower FY2002 level which was only sufficient to keep essential services operating. Indeed, at times the expectation was that this could be the funding level for FY2003 and some difficult choices would be required to fulfill all of the obligations of the mapping program. Although the Department of Homeland Security (DHS) was not officially formed until March 1st, 2003, when the FY 2003 budget was passed the transition office for DHS was already in place. For the first time ever, FEMA had an additional level of budget oversight. Further, because this was the first year of full funding for Map Modernization, the methodology for distributing funds was updated to align with the consensus reached with stakeholders and to maximize performance for the program. These factors resulted in delays in distributing funds for FY2003 Map Modernization projects. In early February, the Flood Mapping program held a meeting in Atlanta with program stakeholders to prepare for the decisions that would need to be made regarding the FY2003 budget once it was enacted. Participants included representatives from state, regional and local government, the Association of State Floodplain Managers, the National Association of Flood and Stormwater Management Agencies, and FEMA headquarters and regional staff. This meeting developed a consensus that if Map Modernization was funded in FY2003, the program would need to focus initially on the highest risk areas in order to demonstrate the importance of the program. The participants agreed on a set of criteria to use to guide the budget decision-making process. These criteria formed the basis of the Flood Mapping Program’s FY2003 budget decisions. This overview describes the process and the methodology used to make the budget decisions. Data Compilation To prepare for making decisions regarding the distribution of funding under Map Modernization in FY 2003, the Hazard Mapping Division in the Federal Insurance and Mitigation Administration (FIMA) collected and compiled a significant amount of data from various sources into one comprehensive database. Sources of data included: Status of studies and mapping projects currently in progress. These data were provided by the Mapping Coordination Contractors (MCCs), and included proposed delivery dates, study format, communities involved, and more. Data collected by the Census for every county in the United States including the District of Columbia, Puerto Rico, and the Virgin Islands (total of 3,146 counties in 53 “states”). Data included 2000 population, number of housing units, non-negative population growth, land area and more. Insurance data at the county level was also compiled from various sources within FIMA. Data included number of flood policies, number of claims, number of repetitive flood loss properties and claims, number of flood disaster declarations, number of mapped flood panels, and more. Flood map plans developed by FEMA’s Regional offices in coordination with the states (the “State Plans”). These state plans were developed in September 2002 to meet specific objectives at the time they were developed. The data included recommendations for funding specific studies at the county level, the potential cost of such studies, and the proposed delivery date of final map products. Information on Early Implementation projects. This information was developed by FEMA’s Regional offices and highlighted projects that could be delivered in a short timeframe. This information was compiled in March 2003. Information collected during a meeting in Atlanta in February 2003 that outlined what factors FEMA should consider when targeting areas for updated flood maps. These criteria included: High population density High growth areas High risk areas: history of repetitive loss/claims/disasters NFIP policy base Leverage existing data Accuracy and adequacy of products Comprehensive watershed approach Ranking Using the database developed, the Hazard Mapping Division ranked each county in the nation from 1-3,146. The ranking was accomplished by focusing on quantifiable numbers that reflected the criteria developed in Atlanta. Primarily, the data used came from Census, the flood insurance program, and disaster response data (specific data elements were: population, growth, housing units, policies, claims, repetitive loss properties and claims, and flood disasters). The percentage each county contributes to the national total was calculated for each data element and added across the elements. Those values where then totaled for the nation and ranked from highest to lowest. For example: Miami-Dade County, FL makes up 0.79% of the nation’s population, 1.05% of the population moving into areas chose to move there, they make up 0.73% of all housing units nationwide. Miami-Dade County makes up 7.86% of the flood policy base, is responsible for 3.51% of the claims filed, has 2.53% of the repetitive loss properties and 1.94% of the repetitive loss claims. They also make up roughly 0.08% of the declared flood disasters nationwide. Adding these percentages totals 18.49%. Those same computations were done for all 3,146 counties nationwide. They were then sorted from highest to lowest and assigned ranks from 1 to 3,146. The county rankings were then aggregated into “deciles.” Each county was assigned a number from 1 to 10 (314 counties per decile). For purposes of FY 2003 funding, specific emphasis was placed on counties in the top decile. Study Categories Several study categories were identified. “DFIRM Upgrades” is a category of studies recently or soon to be completed that can be delivered in the new DFIRM specification with a view tool for use at the community level. FEMA has developed this product as the foundation for the future of flood hazard identification. “Pipeline Studies” are in-house studies actively being worked on. Many are fully funded, however, many are in need of additional resources to bring them to completion. It was determined that these studies should continue if they were in top decile counties because they already have had a significant amount of FEMA resources dedicated to them. Further, many of them can be delivered much more quickly than newly initiated studies. “Other Federal Agency” work was determined to also be an area of focus. As a result several ongoing studies involving other federal agencies were funded. “Other Compelling” projects was a category created to capture earmarks and other high profile projects. “Early Implementation” projects are proposed new study starts that were determined to have fairly quick turn around. In general, the early implementation and other compelling work can be thought of as “new” work; whereas the other federal agency work, pipeline studies, and DFIRM upgrades can generally be viewed as ongoing work that is nearing completion. DFIRM Upgrades A number of recently- or nearly-completed studies were found to be in a format readily convertible to the February 2002 DFIRM specification such that they could be delivered to local governments using a recently developed “beta” version of a flood map view tool. A field of 385 potential counties where DFIRM 2002 products could be delivered was identified. The criteria used to narrow the field included: must be a county within the top 5 deciles (ranked within the top 50% of all counties nationwide), must be a “full” community product, and the product must be deliverable in preliminary or effective format by the end of FY 2003. This narrowed the field from 385 candidates to 132. The total estimated cost to complete the work is approximately $6 million. Pipeline Studies In-house work or “pipeline studies” were defined as those where the MCC had either been funded to initiate processing, or had already received a completed study contractor or CTP mapping package. A significant amount of work was determined to fall within this category (398 counties). Over half of this work (277 counties) was insufficiently funded and could not be completed without additional resources. The top decile was consequently fully funded (71 counties). The total estimated cost to deliver this work is approximately $10 million. Other Federal Agency Work Recognizing the importance of work being performed by Other Federal Agencies, it was decided to continue several projects with the Army Corps of Engineers and the U.S. Geological Survey that had been initiated in FY 2002. Five studies in the top decile counties were funded at a total estimated cost of $425k. Other Compelling Reasons Earmarks and high profile studies that had compelling reasons to fund were given consideration under this category. Studies needing funding in this category include New York State (earmark), North Carolina (strong CTP), West Virginia (earmark), Wisconsin (CTP), Louisiana (earmark), and Colorado (CTP). The total cost for these efforts is estimated at approximately $15 million. Early Implementation Projects After funding had been allocated for the above categories, there was approximately $45 million remaining. Of that total, $15 million was designated for the Early Implementation Projects with the most potential for providing quick benefits. The remaining $30 million was distributed to the Regions using the “Atlanta” factors noted above to determine the percentage to each Region. Guidance for selecting projects was provided to the Regions in a memo from Anthony Lowe dated May 14, 2003. Conclusion Studies specifically selected to receive funding in 2003 are generally highly ranked with regard to the Atlanta factors, can be quickly turned around and delivered to state and local governments, and/or have other fairly compelling reasons to move forward. The total value of projects specifically identified is approximately $46 million. This funding will result in mapping products being delivered to roughly half the nation’s population and roughly half the flood policies in force. The Regional offices have been asked to verify that the projects specifically identified are still valid. An additional $30 million is being distributed to the Regional offices and will be targeted at the nation’s highest ranking counties (top 20%) based on the criteria developed in Atlanta. ASSOCIATION OF STATE FLOODPLAIN MANAGERS, INC. 2809 Fish Hatchery Road Fax 608-274-0696 : Chair George Riedel, CFM Missouri Emergency Management Agency P.O. Box 116 Jefferson City, MO 65102 573-526-9141 Fax 573-526-9198 griedel@sema.state.mo.us Vice Chair Chad Berginnis, CFM Ohio DNR - Division Of Water 1939 Fountain Square, Bldg. E-3 Columbus OH 43224 614-265-6715 Fax 614-447-9503 chad.berginnis@dnr.state.oh.us Secretary Pam Pogue Hazards Program Mgr. Rhode Isl. Emerg. Mgmt Agency 645 New London Ave. Cranston, RI 02920 401-462-7114 Fax 401-944-1891 pam.pogue@ri.ngb.army.mil Treasurer Nicholas Winter Metro. District Commission Charles River Dam 250 Warren Avenue Charlestown, MA 02129 617-727-0488 Fax 617-523-1793 nick.winter@state.ma.us Executive Director Larry A. Larson, P.E., CFM Executive Director 2809 Fish Hatchery Rd Madison, WI 53713 608-274-0123 Fax 608-274-0696 larry@floods.org Madison, Wisconsin 53713 Website: www.floods.org Email : 608-274-0123 asfpm@floods.org Association of State Floodplain Managers Resolution On Map Modernization May 12, 2003 WHEREAS, the Congress, in passing the National Flood Insurance Program in 1968, recognized the importance and significance of flood hazard maps; and WHEREAS, in 1994, as part of the National Flood Insurance Reform Act, Congress directed the Federal Emergency Management Agency (FEMA) to establish the Technical Mapping Advisory Council to provide recommendations on ways to improve flood hazard maps and the mapping processes; and WHEREAS, in November 1997, the Federal Emergency Management Agency, based on recommendations of the Technical Mapping Advisory Council, completed a report entitled “Modernizing FEMA’s Flood Hazard Mapping Program, A Progress Report” identifying actions to improve the agency’s flood hazard mapping program “to better serve the citizens of the United States”; and WHEREAS, the Association of State Floodplain Managers (ASFPM) and the Flood Map Coalition urged Congress to fund the program to modernize floodplain maps in order to realize “the desired benefits of saving lives and property”; and WHEREAS, Congress approved $150 million in additional funding for Map Modernization activities for FY 2003; and WHEREAS, floodplain management officials of states, regional agencies, local governments and other floodplain management professionals that are represented in ASFPM are prepared to participate in Map Modernization activities; THEREFORE, the Board of Directors of the Association of State Floodplain Managers does hereby resolve to urge the Department of Homeland Security, Federal Emergency Management Agency, to take the following actions in support of modernizing the nation’s flood hazard maps: “Dedicated to reducing flood losses in the nation.” 1. Work with States to update, certify and approve each of the state Map Modernization Implementation Plans and formally consolidate all of those plans into a preliminary nationwide Map Modernization Implementation Plan. 2. Adopt and enforce the following technical quality assurance standards to ensure minimum level of quality and accuracy in all future Flood Hazard Maps and/or data published by the Department of Homeland Security, Federal Emergency Management Agency, regardless of time constraints: The flood elevations and the floodplain delineations on the maps must correlate reasonably to the best available topographic information for the stream and adjacent corridor. The planimetric features on the floodplain maps (streets and highways, stream centerlines, bridges and other critical hydraulic features, corporate limits, section lines and corners, survey benchmarks, etc.) must correlate reasonably to the best available aerial photos or other suitable imagery for the stream and the adjacent corridor. The flood hydrology used to develop the floodplain map must still reasonably reflect the flood hazard and meet pertinent local, regional, state and federal technical standards. 3. Provide an annual base level of funding of $100,000 per state to support the function of Map Coordinator for each of the 50 states and thereby ensure a minimum level of technical and administrative guidance for flood hazard mapping activities in each state. 4. Provide those states, regional agencies, and local governments that are both qualified and interested with the opportunity to manage as many Map Modernization activities as they are capable of managing within their respective jurisdictions and that they be provided the maximum flexibility in the selection of mapping priorities. NOW THEREFORE, BE IT FURTHER RESOLVED by the Board of Directors of the Association of State Floodplain Managers that we urge the President and the Congress of the United States to take the following actions in support of modernizing the nation’s flood hazard maps; 1. Provide long-term funding, sufficient both in terms of annual funding levels and in terms of the minimum number of years of funding, to ensure the completion of the Map Modernization Plan for the entire country; and 2. If necessary, authorize the creation of and provide ongoing financial support for a technical resource and advisory group similar to the Technical Mapping Advisory Council, whose function would be to provide long-term monitoring of and technical recommendations for the implementation of the Map Modernization Plan, to ensure the highest possible performance standards for the program. Approved by the Board of Directors May 12, 2003 Attested _________________________, Secretary APPENDIX E - STREAM MILES (BY STATE) State Total Miles Alabama Alaska Arizona Arkansas California Colorado Connecticut Delaware Florida Georgia Hawaii Idaho Illinois Indiana Iowa Kansas Kentucky Lousiana Maine Maryland Massachusetts Michigan Minnesota Mississippi 78,131 411,090 140,815 80,229 181,818 96,441 6,466 2,742 31,548 71,436 7,045 98,677 70,791 26,171 70,957 122,170 48,980 52,388 32,697 12,965 9,781 54,182 69,243 81,441 Missouri Montana Nebraska Nevada New Hamshire New Jersey New Mexico New York North Carolina Ohio Oklahoma Oregon Pennsylvania Rhode Island South Carolina South Dakota Tennesse Texas Utah Vermont Virginia Washington West Virginia Wisconsin Wyoming Total 100,283 173,875 76,398 145,895 11,035 8,868 110,716 55,758 63,288 57,012 81,663 107,039 55,304 1,482 34,240 101,644 63,619 188,533 86,120 7,919 54,308 75,030 32,595 59,642 110,069 3,720,539 APPENDIX F - FEMA’S STATE BUSINESS PLAN FEMA Headquarters and Regional personnel have prepared a business plan template to provide further guidance to the States in development of a MultiHazard Flood Map Modernization State Business Plan. (FEMA envisions using this same format in the future for funded CTPs.) The business plan will outline: (a) how future funding will be used to develop and maintain the capability and capacity for managing the modernization effort in their State/locality, as well as describe the program administration and management activities the state/locality will undertake; and (b) the mapping projects to be completed over a 5-year period. We recognize that the program planning, administration, and management costs for Map Modernization are significant but necessary to achieve effective program management. For this reason, the State Business Plan approach has been adopted to document the efforts that Map Modernization partners will undertake, as well as to justify funding for these program planning, administration and management efforts. These business plans will be updated on an annual basis as Map Modernization progresses. FEMA’s Multi-Hazard Flood Map Modernization effort includes an integrated partnership composed of multiple States, regional, local, and/or tribal agencies/organizations that contribute to or guide the development of projects. The ultimate goal is devolving floodplain mapping to State/local entities with interest and capability. All endeavors connected with FEMA’s Multi-Hazard Flood Map Modernization, including the efforts of states and localities, must contribute to achieving the following objectives: 1. Establish and maintain a premier data collection and delivery system: Create a premier, geo-spatial system that provides easy access to reliable flood hazard data and other information and hazard data to support risk management applications and operations. 2. Achieve effective program management: Develop and provide a continually improving program management structure that motivates partners to share responsibilities and aligns partner missions to reduce the nation’s vulnerability to flood and other hazards. 3. Build and maintain mutually beneficial partnerships: Foster mutually beneficial partnerships that achieve shared outcomes through the communication of flood risk and other hazard information and improve the systems that support them. Partnerships will result in enhanced delivery of risk management applications and operations. 4. Expand and better inform the user community: Foster public and stakeholder understanding of where to obtain flood and other hazard data and how to use and analyze it in order to make sound decisions to reduce their vulnerability to natural, and man made hazards. FLOOD MAP MODERNIZATION: STATE BUSINESS PLAN TEMPLATE I) Your vision for supporting Multi-Hazard Flood Map Modernization (Map Mod) Describe your current efforts Flood hazard data Flood hazard mapping NFIP activities that meet or exceed minimum NFIP criteria (including plans and legislation that support Map Mod activities) Describe what you want to achieve Include references to State Plans prepared in 2002 and any updates II) Needs and Plan/Strategy (for a 5-Year period) Project Description Outline how the State/locality will develop and maintain the capability and capacity for managing the Flood Map Modernization efforts. Identify the program administration and management activities to be undertaken. Justification Describe how the program administration and management activities, and proposed mapping projects will help achieve the goals listed in the Multi-Hazard Flood Map Modernization Objectives (see Background and Attachment X) For each program administration and management activity identified, describe your staff capabilities, existing resources, and training needs Describe or define existing shortfalls (staffing or other resources) Relate your proposed activities to your Governor’s or Department’s existing strategic plan(s), as available (or other documented support of the chief executive officer or board of directors) Identify mapping projects to be initiated each year. Project Plan Describe your project management plan (including cost and schedule information) that will ensure that goals and activities you propose will successfully be accomplished, including: Project timeline (for both program administration and management as well as for mapping projects) Resources/Staffing (state, local, federal, contractor) Deliverable(s) Reporting Quality assurance III) Performance Goals/Cost and Schedule Measures (tracking) For each program administration and management activity as well as mapping projects you proposed in Section II, identify the performance measures. FEMA will provide a web-based system for tracking and reporting cost, schedule, and performance. Describe how you will ensure that this system is supplied with required information. Alternatives/Varying Funding Levels Given the following alternative funding levels, describe federal funding, state/locality/partner funding, and performance over a 5-year period: FULL (funding and performance levels are described in Sections II and III) MEDIUM – Approximately 2/3 of full funding to accomplish the prioritized activities that meet Map Mod objectives. Show funding and prioritization of activities per year for a 5-year period. LOW – Approximately 1/3 of full funding to accomplish only the top prioritized activities that meet Map Mod objectives. Show funding and prioritization of activities per year for a 5-year period. STATE OR LOCALLY FUNDED – activities that do not require Federal funds. Explain how FEMA funding will fill the shortfalls identified in Section II. Explain how the State/local match, where applicable, will be provided. APPENDIX G - SOUTH CAROLINA STATE BUSINESS PLAN OUTLINE 1. Our vision for supporting Multi-Hazard Flood Map Modernization (Map Mod) Describe your current efforts Flood hazard data Flood hazard mapping NFIP activities that meet or exceed minimum NFIP criteria (including plans and legislation that support Map Mod activities) Describe what you want to achieve Include references to State Plans prepared in 2002 and any updates Include matrix organizational structure Process flow diagram 2.. Needs and Plan/Strategy (for a 5-Year period) Project Description Outline how the State/locality will develop and maintain the capability and capacity for managing the Flood Map Modernization efforts. Identify the program administration and management activities to be undertaken to include project team roles and job descriptions. Justification Describe how the program administration and management activities, and proposed mapping projects will help achieve the goals listed in the Multi-Hazard Flood Map Modernization Objectives (see Background and Attachment X) For each program administration and management activity identified, describe your staff capabilities, existing resources, and training needs Develop procurement plan for IT. Identify training needs for end user and future sustainability of program to include local level training needs. Describe or define existing shortfalls (staffing or other resources) Relate your proposed activities to your Governor’s or Department’s existing strategic plan(s), as available (or other documented support of the chief executive officer or board of directors) Identify mapping projects to be initiated each year. Project Plan Describe your project management plan (including cost and schedule information) that will ensure that goals and activities you propose will successfully be accomplished, including: Project timeline (for both program administration and management as well as for mapping projects) Resources/Staffing (state, local, federal, contractor) Deliverable(s) Reporting Quality assurance 3. Performance Goals/Cost and Schedule Measures (tracking) For each program administration and management activity as well as mapping projects you proposed in Section II, identify the performance measures. FEMA will provide a web-based system for tracking and reporting cost, schedule, and performance. Describe how you will ensure that this system is supplied with required information. Include work breakdown structure. Alternatives/Varying Funding Level Given the following alternative funding levels, describe federal funding, state/locality/partner funding, and performance over a 5-year period: Full (funding and performance levels are described in Sections II and III) Medium – Approximately 2/3 of full funding to accomplish the prioritized activities that meet Map Mod objectives. Show funding and prioritization of activities per year for a 5-year period. Low – Approximately 1/3 of full funding to accomplish only the top prioritized activities that meet Map Mod objectives. Show funding and prioritization of activities per year for a 5-year period. State or Locally Funded – activities that do not require Federal funds. Explain how FEMA funding will fill the shortfalls identified in Section II. Explain how the State/local match, where applicable, will be provided. APPENDIX H - CALIFORNIA STATE BUSINESS PLAN OUTLINE I. Executive Summary A. President’s Management Agenda/FEMA 1. Economic Integrity 2. Public Safety B. Floodplain Planning Needs C. State Business Plan Overview D. Recommendations II. Introduction (General Information) A. Background (1-2 Paragraphs) 1. National Flood Related Losses a) Property Losses b) Loss of Life c) Emergency Services d) Community Disruption e) Critical Facilities f) Repetitive Losses 2. Management/Client a) Federal b) State c) County and City d) Citizens 3. Floodplain Mapping Support a) FEMA – NFIP b) Other Federal Agencies c) State Programs d) Local Programs B. National Flood Insurance Program 1. Purpose of this Program a) Provide Insurance b) Reduce Losses to Future Development 2. Flood Insurance Study Products (Resources) 3. Issues C. NFIP Map Modernization 1. Program Background and Objectives 2. Basic Process 3. State Business Plan a) Planning Phase I – 6 Months b) Implementation Phase II (1) Support Activities (CAP MAP) (2) Project Activities (CTP/MAS) D. State Organization 1. Agencies 2. DWR Floodplain Management Program Support a) Base CTP Agreement b) Standards c) Staff d) Skill e) QA/AC f) Other Resources 3. Current Funding Programs a) State b) FEMA c) Other Federal Agencies E. DWR Mapping Programs (Impact on NFIP) 1. Awareness Floodplain Mapping a) Description (1) 25-Year Development Plan (2) Statewide GIS Database (3) 15,000 miles Completed, 20,000 miles Remaining b) Application 2. Detailed Studies a) Purpose b) FEMA Compatible c) Studies Completed or Underway 3. Reclamation Board 4. Community Study Support (Coordination with other Agencies) a) Direct Use of Other Federal Agencies (DWR Study Support) b) Indirect Use of Other Federal Agencies (FPMS, etc) F. Risk Communication 1. Needs 2. Processes a) Marketing – Encourage Involvement b) Outreach – Raise Awareness c) Facilitation – Build Consensus d) Education – Teach Concepts e) Training – Apply Concepts f) Learning – Inspire Workforce and Partners III. Floodplain Management and Map Modernization Programs A. NFIP Floodplain Management History B. Existing State Map Modernization Plan 1. History 2. Reference Copy in Appendix C. Hazard Mitigation Planning 1. State Support Structure 2. Components 3. Interrelated and Impacted Programs D. Flood Warning Systems and Emergency Support Programs 1. Programs 2. Increasing Program and Support Costs 3. Need for MBP Products E. California Legacy Project F. The State of California’s Vision for Future Floodplain Mapping 1. FEMA’s Role 2. State’s Role IV. Statutory Management (Identify Basic Impact) A. Federal Legislation and Guidance 1. Federal Insurance Act of 1956 2. National Flood Insurance Act of 1968 3. Flood Disaster Protection Act of 1973 4. Executive Order 11988, Floodplain Management for Federal Agencies 5. Coastal Barrier Resources Act of 1982 6. Stafford Disaster Relief and Emergency Disaster Relief Act of 1988 7. Coastal Barrier Improvement Act of 1990 8. Executive Order 12770, Mapping Changes 9. National Flood Insurance Reform Act of 1994 10. Disaster Mitigation Act of 2000 B. State Enabling Legislation and Guidance 1. Water Codes – Cobey-Alquist Flood Plain Management Act 2. Government Codes – Planning and Land Use, Local Agencies, Etc. 3. Executive Orders – 1977 and Proposed 4. General Plan Guidelines – 1990 5. Funding Authorities – Senate Bill 4, Proposition 13, Etc. 6. FPM Task Force Reports – FEAT 1997, FMTFR 2002 7. DWR – Floodplain Management Mission V. Floodplain Mapping Goals A. FEMA Basic Goals 1. Reduce the Average Age of Maps to 6 Years 2. Produce Digital Mapping Products with Up-to-date Flood Hazard Data for the 15% Highest Priority Areas 3. Develop Flood Maps for 50% of the Unmapped, Flood prone Communities 4. Encourage State/Local Cost Sharing for Flood Mapping Projects B. National Five-year Plan C. Consensus FY03 Factors 1. High Population Density 2. High Growth Areas 3. High Risk Areas: History of Repetitive Loss/Claims/Disaster 4. NFIP Policy Base: Local Commitment to Floodplain Management 5. Ability to Leverage/Cost Share with State, Local, and Regional Entities 6. Ability to Efficiently Leverage Other FEMA & Federal Agency Work 7. Accuracy and Adequacy of Products > Quality 8. Early Implementations 9. Comprehensive Watershed Approach 10. Contingencies/Disasters/Emergencies D. State Identified Mapping Needs 1. Current Flood Hazard Mapping Programs a) Detailed Studies b) Approximate Studies c) Supports both Floodplain Mapping and Multi-Hazard Mapping 2. Floodplain Management Task Force a) Major Recommendations (1) Awareness Floodplain Mapping (2) Future Build-out Mapping (3) Watershed-Based Mapping (4) GIS Flood Maps (5) Alluvial Fan Floodplains (6) Stream Gaging and Monitoring (7) Repetitive Losses (8) Flood Warning and Local Response Programs (9) Support and Use of FIRM’s (10) Exceeding NFIP Minimum Requirements (11) Executive Order – Provide Status (12) State Multi-Hazard Mitigation Plan (13) Multi-Hazard Mapping (14) Additional 25 Objectives b) Task Force Agency Membership E. Local Community Requirements VI. State Staffing and Contracting Support A. B. C. D. Organization and Management Contracting Resources Specific CAP MAP Support Specific CTP/MAS Support VII. Project Management Plans A. Introduction to Tools Available B. FEMA’s Requirements for Mapping Projects C. State Management Hierarchy 1. Management Function a) Community Centered b) Product Oriented c) Necessity of Partnering d) Community Assistance e) Outreach Strategy 2. Mapping Management Activities (CAP MAP Processes) a) Introduction b) Program Support c) Cost Sharing 3. Scoping and Mapping Activities Statements (CTP Processes) a) Introduction b) Program Support c) Cost Sharing D. Mapping Metrics 1. FEMA 2. State of California VIII. State Business Plan Template A. FEMA Objectives 1. Establish and Maintain a Premier Data Collection and Deliver System 2. Achieve Effective Program Management 3. Build and Maintain Mutually Beneficial Partnerships 4. Expand and Better Inform the User Community B. ASFPM Recommendations 1. Needed Changes to Mapping Priority Process 2. Mapping Areas Not Mapped But Expected to Develop 3. Assessment of Risk for Areas Behind Levees 4. Necessity of Quality Data for Mapping Program 5. True Cost Assessments 6. Etc. C. State Activities (Table Format – Activity and Three-Stage Description) 1. Use and Purpose for this Table 2. CAP MAP a) Activity 1 b) Activity 2 c) Activity 3 d) Etc. 3. CTP/MAS a) Activity 1 b) Activity 2 c) Activity 3 d) Etc. IX. Cost Indices A. Cost Sharing Requirements 1. CAP MAP (75/25) 2. CTP/MAS (100/0) B. Leveraging 1. Current and Potential State Funding 2. Completed Mapping Efforts 3. Future Mapping Support 4. Community Support C. FEMA’s Blue Book D. Estimation of Costs E. Tiered Activities (Table Format – Activity and 3 Funding Levels) 1. Use and Purpose for this Table 2. CAP MAP a) Activity 1 b) Activity 2 c) Activity 3 d) Etc. 3. CTP/MAS a) Activity 1 b) Activity 2 c) Activity 3 d) Etc. X. Summarize State’s Future with and without MBP A. B. C. D. Community Flood Losses (Life and Property) Future Development Structures and Policy Flood Emergency Services (Disruption and Costs) Other Factors (Systematic Approach for all Hazards) XI. Appendices A. B. C. D. E. Documents (Existing Programs, Awareness Mapping, etc.) Reports (Map Modernization Plan, Blue Book, Task Forces, etc.) Legislation (Existing Requirements, Authorizations, etc.) Pertinent Info for MBP (CAP MAP Authority, Base Requirements, etc.) Other Supporting Documentation (CTP Agreement, etc.