Dilemmas Thinking Dilemmas Thinking – Creating a Context for our Conversations about the Normal Muddle By Geoff Ball, ghball@aol.com Strategic planning and collaborative problem solving are powerful ways to focus and structure conversations among diverse people. There exists a complementary way of framing our conversations that creates an inclusive context and challenges us to retain connections between 'opposites.' Dilemmas Thinking is a complementary way of viewing the world. It goes mostly by three names - Dilemmas Thinking, Paradoxical Thinking, and Polarity Management. And, it has also gone, most famously, by “Yin & Yang.” In this note we'll use "Dilemmas." Using Dilemmas Thinking enables us to hold two logical opposites in our minds and to continue to function. We avoid the "Tyranny of 'OR'" and instead find "The Magic of 'AND'."1 The 'Normal Muddle' Everyday we are facing a confusing muddle of connections among ideas. This is the 'normal muddle.' It's hard to organize ourselves to get things done, to change the current situation to make it more what we want, to become of one mind. We are teased by the muddle into organizing our thinking around one pole or one goal. And we organize ourselves into interest groups or parties and advocate for one goal with associated strategies and tactics. Sometimes - like between sales and engineering, or between husband and wife, or between farmers and city dwellers, the sides polarize, the arguments for the 'other side' are demeaned, the issue become moral and the other side becomes 'evil.' It becomes really hard to hear what is important and valuable in what the other side is saying. Being on the winning side has rewards that make listening for the other's truth even harder. 1 Collins and Porras, Built to Last, 1994, Harper Business, pp. 43-45. They point out the power of this approach – they found that their best companies were able to enhance both sides of the dilemmas that they identified in their research. These companies went beyond ‘balancing’ both sides. By Geoff Ball, ghball@aol.com Page 1 - 2/13/16 Dilemmas Thinking Consider the progression in the following diagram... The 'normal muddle' consists of all kinds of ideas and perspectives and preferences held by many kinds of people. To cope with this complexity we create frameworks and templates thru which we view the muddle. Over time people sharing the same perspectives and interests coalesce into proponents who then advocate and debate the singular importance of their own chosen perspective. Much of our organizational and political life is organized this way. Sometimes it works well. At other times the limitation of our thinking to either/or choices leads to unwanted consequences - the company goes out of business, husband and wife cite irreconcilable differences in their divorce, and there is not sufficient water for both farmers and city dwellers so one of them takes a hit. The unwanted consequences from either /or thinking in dealing with a dilemma can sometimes be so severe that the 'winning' side and the losing side seek new ways to handle the conflict - they seek to find a balance between their interests, they negotiate a compromise, and life goes on. In future disputes 'balance' among the parties becomes the sine qua non of agreement. What often fails to happen, however, is more robust collaboration that could lead to more creative approaches. Such integrated conversations can allow the parties to manage the dilemma. By Geoff Ball, ghball@aol.com Page 2 - 2/13/16 Dilemmas Thinking When parties realize that they are engaged in managing a dilemma, there is a chance that they may find a way to have a robust conversation. They look more deeply at the underlying connections between the "two halves of a whole." The recognition that they are dealing with a dilemma allows conversations in which the actions advocated by each party can be formed into an integrated approach in the context of the whole. Often, this includes ideas that only surface when the goals of both sides are held in everyone's mind at the same time. The desired result from the conversation is to optimize performance relative to A and to B. This takes into account the cross-connections and interactions between A and B. In the diagram the robust both/and icon illustrates this desired performance outcome as being the star in the 'upper right hand corner.’ In what follows we will provide some common examples of dilemmas, make them specific, and suggest how people can work together to manage robust both-and conversations. Before we go into the details of dilemmas it is important to point out that not all conflicts are the results of dilemmas. In many, perhaps most, situations problem solving and strategic planning retain their importance. We are suggesting that we pay more attention to identifying those situations where the Dilemmas Thinking approach results in better outcomes for all. To achieve robust positive results with dilemmas requires managing the dilemma against indicators of poor performance on either goal and with respect to the overall purpose. Identifying Dilemmas Dilemmas often appear to be separate independent goals that can be problem solved independently; for example, consider these goals: Safety Short Term Returns Maintaining Traditions Long Term Returns Crusading for Innovation in an organization Growth in a child's Capability By Geoff Ball, ghball@aol.com Page 3 - 2/13/16 Dilemmas Thinking By treating each goal as distinct and independent we can use the problem solving approaches we've been learning all our lives - which is one reason it is sometimes challenging to manage dilemmas. We use a thinking approach that ignores the other connected goal. Dilemmas Thinking views the pair of two goals as two halves of a whole with a purpose for the pair taken together. In Dilemmas Thinking we seek approaches that advance the purpose of the whole (and of both halves). We must keep the whole and its two halves in mind as we manage the dilemma. For example, consider these pairings: Safety AND Learning & Growth in Capability (Parenting a child). Maintaining Traditions AND Crusading for Innovation (Managing an organization). By Geoff Ball, ghball@aol.com Page 4 - 2/13/16 Dilemmas Thinking Short Term AND Long Term (Use of resources in a community) When we look carefully at each pairing we see that there are connections from each half to the other half making it essential that we keep both halves in mind if we wish to manage the dilemma for greatest effectiveness. Consider the first of these dilemmas: Safety AND Learning & Growth: As the child gets older she or he is placed in safe-enough environments that are challenging. The learner has training wheels on the bike and the parent along side. You start near the bottom on steep hills and learn how to descend with gradually increasing speed and maneuvering difficulty. For a child to grow in understanding and capability they need to be challenged. For the child to be safe in these situations they need to be ones in which the child’s capability is sufficient. A child cannot be kept safe if, as they get older, their capabilities are not developed so they are able to act with safety in more complex situations. Growth is unlikely without some level of risk. Dilemmas Thinking offers a framework, mindset and processes for those who find themselves in dilemmas-generated conflict, each 'taking sides' for one half of the whole. By validating that each half of the whole is essential to the other half it becomes possible to have deeper more robust conversations that uncover more powerful ways to manage the dilemma. Dilemmas Thinking works in organizations, families and communities. Managing Dilemmas Barry Johnson's Polarity Management approach offers a website (polaritymanagement.com) full of helpful ideas including a template we can use to good advantage. The following is quoted from Polarity Management, A Summary Introduction, Barry Johnson, September 1998. He prefers the “Polarity” to “Dilemma.”2 2 See also his new website and organization www.polaritypartnerships.com. By Geoff Ball, ghball@aol.com Page 5 - 2/13/16 Dilemmas Thinking “Breathing as a metaphor for all Polarities Life Aerobic Efficiency Get Oxygen Clean Out Carbon Dioxide Inhale Exhale Too Little Oxygen Too Much Carbon Dioxide Aerobic Inefficiency Death Polarity Management Map 1. Breathing is a handy way to summarize and remember how all polarities look (their structure) and how they all work (their dynamics). Knowing how they look can help you identify what is missing when you are exploring a difficult polarity issue. Having all 8 pieces to the puzzle can help you see the whole picture. Knowing how they work can help you strategically plan actions and anticipate outcomes. 2. Structure - How Polarities Look. There are 8 pieces to the “map.” Two “neutral” boxes, at either end of the central, horizontal axis (Inhale and Exhale). Two “upside” boxes above the neutral names in which you put the positive results of focusing on each of the poles (The positive result of Inhaling is you Get Oxygen. The positive result of Exhaling is you Clean Out Carbon Dioxide.) Two “downside” boxes below the neutral names in which you put the negative results of over-focusing on one pole to the neglect of the other. (The negative result of focusing on Inhaling to the neglect of Exhaling is By Geoff Ball, ghball@aol.com Page 6 - 2/13/16 Dilemmas Thinking Too Much Carbon Dioxide. The negative result of over-focusing on Exhaling to the neglect of Inhaling is Too Little Oxygen). The box on top is for the Higher Purpose. This contains the answer to the question, “Why invest in managing this polarity?” The answer goes beyond getting the upside of each pole. With breathing, one answer could be to improve Aerobic Efficiency. Another, more basic purpose could be Life itself. The box on the bottom is for the Deeper Fear. This is usually the opposite of the Higher Purpose and represents the worst case situation if the problem is not managed. With breathing, one answer could be Aerobic Inefficiency. A more extreme consequence would be Death. 3. Dynamics – How Polarities Work. If you follow your own breathing process and read through the four large quadrants, you will be able to experience the normal flow of all polarities. A. Inhale deeply and hold your breath. Notice how it feels good at first as you get fresh oxygen. B. As you hold your breath, you quickly start to experience the downside of inhaling alone = too much carbon dioxide. The longer you hold your inhalation, the more attractive exhaling becomes. So you C. Exhale to get rid of the CO2 and it feels good – at first. D. But, as you hold your breath, you quickly start to experience the downside of exhaling alone = a lack of oxygen. 4. Organization Application. The breathing metaphor may seem simple and obvious, and it is. That is its beauty. Let’s substitute centralization for inhaling and decentralization for exhaling and then think about multi-million dollar fights over which is the best strategy for the future. Inhaling and exhaling are a polarity to manage. It has 2 right answers, which are interdependent. You cannot choose inhaling as the one right answer (either/or thinking) and be successful over time. You must choose both and capitalize on each. The same is true of centralization and decentralization. They are a polarity to manage and either/or thinking alone will only create unnecessary confusion, conflict, and resistance. No matter which side “wins” in a power struggle between them, the organization will loose. Breathing as a metaphor for all Polarities - Summary There are 8 parts to the Polarity Map. It is helpful to see the “whole picture.” There is a natural flow from the downside of one pole to the upside of the other. After moving into the upside of the opposite pole the system, over By Geoff Ball, ghball@aol.com Page 7 - 2/13/16 Dilemmas Thinking time, will reach its limits and move toward the downside of that pole. This creates natural pressure to self-correct by moving to the upside of the original pole. This flow looks like an infinity loop, which is a helpful symbol because polarities are ongoing. To “solve” them is to learn how to manage them well over time. There are two forces contributing to the shift from one pole to the other: the increased pressure from the downside of one pole and the increased attractiveness of the upside of the opposite pole. For example, Inhale and hold your breath. The longer you hold your breath, the greater the pressure from the downside of inhaling and the more attractive exhaling becomes. The more an organization has focused on centralization for a long period of time, the greater will be the pressure to decentralize and the more attractive will be the benefits of decentralization.” **** On the following page we show a filled out Stability AND Change Polarity Map from the Polarity Management website. You don’t need to memorize it – read it over – remember that the flow in real life tends to be in the infinity loop he mentioned above. Barry Johnson does lay out Tradition-bearing AND Crusading in a polarity map in his book, Polarity Management. Barry Johnson has formed a new organization. You can find all about it at http://www.polaritypartnerships.com/ By Geoff Ball, ghball@aol.com Page 8 - 2/13/16 Dilemmas Thinking Built to Last Be clear about the core ideology Continuity New directions Big, hairy, audacious goals Create cult-like cultures without actually being cults Groundedness Constant movement toward goal Try a lot of stuff and keep what works Develop home grown management Consistency Expands possibilities Clear core ideology Freedom Conserved ideology Revolutionary progress Preserve Ideology (Stability) Stimulate Progress (Change) No clear goals that are stimulating and challenging No new directions No continuity “off the wall” Complaints of “mixed messages” about what you stand for Decreasing number of new projects and experiments Stagnation Chaotic confusion over ideology Constriction – lack of freedom Lost ideals Complaints of things “falling between the cracks” Measures of product and process quality show no improvement or they decline No progress Not Sustainable Projects late or not completed at all