Establishments and organisational changes policy Establishments and organisational changes policy Version 1, October 2009 © Becta 2009 http://www.becta.org.uk NOT PROTECTIVELY MARKED page 1 of 8 Becta | Establishments and organisational changes policy Contents Introduction .............................................................................................................. 3 Scope ........................................................................................................................ 3 Duties and responsibilities...................................................................................... 3 Principles .................................................................................................................. 4 Policy statement ....................................................................................................... 4 Procedures ............................................................................................................... 4 All changes .............................................................................................................. 4 For changes to establishments (and grades where applicable) .............................. 4 For changes to structures........................................................................................ 5 Expiry ........................................................................................................................ 5 Appendix A: Proposed changes to establishment or structures ......................... 6 Version 1, October 2009 © Becta 2009 http://www.becta.org.uk NOT PROTECTIVELY MARKED page 2 of 8 Becta | Establishments and organisational changes policy Introduction Becta is now operating in an ever more rapidly changing environment with the inevitable consequence that it must become a flexible and adaptable organisation in order to meet the attendant demands that such an environment creates. Becta must therefore consider a range of alternatives to the more traditional, rigid organisational structures of the past. However, it must implement such alternatives in such a way that control and governance can be maintained; information on roles and responsibilities can be accurately conveyed to stakeholders, partners and users of Becta’s services; and best practice adhered to in terms of avoidance of discrimination and the provision of equality of opportunity and fairness Scope This policy applies to all directorates Duties and responsibilities The Executive Director, Business Delivery and Organisational Development, will be accountable for overseeing, and approving as appropriate, changes to establishments and organisational structures. Executive Directors and/or Directors will be accountable for proposing and endorsing changes to establishments, and for securing clearances from Finance and HR prior to submission to the Executive Director, Business Delivery and Organisational Development. They will also be responsible for amending and updating job descriptions as necessary. The HR Department will be accountable for: ensuring Job Evaluations are undertaken where necessary maintaining the official record of Becta’s approved establishment organisation charts for each directorate for use inter alia in recruitment the production of management information relating to staff deployment and vacancies both in terms of core and other employees/workers updating other systems e.g. electronic annual leave booking system, PDR system, etc, consequent upon such changes updating personal files. The Head of HR, Learning and Development will be accountable for ensuring the policy is applied fairly and consistently and in line with the spirit of the law and the principles of natural justice. The Head of HR, Learning and Development will also be accountable for the maintenance, regular review and updating of this policy. Version 1, October 2009 © Becta 2009 http://www.becta.org.uk NOT PROTECTIVELY MARKED page 3 of 8 Becta | Establishments and organisational changes policy Principles The principles underlying this policy are that: robust governance must be exercised over changes and developments in the organisations staffing structures and arrangements, in order to comply with DCSF approvals and best practice changes are managed fairly and consistently and in the full knowledge of the Executive Committee, and the Finance and HR departments Policy statement It is Becta policy that: proposed changes to establishments and grades must be approved by the Executive Director of Business Delivery and Organisational Development (BDOD) and endorsed by the Executive Committee (EC) the Executive Director (BDOD) will provide the EC with his/her rationale for recommending approval or rejection of any proposed changes EC endorsement of proposed establishment and/or grade changes must be obtained prior to any changes being implemented by the HR Department and/or the directorate changes to organisation structures which do not involve changes to establishments or grades (e.g. changes to reporting relationships, team compositions, job titles etc) must be agreed with the HR Department by the relevant Director, prior to any change(s) being implemented. Where such changes are agreed, the relevant Director will be accountable for updating the relevant job description(s). Procedures Proposed changes to an establishment or grade and/or a directorate structure must initially be endorsed by a Director or an Executive Director. The approval procedures will then be as follows: All changes Irrespective of whether a proposed change involves changes to the establishment, grade and/or structure, the form at Appendix A must be completed by a manager or director and signed by a Director/Executive Director and forwarded to the HR Department For changes to establishments (and grades where applicable) a) Where the change(s) proposed involves the re-grading of a post(s), HR will conduct a job analysis with the manager/director and then job Version 1, October 2009 © Becta 2009 http://www.becta.org.uk NOT PROTECTIVELY MARKED page 4 of 8 Becta | Establishments and organisational changes policy b) c) d) evaluate the new job description(s). The results of the job evaluation will be confirmed to and discussed with the manager/director, and be incorporated into the HR Department’s report to the Executive Director of (BDOD) (see c below) The HR Department will then send a copy of the form to the Director of Finance, together with any Job Evaluation information, for his/her comment to the Executive Director of (BDOD) The HR Department and the Director of Finance will then submit their comments and recommendations to the Executive Director of (BDOD) for his/her consideration. S/he will submit his/her recommendations to the Executive Committee for approval. the Executive Director of (BDOD) will advise the HR Department of the EC decision by return of the form duly completed and the HR Department will either: i. if approved, update all records and systems and organisation charts, and notify both the Directorate and the Finance Department of the approved changes accordingly ii. if not approved, notify the Director concerned of the decision and the reasoning For changes to structures Where a change does not affect the establishment, then HR will agree changes with the relevant director and: update organisation charts update other records as appropriate e.g. personal records inform Facilities, Finance and IT IS Departments as necessary and appropriate Expiry .This policy will expire on 31 March 2011. This policy rescinds and supersedes all previous policies relating to Establishment and Organisational Structures Version 1, October 2009 © Becta 2009 http://www.becta.org.uk NOT PROTECTIVELY MARKED page 5 of 8 Becta | Establishments and organisational changes policy Appendix A: Proposed changes to establishment or structures Proposed change Directorate: ………………………………. Please indicate below, if proposed change(s) involve (delete as appropriate) Establishment change(s) New post(s) Post(s) no longer required Structural change(s) Change of team name/job title(s) Post(s) moved within managerial structures within directorate N.B. In all instances a revised organisation chart must be attached to this form Please state how many posts the change affects Please state rationale for the change/business case: Please confirm that funding for these posts has been identified/agreed Please state source of funding: Version 1, October 2009 © Becta 2009 http://www.becta.org.uk NOT PROTECTIVELY MARKED page 6 of 8 Becta | Establishments and organisational changes policy Implications should the changes not be approved Signed ………………………………………………… Date ……………… Executive Director/Director HR Department Comments Executive Director/Executive Committee Decision (where referred) Date if submitted to Executive Director meeting: Approved /Not Approved (please delete appropriately) If not approved, the reason was Signature ……………………………………………………………………………. Executive Director of Business Delivery and Organisational Development Date: ……………………………………… HR Department – action Version 1, October 2009 © Becta 2009 http://www.becta.org.uk NOT PROTECTIVELY MARKED page 7 of 8 Becta | Establishments and organisational changes policy Organisation charts updated/amended …………………… Date: Initials: Correspondence sent to those affected …………………… Date: Initials: Personnel files updated inc KCS …………………………… Date: Initials Version 1, October 2009 © Becta 2009 http://www.becta.org.uk NOT PROTECTIVELY MARKED page 8 of 8