Submission on the National Disability Advocacy Program Program Guidelines For Further Information contact: Andrea Simmons Chief Executive Officer (Interim) Disability Advocacy Network Australia (DANA) Ltd Telephone: (02) 6154 1983 Email: Andrea.Simmons@dana.org.au Disability Advocacy Network Australia (DANA) Limited PO Box 96, Dickson ACT 2602 ACN: 136 792 884 Email: info@dana.org.au Website: www.dana.org.au Disability Advocacy Network Australia (DANA) Ltd DANA is a Company limited by Guarantee, established in October 2008 and incorporated in May 2009 to strengthen and support Disability Advocacy Organisations across Australia to advocate for and with people with disabilities so that they are valued and included members of the community, their fundamental needs are met and their human rights are respected. DANA purposes include: (a) promoting the role and value of independent advocacy; (b) providing a collective voice for members; (c) facilitating communication and information sharing between disability advocacy organisations; (d) facilitating support and development for members, staff, and volunteers of disability advocacy organisations; (e) promoting or undertaking relevant research relevant; and (f) promoting the human rights, fundamental needs and value of people with disabilities; DANA has 58 member organisations including at least one from each of the States and Territories of Australia. Member organisations engage in systemic, individual, and specialist advocacy provision. Page 2 1. Introduction DANA acknowledges the value of developing a set of Guidelines to describe the objects and purposes of the National Disability Advocacy Program (NDAP); the nature of the relationship between the Australian Government Department of Families, Housing Community Services and Indigenous Affairs (FaHCSIA) and the agencies contracted to deliver the Program; and the way in which this relationship will be administered. DANA believes however that any Guidelines developed for this purpose must be embedded in and reflective of existing government policies and agendas. The Government’s Social Inclusion Agenda (SIA) is to create a socially inclusive society in which all Australians feel valued and have the opportunity to participate fully in the life of our society. The Government’s vision for people with disability is described in the National Disability Strategy 2010-2020 (NDS) as being of an inclusive Australian society that enables people with disability to achieve their full potential as equal citizens and have the same opportunities as other Australians. The Guidelines must enable advocacy organisations to play their part in assisting the Australian Governments to fulfil their responsibilities under the United Nations Convention on the Rights of People with Disabilities (UNCRPD) to protect, promote and fulfil the human rights of people with disabilities. They must also enable advocacy agencies to assert on behalf of women, children, indigenous people and people from other cultures with disabilities, their rights enunciated in other international treaties. The Guidelines must further support the development of the kind of productive, constructive and respectful relationship envisaged by the Australian Government when it negotiated a Compact with the Third Sector. It is DANA’s view that the proposed NDAP Guidelines reflect little of the disability, social inclusion and rights focused policy development undertaken by Government over the last three years. It fails as a document to recognise the vital role that advocacy plays in protecting very vulnerable people and assisting them to assert their rights and interests so that they don’t experience abuse, neglect and discrimination. It fails also to recognise that without advocacy support many very vulnerable people with disabilities will have no possibility of achieving their full potential or of taking advantage of the opportunities available to most other Australians in relation to education, work, recreation , housing, healthcare etc. The Guidelines also pay scant regard to identifying and valuing the elements necessary to support the development of respectful relationships between FaHCSIA and the agencies it funds as envisaged Page 3 by the Compact. There is no attention paid in the Guidelines, for example, to developing constructive engagement and information sharing mechanisms or to coordinating more effectively with other governments’ advocacy programs to eliminate duplicated accountability measures. The Guidelines appear instead to be seeking to entrench a very restrictive and reactive view of the role and function of advocacy that is particularly unsuited to the likely future of predominately individualised funding and support for people with disabilities. In this new paradigm people with disabilities who do not easily engage with policies and process, who do not have good communication or negotiation skills, and who do not have supportive people around them will need greater access to advocacy support to negotiate the benefits that a more flexible and potentially responsive system has to offer. They will need advocacy support to envision and make the kind of proactive choices that are life enhancing and available to most other Australians. It is also difficult to understand why, after many years of the Program functioning without Guidelines it is seen as necessary to introduce outdated Guidelines just prior to the adoption of a new National Disability Advocacy Framework (NDAF). Advocacy organisations have only recently concluded participating in consultations on the Framework and reasonably expect that any Advocacy Program Guidelines will flow from and be reflective of the Framework. There would seem to be little point to policy development in the form of a Framework that has no bearing on the advocacy actually delivered though the Government’s own advocacy program. 2. The Program Part A The Program Overview at 1.1 begins by understating the commitment of the Australian Government to people with disabilities and makes no reference to the commitments of the government in the last 3 years in ratifying the UNCRPD, and contained in the NDS, the SIA and the Compact. At 1.2 the key performance indicators for services and supports for people with disability do not have an indicator properly directed to capturing advocacy outcomes for people with disability. Part B 2.1 & 2.2 National Disability Advocacy Program Overview, Aims and Objectives The NDAP overview, aims and objectives fail to properly reflect the ambit of advocacy presently delivered under the Program. Page 4 Disability advocacy funded under NDAP does not merely assist people to overcome barriers that impact on their daily lives and their ability to participate in the community. It works to promote and protects the rights, interests and well-being of people with disabilities and to prevent rather than simply respond to issues like abuse, neglect and discrimination. This is recognised elsewhere in the Guidelines’ definition of disability advocacy but is not incorporated here in the NDAP aims and objectives. Disability Advocacy funded under NDAP informs people with disability about their rights and responsibilities and supports them to make informed decision. By doing so it additionally seeks to enable people with disability to take control of the direction and form of their lives to the same extent as is available to the general population. Disability Advocacy funded under NDAP does not simply contribute to government policy service and program development or to raise community awareness of disability issues. Rather it acts on a systemic level to ensure that the policy settings and practices of services, governments and business tend towards the creation of a culture and environment in which people with disability experience safety and fulfilment in their lives. The overview refers to the fact that disability advocacy agencies receive funding under the Disability Services Act (1986) (DSA). It goes on to say that the DSA and its associated Principles and Objectives have a focus on outcomes for people with disability and that the Principles and Objectives of the Act are articulated in the Disability Services Standards (Eligible Service Standards) (FaHCSIA) Determination 2010 (DSS). Within the DSA, the objects of the Act, set out in Section 3, address flexibility and responsiveness to the needs and aspirations of people with disabilities, full participation and integration in the community and independence for people with disabilities. The service standards articulated in the DSS are not in and of themselves a full articulation of these objects. They are simply part of the means by which the DSA objects are achieved. There is no reason why the DSA objects could not additionally be articulated in a set of advocacy specific standards. The detail of many of the DSS supporting service standards are not appropriate to much of the advocacy work undertaken under the NDAP and the standards themselves largely do not address the key elements of good advocacy but rather go to the elements of good administration , management Page 5 and governance. DANA supports instead the development and implementation of quality assurance mechanisms that will consider the performance of agencies against standards of practice that are specifically relevant and appropriate to advocacy. This is because the things that are measured and audited ultimately tend to become the focus of an agency so it is vital that these things are chosen on the basis that they will yield the best advocacy result for persons with disability. DANA would support the Guidelines articulating of a set of ‘Principles’ (see below) to guide the work of advocacy agencies funded by the NDAP which are consistent, not only with the objects of the DSA but also with the vision and direction of government as expressed in the UNCRPD, the NDS and the SIA. DANA also supports the Guidelines articulating ‘Outcomes’ that the NDAP might strive to achieve for the benefit of people with disability. There is nothing new about the NDAP Guidelines incorporating a set of guiding principles. Many of the principles proposed below are the same as those, derived from the work of Wolf Wolfensberger, that have been used to guide advocacy provided by the NDAP for most of its 20 year life. The additional principles proposed draw extensively on those suggested by the Draft NDAF clarified by and as far as possible aligned with the language of the UNCRPD. This approach for determining guiding principles has the advantage of: enabling the government to clearly show that its funded advocacy program is directed towards the fulfilment of its obligations under the Convention aligning advocacy with an internationally verified body of knowledge about rights, their fulfilment and how they might be achieved ensuring that advocacy is conducted according to principles that have been the subject to ongoing scrutiny and discussion over many years and around which a body of practice knowledge has grown up. Appropriate principles to guide the work of the Program are as follows: a) disability advocacy is directed to promoting, protecting and ensuring the human rights and fundamental freedoms of people with disability [see UNCRPD Purpose Article 1] b) in particular disability advocacy is directed to the prevention of abuse, neglect, exploitation of and violence against people with disability [see 2000 NDAP Advocacy Framework and UNCRPD Article 15] c) disability advocacy is directed to promoting, protecting and realising the interests and wellbeing of people with disability Page 6 d) disability advocacy is directed to the promotion and realisation of full and effective participation and inclusion in society of people with disability [see UNCRPD General Principles Article 3] e) disability advocacy respects the inherent dignity, individual autonomy including the freedom to make one’s own choices, and independence of people with disability [see UNCPRD General Principles Article 3] f) disability advocacy encourages and supports people with disability to represent their own interests [2002 NDAP Advocacy Framework] g) disability advocacy seeks to influence change to legislation, systems and services for the benefit of people with disabilities [reworded to clarify in whose interests changes should be positive] h) disability advocacy promotes community awareness, understanding of and commitment to the rights, interests, inherent dignity and fundamental freedoms of people with disabilities [see (a) and (b) above and UNCRPD Article 8] i) Disability advocacy engages in advocacy development in the form of education, support and information to community members, families and people with disability who carry out advocacy on behalf of persons with disability [NDAP Program for 20 years] j) disability advocacy is partisan, i.e. on the side only of the person with disability [2001 NDAP Advocacy Framework] k) disability advocacy strives to minimise any conflict of interest [2001 NDAP Advocacy Framework] l) disability advocacy seeks to be independent, distinct and autonomous from service delivery [2001 NDAP Advocacy Framework] m) disability advocacy is vigorous and sees an issue through to its conclusion [2001 NDAP Advocacy Framework] n) disability advocacy will make strategic alliances as appropriate to further the rights, interests and well-being of people with disability [the wording has been changed from the Draft to reflect the need for advocates to guard against making alliances that do not ultimately benefit people with disability] DANA supports the Guidelines identifying outcomes for the NDAP that reflect improvements in the lived experience of people with disabilities. DANA proposes that the Program outcomes include those put forward in paragraphs (a) to (e) of the relevant section of the Draft NDAF with some modifications outlined below, plus the following: People with disability live lives free from abuse, neglect and discrimination Page 7 People with disability are accorded the rights and freedoms described in the UNCRPD and other relevant United Nations Rights Treaties People with disability have control over the direction and form of their lives to the fullest extent that their decision-making capacity allows People with disability understand their human rights There is community awareness of the rights of people with disabilities. Further consideration needs to be given to the supports and structures necessary to support people with disability to undertake the representative and leadership roles envisaged by outcomes (d) and (e) of the NDAF. In relation to outcomes (d) and (e) of the NDAF it is also important to include the representatives/advocates of people with disability in the categories of persons who are actively involved in the development, delivery and evaluation of disability and broader government policies, programs and services. Many people with disability are not in a position to be directly involved in these matters and their needs, interests and perspectives will be different from those who are. It is important that all relevant needs, interests and perspectives are considered and addressed. 2.3 Target Group While DANA understands that the Guidelines here reflect the definition of disability used in the DSA it is our view that it is inappropriate to perpetuate an approach to assisting people with disability based on their ability to fall into a particular disability category. Rather DANA recommends that the target group for the Program be altered to reflect those people recognised as having a disability under the UNCRPD. 2.4 Key Performance Indicators The value in having key performance indicators is that they assist in understanding whether a Program is delivering on its desired outcomes and to the people most in need. Reporting on the number of people receiving advocacy is a very poor indicator of outcome delivery. What needs to be reported is the number of people assisted through advocacy support to achieve the desired Program outcomes. Setting targets for the number of people to receive advocacy is inappropriate because the number assisted depends entirely on the level of vulnerability of the person, the nature of the advocacy issues addressed and the capacity of the service and regulatory system to respond in a timely and effective manner. Those people with disability in the most vulnerable circumstances are likely to need the highest levels of support. They are likely to have multiple issues involving abuse, neglect, homelessness, social isolation and unaddressed medical conditions etc. Their advocacy needs simply cannot be equated with Page 8 those of someone who, for example, seeks assistance to resolve an issue with Telstra. When targets are set, they tend to drive agencies towards addressing single small issues for multiple numbers of people. This almost inevitably leads to those who need advocacy the most being those who are least likely to receive it. It also makes no sense to set systemic advocacy campaign targets. Effective systemic advocacy comes in a wide variety of forms depending on the nature of the issue, the outcomes sought, the variety of other players involved and the contribution the organisation is able to make. Some systemic advocacy work takes the form of large campaigns with timelines, targets and milestones. On other occasions it involves long term sustained raising of an issue at appropriate opportunities. Some systemic advocacy involves engaging in a small way, perhaps by submission writing or attendance at consultations, as part of government processes or in campaigns led by others. The systemic work of individual advocacy organisations will often be about providing examples of systemic failure to lend weight to the larger campaigns of dedicated systemic advocacy organisations. In these circumstances the setting of targets will skew the nature of the campaigns undertaken and make them less responsive to the needs and direction of people with disabilities. It would be inappropriate and a conflict of interest for Government to become involved in setting campaign targets, timelines and milestones for systemic advocacy as the Government is commonly the object of systemic advocacy campaigns. The notion that FaHCSIA might seek to manage advocacy in this way is also in conflict with the aims and aspirations of the Compact which says at page 5 that government and the Third Sector “will protect the freedom of Third Sector organisations to contribute to public debate without impact on their funding or status”. Setting targets for advocacy involving people from the priority target groups of CALD and indigenous will only be meaningful if they are set on a regional basis having regard to the number of people with disability in the particular region who identify as being from a CALD or indigenous background. Some regions have very few people from an indigenous background, for example the ACT, while others, like the Northern Territory, have significant numbers. Some rural areas have very few people from a CALD background unlike most of the larger cities. In certain areas also indigenous and CALD people will choose to have their advocacy needs met by indigenous or CALD specific organisations rather than a more generic advocacy agency. 2.6 Legislative Requirements Please see above the comments made in relation to the DSS and the need for standards that are a right fit for advocacy and that address what is good advocacy practice. Page 9 2.7 Funding The Guidelines, in attempting to describe how funding can be used, make a distinction between the proportion of funding that can be used for the delivery of disability advocacy support and that which may be used for administrative expenses. The distinction appears to be somewhat artificial and confused when the detail of what falls into each category is considered. For example telephones, bookkeeping (accounting) and audit costs, insurances, utilities (outgoings) and office materials (postage and stationery) appear in both lists in some cases with slightly different titles. The artificiality of the distinction is particularly obvious when you consider that the vast majority of the agencies funded under the NDAP are small enough to ensure that staff performing administrative functions will also be involved to some extent with the advocacy work taking place for people with disabilities. Presumably, the administrative person who also answers phones and responds to people with disabilities, service providers and regulators when advocacy staff members are engaged elsewhere, is at that time involved in the direct delivery of advocacy. Most CEO’s or Mangers of advocacy agencies also undertake advocacy themselves and support staff in their direct advocacy with advice and guidance. Where advocacy is the only business of the agency, spending time attempting to break up the expenses in this way is an inefficient use of valuable resources. DANA has before raised with government concerns about the limitations placed on the expenditure of Program money. Government expects that organisations will spend Program money efficiently and effectively and in ways that maximise the amount of advocacy provided per dollar. Prevention of the use of Program money for relocation costs, minor capital works, assets costing in excess of $10,000 and the purchase of motor vehicles usually means that more funding is diverted to travel and office costs leaving less available for direct advocacy support. The main reason that organisations want to move locations is to take advantage of a better rental deal. The primary reason for seeking to undertake minor capital works is to improve the accessibility of premises. If organisations are prevented from doing this by lack of money their costs escalate. Motor vehicle purchase is an effective way to manage costs involved in advocates travelling to undertake advocacy, particularly in areas with no or poor public transport. It allows organisations to choose low cost fuel efficient cars rather than take up more expensive vehicle rental options or paying mileage for advocates to use their own cars. It also allows for more effective management of the risk of funding being withdrawn by having available an asset that can be sold if need be rather than an ongoing obligation to meet the commitments involved in a lease arrangement. Page 10 3. Responsibilities and Accountabilities 3.1 The Department Please see above for comments relating to the need for the Guidelines to better reflect the aims and aspirations of the Compact between the Government and the Third Sector. 3.2.1 Conflict of Interest In 2.5 of the Guidelines advocacy for people with disability is defined as “speaking acting or writing with no conflict of interest.....”. In 3.2 of the Guidelines it says that “Disability advocacy agencies will: ........provide advocacy support free from actual or perceived conflict of interest,...” These two statements are in conflict with the statements in 3.2.1 which envisage that an acceptable response to the inevitable, actual and perceived conflict of interest which arises from an organisation providing both disability services and advocacy support, is for the organisation to have a policy and structure which operates to minimise the conflict. DANA is strongly of the view that funded disability advocacy should be provided by agencies that are independent and autonomous from the broader service system that provides support to people with disability and their families. This independence should be real rather than a construct of a governance arrangement that seeks to separate advocacy from service provision within the one organisation. Ultimately at law the Board of an organisation is required to work in the interests of the organisation as a whole and to manage any risk to the reputation of the organisation or to its standing or relationships with its peers/competitors and government. This will inevitably inhibit the ability of a service provider advocate to operate from the required partisan perspective, on the side only of the person with disability, and to provide vigorous and effective advocacy against another similar service provider or a government agency. For advocacy to be effective it needs to be perceived by others as well as to actually be free of conflict or potential conflict of interest otherwise the perception of conflict has a tendency to weaken the potency of the advocacy. The perceived conflict creates an opportunity to regard the arguments made in favour of the person/people with disability as somehow less valid and diminished in strength. This clearly operates to make it less likely that the issue will be resolved in the person’s favour. Page 11 The vital importance of independence from service provision has been recognised under the NDAP on many occasions. See for example the 2009 National Disability Advocacy Program Quality Improvement Toolkit p21 which identifies as an example of evidence of a proper management system that the “agency does not provide direct disability services and is not aligned with any service providers”. See also the 2001-2002 Funding Agreement for Disability Advocacy Services which in Attachment D sets out a Framework for the National Disability Advocacy Program. The Framework identifies principles of advocacy to underpin the provision of advocacy assistance and includes the following “Advocacy strives to minimise conflict of interest” and “Advocacy seeks to be independent, autonomous and distinct from service delivery”. This Framework remained current and on the FaHCSIA NDAP website until at least 2006 and probably later. DANA endorses the intention exhibited in the Draft NDAF to progressively ensure that disability advocacy funding is independent of specialist disability service provision funding. We would encourage the government to go further to ensure that the independence of funding is from all service provision and that the independence required is real, as outlined above, and not quasi independence compromised by perceived, potential or actual conflict arising from alignment with service provision. 5. Quality Assurance Please see pages 5 and 6 above for comments about the appropriateness of judging advocacy quality by the DSS. 6. Reporting Requirements 6.1 Performance Reporting The Guidelines at 6.1 indicate that the purpose of the performance reporting is to determine the number of people who receive advocacy support and the number of issues they were assisted with. It goes on to say that. “To achieve this, the individual should only be counted once in the reporting period.” While it may be reasonable to count an individual only once DANA believes that it is also important to report the number and type of issues being addressed. This is a better reflection of the amount of work undertaken by an agency and of the ongoing disadvantage being experienced by people with disability. DANA believes that there are opportunities to be harnessed to more effectively use advocacy agency performance reporting to provide useful data for systemic purposes. We would like to work with government to achieve this. Page 12 6.2 Financial Acquittals The Guidelines at 6.2 stipulate that funding not spent within the activity period cannot be rolled over and will need to be repaid to the Department. When the activity period for a funding contract is of a reasonable length this stipulation is one that can be sensibly managed. In circumstances however where the funding agreement is only 12 months long, year after year, it is difficult for organisations to properly plan or to make sensible ongoing financial and staffing commitments. It is thus also difficult to attract quality staff and to get value for money from leasing arrangements. 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