Quantifying the Disposal of PostConsumer Paint Contract #68-W-01-039 Work Assignment 4-13 Revised Draft September 17, 2004 Prepared for Barry Elman Sector Strategies Division National Center for Environmental Innovation U.S. Environmental Protection Agency Mail code 1807T Washington, DC Prepared by Abt Associates Inc. 55 Wheeler Street Cambridge, MA 02138 Contents 1. Introduction ................................................................................................................................ 1 2. Quantity Estimation Case Studies ............................................................................................ 2 2.1. California ........................................................................................................................... 2 MSW – 1999 California Statewide Waste Disposal Characterization Study .......... 2 California HHW Collection Programs .................................................................... 3 Comparison of the Quantity of Paint Discarded as MSW vs. the Quantity of Paint Collected by HHW Programs .................................................................................. 3 2.2. Iowa ................................................................................................................................... 4 MSW – 1998 Iowa Solid Waste Characterization Study ........................................ 4 Iowa Regional Household Hazardous Waste Collection Centers ........................... 4 Comparison of the Quantity of Paint Disposed in MSW Landfills vs. the Quantity of Paint Collected by RCC Programs ...................................................................... 5 2.3. Oregon ............................................................................................................................... 6 MSW – 2002 Oregon Solid Waste Characterization and Composition Study ........ 6 The State of Oregon ................................................................................................ 7 Portland Metro Tri-County Area ............................................................................. 9 Comparison of Portland Metro Tri-County Area with the State of Oregon .......... 10 Portland, Oregon Household Hazardous Waste Collection Program.................... 10 Comparison of the Quantity of Paint Disposed vs. Quantity of Paint Collected by HHW Programs ..................................................................................................... 11 2.4. Washington ...................................................................................................................... 11 MSW – 2003 Waste Composition Analysis for the State of Washington............. 11 Washington Moderate Risk Waste Collection ...................................................... 12 Comparison of the Quantity of Paint Disposed in MSW Landfills vs. the Quantity of Paint Collected by MRW Programs .................................................................. 12 2.5. Wisconsin ........................................................................................................................ 13 MSW - 2002 Wisconsin Statewide Waste Characterization Study ....................... 13 Wisconsin HHW Collection Programs ................................................................. 14 Comparison of the Quantity of Paint Disposed in MSW Landfills vs. the Quantity of Paint Collected by HHW Programs .................................................................. 15 3. National Estimates of Paint Waste ......................................................................................... 16 3.1. Comparisons with PSI Estimates ..................................................................................... 16 Abt Associates Inc i September 20, 2004—DRAFT 3.2. 4. Ratio Estimation Method ................................................................................................ 17 Factors to Consider in Estimating the Quantity of Post-Consumer Paint ......................... 20 Under- and Over-Estimation of Paint Values ....................................................... 20 Confidence Intervals ............................................................................................. 23 5. Conclusions .............................................................................................................................. 24 6. References ................................................................................................................................ 25 September 20, 2004—DRAFT ii Abt Associates Inc. 1. Introduction Abt Associates has conducted this analysis to estimate the amount of post-consumer architectural paint disposed annually in the United States, as a way to approximate the amount that is generated. After a consumer has used the paint from a particular purchase, the leftover paint may go into one of several disposition pathways. These include: Local Municipal Solid Waste (MSW) landfill (in liquid or dried form) Household Hazardous Waste (HHW) collection program Donation/Exchange for reuse by another party Collection, management and disposal as hazardous waste Poured down the drain/sewer Stockpiled for future use or disposal (in a basement or garage, etc.) Comprehensive national data on paint going into these pathways is not available. Therefore, we are examining available data from select states. Specifically, this report presents case studies from the states of California, Iowa, Oregon, Wisconsin and Washington, which have available data on the quantity of paint both disposed at MSW landfills and brought to HHW collection centers. It is believed that the vast majority of post-consumer paint disposed each year is disposed via these two major pathways. The case studies provide state-specific estimates of the quantity of paint that is disposed, as well as data that can be directly scaled up to a national level. Further, the analysis of this state data provides a comparison with estimates provided by the Paint Product Stewardship Initiative (PSI) in the “Background Report for the National Dialogue on Paint Product Stewardship.” PSI has estimated that approximately 2.5 -5% of the architectural paint sold in the U.S. each year becomes leftover consumer house paint (PSI 2004a). Section 2 of this report presents available data on the quantity of post-consumer paint disposed at MSW landfills and brought to HHW collection centers in each of the 5 states. For the state of Oregon, HHW data was obtained only for the Portland Metro area, but statewide data will be used for future versions of this report. Data from the state studies is brought together in Section 3 to provide national estimates of paint generation. That section also compares the annual quantity of paint disposed to annual U.S. paint sales. There are many methodological and statistical considerations associated with the case studies and national estimates presented throughout this report, and these are presented in Section 4. In Section 5 we presents our conclusions. Abt Associates Inc 1 September 20, 2004—DRAFT 2. Quantity Estimation Case Studies 2.1. California The California Integrated Waste Management Board (CIWMB) has conducted detailed MSW characterization studies, and has also compiled statistics on the HHW collection programs around the state. Data on both of these waste streams provide a basis for estimating the total amount of postconsumer paint disposed each year in the state of California. MSW – 1999 California Statewide Waste Disposal Characterization Study CIWMB conducted a statewide waste characterization study of MSW in 1999. They are currently updating this study, the results of which will be available in the fall of 2004. This report uses the 1999 data. The 1999 Waste Characterization Study divides the MSW stream into 3 sectors: commercial, residential, and self-haul. The state was divided into five regions based on demographics and geographic features. In each region, five disposal sites (landfills and transfer stations) were randomly selected as sampling sites for single-family residential and self-haul waste streams.1 Collections at these sites totaled 148 single family residential and 247 self-haul samples. In addition, a total of 1207 commercial generator and 80 multifamily residential samples were collected from randomly selected businesses and apartment complexes within the geographical areas surrounding the selected disposal sites. Waste sampling was conducted in both winter and summer to account for seasonal variations in waste disposal patterns. Each sample was hand sorted and characterized using the 57 material types found in the California Uniform Waste Disposal Characterization Method, as well as eight specific rigid plastic packaging container (RPCC) categories identified for this study. Additionally, vehicle surveys were used to estimate the portion of California’s MSW contributed by the residential, commercial, and self-haul sectors. The generating sector represented by the waste was identified, and the net weight of each load was recorded. A total of 3,648 surveys were completed. Table 1 shows the total MSW, HHW, and paint waste for each of the waste sectors. Table 1. California Statewide Landfill Waste Characterization Study Results Total MSW HHW Paint Paint as a % Paint as a % Sector estimated (tons) estimated (tons) estimated (tons) of HHW of Total MSW 14,273,250 46,135 31,282 68% 0.22% Residential Commercial Self-Haul Total 18,318,002 4,908,750 37,500,002 59,969 6,280 112,385 9,037 4,179 44,498 15% 67% 40% 0.05% 0.09% 0.12% Source: CIWMB, 1999 Note: “Paint” is defined as containers with paint in them. This includes latex paint, oil based paint, and tubes of pigment or fine art paint. This does not include dried paint, empty paint cans, or empty aerosol containers. The study notes a 90% confidence interval for these estimates. However, because paint is a very small percentage of the total waste stream, and because numbers are rounded, the upper and lower confidence limits of the 90% confidence interval for paint are the same as the estimate. 1 Not all MSW in California goes to a MSW landfill. There are three waste-to-energy incinerators in California that accept MSW. Further, one or two counties export MSW out of state. September 20, 2004—DRAFT 2 Abt Associates Inc. California HHW Collection Programs Local governments in California are required to keep household hazardous wastes out of the solid waste stream pursuant to Public Resources Code 47100. They do this by providing both temporary and permanent HHW collection events and facilities, and public education to their residents. In fiscal year 1998/99, 85 permanent HHW collection facilities, 245 temporary facilities/one day events and 107 Recycle-Only facilities2 were operated. About 50% of the state’s population has access to permanent facilities, and temporary facilities serve about 40% of the population. Approximately 10% of the state’s population has no access to collection opportunities. While the majority of the public has access to HHW collection programs, they may not be convenient due to location or operating hours. Advertising and outreach is limited due to budget constraints (CIWMB, 2001). Local governments are required to report annually the quantity of waste collected by HHW programs and the method of waste management. Paint is divided into three categories – latex, solvent-based, and PCBcontaining paint. Approximately one-half of the paint that was collected by HHW programs during the 1998/99 fiscal year was solvent-based, and there was also a notable quantity of PCB-containing paint that was collected. This indicates that much of the paint that came to the collection sites was old, because over 80% of the architectural paint produced in the U.S. is latex paint, and PCBs have been banned from paint for some time. HHW program officials have observed that many of the people who bring in large quantities of paint are elderly or are cleaning out the houses of deceased family members. This has contributed to the assumption on the part of many program officials that much of the paint they receive has been stockpiled for years. Based on annual statistics, CIWMB estimates that only approximately 4% of residents participate in HHW collection programs each year. At this rate it may take years to collect all of the stockpiled paint in California (CIWMB, 2000). The quantity of HHW collected by California programs has grown, as has the percentage of the HHW that is paint, since the programs were first introduced in California in 1993. In 1993, approximately 3,000 tons of paint was collected, and it accounted for 31% of all the waste collected at HHW collection centers. By 2001, paint collection grew to 8,600 tons, or approximately 43% of all HHW collected. The quantity of paint collected and the percentage of HHW that was paint during the 1998/99 fiscal year is shown in Table 2. Table 2. Paint collected in CA HHW programs during the 1998/99 fiscal year Waste Category Oil Based Paint PCB-Containing Paint Latex Paint Total Paint Collected Total HHW % HHW Collected that is Paint Paint Collected (tons) 4,044 21 4,005 8,069 19,883 41% Source: Data received from Anna Ward, CIWMB, 2004. Comparison of the Quantity of Paint Discarded as MSW vs. the Quantity of Paint Collected by HHW Programs Despite restrictions on landfill disposal of wet paint in California, a large quantity of paint is disposed of in this manner every year. While it is legal to dispose of dried paint in MSW landfills in California, air drying is not encouraged. Instead, disposal of wet paint at HHW collection is the suggested management 2 Recycle-only facilities are those that receive materials that could potentially be recycled, including latex paint. Abt Associates Inc 3 September 20, 2004—DRAFT method. As shown in Table 3, approximately 85% of all of the paint that was disposed of in 1999 went to MSW landfills. Table 3. Paint Disposal in California in 1999 – MSW Landfill and HHW Collection Disposal Pathway Total Paint (tons) % of Paint by Pathway MSW Landfill 44,498 85% 8,069 HHW Collection 15% Total 52,567 Sources: CIWMB, 1999 and data from Anna Ward, CIWMB, 2004. * The landfill quantities here reflect quantities of HHW and paint from all sectors, residential and non-residential. The large percentage of paint going to MSW landfills illustrates the importance of including MSW data when estimating the quantity of leftover paint in the United States. 2.2. Iowa MSW – 1998 Iowa Solid Waste Characterization Study The 1998 statewide solid waste characterization analysis for Iowa was conducted in the fall of 1997 and the spring of 1998. More than 420 samples of MSW from residential, industrial/commercial/institutional (ICI), and mixed generator loads were sorted into 45 discrete material categories at four landfills and a transfer facility located throughout the state. Data from these sites (together with data from a previous MSW characterization study conducted within the state) were used to develop waste composition estimates for the 45 material categories, as well as for the residential and ICI waste streams and for statewide totals. Paint is not defined specifically or quantified individually in this study, but is included in the “paints and solvents” subcategory, which is part of the broader household hazardous materials (HHM) category. Based on the experience and judgment of two professionals who conduct waste composition studies, paint is estimated to comprise approximately 90% of the “paints and solvents” subcategory3. This proportion is applied to data from Iowa in Table 4 below. Table 4. 1998 Iowa Statewide Landfill Composition Study Results Waste Type Tons per Year % of Total Waste Household Hazardous 16,472 0.7% Materials 2,517 0.11% Paint* Total MSW 2,203,848 % of HHW 15.3% Source: IA DNR, 1998. * This value represents 90% of the “paints and solvents” category. Note: The study notes a 90% confidence interval for these estimates. However, because paint is a very small percentage of the total waste stream, and because numbers are rounded, the upper and lower confidence limits of the 90% confidence interval for paint are the same as the estimate. Iowa Regional Household Hazardous Waste Collection Centers In FY2003, Regional Collection Centers (RCCs) in Iowa collected over 1000 tons of HHW. There are 39 permanent facilities and 35 annual temporary collection events that accept HHW in Iowa. The RCCs service area covers 60% of Iowa and serves 74% of the population. These facilities also accept paint and hazardous materials from conditionally exempt small quantity generators. In FY2003, 28,171 households 3 Based on conversations and data from Tanya Tarnecki of Cascadia Consulting, and Brad Anderson of Sky Valley Associates. September 20, 2004—DRAFT 4 Abt Associates Inc. and 562 CESQGs brought paint to RCC facilities. This represents approximately 3.3 percent of all households and 25 percent of CESQGs in the state (PSI, 2004b; U.S. EPA, 2004). Latex paint and oil-based paint are two of the dominant types of HHW and CESQG waste collected by RCC programs in the state. In 2003, a total of 469 tons of paint were collected by the RCCs, accounting for approximately 39% of all the waste collected. Approximately 23% of this paint was oil-based and 77% was latex. In contrast to California and Washington, which collect a high proportion of oil-based paint, this breakdown is more consistent with the ratio of oil-based to latex paint that is currently sold in the United States. Since the collection of a high proportion of oil-based paint may be an indication that much of the paint being collected is old and has been stockpiled for many years, the data in Iowa may indicate less stockpiling of paint among residents and businesses participating in collection programs. However, with only approximately 3 percent of households in the state participating in such programs, it is difficult to extrapolate these results to the general population. The quantity of paint collected by RCC programs in Iowa and the percentage of HHW that is paint are shown in Table 5. Table 5. Paint collected in Iowa RRC programs in FY2003 Waste Category Bulk oil-based paint Oil-based paint in cans Bulk latex paint Latex paint in cans Total Paint Collected Total HHW collected % HHW Collected that is Paint Total (tons) 87 22 154 205 469 1,201 39% Source: data from Theresa Stiner, IA DNR, 2004. It should be noted that people in Iowa are encouraged to dry out their latex paint and put it in the trash. This practice could lead to an underestimation of the quantity of latex paint, as the dried paint would not be counted in either the MSW landfill characterization study nor in the RCC data. While paint is not specifically defined in the Iowa solid waste characterization study, several other state studies specifically include only wet paint in their weight counts of paint. Indeed, in Iowa wet paint is not accepted in MSW landfills and the RCC program does not accept dry paint. Comparison of the Quantity of Paint Disposed in MSW Landfills vs. the Quantity of Paint Collected by RCC Programs Despite the restriction on landfill disposal of oil-based paint and wet latex paint, a large quantity of paint is disposed of in this manner every year. As shown in Table 6, approximately 84% of the paint that was disposed of in Iowa went to MSW landfills. Table 6. Paint Disposal in Iowa – Landfill and HHW Collection Total HHW Total Paint Disposal Pathway Disposed (tons) Disposed (tons) 16,472 2,517** MSW Landfill* 1,201 469 Regional Collection Centers** 17,673 2,986 Total % of Paint Disposed by Pathway 84% 16% Sources: IA DNR, 1998 data from Theresa Stiner, IA DNR, 2004. * The MSW landfill quantities here reflect quantities of HHW[/CESQG] and paint from all MSW sectors. ** This value represents 90% of the “paints and solvents” category. Abt Associates Inc 5 September 20, 2004—DRAFT The large percentage of paint going to MSW landfills illustrates the importance of including MSW data when estimating the quantity of leftover paint in the United States. 2.3. Oregon MSW – 2002 Oregon Solid Waste Characterization and Composition Study The State of Oregon regularly conducts solid waste composition studies4 as required by state law. The most recent study used in this analysis is from 2002. Statewide studies were conducted by the Department of Environmental Quality (DEQ) in 2000, 1998, 1994/95, and 1992/93. In addition to statewide studies, the Portland Metro area5 also conducted individual studies in 1993/94 and earlier. This case study includes data on the quantity and composition of paint collected and disposed to landfills or burned in Oregon and Portland Metro. To conserve funds, the DEQ currently conducts “half-studies”; the 2002 Oregon Solid Waste Characterization and Composition study is the second half of a combined 2000/2002 waste composition study. The 2002 study collected a total of 844 composition samples in 4 geographic areas – Portland Metro, Marion County, Eugene and the “rest of Oregon”. The Metro area alone considered 349 composition samples. Within each geographic area, unbiased, representative loads of waste, weighing approximately 200 pounds from each load were selected as field samples. The 2002 study considered waste samples from eight "waste substreams": Residential route garbage trucks (over 90% of this waste is from single-family or multifamily residences) Commercial route garbage trucks (over 90% of this waste is from businesses) Mixed route garbage trucks (contains a mixture of residential and commercial wastes) Compacting drop boxes (used by individual grocery stores, malls, or other retail operations) Loose drop boxes (used for construction and demolition and for "yard-cleaning" activities) Self-haul (wastes hauled directly to the transfer station or landfill by the person or business that generated the waste) Mixed Solid Waste Processing Facility (MSWPF) residual wastes (wastes leftover for disposal after recoverable materials have been removed at the facility) Special Purpose Landfills (mostly collected either at general-purpose landfills or at transfer stations that ship all their waste to general-purpose landfills. In the Metro area however, significant waste amounts were from limited-purpose landfills that prohibit accepting food and other putrescible wastes.) 4 Peter Spendelow with Portland Metro does not recommend using waste composition studies to quantify wastes such as paint, as the appearance of such materials are very erratic in the waste streams and there is great variance in samples. 5 According to the Metro Planning Department, “Metro” includes three counties (Clackamas, Multnomah, and Washington Counties), which are comprised of 24 cities in the Portland Metropolitan region. September 20, 2004—DRAFT 6 Abt Associates Inc. The number of samples collected from each waste substream depended on the absolute quantity of waste disposed from each substream, and the expected variability of waste in the substream, based on past composition studies. As part of this study, DEQ also conducted a “contamination analysis” to better characterize the actual quantities of solid waste materials being disposed (see Section 3.2 for details). This effort was conducted with a goal of developing a “correction factor” for each material that could then be multiplied by the field data results in order to determine the amount of each material, excluding contaminants, that was being disposed of. For the 4 paint samples taken, a correction factor of 20% was derived for latex paint and 5% for oil-based paint/thinners. The preceding tables include collected field data collected as well as data corrected for contamination (i.e., adding back paint found in nearly empty containers). This study also presents historical data that provides estimates of paint disposal in 2000, 1998 and 1994. These independent estimates could reduce the statistical uncertainty associated with a single estimate based on limited sampling of landfill waste. These data have been presented in Table 7. The State of Oregon According to the DEQ study, more than 2.7 million tons of MSW were generated in Oregon and disposed in landfills or solid waste burning facilities in 2002. Total MSW generated accounted for 73% of statewide solid wastes. The remaining portion of solid wastes generated included industrial & other wastes, alternative daily cover, contaminated soils, inerts, asbestos, and septage sludge. Most of the MSW was disposed in Oregon, with only about 19,000 tons being exported to other states for disposal. Data in this report reflects MSW data and construction and demolition waste excluding pure inerts (for example, concrete). Table 7. Paint Disposed in Oregon During Select Years Waste Type 2002 (tons) Latex Paint 2,998 Oil Paints / Thinners 1,729 Total Paints 4,728 90% CI (1,501 4,921) (684 - 3,028) 2000 (tons) 90% CI 1998 (tons) 90% CI 1994 (tons) 90% CI 918 (302 - 1,775) 3,181 (0.07 – 0.17) 2,312 * 1,784 (515 - 3,630) 1,590 (0.03 – 0.09) 1,074 * 3,386 * 2,702 4,771 Source: OR DEQ, 2002; historical data from Peter Spendelow, OR DEQ, received August 2004. CI = Confidence Interval * Confidence Interval not calculated for statewide numbers Note: Tonnage and confidence intervals presented have been corrected for contamination (correction factor for latex paint = 20.45% and oil based paints/thinners = 4.52%) Table 8 presents the amount of paint disposed in Oregon as a percent of total solid waste. Total solid waste disposed was over 2.7 million tons in the state of Oregon. Table 8. Percent of Paint in Total Solid Waste Disposed in Oregon in 2002 90% Confidence 90% Confidence Interval 2002 Percent Interval Percent (Detailed (Detailed sample Waste Type (Field data) (Field data only) sample correction) correction) Latex Paint 0.09% (0.05 - 0.14%) 0.11% (0.05 - 0.18%) Oil Paints / Thinners 0.06% (0.02 - 0.11%) 0.06% (0.02 - 0.11%) Total 0.15% 0.17% Source: OR DEQ, 2002 Abt Associates Inc 7 September 20, 2004—DRAFT Note: Field data are data as sampled. Data corrected for contamination incorporate an “add-back” factor of 20.45% for latex paint and 4.52% for oil paint/thinners. Paint includes latex paint and oil-based paints and oil thinners. Total paint disposal was 4,728 tons including 2,998 tons of latex paint and 1,729 tons of oil-based paints/thinners, as shown in Table 9. Table 9. Paint Disposed in Oregon by Waste Substream in 2002 (with contamination correction) Oil-Based/ Total Paint Latex (tons) Thinners (tons) Waste Substream (tons) Residential Garbage Route Trucks 630 364 994 Commercial Garbage Route Trucks 430 248 679 Mixed Garbage Route Trucks 474 273 747 Compacting Drop Boxes 212 122 334 Loose Drop Boxes 298 172 469 Self-Haul - Regular Landfill or T.S. 614 354 968 Special Purpose Landfill (hauler & self-haul) 166 96 262 Residuals: Mixed Solid Waste Processing 174 101 275 Facility Total 2,998 1,729 4,728 Source: OR DEQ, 2002 Note: Data are derived based on the percent of paint in total solid waste. Data are corrected for contamination. (In the case of paint the contamination analysis “added-back” the paint in containers that was weighed in other categories.) To account for seasonal variations in waste disposal patterns, waste sampling was conducted by waste substream, in four 3-month periods. Seasonal (cold and warm) data for disposal of paints were extrapolated and have been presented in Table 10. Seasonal variations were minimal; of the total solid waste disposed, 53% was disposed during the warmer months and 47% during the cold season. Table 10. Oregon Seasonal Breakdown of Waste Disposed in 2002 Cold* Warm** (tons) (tons) Waste Substream 490 504 Residential Garbage Route Trucks Commercial Garbage Route Trucks 321 358 Mixed Garbage Route Trucks 363 384 Compacting Drop Boxes 163 171 Loose Drop Boxes 212 258 Self-Haul - Regular Landfill or T.S. 436 532 Special Purpose Landfill (hauler & self-haul) 113 150 Residuals: Mixed Solid Waste Processing Facility 127 148 Total 2,223 2,505 Total Paint (tons) 994 679 747 334 469 968 262 275 4,728 Source: OR DEQ, 2002 *Includes the months October through March **Includes the months April through September Note: Data are derived based on the percent of paint in total solid waste. Data are corrected for contamination. (In the case of paint the contamination analysis “added-back” the paint in containers that was weighed in other categories. The seasonal variations in waste disposed are within the confidence interval of the total estimate, so is not a significant factor. One seasons’ data can be used to estimate for the whole year. September 20, 2004—DRAFT 8 Abt Associates Inc. Portland Metro Tri-County Area The Portland Metro tri-county area disposed of 2,221 tons of paint in 2002 that comprised of 1,546 tons of latex paint and 676 tons of oil paints/thinners, as shown in the following two tables. Table 11. Percent of Paint in Total Solid Waste Disposed in Portland Metro in 2002 Waste Type Latex Paint Oil Paints / Thinners Total 2002 Percent (Field data) 0.11% 0.05% 0.16% 90% Confidence Interval (Field data only) (0.03 - 0.21%) (0.01 - 0.11%) Percent (Detailed sample correction) 0.13% 0.06% 0.19% 90% Confidence Interval (Detailed sample correction) (0.04 - 0.26%) (0.01 - 0.12%) Source: OR DEQ, 2002 Note: Field data are data as sampled. Data corrected for contamination incorporate an “add-back” factor of 20.45% for latex paint and 4.52% for oil paint/thinners. Table 12. Waste Disposed in Portland Metro by Waste Substream in 2002 Oil-Based/ Latex (tons) Waste Substream Thinners (tons) Residential Garbage Route Trucks 312 136 Commercial Garbage Route Trucks 248 108 Mixed Garbage Route Trucks 255 111 Compacting Drop Boxes 147 64 Loose Drop Box - Regular Landfill or T.S. 134 58 Self-Haul - Regular Landfill or T.S. 164 72 Special Purpose LF- Hauler 68 30 Special Purpose LF - Self-Haul 95 42 Residuals: Mixed Solid Waste Processing Facility 123 54 Total 1,546 676 Total Paint (tons) 448 357 366 211 192 236 97 137 177 2,221 Source: OR DEQ, 2002 Note: Data are derived based on the percent of paint in total solid waste. Data are corrected for contamination. (In the case of paint the contamination analysis “added-back” the paint in containers that was weighed in other categories. Table 13 presents the seasonal variations for total solid wastes and paints disposed by waste substream in the Portland Metro tri-county area in 2002. Table 13. Portland Metro Tri-County Area Seasonal Breakdown of Waste Disposed in 2002 Cold* Warm** Total Paint Waste Substream (tons) (tons) (tons) Residential Garbage Route Trucks 226 222 448 Commercial Garbage Route Trucks 175 182 357 Mixed Garbage Route Trucks 174 192 366 Compacting Drop Boxes 104 107 211 Loose Drop Box - Regular Landfill or T.S. 88 105 192 Self-Haul - Regular Landfill or T.S. 108 128 236 Special Purpose LF**- Hauler 44 53 97 Abt Associates Inc 9 September 20, 2004—DRAFT Special Purpose LF - Self-Haul 59 78 137 Residuals: Mixed Solid Waste Processing Facility 82 95 177 1,060 1,161 2,221 Total Source: OR DEQ, 2002 *Includes the months October through March **Includes the months April through September Note: Data are derived based on the percent of paint in total solid waste. Data are corrected for contamination. (In the case of paint the contamination analysis “added-back” the paint in containers that was weighed in other categories. Again, the seasonal variations in waste disposed in the Portland Metro area are within the confidence interval of the total estimate, so is not a significant factor. One seasons’ data can be used to estimate for the whole year. Comparison of Portland Metro Tri-County Area with the State of Oregon The comparison of Portland Metro and statewide wastes disposal data may be useful in providing insight in the rural/urban split within the State of Oregon. Table 14 shows that Portland Metro accounted for 47% of the paint disposed in the state. Table 14. Comparison of Paint Disposed in Oregon & Portland Metro by Waste Substream in 2002 OR Metro OR Metro OR Metro Latex Paint Oil Paints Total Paint Metro % (tons) /Thinners (tons) (tons) Waste Substream of Oregon Residential Garbage Route Trucks 630 312 364 136 994 448 45% Commercial Garbage Route Trucks 430 248 248 108 679 357 53% Mixed Garbage Route Trucks 474 255 273 111 747 366 49% Compacting Drop Boxes 212 147 122 64 334 211 63% Loose Drop Box - Regular Landfill or T.S. 298 134 172 58 469 192 41% Self-Haul - Regular Landfill or T.S. 614 164 354 72 968 236 24% Special Purpose Landfill (hauler & self-haul) 166 163 96 71 262 234 89% Residuals: Mixed Solid Waste Processing 174 123 101 54 275 177 64% Facility Total 2,998 1,546 1,729 676 4,728 2,221 47% Source: OR DEQ, 2002 Note 1: Data for the State of Oregon (OR) include Portland Metro (Metro) data Note 2: Data are derived based on the percent of paint in total solid waste. Data are corrected for contamination. (In the case of paint the contamination analysis “added-back” the paint in containers that was weighed in other categories. Portland, Oregon Household Hazardous Waste Collection Program The HHW collection sites in Portland Metro, Oregon annually collect 2.4 million pounds of paint. Portland relies on 4 permanent collection sites – 2 permanent HHW collection facilities and 2 retail paint stores. These drop-off locations are supplemented by 35 one- or two-day annual collection events at various locations in their service area. The Program’s service area covers 360 square miles consisting of urban and suburban households. Of the 500,000 households in the service area, an estimated 10% of all households annually bring paint to the collection locations. A limited number of households deliver HHW without bringing paint. Some households deliver only paint products. All paint is processed by Portland Metro, Regional Environmental Management. (PSI, 2004). September 20, 2004—DRAFT 10 Abt Associates Inc. In the State of Oregon, HHW collected data for paint includes latex paint and oil-based paint/thinners. In Portland, 64% of the paint collected is latex and 36% is oil-based paint. In contrast to California and Washington, which collect a high proportion of oil-based paint, this is more consistent with the ratio of oil to latex paint that is currently sold in the United States. (PSI, 2004). It is noteworthy that Portland has achieved a 10% service level and has been able to encourage higher levels of participation from its community due to its unique length of service (since the 1980s). Portland also pays attention t collection of leftover paint as well as developing the local infrastructure for the recycling of 100% post-consumer latex paint. (PSI, 2004). Comparison of the Quantity of Paint Disposed vs. Quantity of Paint Collected by HHW Programs A large quantity of paint is disposed to landfills every year. As shown in Table 15, 65% of all the paint disposed in Portland Metro was disposed at landfills or solid waste burning facilities. The majority of paint going to landfills/solid waste facilities illustrates the importance of including these data when estimating the quantity of leftover paint in the United States. Table 15. Paint Disposal in Portland Metro Stream Landfill/Burned HHW Collection Total Paint 2,221 1,215 3,436 % of Paint by Pathway 65% 35% 100% Sources: PSI, 2004b and OR DEQ, 2002. 2.4. Washington MSW – 2003 Waste Composition Analysis for the State of Washington The 2003 statewide waste composition analysis for Washington uses data from studies of 10 counties and one city to estimate the quantity and percentage breakdown of 76 material categories making up the solid waste stream of Washington State. In order to extrapolate beyond these 11 jurisdictions to the whole state, the percentage breakdown of the material categories in each of these jurisdictions were applied to the disposal tonnages for other counties with similar demographics. Those figures were then summed to derive a statewide total for each waste category, as well as for residential and commercial sources and the waste stream as a whole. The statewide analysis focuses on municipal solid waste (MSW) brought to landfills for disposal. Hazardous wastes are not addressed in the analysis, except in cases when these are disposed of with municipal solid waste. Latex paint and oil-based paint are included in the analysis as subcategories within the broader category of hazardous and special waste. Table 16 shows the total quantities of MSW, Hazardous and Special Waste, and paint waste going to MSW landfills in Washington (WA ECY, 2003b). Table 16. 2003 Washington Statewide Waste Composition Study Results Waste Type Tons per Year % of Total Waste 50,090 0.9% Hazardous and Special Waste 8,250 0.15% Latex Paint 2,810 0.05% Oil Paint 11,060 0.2% Total Paint 5,538,700 Total Waste % of HHW 16.5% 5.6% 22.1% Source: WA ECY, 2003(b). Abt Associates Inc 11 September 20, 2004—DRAFT It should be kept in mind that there is a significant degree of statistical uncertainty associated with the tonnage figures presented in Table 16. First, there are uncertainties associated with the estimates that were generated for each of the 11 jurisdictions that served as the basis for the statewide waste composition analysis. But beyond this, an additional and even larger source of uncertainty results from extrapolating the data from these jurisdictions to other counties, with all of the associated assumptions about similar demographics and other factors. The resulting level of uncertainty cannot be precisely quantified (WA ECY, 2003(b)). Washington Moderate Risk Waste Collection In 2003, the state of Washington published the “Solid Waste in Washington – 12th Annual Status Report,” which includes information on moderate risk waste (MRW). MRW is a combination of household hazardous waste (HHW), conditionally exempt small quantity generator (CESQG) waste, and used oil (UO). HHW is considered waste that was generated in the home, while CESQG is small quantities of business or non-household waste. Both HHW and CESQG waste are exempt from hazardous waste regulations. In Washington State there are 42 programs that manage MRW. All 39 counties have some sort of MRW program (or access to a MRW program in a neighboring county). Three types of MRW collections operate in the state – permanent facilities, mobile units, and periodic collection events. It is estimated that 6% of all households in Washington use collection events and fixed facilities (WA, 2003a). In 2002, MRW programs in Washington collected over 6,750 tons of HHW, almost 4,600 tons of UO, and over 700 tons of CESQG waste, for a total of nearly 12,150 tons. Latex paint and oil-based paint are two of the dominant types of HHW and CESQG waste collected in the state. Approximately 44% of the paint that is collected as HHW, and approximately 69% of the paint that is collected as CESQG waste is oil-based. As in California, this quantity of oil-based paint may indicate that a large percentage of the paint that comes to the collection sites is old, because over 80% of paint now produced is latex paint. The amount of paint collected from households and from CESQGs, and the percentage of MRW that is paint are shown in Table 17. Table 17. Paint collected in Washington MRW programs in 2002 Waste Category HHW (tons) CESQG (tons) 1,342 57 Latex Paint 428 1 Latex Paint, Contaminated 1,297 129 Oil-Based Paint 3,067 187 Total Paint 6,757 698 Total Waste 45.4% 26.7% % Waste that is Paint Total (tons) 1,399 430 1,425 3,254 7,455 43.6% Source: WA ECY, 2003(a). Comparison of the Quantity of Paint Disposed in MSW Landfills vs. the Quantity of Paint Collected by MRW Programs Despite restrictions on the landfill disposal of paint, a large quantity of paint is disposed of in this manner every year. As shown in Table 18, approximately 77% of the paint that was disposed of in Washington in 2002 went to MSW landfills. Table 18. Paint Disposal in Washington in 2002 – MSW Landfill and MRW Collection Total HHW/CESQG Total Paint % of Paint Disposed by Disposal Pathway Disposed (tons) Disposed (tons) Pathway September 20, 2004—DRAFT 12 Abt Associates Inc. MSW Landfill* MRW Collection Total 50,090 7,455 56,847 11,060 3,254 14,127 77% 23% Sources: WA ECY, 2003(a), and WA ECY, 2003(b). * The MSW landfill quantities here reflect quantities of HHW and paint from all sectors, residential and nonresidential. The large percentage of paint going to MSW landfills illustrates the importance of including MSW data when estimating the quantity of leftover paint in the United States. 2.5. Wisconsin Wisconsin conducted a statewide waste characterization study in 2002 to estimate the quantity and composition of waste disposed in the state’s municipal solid waste (MSW) landfills. In addition, the Environmental Resources Center (ERC), located at UW-Madison, has compiled data for Wisconsin oneday household hazardous waste collection programs from 1984 to the present and permanent household collection programs since 1996. MSW - 2002 Wisconsin Statewide Waste Characterization Study As part of the statewide waste characterization study, 14 of 36 active MSW landfills were sampled in Wisconsin, which account for approximately 78% of all MSW disposed in the state and lie in each of five distinct geographic regions. Seasonal variations were accounted for by sampling half of the landfills in summer and half in winter; however, the results were presented as an aggregate for the entire year. Samples were first divided into three distinct substreams—residential, ICI, and C&D activities—and then further divided between commercially collected (including private and municipal haulers) and self-hauled waste loads. A total of 400 waste samples (116 residential, 166 ICI, and 118 C&D) were taken from the selected loads and sorted into 64 distinct material categories. Waste tonnages were estimated for the individual landfills, and then composition estimates were calculated at a 90% confidence level for the state as a whole and the 5 distinct geographic regions; for residential, ICI, and C&D generators; and for self-hauled and commercially collected wastes. Results from the 14 landfills were aggregated using a weighted averaging technique to develop a statewide estimate for the composition of disposed waste. Table 19 shows statewide estimates for total MSW, HHW, and latex and oil paint waste for each waste sector (WI DNR, 2003). Table 19. 2002 Wisconsin Statewide Waste Characterization Study Results Total MSW HHW Latex Paint Oil Paint Total Paint Sector (tons) (tons) (tons) (tons) (tons) Residential 1,535,679 3,286 293 49 342 Industrial/Commercial/ 2,100,198 15,524 1,028 411 1,439 Institutional Construction & 1,116,341 7,345 5,667 635 6,302 Demolition Total Waste 4,752,218 26,155 6,988 1,095 8,083 % of HHW 10.4% 93% 85.5% 30.9% Source: WI DNR, 2003 Latex paint is estimated to be 0.1% of total MSW, with 90% confidence that it is not more than 0.3%. For oil paint, the study notes a 90% confidence interval, however because oil paint is a very small percentage of the total waste stream, and because numbers are rounded, the upper and lower confidence limits of the 90% confidence interval for oil paint are the same as the estimate. Abt Associates Inc 13 September 20, 2004—DRAFT Wisconsin HHW Collection Programs Wisconsin collects HHW through both permanent and one-day collection programs. Although the number of permanent programs has been growing since 1996, the number of one-day programs fluctuates annually based on funding. In 2001, there were 12 permanent programs and 9 one-day programs. ERC distributes annual surveys to collect data from these programs. For the permanent programs, the survey breaks down the waste by type (e.g., pesticides, latex paint, lead/oil paint, etc.); the one-day programs are only asked to report the total volume of HHW collected. The most recent year for which complete waste data are available for the permanent and one-day programs is 2001, with the exception of Milwaukee County, which is only complete to 2000. Tables 20 and 21 show the HHW collection data by county for the permanent and one-day programs, respectively. Table 20. Wisconsin HHW Collected by Permanent Programs in 2001 Total HHW County (tons) Brown 213 Dane 230 Kenosha 10 20 Marathon Milwaukee (2000 data) 418 NWRPC* 98 Oneida 32 11 Ozaukee Sheboygan 19 Waukesha** 121 Waupaca 0.6 Winnebago 10 Total 1183 Total Paint Lead/Oil Paint (tons) Latex Paint (tons) (tons) 78 66 143 59 105 165 Quantity not specified No data available Quantity not specified No data available 139 182 321 Survey not returned No data available Quantity not specified 19 19 Survey not returned No data available 8 No data available 8 Quantity not specified No data available Quantity not specified No data available 7 No data available 7 291 372 662 % of HHW 67 72 77 0 60 40 65 56 Source: ERC, 2004 *Northwest Regional Planning Commission (NWRPC) is a group of 10 counties that collect and report on HHW as a cooperative group. **Includes data for the Superior Emerald Park Landfill (SEPL), which is in Waukesha County but reported separately in 2001; these two facilities began reporting a combined value in 2003. Table 21. Wisconsin HHW Collected by One-Day Programs in 2001 County Chippewa Eau Claire Green Iowa Langlade* Menominee Racine Trempeleau Washington* Total Total HHW (tons) 17 25 12 3 12 4 4 2 5 84 Source: ERC, 2004 *These counties reported waste in pounds (6,618; 7,304) and gallons (4,290; 775). The totals represent the (pounds + (gallons*4))/2000, assuming the gallon containers are half full. September 20, 2004—DRAFT 14 Abt Associates Inc. Of the 12 permanent programs, 10 reported that they collected lead/oil paint, but only 5 reported the quantities of lead/oil paint collected. Reporting on lead/oil paint quantities was more complete than for latex paint due to the environmental concerns associated with this waste stream. Four of the permanent programs reported the quantity of latex paint collected. The method of ratio estimation was used to estimate the total amount of paint that goes to HHW collection programs annually in Wisconsin. This uses the available data on paint quantities to scale up and provide a statewide estimate of paint waste. The total estimated amount of lead/oil paint was calculated by dividing the total weight of lead/oil paint collected by permanent programs by the total weight of HHW collected by permanent programs that reported a lead/oil paint quantity. This value was multiplied by the total HHW (permanent and one-day) collected in the state to provide an estimated volume of lead/oil paint that would be collected statewide: 291 tons Pb/oil paint 889 tons HHW * (84 tons HHW 1183 tons HHW) 415 tons Pb/oil paint The same methodology was applied to estimate the volume of latex paint that would be collected statewide: 372 tons latex paint 892 tons HHW * (84 tons HHW 1183 tons HHW) 528 tons latex paint The total estimated weight of paint that would be collected by HHW programs annually is 943 tons. Comparison of the Quantity of Paint Disposed In MSW Landfills vs. the Quantity of Paint Collected by HHW Programs The majority of the paint disposed of in Wisconsin (92%) goes to MSW landfills. Again, the large percentage of paint going to MSW landfills illustrates the importance of including MSW data when estimating the quantity of leftover paint in the United States. Table 22. Paint Disposal in Wisconsin in 2001 – MSW Landfill and HHW Collection Total HHW Disposed or Disposal Pathway Collected (tons) Total Paint (tons) % of Paint by Pathway 26,155 8,083 92% MSW 1,265 662* 8% HHW Collection 27,420 8,745 Total Sources: WI DNR, 2003; ERC, 2004 *This value represents actual paint collected by permanent programs. Abt Associates Inc 15 September 20, 2004—DRAFT 3. National Estimates of Paint Waste This section presents an initial approach to estimating the quantity of post-consumer paint disposed of in landfills or collected by HHW programs in the U.S. 3.1. Comparisons with PSI Estimates The PSI background document provides an estimate of the quantity of leftover paint generated annually in the United States, based on data from California HHW and Washington state MRW collection programs. The PSI estimate was developed using HHW and MRW collection data, U.S. Census data on households in each state and in the country, and an estimate of the percent of the population served by permanent or temporary HHW or MRW collection programs in each state. The quantity of leftover paint generated in the U.S. was estimated to be in the range of 16 million to 35 million gallons per year. That estimate does not include volumes of leftover paint generated by contractors, where the paint is removed from the job site by the contractor, or take into account the quantity of paint sent to MSW landfills every year. We estimate that approximately 85% of the total paint disposed of in California in 1999, and approximately 77% of the paint disposed of in Washington in 2002, was sent to MSW landfills (see Tables 3 and 18). This indicates that the HHW and MRW collection programs in these states may only be capturing a limited portion of the leftover paint that is generated. With this critical factor in mind, we refined the PSI estimates for California and Washington, adding in the quantity of paint disposed in MSW landfills. As reflected in Table 23, we also developed estimates for Iowa, Wisconsin and the Portland Metro region of Oregon (we are still reviewing statewide HHW collection data for Oregon). In order to account for paint disposed in MSW landfills, we slightly modified the calculation methods that were employed in the PSI study, using HHW collection data, MSW composition data, U.S. Census data on population and households in the state and in the country, and an estimate of percent of national paint sales for each state (pending). Our estimates are shown in Table 23. Table 23. Refined Estimate of Leftover Consumer Paint in the U.S. State % of U.S. [A] Households California 10.9% Iowa 1.1% Washington 2.2% Wisconsin 2.0% [B] Pop. 12.1% 1.0% 2.1% 1.9% Paint Collected (gallons) Estimate Total Leftover Paint (gallons) based on: [C] [D] [E] [G] Paint HHW MSW [F] % [H] [I] Sales Collection Landfill Total Households % Pop. % Sales TBD 1,613,828 8,899,600 10,513,428 96,180,045 87,173,043 TBD TBD 93,835 503,460 597,295 54,690,436 57,324,551 TBD TBD 650,776 2,212,000 2,862,776 132,629,762 136,408,844 TBD TBD 132,400 1,616,000 1,749,000 87,450,000 92,052,631 TBD Metropolitan Area Portland Metro 0.54% 0.51% TBD 243,000 326,600 569,600 105,257,449 110,767,185 TBD Sources: CIWMB, 1999; data from Anna Ward, CIWMB, 2004, IA DNR, 1998; data from Theresa Stiner, IA DNR, 2004; OR DEQ, 2002; WA ECY, 2003(a), and WA ECY, 2003(b). Note: all paint quantities are in gallons Calculations: September 20, 2004—DRAFT 16 Abt Associates Inc. A. Based on 105 million households in U.S. according to U.S. 2000 Census. B. Based on a population of 280,849,847 in U.S. according to U.S. 2000 Census. C. Based on data from the 1997 U.S. Economic Census or other sources. D. Quantities of paint collected in HHW programs in this state. E. Quantities of paint disposed of to landfills in this state. F. Combines paint collected from HHW programs and landfills. Paint quantity was converted from tons, assuming an average weight of 10 pounds per gallon of paint. G. National estimate of the quantity of leftover paint extrapolating by % households in the state: [ F ] / [ A ] H. National estimate of the quantity of leftover paint extrapolating by % population in the state: [ F ] / [ B ] I. National estimate of the quantity of leftover paint extrapolating by % households in the state: [ F ] / [ C ] As shown above, the inclusion of paint disposed in MSW landfills increases the estimate of the quantity of post-consumer paint disposed annually in the U.S. quite dramatically. The estimate is now in the range of 54 million to 136 million gallons, as opposed to the previous range of 16 million to 35 million gallons. The U.S. Census of Manufacturers estimates that in 2001, 618,436,000 gallons of architectural paint were sold in the U.S. Using this quantity and each of the national estimates of waste paint reflected in Table 23, we compute the annual quantity of post-consumer paint disposed in the U.S. as a percentage of annual architectural paint sales. These estimates are shown below in Table 24. Table 24. Estimates of Post-Consumer Paint Disposal as a Percent of New Architectural Paint Sales State Based on Households Based on Population Based on Sales 15.6% 14.1% TBD California 8.8% 9.3% TBD Iowa 17.0% 17.9% TBD Portland Metro 21.4% 22.1% TBD Washington 14.1% 14.9% TBD Wisconsin Sources: CIWMB, 1999; data from Anna Ward, CIWMB, 2004, IA DNR, 1998; data from Theresa Stiner, IA DNR, 2004; OR DEQ, 2002; WA ECY, 2003(a), and WA ECY, 2003(b). 3.2. Ratio Estimation Method This section presents two methods for estimating the total quantity of post-consumer paint disposed annually in the U.S. The first method uses households as a basis for estimating the paint disposed annually in the U.S. based on the estimates developed for California, Iowa, Washington, Wisconsin and the Portland Metro area. The second method uses population for this purpose. In Table 25A we compute the ratio of the total amount of paint disposed in the 4 states and the Portland Metro area to the total number of households in these jurisdictions. This ratio is then applied to the total number of households in the U.S. From Table 25A we see that this results in a ratio of 0.931 gallons per household. Applying this ratio to the total number of households in the U.S. (105,000,000, U.S. 2000 Census), we get a national estimate of 97,755,000 gallons of post-consumer paint disposed annually. Table 25A. Gallons of Paint Disposed Annually Per Household for Five Jurisdictions (Based on the total number of households) A F R = F/A Number of Total Paint Gallons Per State Households (Gallons) Household California 11,445,000 10,513,428 0.919 Iowa 1,155,000 597,295 0.517 Washington 2,310,000 2,862,776 1.239 Wisconsin 2,085,000 1,804,780 0.866 Abt Associates Inc 17 September 20, 2004—DRAFT Portland Metro Total 567,000 569,600 1.004 17,561,544 16,347,879 0.931 In Table 25B we compute the ratio of the total amount of paint disposed in the 4 states and the Portland Metro area, to the total population in these jurisdictions. This ratio is then applied to the total population of the U.S. From Table 25B we see that the ratio is 0.330 gallons per person. Applying this ratio to the total number of people in the U.S. (280,849,847, U.S. 2000 Census), we get a national estimate of 92,680,450 gallons of post-consumer paint disposed annually. Table 25B. Gallons of Paint Disposed Annually Per Person for Five Jurisdictions (Based on the total population) F A Total Paint Ratio= F/A State Population (Gallons) Gallons Per Person California 33,982,831 10,513,428 0.309 Iowa 2,808,499 597,295 0.213 Washington 5,897,847 2,862,776 0.485 Wisconsin 5,363,675 1,804,780 0.336 Portland Metro 1,516,589 569,600 0.375 Total 49,569,441 16,347,879 0.330 Given these two estimates of post-consumer paint disposed, we can compare to the amount of paint sold annually in the U.S. According to the U.S. Census, the estimated U.S. total quantity of Architectural Coatings in 2001 was 618.4 million gallons6 (U.S. Census, 2002). Table 26 shows that between 15 and 16% of this can be estimated to be disposed annually. Table 26. Percent of Paint Sold in the U.S. that is Disposed U.S. Total Quantity Estimated Paint Disposed Annually of Shipments Based on: (million gals) (million gals) Household 97.8 618.4 Population 92.7 Percent of Paint Sold Annually in the U.S. that is Disposed 15.8% 15.0% Source: U.S. Census 2002 The accuracy of the national estimates presented above is affected by two factors. The first is that these estimates are based on a very small sample of 4 states and a metropolitan area. A sample of 5 different states in the U.S. could have given entirely different estimates. This is known as sampling error. We are unable to determine the sampling error, as this sample of 4 states and the metropolitan area is not a random sample from the population of 50 states and the District of Columbia. The second factor is possible bias within the estimates. The first source of potential bias is due to the 4 states and the metropolitan area in the sample being nonrandom. If these jurisdictions are not representative of the population of all states, the estimates presented could be too high or too low. Also, the estimates of the quantity of post-consumer paint disposed for the individual states and for the Portland Metro area could be biased due to measurement errors, as determining the amount of paint going to MSW landfills and HHW collection programs is subject to different measurement methodologies. 6 The Census Bureau issued a revised estimate of 667.0 million gallons in their Current Industrial Reports for Paint and Allied Products: 2002, issued in July 2003. The earlier estimate is used here to be consistent with the PSI report. September 20, 2004—DRAFT 18 Abt Associates Inc. In spite of the potential inaccuracies in the estimates presented here, we feel that these estimates may provide useful ballpark projections of the total quantity of post-consumer paint disposed annually in the U.S., and of the percentage of paint sold nationally that becomes waste. However, we do emphasize that these estimates are gross estimates and should be used with caution. Abt Associates Inc 19 September 20, 2004—DRAFT 4. Factors to Consider in Estimating the Quantity of PostConsumer Paint Under- and Over-Estimation of Paint Values When estimating the quantity of post-consumer paint that is generated or disposed based on MSW composition studies and HHW collection data, there are a number of factors that could lead to over- or under-estimation of paint quantities. Several of these factors are discussed below: Inclusion of Containers in Paint Quantity Estimates. Our research indicates that the waste sorting protocols used in most waste characterization studies call for distinguishing between empty paint containers (which are typically classified as “containers” or some other category of waste), containers containing dried latex paint (which are typically classified as “mixed” material), and containers containing liquid latex paint or oil-based paint in any form (which are classified as “paint”). When a container is found to contain liquid latex paint or oil-based paint, the paint is typically weighed in its container, and the combined weight of the paint and the container is included in the estimate for paint. We have obtained empirical information from two sources that can be used to estimate the fraction of this combined weight that is attributable to the container: Portland Metro estimates that an average gallon paint container weighs 0.9 pounds, with gallon containers being the most common size. They further estimate that latex paint weighs between 10 – 11 lbs./gallon and oil-based paint weighs between 7 – 8 lbs./gallon, and that paint cans come into their HHW collection program, on average, 45% full. Based on these considerations, Portland Metro estimates that containers constitute 15 – 22% of the total combined weight of the paint and containers they collect. Product Care in British Columbia, Canada, estimates that approximately 20-25% of the combined weight of the paint and containers it collects can be attributed to the containers. It should be recognized, however, that paint containers collected by HHW programs might contain more paint, on average, than containers disposed in MSW landfills, although this has not been formally examined. As the amount of paint in a container decreases, the weight of the container, relative to that of its contents, increases. Therefore, the estimates reported by Portland Metro and Product Care may represent a lower bound for the fraction of the reported quantity of disposed paint that can be attributed to paint containers in waste composition studies. Since paint containers must typically contain some non-trivial quantity of paint in order to be classified as “paint” in a waste composition study, each study must establish this threshold quantity of paint. The protocol for the Oregon Waste characterization study specifies that to be classified as paint, a paint container must contain a quantity of paint that is at least equivalent to the weight of the container (i.e., the container itself may account for no more than 50% of the combined weight). Therefore, a likely upper bound for the fractional weight of the containers in studies, such as the one conducted in Oregon, would be 50%. Based on these considerations, we preliminarily estimate that approximately one third of the weight recorded as “paint” in state and local waste characterization studies is likely to be attributable to paint containers, and approximately two-thirds of the weight may be attributed to the paint itself. The weight of paint containers is generally not an issue for HHW collection programs, since the estimates provided for the quantity of paint collected by these programs are typically based on the weight of the paint itself. September 20, 2004—DRAFT 20 Abt Associates Inc. Metro Portland is planning to undertake an empirical analysis, in collaboration with Oregon DEQ, to determine what portion of the weight recorded as “paint” in an upcoming waste composition analysis, covering the Portland Metro area, is attributable to containers. This analysis is likely to be completed during the next 18 months and the results can be used to further refine the quantitative estimates of disposed paint provided in this report. Liquid vs. Dried Paint. As discussed above, waste composition studies typically do not classify paint containers that contain dried latex paint as “paint” and include them in their quantity estimates for paint. Similarly, dried paint that is found outside of a paint container is normally not included in the quantity estimates for paint. To address the weight of dried paint, we look to three different sources of information. Many states and/or local communities advise their residents to dry out their leftover latex paint and dispose of it in the garbage. Organizations such as the National Paint and Coatings Association (NPCA) promote this approach as well. NPCA’s Six Point Program for Leftover Paints advices consumers to dry their leftover latex paint away from children and pets (e.g., by pouring it into a paper box or bag and adding absorbent material such as shredded newspaper or cat box filler), and then to throw it away with their normal trash (NPCA 2004b). Even states such as California that do not encourage this type of practice, nevertheless permit residents to dispose of dried latex paint in the MSW waste stream. A survey conducted for NPCA in the mid 1990s sought to learn about the disposition of leftover paint, stain, thinners and similar materials in households. The survey found that when asked “What do you typically do with … products that you no longer need?” 30% of respondents listed “let liquid in can evaporate before disposal.” (NFO, 1995). The 2002 Oregon Solid Waste Characterization and Composition Study included an analysis of contaminants in disposed waste. For this analysis, paint containers that were nearly empty or contained dried paint were included in the appropriate container category – either non-food steel cans, rigid plastic containers, or mixed material – and then subject to contamination analysis. Paint found in these containers was scraped out, weighed and then "added back" to the paint category. The amount of dried latex paint found in containers was fairly large, so a fairly large correction factor was produced. (Note that because the inverse analysis was not done, i.e., subtracting out the weight of the cans from the paint waste stream, the paint weight estimates presented in the Oregon study can be expected to be over-estimations. However, the absence of any correction factor in the other state studies could be a significant factor leading to underestimation.) The Oregon contamination analysis provided the following results for the 4 detailed samples containing paint. Table 27. Oregon contamination analysis in 2002 # % Primary % Wet % Water Detailed Material Contami & samples* clean/dry -nants Residue Latex paint 3 100.00% 0.00% 0.00% Oil-based 1 100.00% 0.00% 0.00% paint/thinner Abt Associates Inc 2002 data % Dry 2002 Field Corrected for Contamination AddData (% contamination correction backs composition) (%composition) factor 20.45% 0.09% 0.11% 20.45% 4.52% 21 0.06% 0.06% 4.52% September 20, 2004—DRAFT In 2000, Oregon also conducted a waste composition study that included a contamination analysis for paint. That analysis estimated a contamination correction factor of 30.40% for latex paint and 4.37%for oil paint/thinners. These estimates were based on 2 detailed samples containing paint. The Oregon analyses come with caveats, however. A sample size of fewer than 10 is deemed too few to provide meaningful results. In addition to a small sample size, applying the contamination correction factors to studies in other states is not recommended since the results were strongly influenced by factors specific to the Oregon studies. Comparing Oregon’s contamination analyses to those conducted by other states would help in understanding the magnitude of the variation across studies. However, as noted in Oregon’s 2002 study, no other state is thought to have conducted a similar analysis. A further point to make note of for the Oregon contamination analyses is that the weight of the dried paint scraped off cans does not represent the original weight of the paint as a liquid. To most accurately estimate the amount of paint that is leftover (versus the amount of material reaching landfills), it would be necessary to back-calculate the weight of the paint when it became "leftover." This could dramatically increase the magnitude of the "add back" resulting from the contamination analyses, since new paint contains a large proportion of liquid. In addition, the Oregon contamination analysis only looked at dried paint in containers. Significant quantities of leftover paint may be dried by consumers and disposed outside of containers. This could further increase the “add back” resulting from a more comprehensive contamination analysis. This leads also to the general observation that the amount of paint reaching MSW landfills or HHW collection programs does not directly equate to the amount of paint that can be reused, recycled or otherwise reclaimed. There will always be some quantity of paint on the sides and bottoms of cans that will dry out before disposal, as well as some quantity of paint that will be contaminated or spoiled. Paint Spillage. The issue of paint spillage pertains to the concern that paint is spilled from containers en route to the disposal location, where it is subsequently weighed. The loss of paint (presumably adhered to paper, food and other adjacent waste materials) would be reflected in an undercount of total paint at the disposal site. It is safe to assume that some cans may get crushed on the way to the landfill, and that lids may pop off. Brad Anderson of Sky Valley Associates said he would guess that they find spilled paint in about 1% of their waste characterization samples (versus approximately 8% of these samples that contain unspilled paint). This suggests that spilled paint may be a small, but not insignificant factor leading to underestimates in the quantity of disposed paint. Sky Valley Associates does not quantify the percentage of paint containers that arrive with their lids popped. They are engaged in a potentially comparable study for the state of California to quantify spillage from oil containers, but there are no known studies for paint. Other Factors to Consider: The misclassification of unknown paint or solvents is another factor that can lead to the misestimation of paint waste. If the person conducting the waste sort encounters an unlabeled container that may contain paints or solvents, it may be classified as “unknown,” thereby underestimating the amount of paint in the landfill. It could also be classified as paint, although it may contain some other solvent or liquid that is not actually paint, thereby overestimating the amount of paint being disposed. September 20, 2004—DRAFT 22 Abt Associates Inc. If paint is counted as part of a combined category, such as “paints and solvents,” it could be misestimated due to potential error in estimating the percentage of the category that is actually comprised of paint. Confidence Intervals Several individuals involved with MSW waste sorts cautioned against using paint quantities as absolute numbers, but rather for order-of-magnitude estimates. The reason for this is the proportionally low quantities of paint in MSW waste streams (resulting in high sampling confidence intervals), and variation in sampling methodology between studies. There are differences in how waste segments are defined, sorted, and subsequently measured as well. Confidence intervals and standard deviations are provided in this report where available in the source data. They provide a measure of the precision of the point estimates, given that the specific point estimate based on sampling is different from the population value. The width of the confidence interval gives us some idea of how uncertain we are about the unknown population value. A very wide interval indicates that more data would need to be collected before making definite statements about the population parameter. Confidence intervals are more informative than point estimates. A confidence interval provides a range of plausible values for the parameter. Abt Associates Inc 23 September 20, 2004—DRAFT 5. Conclusions Using the refined PSI calculation methods shown above in Tables 23 and 24, and the ratio estimation method reflected in Table 26, we estimate preliminarily that anywhere from 8.8 to 22% of paint sold in the U.S. goes to MSW landfills or HHW collection programs, with a best estimate of about 15%. These quantities may not represent all of the leftover paint generated annually in the U.S. Some leftover paint is undoubtedly dried out by consumers, spilled down drains, or disposed of by contractors and large industrial, commercial and institutional users as hazardous waste. There may also be significant quantities of retail surplus paint (e.g., miss-tint and discontinued products), which are not captured here. On the other hand, there are other factors that may lead to over-estimation of the amount of paint disposed in landfills or collected in HHW programs. In addition, our estimate does not account for the large quantity of leftover paint that is stockpiled, nor does it provide a basis for determining if that stockpile is increasing or diminishing over time. Nevertheless, these estimates may provide a useful ballpark projection of the total quantity of architectural paint sold in the U.S. each year that becomes leftover postconsumer paint. September 20, 2004—DRAFT 24 Abt Associates Inc. 6. References Anderson, Brad, Sky Valley Associates. Personal communication with Anna Leos-Urbel on June 23, 2004. California Integrated Waste Management Board (CIWMB), 2001. California Integrated Waste Management Board, Board Meeting January 23-24, 2001. Agenda Item 23. Accessed: http://www.ciwmb.ca.gov/agendas/mtgdocs/2001/01/00004835.doc CIWMB, 2000. California Integrated Waste Management Board, Board Meeting August 22-23, 2000. Agenda Item 37. Accessed: http://www.ciwmb.ca.gov/agendas/mtgdocs/2000/08/00004176.doc CIWMB, 1999. 1999 California Statewide Waste Disposal Characterization Study. Accessed: http://www.ciwmb.ca.gov/wastechar/study1999/overtabl.htm Culbertson, John, R.W. Beck Consulting, 2004. Personal communication with Anna Leos-Urbel on May 19, 2004. Environment Canada (EC), 2002. Extended Producer Responsibility & Stewardship: An Inventory of Waste Diversion Programs in Canada. Accessed: http://www.ec.gc.ca/epr/inventory/en/DetailView.cfm?intInitiative=55 Environmental Resources Center (ERC) Wisconsin Hazardous Waste Collection Programs-featuring households and very small quantity generators. Accessed: http://www.uwex.edu/erc/hazwste.html Iowa Department of Natural Resources (IA DNR), 1998. Iowa Solid Waste Characterization. Accessed: http://www.iowadnr.com/waste/sw/files/charstudy.pdf Minnesota Solid Waste Management Coordinating Board (MN SWMCB), 2000. Statewide MSW Composition Study – A Study of Discards in the State of Minnesota. Accessed: http://www.moea.state.mn.us/publications/wastesort2000.pdf National Family Opinion Research, Inc. (NFO), 1995. Consumer Architectural Coatings Disposal Study. National Paints and Coatings Institute, 2004. 2001 Sales of Architectural Paint. Accessed: http://www.paint.org/ind_info/ffarch.cfm Nogas, Sue, U.S. EPA, 2004. Personal communication with Anna Leos-Urbel on May 20, 2004. Oregon Department of Environmental Quality (OR DEQ), 2002. Waste Characterization and Composition 2002 Report. Accessed: http://www.deq.state.or.us/wmc/solwaste/wcrep/wccr2002.htm Pennsylvania Department of Environmental Protection (PA DEP), 2003. Statewide Waste Composition Study. Accessed: http://www.dep.state.pa.us/dep/deputate/airwaste/wm/recycle/Waste_Comp/Study.htm Product Stewardship Institute (PSI), 2004a. Paint Product Stewardship: A Background Report for the National Dialogue on Paint Product Stewardship. Accessed: http://www.productstewardship.us/supportingdocs/DialoguePaintPS.doc Product Stewardship Institute (PSI), 2004b. National Paint Infrastructure Collection System Modeling Executive Summary - DRAFT. Accessed: http://www.productstewardship.us/supportingdocs/CollecMdlsWtPaper41304.doc Quinn, Jim, Hazardous Waste Program Manager, Portland Metro, 2004. Personal communication with Jocelyn Siegel and Barry Elman on July 29, 2004. Abt Associates Inc 25 September 20, 2004—DRAFT Spendelow, Peter, Oregon Department of Environmental Quality, 2004. Personal communication with Gaytri Bhatia, September 2004. Stiner, Theresa, Iowa Department of Natural Resources, 2004. Personal communication with Anna LeosUrbel on June 24, 2004. Tarnecki, Tanya, Cascadia Consulting Group, 2004. Personal communication with Anna Leos-Urbel on June 2, 2004. United States Census, 2000. Population of the States and the Country. Accessed: http://www.census.gov/ United States Census, Current Industrial Reports, Paint and Allied Products: 2001. August 2002 United States Economic Census, 1997. 1997 Economic Census: NAICS 32551 Paint and coating manufacturing Population of the States and the Country. Accessed: http://www.census.gov/epcd/ec97/industry/E32551.HTM United States Environmental Protection Agency (U.S. EPA), 2004. RCRAInfo (database) as of June 9, 2004. Data extracted via Office of Compliance’s Integrated Data for Enforcement Analysis (IDEA) system on June 24, 2004. United States Environmental Protection Agency (U.S. EPA), 2001. Municipal Solid Waste in the United States – 2001 Facts and Figures. Accessed: http://www.epa.gov/epaoswer/nonhw/muncpl/msw99.htm#links Ward, Anna, CIWMB, 2004. Personal communication with Anna Leos-Urbel on May 26, 2004. Washington Department of Ecology (WA ECY), 2003(a). Solid Waste in Washington State, 12th Annual Status Report. Accessed: http://www.ecy.wa.gov/pubs/0307019.pdf WA ECY, 2003(b). Waste Composition Analysis for the State of Washington. (Prepared by Green Solutions). Accessed: http://www.rcap.org/swp/docs/Recycling/WaStateWasteComp.pdf Wisconsin Department of Natural Resources (WI DNR), 2002. Wisconsin Statewide Waste Characterization Study Summary 2002. Accessed: http://www.dnr.state.wi.us/org/aw/wm/publications/recycle/wrws-finalrpt.pdf September 20, 2004—DRAFT 26 Abt Associates Inc.