Supporting Information The Role of Benzoic Acid in Proline-Catalyzed Asymmetric Michael Addition: A Density Functional Theory Study Hongwei Shi, Xiangui Huang, Guixia Liu,* Kunqian Yu, Congying Xu, Weihua Li, Bubing Zeng,* Yun Tang* Contents Figure S-1. The X-ray diffraction structure of asymmetric Michael addition between ketones and nitroolefins catalyzed by L-proline. ………………………………………………………………………………………S2 Figure S-2. Energy profile (a) and optimized geometries (b) of the other reaction path of the enamine formation and the enamine hydrolysis. The letter c represents proline.………………………S3 Figure S-3. The B3LYP/6-31G(d) optimized structures containing the p-substituted benzoic acid derivatives. The distance unit is Å.…………………………………………………………………………………………S4 Figure S-4. The B3LYP/6-31G(d) optimized structures involving m/o-substituted benzoic acid derivatives. The distance unit is Å.…………………………………………………………………………………………S5 Figure S-5. The B3LYP/6-31G(d) optimized structures of the other possible reaction paths with m/o-substituted benzoic acid derivatives in the stage of enamine formation. The distance unit is Å.…………………………………………………………………………………………………………………………………………S7 Table S-1. Total (au) and relative energies (kcal/mol) of the equilibrium geometries and the transition states at the B3LYP/6-311+G(2df,p) level with zero-point energy corrections (au). ……………………………………………………………………………………………………………………………………S8 Table S-2. The atom coordinates of r and p.……………………………………………………………………………S9 Synthesis method ………………………………………………………………………………………………………………S11 S1 Figure S-1. The X-ray diffraction structure of asymmetric Michael addition between ketones and nitroolefins catalyzed by L-proline. S2 1snts 40.5 8snts Relative Energy (kcal/mol) 35.9 9snts 29.8 1snp 10.5 r+c 1snr 0 1.2 8snp 4.4 8snr 0.2 9snr p+c -3.5 9snp -9.1 -7.2 (a) 1.340 1.241 1.900 1snr 1.600 1snts 1.166 2.354 1snp 1.581 2.562 8snr 8snts 8snp 1.360 1.587 1.231 9snr 9snts 3.096 9snp (b) Figure S-2. Energy profile (a) and optimized geometries (b) of the other reaction path of the enamine formation and the enamine hydrolysis. The letter c represents proline. S3 1.594 1.278 1.361 4pnhr 1.823 4pnhts 4pnhp 1.577 1.854 1.372 4pochr 1.266 4pochts 4pochp 1.857 1.375 1.263 1.566 4pchr 1.586 4pnoar 4pchts 1.154 1.254 4pchp 1.547 4pnoats 1.543 4pnoap 1.934 1.241 1.400 4pnobr 4pnobts 4pnobp Figure S-3. The B3LYP/6-31G(d) optimized structures containing the p-substituted benzoic acid derivatives. The distance unit is Å. S4 1.464 1.629 1.239 1.178 4oar 4oats 4oap 1.819 1.467 1.243 1.403 4obr 4obts 4obp 1.623 1.193 1.218 4mar 1.500 4mats 4map 1.500 1.236 1.837 1.404 4mbr 1.572 4mbts 1.165 1.247 4moar 4mbp 1.464 4moats S5 4moap 1.287 1.483 4mobr 1.887 1.359 4mobts 4mobp Figure S-4. The B3LYP/6-31G(d) optimized structures involving m/o-substituted benzoic acid derivatives. The distance unit is Å. S6 1.836 1.591 1.277 1.364 4oantir 4oantits 1.252 1.558 4oantip 1.860 1.387 4mantir 1.671 2.484 4mantits 1.167 1.248 4moantiar 4mantip 1.463 4moantiats 2.191 4moantiap 1.887 1.527 2.450 4moantibr 1.271 1.376 4moantibts 4moantibp Figure S-5. The B3LYP/6-31G(d) optimized structures of the other possible reaction paths with m/o-substituted benzoic acid derivatives in the stage of enamine formation. The distance unit is Å. S7 Table S-1. Total (au) and relative energies (kcal/mol) of the equilibrium geometries and the transition states at the B3LYP/6-311+G(2df,p) level with zero-point energy corrections (au). species ZPVE B3LYP/6-31G(d) TE B3LYP/6-311+G(2df,p) RE 4oantir 0.481234 -4195.157661 0 4oantits 0.476852 -4195.135504 13.9 4oantip 0.481592 -4195.143648 8.8 4mantir 0.48059 -4195.166216 0 4mantits 0.476374 -4195.144045 13.9 4mantip 0.481131 -4195.149861 10.3 4moantiar 0.513445 -4309.684014 0 4moantiats 0.50906 -4309.683812 0.1 4moantiap 0.512675 -4309.679266 3.0 4moantibr 0.513614 -4309.675009 5.7 4moantibts 0.509202 -4309.665374 11.7 4moantibp 0.51373 -4309.675487 5.4 S8 Table S-2. The atom coordinates of r and p. r (B3LYP/6-311+G(2df,p)//B3LYP/6-31G(d), HF=-3335.2668628 a.u., frequencies are all positive) 01 C C C C C H H H N Br C H C C H C H C C H H N O O O H H H -2.93988600 -1.53046100 -0.38513100 -0.60599900 -1.90037800 -1.42478200 0.21541400 -2.10052700 -2.78054400 -4.73929000 0.90985800 0.87372100 2.13403800 2.54478500 3.26409000 3.17444300 2.50314500 3.52738100 4.26261000 3.73317100 5.25771300 3.24619700 3.01285700 4.38060700 3.23408900 4.08203400 1.67451800 4.36909700 -0.06773400 -1.84354900 -1.03769700 0.34574600 0.84685900 -2.92353300 1.02925800 1.90539400 -1.37411300 0.59058200 -1.71239400 -2.76774100 -1.22757400 0.12718100 0.00268600 1.02348700 1.14651800 2.41044700 3.32606300 3.39643700 2.91612100 -2.19711800 -3.35080400 -1.78522600 2.75809600 0.55719500 0.62434700 4.32002100 -0.04105400 0.03069500 -0.11509000 -0.26412700 -0.22629600 0.12194700 -0.44337000 -0.34639200 0.07865700 0.02795100 -0.13481000 -0.39132900 0.15449200 0.64796200 1.46199200 -0.43149600 -1.29463500 0.09295600 -0.86487700 -1.82260500 -1.08052800 0.01712400 -0.35062700 0.28047400 1.22435500 -0.83475700 1.08265200 -0.42547000 p (B3LYP/6-311+G(2df,p)//B3LYP/6-31G(d), HF=-3335.2853509 a.u., frequencies are all positive) 01 C C C 2.58788000 0.54801900 -0.12915700 -0.25164500 -0.51276900 -0.28524300 0.04174700 -0.92443700 0.27922800 S9 C C H H H N Br C C C H C H C H H C H H H H N O O O 0.65849700 2.04612900 0.00170600 0.18789700 2.68052300 1.88387300 4.50353700 -1.64595300 -2.32052900 -2.23535800 -1.92032400 -3.84378400 -2.05647500 -3.75836900 -1.93780500 -1.84477300 -4.45050800 -4.28752300 -4.06359100 -5.51961300 -4.33420700 -1.77190600 -1.86206200 -1.27351700 -4.37124400 -0.02338300 -0.00557200 -0.71971100 0.16635800 0.19147600 -0.49654300 -0.23921600 -0.31043300 0.80926300 -1.67993300 -0.13874400 0.81824200 0.74530100 -1.70565200 -1.90487600 -2.47770600 -0.53352800 1.62643100 1.01879000 -0.56967700 -0.66351900 2.15287400 2.43819400 2.87708100 -2.61676800 1.40796700 1.30287300 -1.84330800 2.36937500 2.15937900 -1.04688000 -0.15226800 0.37343300 -0.45184200 -0.05439500 1.42145600 -0.25999100 -1.51123700 -0.00373900 -1.08930300 0.58345700 -0.68058200 -0.85201500 0.79514100 -0.45466600 -1.76732200 -0.00885100 1.18447700 -0.86539200 0.52178700 S10 Synthesis method General information Unless otherwise stated, all reagents and solvents were obtained from commercial sources without purification. Column chromatography was carried out on silica gel (300 ~ 400 µm). Melting points were determined using a digital melting-point apparatus and were uncorrected. 1H NMR and 13 C NMR spectra were recorded on a spectrometer (400 MHz and 100 MHz, respectively) using TMS as internal standard. HRMS data were determined by ESI ionization. Enantiomeric excesses were determined by chiral HPLC. 3-(6-Bromopyridin-3-yl)-4-nitrocyclohexanone A solution of (E)-6-(6-bromopyridin-3-yl)-5-nitrohex-5-en-2-one (60 mg, 0.2 mmol), L-proline (4.6 mg, 0.04 mmol) and benzoic acid derivatives (0.2 mmol) in DMSO (5.0 mL) was stirred at room temperature for appropriate time. After the completion of the reaction indicated by TLC, the reaction was quenched with saturated NaHCO3 (10 mL), and extracted with EtOAc (2 x15 mL). The extract was washed with water, brine and dried over anhydrous Na2SO4. The solvent was evaporated in vacuo, and the residue was purified by column chromatography on silica gel to afford the desired product as a white solid. 1H NMR (400 MHz, CDCl3) δ 8.29 (d, J = 2.0 Hz, 1H), 7.50 (d, J = 8.0 Hz, 1H), 7.44 (dd, J1 = 2.4 Hz, J2 = 8.4 Hz, 1H), 5.05 - 5.00 (m, 1H), 3.74 - 3.67 (m, 1H), 2.73 - 2.46 (m, 6H); 13C NMR (100 MHz, CDCl3) δ 204.0, 149.1, 142.1, 137.0, 133.0, 128.6, 87.3, 44.9, 43.9, 37.9, 29.6; MS(ESI): m/z = 296.9 [M - H]-; HRMS (ESI): m/z [M + H]+ calcd for C11H12BrN2O3: 299.0031; found: 299.0029. S11