Application for a Licence to Conduct Archaeological Fieldwork Ministry of Culture - Excluding Marine Archaeological Sites Instructions This form may be completed in ink or completed electronically and printed. The form must be dated and have the original signature of the applicant. Submit completed applications to: Archaeological Licence Co-ordinator Programs and Services Branch Ministry of Culture 4th Floor 400 University Avenue Toronto ON M7A 2R9 Tel. 416 314-7123 Fax 416 314-7175 Please submit all requested information and attachments. Do not include any additional attachments such as a vita or résumé. In reviewing applications, the Ministry of Culture will only consider information included on this form and requested attachments. Licences issued under this application do not authorize fieldwork on marine archaeological sites. Applicants who want to conduct marine archaeological fieldwork should contact the Ministry of Culture for information on obtaining a licence. To complete the form on-screen, move your cursor to entry spots or tab from one entry spot to the next. Some fill-in spots will expand to accommodate lengthy answers. SAVE AS to preserve the original blank document. Section 1 Personal Information – To be completed by all applicants. Have you previously held an archaeological licence in the Province of Ontario? If it has been fewer than five years since you last held an archaeological licence in the Province of Ontario and your previous licence was not revoked, you may be eligible for a licence renewal for that class of licence. Please contact the Ministry of Culture for assistance. Yes. My most recent licence number is: No If your personal information changes, you must inform the Archaeological Licence Co-ordinator in writing by post, fax, or email. Title/Designation First name(s) Last name Please select a mailing preference for correspondence about your licence, but complete both personal and business areas below. Personal Address Business Address Apt./Suite/Floor Number and street name R.R. # / Postal station / PO Box City / Municipality Province / State Postal code Telephone number Fax number Email Country Name of organization or affiliation Position held Apt./Suite/Floor R.R. # / Postal station / PO Box Number and street name City / Municipality Province / State Postal code Telephone number Fax number Email Country The collection of this information is authorized under s. 4 of the Ministry of Citizenship and Culture Act, R.S.O 1990; c. M. 18, s. 48(7) of the Ontario Heritage Act, R.S.O. 1990, c. O. 18; and Ontario Heritage Act, O.Reg. 8/06. The collection, use, and disclosure of personal information are governed by the Freedom of Information and Protection of Privacy Act. Personal information contained in this form will be used by the Ministry of Culture for the purpose of assessing this application and corresponding with the applicant. If you have any questions about the collection of this information please contact the Manager, Culture Programs Unit, Programs and Services Branch, Ministry of Culture. Application for a Licence to Conduct Archaeological Fieldwork Page 1 of 22 0422 (2006/10) This application has four sections – 1 2 3 & 4, plus three appendices – A B & C. All applicants must complete Section 1. To apply for: Professional licence, complete Section 2 Applied Research licence, complete Section 3 Avocational licence, complete Section 4 Overview of Archaeological Licence Classes – To be provided by applicant to each referee. Professional This is a three-year licence that allows licensees to: conduct all aspects of archaeological fieldwork, including monitoring, survey, exploration, assessment, and excavation (Stage 1-4); recover artifacts; carry out or supervise archaeological fieldwork as a consultant archaeologist; and act as a field director. Typical applicants include consultant archaeologists, academics, and staff of research organizations. Key requirements for applicants for the Professional licence include: Master’s degree in an area of archaeology, with completion of a thesis or research project; Current membership in an archaeological organization with a code of ethics or code of conduct; A minimum of 260 days (52 weeks) of direct experience conducting all aspects of archaeological fieldwork (Stages 1 to 4), of which 130 days must be in Ontario or geographically and culturally similar jurisdictions; A minimum of 130 days (26 weeks) of experience directly supervising archaeological fieldwork; Experience in analyzing archaeological fieldwork data and managing artifacts; Experience on a project that involved working with a stakeholder group (e.g., First Nations, local community) to ensure that their interests were considered in the archaeological process Authorship of four substantive documents dealing with primary archaeological research; and Two references from archaeologists holding Professional licences or equivalent qualifications who have direct knowledge of the applicant’s fieldwork experience. Applied Research This is a three-year licence that allows licensees to: monitor, survey, explore, and assess archaeological sites (Stages 1 to 3); recover artifacts; act as field directors; and in the case of licensees who have held an Avocational licence for a minimum of five years (consecutively or non-consecutively), excavate archaeological sites (Stage 4) in connection with advanced research. This licence does not authorize the licensee to carry out or supervise fieldwork as a consultant archaeologist. Typical applicants include graduate students, field directors working under the supervision of a Professional licensee, and experienced avocational archaeologists. Application for a Licence to Conduct Archaeological Fieldwork Key requirements for applicants for the Applied Research licence include: Bachelor’s degree in an area of archaeology OR licensed as an avocational for five years; Current membership in an archaeological organization with a code of ethics or code of conduct; A minimum of 150 days (30 weeks) of direct experience conducting all aspects of archaeological fieldwork (Stages 1 to 4), of which 75 days must be in Ontario or geographically and culturally similar jurisdictions; Experience in supervising, or assisting in supervising, archaeological fieldwork; Experience in analyzing archaeological fieldwork data and managing artifacts; Authorship of one substantive document dealing with primary archaeological research; One reference from an archaeologist holding a Professional licence or equivalent qualifications who has direct knowledge of the applicant’s fieldwork experience. Avocational This is a one-year to three-year licence that allows licensees to: monitor, survey, and explore archaeological sites (Stages 1 to 2); and recover artifacts. This licence does not authorize the licensee to assess or excavate archaeological sites (Stages 3 or 4), carry out or supervise fieldwork as a consultant archaeologist, or act as a field director. Anyone who wishes to conduct archaeological fieldwork for personal interest may apply for this licence. New applicants for the Avocational licence receive a one-year licence and are required to enter into an agreement with a mentor who holds a current Professional or Applied Research licence, or has education and experience determined by the Ministry of Culture to be equivalent to those of a Professional or Applied Research licensee. At the end of the licence term, the mentor will submit a report evaluating the licensee’s knowledge of archaeological fieldwork. Key factors for applicants for the Avocational licence include: Demonstrated knowledge of archaeological fieldwork acquired through educational experiences and archaeological fieldwork experience, or through prior archaeological research; Current membership in an archaeological organization with a code of ethics or code of conduct; Required: One reference from an archaeologist holding a Professional or Applied Research licence or equivalent qualifications who has supervised or worked with the applicant in the field, who has instructed the applicant in archaeology, or who has agreed to serve as the applicant’s mentor. Required: Mentor Agreement Form for first-time licensees (see above). Page 2 of 22 0422 (2006/10) Section 2 Application for a Professional Archaeological Licence 2.1 Post-Secondary Education You must have a Master’s or PhD degree in an area of archaeology or a related field with archaeological specialization from a recognized university. You must have completed a dissertation, thesis, or major research project in lieu of a thesis (for non-thesis Master’s programs). Please attach Photocopy of Master’s or PhD degree; and Photocopy of title page, table of contents, and abstract of your thesis, dissertation, or major research project. 2.2 Membership in an Archaeological Organization You must be a current member in good standing of: A professional archaeological association with a code of conduct or code of ethics (e.g., Register of Professional Archaeologists, Ontario Association of Professional Archaeologists); or An archaeological association with a code of ethics (e.g., Canadian Archaeological Association, Ontario Archaeological Society). Please attach Photocopy of membership card or official correspondence confirming current membership in an archaeological organization as described above. 2.3 Archaeological Work Experience Through your archaeological work experience, you must demonstrate experience in four key areas: 2.3.1 Application of archaeological theory to the practical work situation; 2.3.2 Management and supervision of archaeological fieldwork; 2.3.3 Analysis of archaeological fieldwork data and management of artifacts; and 2.3.4 Proficiency in written communication. 2.3.1 Application of theory to the practical work situation Use Table 2.3.1.1 to list your direct experience in archaeological fieldwork in reverse chronological order. If you require additional space, please photocopy this table. Documented fieldwork experience must total at least 260 working days (52 weeks), including 130 working days (26 weeks) of fieldwork in Ontario, or a geographically and culturally similar jurisdiction in northeastern North America. (Eligible jurisdictions are: Manitoba, New Brunswick, Newfoundland and Labrador, Nova Scotia, Prince Edward Island, Quebec; Connecticut, Delaware, Illinois, Indiana, Kentucky, Maine, Maryland, Massachusetts, Michigan, Minnesota, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, Rhode Island, Vermont, Virginia, West Virginia, and Wisconsin.) You must document archaeological fieldwork experience that includes all of the following: at least one example each of Stage 1, 2, 3, and 4 fieldwork projects, or equivalent research fieldwork projects; at least two different types of geographical terrain (e.g., open field, woodlot, urban, Canadian Shield); and at least two different archaeological periods (e.g., Aceramic, Woodland, Pioneer/Ontario) experience on a project that involved working with a stakeholder group (e.g., First Nations, local community) to ensure that their interests were considered in the archaeological process. Complete 2.3.1.2. Application for a Licence to Conduct Archaeological Fieldwork Page 3 of 22 0422 (2006/10) Table 2.3.1.1 Application of Theory to the Practical Work Situation 1. Name of project and/or archaeological site(s). Include Borden numbers as appropriate. 2. Stage(s) of archaeological investigation undertaken. For non-consulting projects or projects conducted outside Ontario, refer to the Archaeological Assessment Technical Guidelines to determine the closest equivalent stage(s). 3. General location of the project (e.g., city, town, municipality, or county). 4. Canadian province/territory or foreign jurisdiction (indicate country) in which the work was undertaken. 5. Name of archaeologist who held the licence or permit for the project and who was responsible for overall project supervision. 6. Approximate start and end dates for the project. 1. Project name 2. Stage 7. Approximate cultural period(s). For projects conducted in Ontario, choose from the following: AC – Aceramic (Paleo-Indian and Archaic period sites); WO – Woodland (Early/Middle/Late/Terminal Aboriginal sites; non-Aboriginal early post-contact and fur-trade sites); PO – Pioneer/Ontario (Aboriginal and non-Aboriginal sites dating to the 19th and early 20th centuries). 8. Current geographical terrain type. For projects conducted in Ontario, choose from the following: OF – open field; UR – urban; WL – woodlot; CS – Canadian Shield. 9. Number of days during which you were a direct participant in archaeological fieldwork activities for the project. 3. Project location 4. Prov. /State 5. Name of project director 6. Project dates Start - End 7. Period 8. Setting Total Days of Fieldwork Application for a Licence to Conduct Archaeological Fieldwork Page 4 of 22 0422 (2006/10) 9. No. field days 0 2.3.1.2 Protection of interests of groups that are affected by archaeological activity You must have experience as an active participant in at least one project that involved engagement with a stakeholder group (e.g., First Nations group, local community) to ensure that their interests were considered in the archaeological process. This can include such activities as sharing information in a public forum, consulting, collaborating, and/or negotiating with stakeholders. You do not have to have been the supervisor of this project, but please describe your role in the process. Project name Project director Project dates Brief reasons for stakeholder involvement Brief description of actions taken to protect the interests of the stakeholder group Brief description of results Application for a Licence to Conduct Archaeological Fieldwork Page 5 of 22 0422 (2006/10) 2.3.2 Management and supervision of archaeological fieldwork Use Table 2.3.2.1 below to list your experience supervising, or assisting in supervising, archaeological fieldwork in reverse chronological order. Documented supervisory experience must total at least 130 working days (26 weeks). Experience listed in Table 2.3.1.1 can be repeated as appropriate. If you require additional space, please photocopy this table. Supervisory duties may include: decision making (e.g., choice of methodologies, placement of excavation units); field logistics (e.g., organizing crews, reviewing field strategies, managing artifact provenience); and quality control (e.g., ensuring that fieldwork and documentation reflect appropriate standards and guidelines). 1. Name of project and/or archaeological site(s). Include Borden numbers as appropriate. 6. Approximate start and end dates for the project. 2. Stage(s) of archaeological investigation undertaken. For non-consulting projects or projects conducted outside Ontario, refer to the Archaeological Assessment Technical Guidelines to determine the closest equivalent stage(s). 7. Number of days during which you supervised or assisted in supervising archaeological fieldwork activities for the project. 3. General location of the project (e.g., city, town, municipality, and/or county). 4. Canadian province/territory or foreign jurisdiction (indicate country) in which the work was undertaken. 5. Name of archaeologist who held the licence or permit for the project and who was responsible for overall project supervision. 1. Project name 2. Stage 3. Project location 4. Prov. /State 8. Your role in supervising fieldwork on the project. Choose from the following: Supervisor (primary responsibility for decision-making regarding fieldwork) Co-supervisor (joint responsibility for decision-making regarding fieldwork) Assistant supervisor (assisted in directing a project conducted under another archaeologist’s supervision) Crew chief Team leader 5. Name of project director 6. Project dates Start - End 8. Position 7. Sup field days Total Supervisory Days Application for a Licence to Conduct Archaeological Fieldwork Page 6 of 22 0422 (2006/10) 2.3.3 Analysis of archaeological fieldwork data and management of artifacts Applicants must have demonstrated experience in analyzing archaeological fieldwork data and managing artifact collections. Use Table 2.3.3.1 below to list projects in which you have conducted or participated in the analysis of fieldwork data or the management of archaeological collections. Experience may include both consulting archaeology and research projects. Table 2.3.3.1 Analysis of Fieldwork Data and Management of Archaeological Collections Project name Name of project director Description of analysis or collections management activities Dates 2.3.4 Proficiency in written communication Applicants who have held an Ontario archaeological licence in the past must have submitted all required licence reports according to ministry guidelines. Use Table 2.3.4.1 below to list at least four (4) archaeological documents dealing with primary archaeological research that you have authored or co-authored. Except as noted, you may submit more than one example of each document type. Eligible documents types include: LIC archaeological licence reports, with no more than one report for each stage of fieldwork (e.g., one for each of Stage 1, 2, 3, or 4). All fieldwork reports listed must meet ministry guidelines; CON written papers presented at a recognized conference; ART published articles in a peer-reviewed or other recognized archaeological journal or newsletter; THS theses or dissertations (student papers other than theses or dissertations are not eligible); and BK published books or book chapters. Table 2.3.4.1 Doc. type Full title and citation Application for a Licence to Conduct Archaeological Fieldwork Author(s) (list order as published) Date Page 7 of 22 0422 (2006/10) 2.4 References (see Appendix B) Applications for a Professional licence must be supported by references from two archaeologists who have direct knowledge of the applicant’s archaeological fieldwork experience. Referees should be archaeologists who have supervised or worked with the applicant in the field, or who have acted as academic advisors for the applicant’s dissertation, thesis, or major research project. Ministry of Culture staff may not act as referees. Referees for Professional applicants must hold a current Professional licence in Ontario, or have education and experience determined by the Ministry of Culture to be equivalent to those of a Professional licensee. If the referee is not licensed in Ontario, please include a vita or résumé documenting his or her archaeological qualifications, training, and experience. Please refer to the Archaeological Licence Application Reference Form in Appendix B for further details. Please provide the following information for each of your two referees. 1. Title/Designation First name(s) Most recent Ontario archaeological licence number (if applicable) 2. Title/Designation Last name Email address First name(s) Most recent Ontario archaeological licence number (if applicable) Telephone number Last name Email address Telephone number 2.5 Applicant’s Declaration I certify that the information provided on this application is true and complete. I acknowledge that I have read and understood the requirements of the Ontario Heritage Act and its regulations. I understand that any breach of the Act or regulations could result in suspension, revocation or refusal to renew a licence. I agree to comply with the Act and regulations, and with policies, directions or requirements made by the Minister, and with all terms and conditions applicable to any licence that may be issued to me. Applicant’s Signature Date To be completed only by applicants holding a current archaeological licence in Ontario. I currently hold licence number , issued under the Ontario Heritage Act. In accordance with s.4 of O.Reg. 8/06, I request that my current archaeological licence be cancelled, should a new class of archaeological licence be issued to me. Applicant’s Signature Application for a Licence to Conduct Archaeological Fieldwork Date Page 8 of 22 0422 (2006/10) Section 3 Application for an Applied Research Archaeological Licence 3.1 Post-Secondary Education or Previous Avocational Licences Option 3.1.1 You must have a Bachelor’s degree in archaeology or a related field with archaeological specialization from a recognized university. Please attach OR Option 3.1.2 Photocopy of Bachelor’s degree. If the degree does not specify the academic major or field of study, please include supplementary documentation, such as a transcript or official university letter that clarifies that the degree was earned in archaeology or in a related field with archaeological specialization. You must have held an Avocational licence for a period of five years, either consecutively or non-consecutively. Equivalent licence classes for licences issued in Ontario prior to 2003 are Conservation, Conservation – Surface Collecting, and Survey and Test Excavation. Please list the five most recent years in which you held an Avocational archaeological licences Licence Year Licence Number Licence Class 3.2 Membership in an Archaeological Organization You must be a current member in good standing of: A professional archaeological association with a code of conduct or code of ethics (e.g., Register of Professional Archaeologists, Ontario Association of Professional Archaeologists); or An archaeological association with a code of ethics (e.g., Canadian Archaeological Association, Ontario Archaeological Society). Please attach Photocopy of membership card or other official correspondence confirming current membership in an archaeological organization as described above. 3.3 Archaeological Work Experience Through your archaeological work experience, you must demonstrate experience in four key areas: 3.3.1 Application of archaeological theory to the practical work situation; 3.3.2 Management and supervision of archaeological fieldwork; 3.3.3 Analysis of archaeological fieldwork data and management of artifacts; and 3.3.4 Proficiency in written communication. 3.3.1 Application of theory to the practical work situation Use Table 3.3.1.1 below to list your direct experience in archaeological fieldwork in reverse chronological order. If you require additional space, please photocopy this table. Documented fieldwork experience must total at least 150 working days (30 weeks), including 75 working days (15 weeks) of fieldwork experience in Ontario, or a geographically and culturally similar jurisdiction in northeastern North America. (Eligible jurisdictions are: Manitoba, New Brunswick, Newfoundland and Labrador, Nova Scotia, Prince Edward Island, Quebec; Connecticut, Delaware, Illinois, Indiana, Kentucky, Maine, Maryland, Massachusetts, Michigan, Minnesota, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, Rhode Island, Vermont, Virginia, West Virginia, and Wisconsin.) You must document archaeological fieldwork experience that includes all of the following: at least one example of Stage 2 fieldwork, or equivalent research fieldwork, conducted under supervision of a licensed archaeologist; at least one example of Stage 3 or 4 fieldwork , or equivalent research fieldwork, conducted under supervision of a licensed archaeologist; at least two different types of geographical terrain (e.g., open field, woodlot, urban, Canadian Shield); and at least two different archaeological periods (e.g., Aceramic, Woodland, Pioneer/Ontario). Application for a Licence to Conduct Archaeological Fieldwork Page 9 of 22 0422 (2006/10) Table 3.3.1.1 Application of Theory to the Practical Work Situation 1. Name of project and/or archaeological site(s). Include Borden numbers as appropriate. 2. Stage(s) of archaeological investigation undertaken. For non-consulting projects or projects conducted outside Ontario, refer to the Standards and Guidelines for Archaeological Fieldwork to determine the closest equivalent stage(s). 3. General location of the project (e.g., city, town, municipality, or county). 4. Canadian province/territory or foreign jurisdiction (indicate country) in which the work was undertaken. 5. Name of archaeologist who held the licence or permit for the project and who was responsible for overall project supervision. 6. Approximate start and end dates for the project. 1. Project name 2. Stage 7. Approximate cultural period(s). For projects conducted in Ontario, choose from the following: AC – Aceramic (Paleo-Indian and Archaic period sites); WO – Woodland (Early/Middle/Late/Terminal Aboriginal sites; non-Aboriginal early post-contact and fur-trade sites); PO – Pioneer/Ontario (Aboriginal and non-Aboriginal sites dating to the 19th and early 20th centuries). 8. Current geographical terrain type. For projects conducted in Ontario, choose from the following: OF – open field; UR – urban; WL – woodlot; CS – Canadian Shield. 9. Number of days during which you were a direct participant in archaeological fieldwork activities for the project. 3. Project location 4. Prov. /State 5. Name of project director 6. Project dates Start - End 7. Period 8. Setting Total Working Days Application for a Licence to Conduct Archaeological Fieldwork Page 10 of 22 0422 (2006/10) 9. No. field days 3.3.2. Management and supervision of archaeological fieldwork Use Table 3.3.2.1 below to list experience supervising, or assisting in supervising, archaeological fieldwork in reverse chronological order. Experience listed in Table 3.3.1.1 can be repeated as appropriate. If you require additional space, please photocopy this table. Supervisory duties may include: decision making (e.g., choice of methodologies, placement of excavation units); field logistics (e.g., organizing crews, reviewing field strategies, managing artifact provenience); and quality control (e.g., ensuring that fieldwork and documentation reflect appropriate standards and guidelines). 1. Name of project and/or archaeological site(s). Include Borden numbers as appropriate. 6. Approximate start and end dates for the project. 2. Stage(s) of archaeological investigation undertaken. For non-consulting projects or projects conducted outside Ontario, refer to the Standards and Guidelines for Archaeological Fieldwork to determine the closest equivalent stage(s). 7. Number of days during which you supervised or assisted in supervising archaeological fieldwork activities for the project. 3. General location of the project (e.g., city, town, municipality, and/or county). 4. Canadian province/territory or foreign jurisdiction (indicate country) in which the work was undertaken. 5. Name of archaeologist who held the licence or permit for the project and who was responsible for overall project supervision. 1. Project name 2. Stage 3. Project location 4. Prov. /State 8. Your role in supervising fieldwork on the project. Choose from the following: Supervisor (primary responsibility for decision-making regarding fieldwork) Co-supervisor (joint responsibility for decision-making regarding fieldwork) Assistant supervisor (assisted in directing a project conducted under another archaeologist’s supervision) Crew chief Team leader 5. Name of project director 6. Project dates Start - End 7. Sup. field. days 8. Position Total Supervisory Days Application for a Licence to Conduct Archaeological Fieldwork Page 11 of 22 0422 (2006/10) 3.3.3 Analysis of archaeological fieldwork data and management of artifacts Applicants must have demonstrated experience in analyzing archaeological fieldwork data and managing artifact collections. Use Table 3.3.3.1 below to list representative projects in which you have conducted or participated in the analysis of fieldwork data or the management of archaeological collections. Experience may include both consulting archaeology and research projects. Table 3.3.3.1 Analysis of Fieldwork Data and Management of Archaeological Collections Project name Name of project director Description of analysis or collections management activities Dates 3.3.4 Proficiency in written communication Applicants who have held an Ontario archaeological licence in the past must have submitted all required licence reports according to ministry guidelines. Use Table 3.3.4.1 below to list at least one document dealing with primary archaeological research that you have authored or co-authored. Eligible documents types include: RES a senior level thesis or research paper on an archaeological subject completed as part of a Bachelor’s program; LIC archaeological licence reports that meet ministry guidelines; CON written papers presented at a recognized conference; ART published articles in a peer-reviewed or other recognized archaeological journal or newsletter; and BK published books or book chapters. Table 3.3.4.1 Doc. type Full title and citation Application for a Licence to Conduct Archaeological Fieldwork Author(s) (list order as published) Date Page 12 of 22 0422 (2006/10) 3.4 Reference (see Appendix B) Applications for an Applied Research licence must be supported by a reference from an archaeologist who has direct knowledge of the applicant’s archaeological fieldwork experience. The referee should be an archaeologist who has supervised or worked with the applicant in the field, or who has acted as an academic advisor for a thesis or other research project completed by the applicant. Ministry of Culture staff may not act as referees. The referee for an Applied Research applicant must hold a current Professional licence in Ontario, or have education and experience determined by the Ministry of Culture to be equivalent to those of a Professional licensee. If the referee is not licensed in Ontario, please include a vita or résumé documenting his or her archaeological qualifications, training, and experience. Please refer to the Archaeological Licence Application Reference Form in Appendix B for further details. Please provide the following information regarding your referee. Title/Designation First name(s) Last name Email address Telephone number 3.5 Applicant’s Declaration I certify that the information provided on this application is true and complete. I acknowledge that I have read and understood the requirements of the Ontario Heritage Act and its regulations. I understand that any breach of the Act or regulations could result in suspension, revocation or refusal to renew a licence. I agree to comply with the Act and regulations, and with policies, directions or requirements made by the Minister, and with all terms and conditions applicable to any licence that may be issued to me. Applicant’s Signature Date To be completed only by applicants holding a current archaeological licence in Ontario. I currently hold licence number , issued under the Ontario Heritage Act. In accordance with s.4 of O.Reg. 8/06, I request that my current archaeological licence be cancelled, should a new class of archaeological licence be issued to me. Applicant’s Signature Application for a Licence to Conduct Archaeological Fieldwork Date Page 13 of 22 0422 (2006/10) Section 4 Application for an Avocational Archaeological Licence 4.1 Mentoring Agreement for New Applicants for Avocational Licences (see Appendix C) If you are applying for an Avocational licence for the first time, you must enter into a mentoring agreement for one year with an archaeologist who holds a current Professional or Applied Research licence in Ontario, or who has education and experience determined by the Ministry of Culture to be equivalent to those of a Professional or Applied Research licensee. You are responsible for making this arrangement. If the mentor is not licensed in Ontario, please include a vita or résumé documenting his or her archaeological qualifications, training, and experience. The mentor may be the same person who acted as a referee for the licence application. Ministry of Culture staff may not act as mentors. You should discuss your planned activities with your mentor, and you must complete the Mentoring Agreement Form provided in Appendix C together. In the agreement, your mentor agrees to provide guidance and/or supervision, while you agree to keep your mentor informed of your archaeological activities. Please attach Mentoring Agreement Form (see Appendix C) 4.2 Membership in an Archaeological Organization While not a requirement, all Avocational archaeologists are strongly encouraged to maintain current membership in: A professional archaeological association with a code of conduct or code of ethics (e.g., Register of Professional Archaeologists, Ontario Association of Professional Archaeologists); or An archaeological association with a code of ethics (e.g., Canadian Archaeological Association, Ontario Archaeological Society). If available, please attach Photocopy of membership card or other official correspondence indicating current membership in an archaeological organization as described above. 4.3 Knowledge of Archaeological Fieldwork While there is no minimum requirement for previous experience in archaeological fieldwork for this licence, it is an advantage for applicants for Avocational licences to have a basic awareness of archaeological theory and methodology. Licensees should also be able to communicate in writing in order to meet the reporting requirements for archaeological fieldwork. Please indicate if you have any of the following. 4.3.1 I have taken courses about archaeology (include field schools). Course title / Field school name Name of instructor School / Organization Dates 4.3.2 I have volunteer experience acquired under the supervision of a licensed archaeologist. Name of project Application for a Licence to Conduct Archaeological Fieldwork Project director Dates Page 14 of 22 0422 (2006/10) 4.3.3 I have visited archaeological sites, museums, or exhibits (may include websites). Name of site, museum, or exhibit (include website URL if applicable) Location Dates 4.3.4 I have read books or magazine articles or seen television programs about archaeology (may include websites). Title (include website URL if applicable) 4.3.5 I have written reports or articles about archaeology (e.g., research reports, magazine or newspaper articles, presentations). Full title and citation 4.3.6 Dates Author(s) (in published order) Dates Please describe why you want an archaeological licence and your planned activities. You may attach a separate sheet. Application for a Licence to Conduct Archaeological Fieldwork Page 15 of 22 0422 (2006/10) 4.4 Reference (see Appendix B) Applications for an Avocational licence must be supported by a reference from an archaeologist who has supervised or worked with the applicant in the field, who has instructed the applicant in archaeology, or who has agreed to serve as the applicant’s mentor in Part 1. Ministry of Culture staff may not act as referees. The referee for an Avocational applicant must hold a current Professional or Applied Research licence in Ontario, or have education and experience determined by the Ministry of Culture to be equivalent to those of a Professional or Applied Research licensee. If the referee is not licensed in Ontario, please include a vita or résumé documenting his or her archaeological qualifications, training, and experience. Please refer to the Archaeological Licence Application Reference Form in Appendix B for further details. Please provide the following information regarding your referee. Title/Designation First name(s) Last name Email address Telephone number 4.5 Applicant’s Declaration I certify that the information provided on this application is true and complete. I acknowledge that I have read and understood the requirements of the Ontario Heritage Act and its regulations. I understand that any breach of the Act or regulations could result in suspension, revocation or refusal to renew a licence. I agree to comply with the Act and regulations, and with policies, directions or requirements made by the Minister, and with all terms and conditions applicable to any licence that may be issued to me. Applicant’s Signature Date To be completed only by applicants holding a current archaeological licence in Ontario: I currently hold licence number , issued under the Ontario Heritage Act. In accordance with s.4 of O.Reg. 8/06, I request that my current archaeological licence be cancelled, should a new class of archaeological licence be issued to me. Applicant’s Signature Application for a Licence to Conduct Archaeological Fieldwork Date Page 16 of 22 0422 (2006/10) Appendix A: Terms and Conditions for Archaeological Licences This licence is issued in accordance with Part VI of the Ontario Heritage Act, R.S.O. 1990, c. O.18 (“the Act”) and is conditional upon the licensee’s compliance with the terms and conditions applicable to this licence. The terms and conditions are directed by the Minister of Culture (“the Minister”) in accordance with clause 48(4)(d) of the Act. These terms and conditions shall apply to each licence issued under authority of the Act. These terms and conditions shall remain in effect for the term of the licence, subject to the right of the Minister to amend them from time to time. Failure by the licensee to comply with any of these terms and conditions may result in the suspension, revocation or refusal to renew this licence, in accordance with subsection 48(9) and section 49 of the Act, and may result in a charge being laid against the licensee under section 69 of the Act. 1. The licensee shall comply with the Ontario Heritage Act and Regulations, and with any relevant policies, directions and requirements made by the Minister. 2. The licensee shall comply with any standards and guidelines that may be issued by the Minister from time to time for carrying out archaeological fieldwork, for submitting Project Information Forms, for reporting on archaeological fieldwork, for analyzing archaeological collections, artifacts or similar matters. The Minister reserves the right to amend such standards and guidelines at any time. Notice of amendment will be posted on the Ministry of Culture website at www.culture.gov.on.ca for a period of 60 days before the amendment or amendments come into effect, at which time the amendment or amendments will apply to this licence, and this licence will be conditional on the licensee’s continued compliance with the amended standards and guidelines. 3. The licensee shall use any forms and comply with any procedures required by the Minister for carrying out and reporting on archaeological fieldwork, and for analysis and management of archaeological collections or artifacts. 4. The licensee shall file with the Minister, by the specified date and in the specified form and manner, all fieldwork documentation, reports and site records required by the Minister. 5. The licensee shall comply with relevant provisions of the Cemeteries Act R.S.O. 1990, c. C.4 and Regulation 133/92, and with the Funeral, Burial and Cremation Services Act, 2002, S.O. 2002, c.33, when proclaimed in force. 6. In accordance with section 61 of the Ontario Heritage Act, this licence does not authorize the licensee to enter upon any property. The licensee is responsible for obtaining all necessary approvals and permits from the landowners and appropriate authorities to enter upon private or public lands for the purpose of carrying out archaeological fieldwork. 7. The licensee shall ensure that every report filed with the Minister in accordance with subsection 65(1) of the Act does not infringe or induce the infringement of any third-party intellectual property right, including copyright. 8. The licensee acknowledges that the Minister will maintain a register of reports in accordance with section 65.1 of the Act and agrees that any report filed by the licensee will, in whole or in part, form part of the register and will be available for inspection by any person. Application for a Licence to Conduct Archaeological Fieldwork 9. The licensee acknowledges and agrees that the Freedom of Information and Protection of Privacy Act, R.S.O. 1990, c. F. 31 applies to and governs all reports and documents filed by the licensee with the Minister and may require the disclosure by the Minister of such reports to third parties. 10. The licensee shall be present at the site of the archaeological fieldwork at all times when archaeological fieldwork is being carried out under this licence, and shall be responsible for the carrying out of, and reporting on, all archaeological fieldwork subject to the following exceptions: (a) a professional licensee may delegate, in writing, to a field director as defined in O.Reg. 8/06, some or all of the day-to-day supervision of the carrying out of the archaeological fieldwork (b) the professional licensee, or the field director with duly delegated authority, may occasionally be absent from the site of the archaeological fieldwork provided that (i) he or she has been present for the major part of each day of archaeological fieldwork and has supervised the fieldwork to ensure that it meets all applicable standards and guidelines (ii) he or she has made all key decisions (iii) he or she has provided guidance and has set direction for all persons carrying out fieldwork under the licence. 11. The licensee agrees that he or she is responsible for the acts or omissions of his or her field directors, employees, agents, partners, subcontractors, volunteers and/ or any other person(s) acting under the licensee’s supervision or direction. This paragraph is in addition to any and all of the licensee’s obligations under this licence and under the general application of law. The licensee shall advise these individuals and entities of their obligations under the licence and shall ensure their compliance with the applicable terms of the licence. In addition to any other obligations of the licensee pursuant to the licence or otherwise at law or in equity, the licensee shall be fully responsible for any breach of the licence resulting from any act or omission of the above mentioned individuals and entities. 12. The licensee shall hold in safekeeping all artifacts and records of archaeological fieldwork carried out under this licence, except where those artifacts and records are transferred by the licensee to Her Majesty the Queen in right of Ontario or the licensee is directed to deposit them in a public institution in accordance with subsection 66(1) of the Act. 13. The terms and conditions of this licence take precedence over any contractual arrangements regarding archaeological fieldwork entered into by the licensee and any third parties. 14. In accordance with sections 48 and 49 of the Act, the Minister may refuse to issue or renew a licence, or may suspend or revoke a licence if the past conduct of the applicant or licensee does not afford reasonable grounds for the belief that the archaeological fieldwork will be carried out in accordance with the Act and the regulations, or if the licensee is in breach of a term or condition of the licence. 15. The licensee shall provide to the Minister, in writing, any information about the competence or conduct of the licensee, arising during the term of the licence, relevant to the Minister’s authority to refuse to renew, suspend or revoke the licence. Page 17 of 22 0422 (2006/10) Appendix B: Archaeological Licence Application Reference Form B.1 Instructions to the Applicant Your licence application must be supported by a reference(s) from a licensed archaeologist(s). Ministry of Culture staff may not act as referees. Please complete Section A of the Archaeological Licence Application Reference Form and then forward the form to your referee(s) to be completed by them. Your referee(s) should then submit the form directly to the Ministry of Culture. B.2 Your referee(s) must hold a current archaeological licence of the appropriate licence class in Ontario, or have education and experience determined by the Ministry of Culture to be equivalent to the appropriate licence class, and have first-hand knowledge of your archaeological fieldwork experience. The ministry will not process your application until it receives all required references. Instructions to the Referee By sending you this form, the person named in Section A has asked you to evaluate their archaeological field experience in support of an application for a licence to conduct archaeological fieldwork in Ontario. The applicant has summarized their relevant experience on the application form, and is solely responsible for the accuracy of that information. To act as a referee, you must hold a current archaeological licence of the appropriate class in Ontario, or have education and experience determined by the Ministry of Culture to be equivalent to the appropriate licence class, and have first-hand knowledge of the applicant’s archaeological fieldwork experience. If you are not licensed in Ontario, please include a vita or résumé documenting your archaeological qualifications, training, and experience. As a referee, you are asked to assess the applicant’s ability to conduct archaeological fieldwork in a responsible manner. To help with your assessment, the eligibility criteria for each licence class are outlined on page 2 of this form. Please consider your assessment carefully, keeping in mind the eligibility requirements and activities allowed for the class of licence for which the applicant is applying. If for any reason you feel that you cannot provide an objective assessment of this applicant, please contact the applicant. All information on this form is confidential. Please submit the completed Reference Form to: Archaeological Licence Co-ordinator Programs and Services Branch Ministry of Culture 4th Floor 400 University Avenue Toronto ON M7A 2R9 Tel.: 416 314-7123 Fax: 416 314-7175 Application for a Licence to Conduct Archaeological Fieldwork Page 18 of 22 0422 (2006/10) B.3 Archaeological Licence Application Reference Form B.3.1 Applicant’s Information Title/Designation First name(s) Last name Licence Application Type Professional Applied Research Avocational B.3.2 Referee’s Information Title/Designation First name(s) Last name Email address Telephone number B.3.3 Referee’s Evaluation Number of years you have known the applicant What is or was your relationship to this applicant? Check all that apply. Employer Mentor Instructor Supervisor Colleague Other (specify) In your opinion, does this applicant: Yes No have a good understanding of the variety and range of archaeological work in Ontario? know how to apply archaeological theory to a practical situation in a knowledgeable and accurate manner, at the level allowed by the class of licence applied for? have the ability to responsibly manage fieldwork at the level allowed by the licence applied for? have the communication skills necessary to record fieldwork and produce archaeological reports? have an awareness of the legislative requirements of the Ontario Heritage Act and its Regulations? have an understanding of the ethical principles of the practice of archaeology and the role of the archaeologist in the protection of Ontario’s archaeological heritage? B.3.4 Referee’s Additional Comments about the Applicant (Attach a separate page if needed.) Submit completed references to: Archaeological Licence Co-ordinator Programs and Services Branch Ministry of Culture 4th Floor 400 University Avenue Toronto ON M7A 2R9 Tel.: 416 314-7123 Fax: 416 314-7175 Referee’s Signature Application for a Licence to Conduct Archaeological Fieldwork Date Page 19 of 22 0422 (2006/10) Appendix C: Avocational Archaeological Licence Mentoring Forms C.1 Mentoring Agreement New applicants for Avocational archaeological licences must complete this agreement with their mentor, who must hold a current Professional or Applied Research licence, or have education and experience determined by the Ministry of Culture to be equivalent to those of a Professional or Applied Research licensee. If the mentor is not licensed in Ontario, please include a vita or résumé documenting his or her archaeological qualifications, training, and experience. The mentor may be the same person who acted as a referee for the licence application. Ministry of Culture staff may not act as mentors. Complete the parts outlining learning goals and planned activities, sign the form, and make two copies. Attach the original agreement form to the licence application. The applicant and the mentor should each keep one copy for their reference C.1.1 Applicant’s Information Title/Designation First name(s) Last name Email address Telephone number C.1.2 Mentor’s Information Title/Designation First name(s) Most recent Ontario archaeological licence number (if applicable) C.1.3 Last name Email address Telephone number Learning Goals and Activities for the Year Use the Reference Form questions to determine general areas to focus your learning. End of Year Evaluation Learning Goals Application for a Licence to Conduct Archaeological Fieldwork Goal met Activities Planned to Achieve Goal Page 20 of 22 Activity completed 0422 (2006/10) C.1.4 Mentoring Agreement We agree that: we will meet regularly at times convenient to both parties; this mentoring agreement will last until the end of the initial term of the Avocational licence; we will contact the Ministry of Culture if we require assistance or direction for our mentoring partnership, or if either party wishes to discontinue this agreement; we will work to achieve the goals and complete the activities outlined in this form. The mentor will provide guidance and supervision based on the needs of the applicant. The applicant will keep the mentor informed of his or her activities through written or oral reports; if the mentoring agreement is terminated before the end of the year and another mentor cannot be found, the Ministry of Culture may cancel the Avocational licence; and we will respect each other’s confidentiality. Applicant’s Signature Date Mentor’s Signature Date Please attach the Mentoring Agreement to your Avocational licence application or submit directly to: Archaeological Licence Co-ordinator Programs and Services Branch Ministry of Culture 4th Floor, 400 University Avenue Toronto ON M7A 2R9 Application for a Licence to Conduct Archaeological Fieldwork Page 21 of 22 0422 (2006/10) C.2 End of Year Evaluation This evaluation must be completed before a new Avocational licence will be considered for renewal. You and your mentor can complete this form together or separately. If your goals or activities changed during the year (e.g., goals or activities were added, or goals and activities were not completed as planned), please attach a brief explanation. As required by the licence terms and conditions, three copies of written reports for any archaeological fieldwork conducted by the Avocational licensee under this licence must be submitted to the Ministry of Culture. Submit completed evaluations to: Archaeological Licence Co-ordinator Programs and Services Branch Ministry of Culture 4th Floor, 400 University Avenue Toronto ON M7A 2R9 Tel. 416 314-7123 Fax 416 314-7175 C.2.1 Avocational Licensee’s Information Title/Designation First name(s) Last name Licence number Last name Licence number C.2.2 Mentor’s Information Title/Designation First name(s) C.2.3 Mentor’s Evaluation In your opinion, does this Avocational licensee: Yes No have a good understanding of the variety and range of archaeological work in Ontario? know how to apply archaeological theory to a practical situation in a knowledgeable and accurate manner, at the level appropriate for the activities allowed under the Avocational licence? have the ability to responsibly manage fieldwork at the level allowed by the Avocational licence? have the communication skills necessary to record fieldwork and produce archaeological reports? have an awareness of the legislative requirements of the Ontario Heritage Act and its Regulations? have an understanding of the ethical principles of the practice of archaeology and the role of the archaeologist in the protection of Ontario’s archaeological heritage? C.2.4 Mentor’s Recommendation In your opinion, this Avocational licence should be: renewed for three years without mentoring renewed for one year with continued mentoring not renewed C.2.5 Mentor’s Additional Comments about the Licensee (Attach a separate page if needed.) Mentor’s Signature Application for a Licence to Conduct Archaeological Fieldwork Date Page 22 of 22 0422 (2006/10)