Health and Wellbeing Coordination Group Meeting 31st July 2012 Agenda item number 4 HEALTH AND WELLBEING SHADOW BOARD MEETING September 2012 Report Title: Derbyshire NHS Organisations’ Equality Delivery System (EDS) Performance grades Item No: 4 SUMMARY 1.1 This paper provides an overview of progress to date in implementing the NHS Equality Delivery System (EDS) in Derbyshire and agreeing performance grades. This is in line with the decision at the 16th September 2011 Health and Wellbeing Board meeting when the Board agreed to receive a report on the EDS grades for NHS organisations participating in the Derbyshire Inclusion Network. 1.2 The EDS is a tool for both current and emerging NHS organisations to use – in partnership with patients, the public, staff and staff-side organisations – to review their equality performance and to identify future priorities and improvement actions. At the heart of the EDS is a set of 18 outcomes grouped under four goals (Better health outcomes for all; Improved patient access and experience; Empowered, engaged and well-supported staff; Inclusive leadership at all levels.) The 18 outcomes, detailed in Appendix 1, focus on the issues of most concern to patients and their families, carers, communities, NHS staff and Boards. It is against these outcomes that equality performance is analysed and graded. Further summary background information on the EDS and the recommended assessment process is set out in the attached EDS factsheet at Appendix 2. 2. Key progress Key progress & emerging & emerging considerations considerations 2.1 The EDS tool recommends that Trusts in partnership with local interests, should analyse their performance for each of the 18 outcomes, taking specific account of each organisation’s evidence of taking steps to meet the needs of each protected group and other vulnerable populations/groups as applicable. 2.2 Health organisations in Derbyshire, including the four new Clinical Commissioning Groups (NHS Southern Derbyshire CCG; NHS North Derbyshire CCG; NHS Erewash CCG: NHS Hardwick CCG) have implemented the EDS tool and embedded the framework into their respective governance arrangements and activities. 2.3 The Derbyshire NHS organisations have undertaken a self-assessment of current performance against the EDS outcomes, which has included a process of evidence collection and engagement and consultation with local stakeholders. 1 Health and Wellbeing Coordination Group Meeting 31st July 2012 Agenda item number 4 2.3.1 During the latter half of 2011 and during 2012, the Derbyshire Inclusion Network established, in partnership with local health and voluntary sector organisations a pilot group, the Derbyshire Community Health Equality Panel. The key remit of this panel was to provide independent feedback on each Trust’s grading against the 18 EDS outcomes. From March to August 2012 the Panel received and considered the EDS evidence and organisational gradings from the following Derbyshire NHS organisations, raising questions and seeking further evidence and clarifications as appropriate: Derbyshire Community Health Services NHS Trust Derbyshire Healthcare NHS Foundation Trust Derby Hospitals NHS Foundation Trust NHS Derby City and NHS Derbyshire County, including the four Clinical Commissioning Groups (NHS Erewash CCG; NHS Hardwick CCG; NHS North Derbyshire CCG; NHS Southern Derbyshire CCG) 2.3.2 The Derbyshire Community Health Equality Panel’s valuable involvement, time and independent questioning of Derbyshire NHS organisations’ EDS evidence proved useful and informative. It helped to establish both strengths and areas for development in each organisation’s approach to evidence collation and analysis as well as informing the benchmarking and grading process. 2.3.3 Following the assessment process, all of the Derbyshire NHS organisations were aligned in their overall EDS self-assessment grading of “Developing,” with each organisation having different areas of particular strength and development. For each of the above four NHS organisations, three of the strongest performing EDS outcomes are listed in section 2.4 of this report along with three EDS outcomes where specific development is planned for 2012/2013, for which three key planned actions are highlighted. 2.4 2.4.1 NHS Derbyshire Organisations’ Strongest Performing EDS Outcomes & EDS Outcomes Targeted for Development Derbyshire Community Health Services NHS Trust Three of the strongest performing EDS outcomes: EDS Outcome 1.1 Services are commissioned, designed and procured to meet the health needs of local communities, promote well-being, and reduce health inequalities EDS Outcome 2.3: Patients and carers report positive experiences of their treatment and care outcomes and of being listened to and respected and of how their dignity and privacy is prioritised 2 Health and Wellbeing Coordination Group Meeting 31st July 2012 Agenda item number 4 EDS Outcome 3.5: Flexible working options are made available to all staff, consistent with the needs of patients, and the way that people lead their lives Three of the EDS Outcomes Targeted for Development in 2012/13: EDS Outcome 3.1 Recruitment and selection processes are fair, inclusive and transparent so that the workforce becomes as diverse as it can be within all occupations and grades EDS Outcome 3.3 Through support, training, personal development and performance appraisal, staff are confident and competent to do their work, so that services are commissioned or provided appropriately EDS Outcome 4.2 Middle managers and other line managers support and motivate their staff to work in culturally competent ways within a work environment free from discrimination Three key actions for 2012/13 are: Ensure Equality Analysis is undertaken to a high standard for all key decisions Embed equality monitoring across all service areas and take action to improve the quality and robustness of employee data. Increase staff and Board member awareness and understanding of the equalities agenda and build on the organisation’s cultural competence 2.4.2 Derbyshire Healthcare NHS Foundation Trust Three of the strongest performing EDS outcomes: EDS Outcome 1.1 Services are commissioned, designed and procured to meet the health needs of local communities, promote well-being, and reduce health inequalities EDS Outcome 2.3: Patients and carers report positive experiences of their treatment and care outcomes and of being listened to and respected and of how their dignity and privacy is prioritised EDS Outcome 3.5: Flexible working options are made available to all staff, consistent with the needs of patients, and the way that people lead their lives Three of the EDS Outcomes Targeted for Development in 2012/13: EDS Outcome 3.1: Recruitment and selection processes are fair, inclusive and transparent so that the workforce becomes as diverse as it can be within all occupations and grades 3 Health and Wellbeing Coordination Group Meeting 31st July 2012 Agenda item number 4 EDS Outcome 4.2 Middle managers and other line managers support and motivate their staff to work in culturally competent ways within a work environment free from discrimination EDS Outcome 4.3: The organization uses the NHS Equality & Diversity Competency Framework to recruit, develop and support strategic leaders to advance equality outcomes Three key actions for 2012/13 are: To continue to review all services, policies and plans using equality impact analysis methodology and engagement to demonstrate good equality governance and informed decision making. Enhance diverse representation across the Trust, particularly focusing on increasing the proportion of BME people in senior positions. To increase inclusive practice and leadership by embedding the Competency Framework for Equality & Diversity Leadership. 2.4.3 Derby Hospitals NHS Foundation Trust Three of the strongest performing EDS outcomes: EDS Outcome 1.1: Services are commissioned, designed and procured to meet the health needs of local communities, promote well-being, and reduce health inequalities EDS Outcome. 2: Individual patients’ health needs are assessed, and resulting services provided, in appropriate and effective ways EDS Outcome 2.2: Patients are informed and supported to be as involved as they wish to be in their diagnoses and decisions about their care, and to exercise choice about treatments and places of treatment Three of the EDS Outcomes Targeted for Development in 2012/13: EDS Outcome 1.3 Changes across services for individual patients are discussed with them, and transitions are made smoothly EDS Outcome 3.1 Recruitment and selection processes are fair, inclusive and transparent so that the workforce becomes as diverse as it can be within all occupations and grades 4 Health and Wellbeing Coordination Group Meeting 31st July 2012 Agenda item number 4 EDS Outcome 4.2 Middle managers and other line managers support and motivate their staff to work in culturally competent ways within a work environment free from discrimination Three key actions for 2012/13 are: Transformation of services will embed Equality Impact Risk Assessments into their processes 2.4.4 Review of recruitment and selection processes and progression opportunities for BME employees Assessment and support plan for middle managers skills and practices in delivering equality and inclusion in teams NHS Derby City and NHS Derbyshire County, including the four Clinical Commissioning Groups (NHS Erewash CCG; NHS Hardwick CCG; NHS North Derbyshire CCG; NHS Southern Derbyshire CCG) Three of the strongest performing EDS outcomes: EDS Outcome 1.1: Services are commissioned, designed and procured to meet the health needs of local communities, promote well-being and reduce health inequalities EDS Outcome 2.3: Patients and carers report positive experiences of their treatment and care outcomes and of being listened to and respected and of how their dignity and privacy is prioritised EDS Outcome 3.5: Flexible working options are made available to all staff, consistent with the needs of patients, and the way that people lead their lives Three of the EDS Outcomes Targeted for Development in 2012/13: EDS Outcome 2.1: Patients, carers and communities can readily access services, and should not be denied access on unreasonable grounds EDS Outcome 3.1: Recruitment and selection processes are fair, inclusive and transparent so that the workforce becomes as diverse as it can be within all occupations and grades EDS Outcome 4.3: The organisation uses the NHS Equality & Diversity Competency Framework to recruit, develop and support strategic leaders to advance equality outcomes 5 Health and Wellbeing Coordination Group Meeting 31st July 2012 Agenda item number 4 Three key actions for 2012/13 are: Through relevant mechanisms with service providers (e.g. contracts, Service Level Agreements) improve patients, carers and communities’ access to health services so that services are more readily accessible and deliver a better experience. Review the Expressions of Interest process, with a view to ensuring that it includes systematic equality profiling and documenting of applicants’ progress through the recruitment and selection procedure. Increase the capacity of leaders to support and motivate their staff to work in culturally competent ways within an environment free from discrimination, utilising opportunities for using the NHS Equality & Diversity Competency Framework to improve the level of inclusive leadership 2.5 Following a review of the DCHEP pilot, NHS Trusts in the Derbyshire Inclusion Network will continue to work with key stakeholders to ensure that there is a sustainable partnership engagement model for the on-going consultation and involvement of local diverse communities in the annual EDS review and grading process. 2.6 By April 2013 NHS Trusts will need to demonstrate how they have been implementing their EDS development action plans and the resultant improvements in the EDS outcome grades, effectively involving all stakeholder populations. RECOMMENDATION 3.1 It is recommended that the Derby City Health and Well-Being Board note this report and the 2012 overall ‘developing’ EDS grading outcomes for: Derbyshire Community Health Services NHS Trust Derbyshire Healthcare NHS Foundation Trust Derby Hospitals NHS Foundation Trust NHS Derby City and NHS Derbyshire County, including the four Clinical Commissioning Groups (NHS Erewash CCG; NHS Hardwick CCG; NHS North Derbyshire CCG; NHS Southern Derbyshire CCG) 6 Health and Wellbeing Coordination Group Meeting 31st July 2012 Agenda item number 4 3.2 3.3 It is recommended that the Derby City Health and Well-Being Board: Note and approve the collaborative approach that has been undertaken in relation to the NHS Equality Delivery System assessment process in Derbyshire Note the proposal that there is a sustainable partnership engagement model for the on-going consultation and involvement of local diverse communities in the annual EDS review and grading process. It is recommended that the Derby City Health and Well-Being Board receive the next annual EDS summary grading report for Derbyshire NHS organisations in May 2013. REASONS FOR RECOMMENDATION 4.1 Recommendations 3.1 and 3.3.ensure that the Health and Well-Being Board is aware of the NHS Equality Delivery System key performance strengths and improvement priorities of NHS organisations in Derbyshire. 4.2 Recommendation 3.2 endorses the value of both continued collaborative arrangements and also emphasises the importance of ensuring that the annual EDS review and grading process is underpinned by a sustainable partnership engagement model with local diverse communities. SUPPORTING INFORMATION 5.1 At the heart of the EDS is a set of 18 outcomes grouped under four goals (Better health outcomes for all; Improved patient access and experience; Empowered, engaged and well-supported staff; Inclusive leadership at all levels.) The 18 outcomes, detailed in Appendix 1, focus on the issues of most concern to patients and their families, carers, communities, NHS staff and Boards. It is against these outcomes that equality performance is analysed and graded. Appendix 2 sets out the EDS background and supporting key processes. Author: Harinder Dhaliwal, Assistant Director of Engagement, Derbyshire Healthcare NHS Foundation Trust and Anita Thomas, Assistant Director, Equality, Inclusion and Human Rights, NHS Derby City and NHS Derbyshire County Cluster on behalf of Derbyshire Inclusion Network. Sponsor: Kathryn Blackshaw, Acting Chief Executive, Derbyshire Healthcare NHS Foundation Trust Date: 17th August 2012 7 Health and Wellbeing Coordination Group Meeting 31st July 2012 Agenda item number 4 IMPLICATIONS Financial and Value for Money 1.1 The EDS evidence review and collation process, and the associated identification of gaps and improvement priorities can help to inform health services’ commissioning priorities to deliver better health outcomes and improve patient access and experience. It helps providers to respond better to CQC, registration and quality account requirements. Legal. 2.1 The EDS is a vehicle that will help NHS organisations to meet their statutory public sector general equality duty obligations (Section 149 of the 2010 Equality Act), which came into force on 5 April 2011. Personnel 3.1 The EDS supports organisations’ workforce strategies and plans – promoting conditions for inclusive working. It also encourages organisations to advance the recruitment of a diverse workforce that is representative of the communities being served. Equalities Impact 4.1 The EDS tool helps Derbyshire NHS organisations to ensure that they consider and anticipate how different groups of people (including people with the nine “protected characteristics”) will be affected by their decisions/activities, helping organisations to deliver policies and services which are safe, efficient and effective and accessible to all target groups (including high risk groups/those who experience the poorest health and outcomes). Health and Safety 5.1 Delivery of the EDS helps support compliance with Health and Safety obligations. Environmental Sustainability 6.1 No specific ramifications. . Asset Management 7.1 No specific ramifications. 8 Health and Wellbeing Coordination Group Meeting 31st July 2012 Agenda item number 4 Risk Management 8.1 The NHS Equality Delivery System (EDS) is designed to drive improvements in equality performance and embed equality into mainstream NHS business. It can help to inform the identification and management of risks to providing safe and effective services and meeting statutory duties. Corporate objectives and priorities for change 9.1 At the heart of the EDS is a set of core 18 outcomes grouped under four goals (Better health outcomes for all; Improved patient access and experience; Empowered, engaged and well-supported staff; Inclusive leadership at all levels.) These are directly relevant to the delivery of the Department of Health’s “White Paper – Liberating the NHS.” 9