Queen’s University Belfast Library Services Resource Development & Management Policy 1. Introduction This document describes the Library’s Resource Development and Management Policy. It includes general guidelines on their selection, management and rationalisation in support of teaching and research. 2. General Policy The Library’s goal is to “provide high quality library services and resources in support of the education and research activities of the students and staff of the University and of our other customer groups.” Library resources include primary and secondary material in print and electronic formats. The acquisition of material and the management of the Library’s collections are informed by, and prioritised according to, the University’s current and projected teaching and research strategies. The Library does not aim to cover all areas of knowledge. A key element of the policy is the balance between local provision and remote access. In essence, this translates into local provision of material required to support teaching programmes, with support for research achieved through supplementing what is available locally with remotely accessible resources, either on an electronic or Inter-Library-Loan basis. 3. Principles Certain principles underpin the overall policy: Resources are provided as a collective resource for the whole user community Information resources in all formats are covered The Library is committed to providing equitable access to all users, including those with special needs The policy is designed to be flexible and responsive to the changing needs of users Resource development and management involves Library Services in working with the academic community The provision of all resources covered by this policy is constrained by prevailing budgets Very specialized resources, which are likely to be relevant to only a small number of users will not generally be purchased by the Library without financial support from the relevant School/Institute or from an external source. Library Services will take advantage of JISC negotiated deals wherever possible. 2 Where services exist in different formats or are available in different versions from different suppliers, Library Services will aim to select the best option on the basis of cost, ease of use, access and currency. Whenever practicable, Library Services will aim to provide full-text access to electronic services, where appropriate and economic. Library Services will consider for cancellation, paper versions of services where electronic equivalents are provided. Paper equivalents will not normally be maintained unless the subscription ‘package’ includes both versions at favourable cost. In such cases, Library Services may opt for non-delivery of print in order to defray the ongoing cost of storing and managing this format if it is not specifically required. Library Services will monitor the use of all electronic information services and employ usage data to review continuing provision. 4. Budget Allocation The University’s recurrent allocation forms the largest part of the Information Services budget. Library Services, including the purchase of books, journals and subscription to electronic information services, are funded from this allocation. In addition, the University has external contractual arrangements with DHSS&PS and AFBI for the provision of certain subject-specific Library services. The budget for the purchase of books and journals is allocated for School support on the basis of a range of factors and, where possible, adjustments are made to take account of changing requirements. While Library Services aims to support new areas of research, budget constraints mean that provision in existing areas will generally need to be reviewed/adjusted to enable the purchase of new resources. 5. Resource Selection a. Books Book purchases currently account for approximately 11% of expenditure on Library stock. There is constant pressure on the book budget and staff seek value for money and best use of resources at all times – e.g. staff consider projected levels of use and durability required, as well as relative cost, before deciding between paperback and hardback editions. Queen’s University Belfast is now operating under the terms of the Joint Consortia Agreement for Books, Standing Orders, E-books and Related Material (1 August 2013 - 31 July 2015). As a result, the majority of our English language book orders must be placed with a single supplier identified by the consortium. i. Reading list material Library Services staff work closely with academic staff to ensure that the Library acquires all material on current reading lists to support undergraduates and postgraduates on taught courses. The number of copies purchased will be affected by the following considerations: (i) cost of the title in relation to the budget allocation; 3 (ii) anticipated use (e.g. primary text or supplementary material); and (iii) whether students are expected to purchase the book or not. Where multiple copies are purchased, consideration will also be given to appropriate loan categories and location – i.e. there are a variety of short loan options. Copies may also be moved across loan categories and locations according to demand. ii. Non-reading list material Library Services will endeavour to purchase other items recommended by staff and students, where such additions will: (i) (ii) encourage students to study a wide range of relevant material; and assist staff in keeping up-to-date with developments in their subjects and in pursuing research iii. E-books The Library holds significant collections of electronic books and the same principles of collection development apply to this as to any other format of material. Electronic books are collected/subscribed to in direct support of the teaching and research needs of the University community. iv. Donations A separate Donations Policy has been drawn up and is available on the Library website at: http://www.qub.ac.uk/directorates/InformationServices/TheLibrary /CustomerService/PoliciesandRegulations/ v. Replacements Items that are lost or seriously damaged, will be replaced, provided funds are available and provided the item is still in print and is required to support a current teaching programme or the research interests of the University. b. Academic Journals Journals represent an expensive and ongoing commitment. Therefore, the journals budget and subscription lists are reviewed in collaboration with Schools on an annual basis. Because of the ongoing pressure on the journals budget, existing titles will normally need to be cancelled to allow for the purchase of new titles. The majority of journals are now available in electronic format either as individual titles, as part of database services or as part of national (NESLI) or publisher deals. Electronic access offers significant advantages to users and while it can be a costly alternative to print, it is now the format of choice for Library Services and reflects the information delivery preference of the 4 majority of our users. When a new electronic subscription is placed, a print subscription will only be retained in exceptional circumstances. New delivery methods and pricing models for electronic journals are kept constantly under review by Library staff. c. Electronic Information Services A wide range of resources are now available in electronic format. Typically, these include: digital collections (maps, newspapers, and images), official publications, reference works, statistics and abstracting and indexing services. Library Services selects such materials on the same basis as their printed equivalents. Information Services aims to provide direct access to a range of appropriate bibliographic databases to support the major academic disciplines and areas of study taught at the University. Subject Librarians keep abreast of database developments and initiate consideration of new electronic sources in consultation with appropriate academic staff. They also conduct trials and demonstrations and bring forward recommendations for purchase. Library Services aims to provide direct access to appropriate multidisciplinary electronic information services (e.g. Web of Science). d. Special Collections The Henry (or Hibernica) Collection is the core element of the Library’s Special Collections. Its scope embraces academic texts on Irish-related subjects, as well as non-academic material relating to Northern Ireland and Ulster in particular, with otherwise a bias to the northern part of the island. Where funds permit, material printed in the British Isles during the decade 1651-1660 is acquired as part of a national co-operative scheme. An attempt is also made to acquire published material relating to any of the Library’s major manuscript or printed book collections or to Queen’s University Belfast. In terms of journal subscriptions, nominations from members of the University are welcomed and suitable items are purchased in perpetuity within the constraints of the budget. e. Official Publications Official publications include those of government and inter-governmental bodies (e.g. the EU, UN). The Library aims to ensure that British and Irish Parliamentary publications are available in print or digital format as appropriate. Print or electronic access is also provided for a selection of nonParliamentary publications. The publications of other inter-governmental organisations form part of subject collections and their purchase is approved by the relevant Subject Librarian. Under the terms of HMSO Copyright Guidance Note no.11 (The National Published Archive — Legal Deposit of Official Publications, Nov. 2000), print copies of all Northern Ireland official publications should be sent to the McClay 5 Library at Queen's. Library staff make every effort to ensure that all current Northern Ireland official publications are collected. f. Theses According to QUB regulations (Regulations for Theses (B) 3), one bound copy of every thesis successfully submitted for a Higher Degree must be deposited in the University Library. This collection of QUB theses is held in the McClay Library closed access store. All theses are recorded in the Library catalogue, and may be consulted in the Library or photocopied in whole or in part if the author has given permission. There is increasing national interest in electronic submission, storage and searching of theses and Library Services will keep a watching brief on these developments. The Library does not collect or store undergraduate or taught postgraduate dissertations unless they are exceptional in nature or incorporate content of significant local or other interest. g. Newspapers Since the local public library provides comprehensive coverage of British and Irish daily newspapers, Queen’s makes minimal print provision in this area in support of current affairs interests. Access to significant UK, European and international collections is available electronically. For archival and space-saving reasons, the microform version of The Times is acquired. h. Audio-Visual Materials The Library maintains a growing collection of audio-visual materials. A DVD collection is maintained in support of a range of subject areas in the Arts & Humanities. The Library holds collections of microforms, both film and fiche. Microfilms and microfiche are acquired when the desired material is available only in this format, or when it is considerably less expensive and sufficiently usable in this format. Microform is also acquired for the preservation of certain titles, particularly manuscripts and newspapers. i. Scanned Readings Current licensing arrangements allow the Library to scan journal articles and book extracts for students enrolled on a particular module. These must be either print originals owned by the University (normally the Library), or ‘Copyright cleared' copies requested from the British Library through the InterLibrary Loans service Where the Library scans articles and chapters on behalf of Schools, these are made available through Queen’s Online. The Library also undertakes to provide reports to the Copyright Licensing Agency as required by the current CLA licence and to add appropriate copyright statements. 6 6. Collection Management This section summarises policies in relation to management of the Library collections. a. Missing items Searches are undertaken for all items reported as missing. Replacement copies are offered if items are not found within a fixed time frame and appropriate revisions are made to the Library catalogue. b. Stock checks An ongoing programme of stock checks is carried out whereby material on the shelves is checked against what is recorded in the Library catalogue. Missing books may be replaced according to criteria in 5a (v) but otherwise records are withdrawn from the catalogue. c. Binding & other forms of preservation Journals The criteria used to decide whether or not to bind individual journal titles is based on availability of electronic access. Where electronic access is available, journal titles are no longer bound. Books in need of repair The criteria for deciding whether to repair damaged or worn out books are analogous to those for replacement. If the item is to be retained, it may be replaced rather than rebound if this is more cost-effective. Flimsy or multi-part items may be given covers, placed in boxes etc. if necessary for preservation or control. d. Withdrawal of lesser used material Multiple copies, out-of-date and superseded editions of textbooks may be withdrawn if no longer required. Closed print runs of journal titles now available electronically will be considered for withdrawal on a case-by-case basis. Withdrawal of other material does not normally take place without consultation by Library Services on the criteria to be used. 7. Policy Review Changes to this policy will be made in the light of new developments, emerging disciplines and evolving trends. It will be reviewed in consultation with Library users on a regular basis to ensure that it continues to reflect the priorities of the University. September 2014