Dr. F.E.E. Student Cary Institute of Ecosystem Studies Box AB Millbrook, New York, 12545 7 January 2014 Dear Dr. F.E.E. Student: On behalf of the Ecosystem Studies Program of the Division of Environmental Biology, of the National Science Foundation (NSF), let us thank you for agreeing to serve on this (Mock) Proposal Review Panel. We know that reviewing proposals and serving on panels takes considerable time and appreciate your willingness to do this important work. Your travel to and from Arlington, VA will be paid. In addition, you will receive a stipend that must also be used to cover the costs of your meals and lodging. Please keep accurate records and receipts as per NSF Guidelines reference number 3g$$b42.678. Below you will find the general NSF guidelines for proposal review. We will modify the guidelines slightly for our purposes. First, you will not receive any confidential budgetary information. Second, since the PIs of each proposal are from the Cary Institute we are not asking you to consider the qualifications of the investigators. The Cary PIs who have submitted them welcome their use for the mock panel. You should review them as critically and fairly as you would any proposal. You each have been assigned three proposals (see attached sheet) to read carefully so that you can engage in a discussion about their relative merits during the panel review. Please scan the panel summaries (1 page at the beginning of each proposal) for the proposals to which you have not been assigned as well. All of you should read the one pre-proposal (“Lawns”), since it represents a new (as of January 2012) procedure for NSF. Please note that these proposals are CONFIDENTIAL. They should not be copied, cited, or used in any way—you should destroy and/or delete all proposal information before leaving the Cary Institute. This is critically important to the integrity of the process. For your assigned proposals, we ask that you make written notes (not longer than 1 page) about the proposal in advance of the discussion. Please use NSF’s “intellectual merit” and “broader impacts” criteria (see information below) as a guide. Your notes should include what the proposal is about, and capture strengths and weaknesses in regard to intellectual merit and broader impacts. Finally, you should come to the panel meeting with your recommendation for the proposals assigned to you using the categories below (E, VG, G, F, P). Please make this determination on your own without consulting colleagues: Excellent (should be supported, no major deficiencies); Very good (high priority for support, but some minor deficiencies); Good (worthy of support, but has some deficiencies that can be solved); Fair (very significant issues); Poor (serious problems, fatal flaws). Bring your reviews to the panel meeting on Thursday afternoon (we will not collect them). On a typical panel, each of you would present one to five proposals as a “lead” over the course of two days, and be involved as a secondary discussant on 10-15 more. Obviously, this is a streamlined mock panel. Thus, seven lead panelists (presenters) have been picked. The presenter’s job is to: (1) summarize the main points of the proposal and its strengths and weaknesses in regard to intellectual merit and broader impacts. This should be done in no more than 5 minutes, and, (2) bring your group --all other people assigned to review the proposal-- to a consensus recommendation (competitive, or not competitive); (3) The presenter should then ask for each of the other readers’ rankings and lead a 5 minute (maximum) discussion of the proposal. An effective way to initiate this is to ask the most extreme (in terms of scores) reviewers to explain their position. After discussion of all the proposals, the entire panel will rank them and propose funding one. I will play the role of the Program Director and moderate the panel. Program Directors keep the discussion going, listen carefully (since the panel is advisory to the Program Directors), and steer it away from things the panel should not discuss. Please do let me know if you have any questions. Sincerely, Kathleen C. Weathers 2014 FEE Ecosystem Panel Program Director CRITERIA FOR REVIEWING PROPOSALS (excerpted from recent National Science Board report) When evaluating NSF proposals, reviewers should consider what the proposers want to do, why they want to do it, how they plan to do it, how they will know if they succeed, and what benefits would accrue if the project is successful. These issues apply both to the technical aspects of the proposal and the way in which the project may make broader contributions. To that end, reviewers are asked to evaluate all proposals against two criteria: Intellectual Merit: The intellectual Merit criterion encompasses the potential to advance knowledge; and Broader Impacts: The Broader Impacts criterion encompasses the potential to benefit society and contribute to the achievement of specific, desired societal outcomes. The following elements should be considered in the review for both criteria: 1. What is the potential for the proposed activity to a. advance knowledge and understanding within its own field or across different fields (Intellectual Merit); and b. benefit society or advance desired societal outcomes (Broader Impacts)? 2. To what extent do the proposed activities suggest and explore creative, original, or potentially transformative concepts? 3. Is the plan for carrying out the proposed activities well-reasoned, well-organized, and based on a sound rationale? Does the plan incorporate a mechanism to assess success? 4. How well qualified is the individual, team, or institution to conduct the proposed activities? WE ARE NOT ASKING YOU TO ADDRESS THIS FOR THE MOCK PANEL 5. Are there adequate resources available to the PI (either at the home institution or through collaborations) to carry out the proposed activities? WE ARE NOT ASKING YOU TO ADDRESS THIS FOR THE MOCK PANEL ADDENDUM: LTREB Guidelines Two of the proposals for this mock panel (Acorns and Hudson) are LTREBs (long-term research in environmental biology). Below is the description of additional criteria for LTREBs. I. LTREB INTRODUCTION (from www.nsf.gov) Many important questions in organismal biology, ecology, ecosystem science and evolutionary biology can only be addressed with long-term data. Research areas include, but are not limited to, populations or predator-prey systems that oscillate over decades; communities of organisms that have extended life spans and long turnover times; pools of materials such as nutrients in soils that turn over at intermediate to longer time scales; external forcing functions such as climatic cycles that operate over long return intervals; and behavioral dynamics, stress physiology, or energetic condition of long-lived organisms. Investigators often are constrained in addressing questions in these areas or studying these phenomena by the relatively short support periods associated with typical research awards. In recognition of this problem, the Divisions of Environmental Biology (DEB) and Integrative Organismal Systems (IOS) encourage investigators to apply for LTREB awards. These awards are designed to provide the funding to maintain an ongoing, long-term research project for a period of a decade or longer. Because the usefulness of long-term data sets extends beyond typical scientific publications, a means of sharing data with other investigators should stimulate synthesis and generation of novel ideas. The results also should be of interest to the general public. To take advantage of the unique informational aspects of long-term projects, LTREB investigators will be required to implement mechanisms of data sharing in the broadest manner possible. II. PROGRAM DESCRIPTION The NSF seeks to stimulate and enhance long-term perspectives on problems in organismal and environmental biology. Long-term environmental research is funded through two NSF programs – Long-term Ecological Research (LTER) and LTREB. The two programs are different. LTER projects are funded in response to calls for specific proposals, are evaluated by a special panel, and are characterized by multiple investigators conducting multi-disciplinary investigations at large temporal and spatial scales. In contrast, LTREB projects are submitted to annual target dates, evaluated by appropriate programmatic panels (Evolutionary Processes, Population and Community Ecology, Ecosystem Studies, Behavioral Systems, Physiological and Structural Systems) and are initiated by one or a few investigators. Examples of current LTREB awards can be viewed at http://www.nsf.gov/awardsearch/ by including “LTREB” in a title search. The LTREB Program intends to support decadal projects. Funding for an initial, 5-year period requires submission of a preliminary proposal and, if invited, submission of a full 15-page proposal following the guidelines in the Grant Proposal Guide. A cogent conceptual framework for a decadal research plan is a required and a critical part of the initial proposal. This plan must clearly articulate important questions that cannot be answered with the data in hand, but that could be answered if ten additional years of data were collected. Proposals for renewal of support for a second 5-year period are limited to 8 pages in length and will be evaluated using the standard NSF Merit Review Criteria and three additional criteria: 1) progress made toward long-term goals during the initial 5year award, 2) a brief description of planned research activities and 3) evidence that previous data are available to the broader research community. Preliminary proposals are NOT required for LTREB renewals, and full LTREB renewal proposals will be accepted annually for the August 1 deadline. Projects submitted for LTREB funding must address questions that require long-term data collection to be answered. Investigators must present a conceptual framework that spans at least ten years. This framework will be a critical component of an initial 5-year proposal, and questions or hypotheses outlined in this framework must guide any subsequent renewal. At least six years of data must have been collected continuously at an appropriate time interval (for example, monthly or annually) and must be documented to seek LTREB funding. These data should motivate the new questions posed and the decadal research plan provided. Justification must be provided for continuing data collection for at least ten years beyond the initial six-year period. Although most LTREB projects involve field studies, some laboratory projects (for example, long-term selection experiments) may also be suitable for LTREB funding. The approach to data collection must be hypothesis driven. The LTREB Program does not support basic monitoring efforts. Decadal Research Plan: As described above, this plan should clearly articulate important questions that cannot be addressed with data that have already been collected, but could be answered if ten additional years of data were collected. This plan is not a research timeline or management plan. It is a concise justification for ten additional years of support in order to advance understanding of key concepts, questions, or theories in organismal and environmental biology. Plan for Data Management and Dissemination: Data from long-term research projects have value beyond the peer-reviewed and other publications generated by the investigators collecting the data. Other researchers may develop new perspectives on the same long-term data or new ideas may arise from a combination of long-term data sets. Also, long-term data are expected to be of special interest to the public. Therefore, all proposals must describe details of information management and plans for data sharing with the broader research community and the interested public. This plan should be submitted as a Supplementary Document, following guidelines in the NSF GPG. LTREB Renewals: To implement the decadal time frame intended for LTREB projects, proposals for renewed support during a second, five-year period do not require submission of a preliminary proposal. They will be evaluated using the standard NSF Merit Review Criteria and three additional criteria: 1) progress made toward the decadal research plan outlined in the initial five-year award, 2) a brief description of planned research activities to complete this decadal plan, and 3) evidence that previouslycollected data (at least 6-11 years) are available to the broader research community. Research activities must address questions or hypotheses that are consonant with the initial decadal research plan. Renewal proposals are limited to 8 pages (project description). Titles for renewal proposals must begin with "LTREB Renewal:" The only proposals eligible for submission as an LTREB Renewal are those that continue projects that began via an LTREB award with a decadal research plan. All proposals submitted to the LTREB Program are co-reviewed by participating Clusters in the Division of Environmental Biology (Ecosystem Science, Population and Community Ecology, and Evolutionary Processes) and the Division of Integrative Organismal Systems (Behavioral Systems, Physiological and Structural Systems). Proposals must address topics supported by these programs. 4 Researchers are strongly encouraged to contact cognizant program officers to ensure that their projects are appropriate for this program. Ecological research on marine populations, communities and ecosystems is not supported by LTREB and should be directed to the Biological Oceanography Program: (http://www.nsf.gov/funding/pgm_summ.jsp?pims_id=11696&org=OCE). However, proposals addressing long-term questions focused on marine organisms that are consonant with areas of research supported by the Behavioral Systems Cluster and the Physiological and Structural Systems Cluster in IOS are appropriate for LTREB, as are proposals to examine the evolutionary dynamics of marine populations or communities. Investigators who are uncertain about the suitability of their research for LTREB are encouraged to contact one of the managing program officers listed in this solicitation. RED= lead reviewer FEE proposal assignments 2014 Proposals Ahmed Hassabelkreem Ana Soares Dorothy Borowy Elizabeth Kulka Emily Herstoff Francine Mejia Hua Shang Jacob Zwart James Junker Julie Kelso Kaitlin Farrell Marian Schmidt Satria Oktarita Steven Epting Benjamin Miller Arial Shogren Worms 2 Freeze LTREB Watersheds Hudson 2 LTREB Acorns Adelgid 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 Lawns-PRE ALL 2 2 2 2 Squeal 2 2 2 2 2