CB (13) 11 CIVIL SERVICE COMMISSION ___________________________ Capability Review and Compliance Monitoring Issue 1. KPMG will be presenting their proposals for how they intend to deliver compliance monitoring and capability review for both Civil Service recruitment and public appointments over the next three years. The Commission is the contracting authority for the contract, and the Commission’s final input into, and approval of, the approach is therefore being sought. Recommendations 2. Having worked alongside KPMG during the development phase, the Secretariat is confident that the overall approach being proposed will be both effective and proportionate, and will allow both the Commission and the Commissioner for Public Appointments to fulfil their statutory duties. 3. Commissioners are therefore invited to approve KPMG’s proposals, but in doing so assure themselves on the following issues:a) That the initial risk assessment which will form the cornerstone of the approach takes into account the right risk indicators; b) That the risk scoring system being proposed, and plans for how these ratings are disseminated and used, is appropriate; c) That the methodology being proposed to ensure a greater focus on outcomes rather than process is achievable; d) That the proposals give appropriate weight to both Civil Service recruitment and public appointments compliance; e) That the proposals for building capability (rather than just monitoring compliance) are satisfactory; and f) That the overall approach is not over-elaborate, and represents a proportionate approach that does not call too heavily on Departmental resources. Timing 4. The development phase of the contract concludes at the end of March, with the new approach going live from 1 April 2013. There has been good consultation wiht Departments throughout this phase. However, once Commission approval has been obtained, KPMG (and the secretariat) will need to ramp up their engagement with Departments to explain how the Page 1 of 2 CB (13) 11 new approach will work and the demands it will place on Departmental teams. Background 5. The KPMG staff who will be attending the meeting are: Tamas Wood, Engagement Director Alan Downey, Head of Public Sector and Relationship Partner Tim Payne, Partner and Head of People Susan Haddrell, the Project Manager for the compliance contract and who is handling all the initial stakeholder engagement during the development phase. Tamas and Susan are the two who have been doing the bulk of the work and will remain engaged on the project. 6. KPMG have already set out their high level proposals to the Recruitment Standing Committee on 12 February; Mervyn Thomas, Head of Civil Service Resourcing, and Margaret Scott, Public Appointments Assessor, also took part in that discussion. The Committee was assured KPMG had a good understanding of the landscape in which they will be operating and that they have listened to a broad range of views in the development phase to offer the CSC/CPA an innovative way to review departmental compliance/capability which is both proportionate and effective. 7. The First Civil Service Commissioner has also met the team twice during the development phase. He has been impressed with the level of engagement and the quality of thinking so far, and is happy with the way the work is shaping up. 8. The secretariat’s initial engagement with the project team has also been very encouraging; they have worked hard to engage as wide a range of stakeholders as possible in the short timetable and sought guidance from secretariat on any issues that needed clarity. There can therefore be confidence that the approach is grounded in reality and will be resilient. The real test will, of course, come at the point of implementation, but so far, so good. 9. Once approved KPMG will want to test the final proposal by way of small pilots in some Departments prior to 1 April 2013. DWP, BIS, DCMS, DFID, and GAD have all agreed to take part both for recruitment and public appointments. Secretariat March 2013 Page 2 of 2