Data Linkage Framework Programme Board - 5 November 2013 PAPER 3 Proposal for Joint Data Linkage and Informatics Centre Purpose This paper proposes a design for the new joint informatics and data linkage centre bringing together Farr, ADRC, eDRIS and DSLS describing a set of shared services supporting the Farr Institute and a second co-located research institute that combines the ADRC and DSLS. The programme board are asked to discuss and approve The structural design and organisational units for the joint centre The functions to be delivered by each of the units within the centre The staff required for each of these units The accountability structure for the shared elements of the new centre Location The joint centre should be co-located at No 9 Bioquarter. This building could be given an overall name (e.g. Scottish Informatics and Linkage Centre) with each of the elements located within retaining their own branding as required by funders. Identity The Farr institute would retain its own unique identity as part of the wider UK Farr. A new non-health institute (working title ‘Booth’) could be created from an amalgamation of ADRC and DSLS delivering the scope of both of these. The twin institutes would be supported by the two service units created from elements of Farr, DSLS and ADRC plus eDRIS. Organisational Structure The joint centre could have the following units Business Management – providing overall management and administration for the centre eDRIS – providing a first point of contact and a research coordination service for researchers who wish to use the centre The Farr Institute – providing health research as previously set out The ‘Booth’ Institute – this would provide non-health research housing the researchers and research programme funded through ADRC and capacity for the ad-hoc research work to be delivered through the DSLS capacity. Booth is a working title and open for discussion This would be supported by the IT infrastructure already developed for SHIP and the additional IT being provided through Farr. Data Linkage Framework Programme Board - 5 November 2013 Functions Joint Scottish Informatics and Linkage Centre (at no. 9) Business Management Team provide management and organisational support to the whole joint centre - coordination and day to day management across the whole joint centre - coordinating with partners on HR, pay, accommodation, IT provision - programme management and project support - finance function (accounting and invoicing) including providing information to ensure accountability is maintained - monitoring delivery and reporting to board - seeking out development opportunities - prioritisation and approval of projects (within delegated authority from board) - outward facing champion of the centre - reception - back office support (arranging meetings, travel, purchasing, secretariat services - managing research user accounts eDRIS provide Research Coordinator service to the whole joint centre - First point of contact for users of the joint centre - Triage of research down the health / non-health route - provide assistance and guidance during project initiation (help with data sharing agreements, source discovery, gaining approvals, pricing jobs, project design) - guiding projects through the centre and coordinating contributions from different elements within the centre (liaison with indexers, linkers, safe haven etc) - disclosure control and release of outputs from the safe haven ‘Booth Institute’ - houses the NON-HEALTH research function Programme management Academic Research and Data Scientists capacity funded through ADRC Non-academic research capacity funded through DSLS Farr Institute - houses the HEALTH research function Farr institute programme management Research capacity funded through Farr SHIP and Farr IT infrastructure PAPER 3 Data Linkage Framework Programme Board - 5 November 2013 Staffing Joint Scottish Informatics and Linkage Centre (at no. 9) Business Management Team provide management and organisational support to the whole joint centre - Service Director (jointly funded from DSLS and esrc) - Business Manager (jointly funded from DSLS and esrc) - Reception and admin ( 3 posts 1 from Farr and 2 From eDRIS) eDRIS provide Research Coordinator service to the whole joint centre - existing eDRIS team (funded by NSS) - Four additional research coordinators (funded by DSLS, one senior and three junior staff - Three additonal research coordinators (funded by ADRC) ‘Booth Institute’ Farr Institute - houses the NON-HEALTH research function - houses the HEALTH research function Programme manager (funded by ADRC) Academic Researchers and Data Scientists (funded by ADRC) Non-academic research capacity (funded through DSLS) Farr institute programme management Research capacity funded through Farr PAPER 3 Data Linkage Framework Programme Board - 5 November 2013 PAPER 3 Shared Elements Structure Organogram Joint Centre Board Service Director Senior Research Coordinator Business Manager eDRIS Team Admin Team NRS Indexing NSS Indexing Business Management Team Provide management and organisational support to the whole joint centre Service Director - Jointly funded from DSLS and ESRC - NHS Grade 8c, SG Grade C2 In day to day control of the centre and accountable to the board for management of funds and resources with responsibly for approval and prioritisation of projects, key communication role as figurehead of the centre, Business Manager - Jointly funded from DSLS and ESRC - NHS Grade 8b, SG Grade C1 Manages the finances across the joint centre ensuring spend and income are properly accounted for and budgets are managed efficiently and correctly. Manages the reception and admin teams Data Linkage Framework Programme Board - 5 November 2013 PAPER 3 Reception and admin (3 posts) - 1 post funded through Farr (receptionist) - 2 posts funded from eDRIS (product support) - NHS Grade 4, SG Grade B1 Supports the director and business manager, provide office support and admin eg booking meetings etc, set up user accounts, project support etc, man the phones eDRIS provide Research Coordinator service to the whole joint centre Research Coordinator Team - Jointly funded by NSS, ADRC and DSLS consisting of - existing eDRIS team (funded by NSS) - Four additional research coordinators (funded by DSLS, one senior and three junior staff) - Three additional research coordinators (funded by ADRC) Provide the first point of contacts for users of the joint centre, direct them down the health / non-health route, provide assistance and guidance during project initiation, guiding projects through the centre and coordinating contributions from different elements within the centre and providing disclosure control and release of outputs from the safe haven All posts will require to have properly developed job descriptions which will then be properly graded within the recruiting organisation. The grades given above are indicative only at this stage. Data Linkage Framework Programme Board - 5 November 2013 PAPER 3 Trusted Third Party Indexing Services In order to maintain separation of functions and deliver the trusted third party required by DSLS and ADRC there will continue to be an indexing function provided by partners organisationally and physically separated from the joint centre. Health indexing will continue to be carried out by ISD and will service the Farr Institute. This will be funded and delivered by NSS. Non-health indexing will be delivered through the new indexing service in the final stages of delivering in NRS and will service the Booth Institute. It will be jointly funded by DSLS and ADRC. Data Linkage Framework Programme Board - 5 November 2013 PAPER 3 Accountability Given the various partners the complete management structure for all elements of the centre will be complex. Each of the partners will retain independent control of certain aspects, in particular approval of projects to be taken forward. There should though be a joint management board for the shared elements of the centre comprising of all those accountable for the various funding streams. This board would: - be accountable to the partners for the spend on the jointly funded elements of the centre - it won't set the strategic direction or approve projects for Farr, for ADRC or the 30 SG projects but would monitor project delivery in order to ensure efficiency, avoid duplication and look for opportunities to join up - it would monitor the delivery of the additional 30 projects to be delivered through the DSLS funded capacity and would delegate authority to the service director to approve these directly or provide approval for these as required The board should therefore be made up of Chris Dibben - accountable to ESRC for ADRC, Andrew Morris – accountable to MRC for Farr, Roger Halliday and Tim Ellis – jointly accountable to Scottish Government for DSLS, Phil Couser - accountable to NHS for eDRIS Independent Member to provide public accountability They will appoint a service director who will manage the centre on a day to day basis and account back to them for the spend and they will in turn be accountable back to their sponsors. Each funding stream is being used to deliver a set amount of capacity (e.g. DSLS are buying capacity for 60 projects, ADRC are buying 30 projects) .For each funder a memorandum of understanding of some kind will be agreed between the centre and the board setting out the expectations for how the capacity that is being funded will be delivered. The service director will ensure the shared capacity is distributed appropriately and the board will monitor this in terms of volume, scope and quality of the projects delivered by the available capacity. The details of how the work is done are up the joint centre to out giving the flexibility required. The centre is able to show the added value by demonstrating delivery against the priorities set out in the MoUs i.e. its the outputs we measure against not the process The board report back separately through the lead accountable person to each of their funders as required demonstrating achievement of the required outputs against the MoU. The joint board and shared management structure are critical in allowing us to look for cross cutting opportunity and avoid duplication.