Vidic 2:00 R18 THE IMPORTANCE OF ETHICS IN NUCLEAR ENGINEERING Elinor Lou (ell47@pitt.edu) INTRODUCTION: AN ENGINEERING SCENARIO TO CONSIDER ETHICS Let’s consider a scenario in which I am a new engineer working at a nuclear power plant. There are several reasons why a nuclear meltdown might occur. The structure of the plant could have been poorly designed or a catastrophic and uncontrollable event, like a heavy storm, could have damaged the plant. However, in this case, the two resident inspectors at the nuclear power plant have been neglecting their duties, which are set by the Nuclear Regulatory Commission (NRC). The nuclear reactors overheat, causing a nuclear meltdown, sending the public into a panic. I am asked to lead the task of containing any radiation leaks, a job that should be given to the head engineer, who is on vacation. In addition, the power plant releases a statement to the public that there is no danger to the surrounding community and evacuation from the area is unnecessary. However, I am aware of continuing problems in the plant that could endanger the surrounding areas, and I have discussed these concerns with other engineers who also believe there is a threat. In deciding what to do in this scenario, I need to consider codes of ethics. As I walk through this scenario, I will be frequently consulting the Code of Ethics from the National Society of Professional Engineers (NSPE) and the Code of Ethics from the American Nuclear Society (ANS). However, I will begin with a discussion of what occurs during a nuclear meltdown. Background Information on Nuclear Power Nuclear power is generated most commonly through controlled nuclear fission. The process of fission involves the bombardment of atoms with neutrons, a method which then causes a split in the atom’s nucleus, releasing a large amount of energy. In practice, this process is utilized by submerging fuel rods, which are filled with uranium pellets, in to water. Nuclear fission of the atoms is then induced, producing heat that transforms the water into pressurized steam. The steam then turns a turbine which powers a generator, ultimately creating energy [1]. Most nuclear plants will use uranium atoms in this process simply because of the fact that they are more readily available than other options like plutonium or thorium. However, there are still some plants that will use plutonium or thorium atoms, if available [1]. In nuclear fission, the very heat that is used to create energy can also cause a dangerous meltdown. The uranium used in nuclear fission must be overheated to successfully generate energy from it, but this process could also melt the containment structures in the plant. If the nuclear reactor University of Pittsburgh, Swanson School of Engineering 1 2013/10/29 overheats and this occurs, radiation leaks can contaminate surrounding air, food, and water supplies, even despite specially built safeguards [1]. ETHICAL DILEMMAS PRESENTED IN THE SCENARIO The Importance of Competent Training and Experience I am first presented with an ethical dilemma in this scenario when I am asked to help contain the radiation leaks. There are two points that make me uncomfortable with handling this task. First, as a relatively new engineer at the plant, I do not feel that I have the experience to manage this crisis like some older engineers might have. Second, this job is normally a task managed by the head engineer, most likely because it is a job that requires a lot of skill and expertise. Both of these facts are points for concern because they suggest that I am not a qualified individual to handle the responsibility of leading the way in containing a leakage. In the NSPE Rules of Practice, Rule 2a states that engineers are required to “undertake assignments only when qualified by education or experience in the specific technical fields involved” [2]. Though there is a possibility that my education was sufficient enough to suitably handle this situation, my lack of experience makes me a poor candidate to be put in charge of such an important task. It makes more sense for someone else with both education and experience to lead in the task of containment. The ANS Code of Ethics has a similar requirement in rule 4 of its Practices of Professional Conduct. This states that engineers will “perform only those services that we are qualified by training or experience to perform” [3]. If I am to stand by these codes, I cannot reasonably accept the task of leading containment efforts because I do not have the experience to perform the task. In one of the many conversations I have had with my mom about my future, my mother once suggested that I do not need to be completely qualified for a job that I choose to take. She believed that, as long as I had a background in the topic and as long as I made an effort to learn how to do a required skill on the job, I could claim that I was capable of doing the said task [4]. My mom’s advice was based on the idea that I needed to make myself look as attractive as possible to potential employers. However, telling my employer that I am indeed capable of doing this job breaks an important rule. Practice number four of the ANS Code of Conduct states that, in addition to performing only tasks that I am qualified to perform, that I must “provide full disclosure of [my] qualifications” [3]. I cannot lie to my employer and suggest Elinor Lou that I am qualified to handle this situation. In this scenario, I should not use my mom’s advice. Without feeling competent to handle the assignment, as stated under the NSPE and ANS Codes of Conduct, I would not accept the assignment. Instead, I would approach my employer and explain to them that my lack of experience makes me a flawed choice to lead the containment of radiation. Though I may have certain qualifications, being a new engineer at the plant means that there are probably many other experienced engineers who are more capable of conducting the containment process. I would suggest that one of those engineers take the assignment instead. Having solved this dilemma, I will continue on to consider other ethical problems in the scenario. allows me to reveal information, I can choose to object to my employer’s statement. Though I am a little unsure if ethical codes allow for it, I am also leaning toward informing someone – whether it be public authorities or the public in general – of the dangers to the surrounding community. Part of the reason I am considering this option is because of the reason the accident was caused. Michael Davis of the Illinois Institute of Technology has cited several reasons a meltdown might occur. Amongst the most grievous of reasons is negligence and incompetence [8]. Workers at a nuclear plant should always treat their work with the utmost importance due to the potential harm that could occur should they fail to do their job. The meltdown that occurred at the plant was caused by the negligence of inspectors. Their failure to properly do their job makes me more inclined to let the public know about the dangers of the meltdown. They are already complicit in allowing the crisis to occur in the first place. Refusing to inform the public is irresponsible and fails to take personal responsibility. In the song “Human” by The Killers, the lyrics question whether a person is still human if they choose to reject virtue. It asks, “Let me know, is your heart still beating” [9]. In other words, part of the responsibility of being human is to take into consideration how your choices affect other humans. By neglecting to tell the public that there may be a danger, the officials who made the statement are being less human and less compassionate. However, I must continue to consult different codes of ethics to solidify my decision. Considering the Public’s Need to Know The second questionable ethical situation in this meltdown scenario is the fact that a public statement was released reassuring people of no danger when workers inside the plant were aware of a possible threat. There are a couple rules in the NSPE Code of Ethics under the Rules of Practice that should be taken into consideration. The first rule is under the Fundamental Canon to “issue public statements only in an objective and truthful manner” [5]. In other words, I am required to be honest and to not leave out pertinent information in public statements. Specifically, Rule 3a says that I must be “objective and truthful in…statements” and to “include all relevant and pertinent information” [5]. However, I am not the one specifically making the statement; I am simply an employee aware of the fact that the management at my power plant is making a statement that is not entirely true when they say that there is no danger from radiation leaks. I need to consider more ethical rules to decide whether or not to counter my employer’s statement. There are some rules in the codes of ethics that conflict and make me unsure of what to do in this case. Knowing that there is a danger to the surrounding community, I might feel obligated to make a public statement refuting my employer’s statement. Rule 3b under the NSPE Code says that I “may express publicly technical opinions that are founded upon knowledge of the facts and competence in the subject matter” [6]. It does not specifically say whether this opinion has to be approved by my employer. A conflicting rule in the NSPE Code of Ethics puts doubt on whether or not this course of action is the best choice. Rule 1c says that I “shall not reveal facts, data, or information without the prior consent of the…employer except as authorized or required by law or this Code [7]. Now, I am torn between two rules. One says that I am allowed to make a public statement if it is fair and honest, while the other says I should not betray the trust of my employers and that I cannot reveal certain data without their approval. However, within the rule that says I cannot reveal this information, there is a provision that allows for the possibility of releasing information, if the law or the Code of Ethics is violated. If I can reasonably determine that the Code Placing an Importance on Public Health I need to use ethical rules to determine which is more important: my duties to the public or to my employer. Under the Rules of Practice in the NSPE Code of Ethics, I find that rule 1f specifically allows the disclosure of information in certain cases. Since the first Fundamental Cannon says that engineers must consider the safety, health, and welfare of the public to be extremely important [10], I can use rule 1f to help me make a decision. Rule 1f says that if I have “knowledge of any alleged violation of this Code” I must report it to the appropriate professional groups and/or to public authorities if necessary [10]. Using these specifications, I can reason that, by not informing the public of the danger of the radiation leak, my employers are violating the first Fundamental Canon to consider the wellbeing of the public. I know that there is definitely a danger that results from radiation leaks. In the past, there have been nuclear incidents that required evacuation due to the severity of the leak. For example, when a nuclear power plant in Chernobyl, Russia caught fire and released a small amount of radiation into the air, at least thirty-one people died from direct radiation. At least ten more deaths were caused by cases of thyroid cancer. More than one hundred thousand people were evacuated from a thirty-kilometer zone around the plant [11]. As a person aware of past accidents that were detrimental to the 2 Elinor Lou surrounding community, I know that similarly, in this case, there could be a danger to the surrounding community if exposed to direct, or indirect, radiation. Because my employers are violating the rule to consider the health of the public, I can inform public authorities of the problem. This decision is further reinforced by the ANS Code of Ethics under the first practice, which states that engineers must “hold paramount the safety, health, and welfare of the public and fellow workers [and] work to protect the environment” [12]. This expands upon the rules in the NSPE code by also including consideration of the health of the environment and not just the health of the people who might be affected. Based on past nuclear accidents, I also know that a meltdown can harm the environment. In 2011, an earthquake and the ensuing tsunami caused damage to the Fukushima Daiichi plant in Japan. The radiation released has tainted hundreds of square miles. A study led by Timothy Mousseau from the University of South Carolina began four months after the meltdown occurred at the Fukushima plant to study the local ecosystem and compare the expected number of certain bird species with the actual number. The initial survey found that the count of birds was thirty percent lower than the predicted number based on normal conditions [13]. A similar study of the ecosystem around the Chernobyl plant found a reduced number and longevity of birds, diminished fertility, smaller brains, and a higher number of significant mutations [13]. Clearly, a radiation leak can have detrimental effects on the environment. Knowing this, I can be reasonably sure that the radiation leak in the power plant I work in can harm the environment. Under the first practice of the ANS Code of Ethics, I must work to protect the environment. Just like the NSPE Code of Conduct allowed for further disclosure if any of the rules were violated, the ANS Code also includes provisions that permit further disclosure. Practice two under the ANS Code of Conduct states that “if warranted, consider further disclosure, if and when we perceive the pursuit of our professional duties might have adverse consequences for the present or future public and fellow worker health and safety or the environment” [14]. In other words, if public, worker, or environmental wellbeing is at risk, I am obligated to inform appropriate authorities of the problem. With many different rules in the Codes of Ethics reinforcing the idea that I should contact other authorities when the public wellbeing is in danger, I would definitely decide to contact public authorities to warn them that the surrounding area is at risk. Since my employer has failed to inform the public of the dangers to them, I am allowed to contact authorities to ensure the health of the surrounding community. CONCLUSION: WHY ETHICS ARE IMPORTANT Following ethical procedures for engineers working in nuclear power plants can be vital to ensuring the safety of the surrounding environment and community. Though the scenario discussed throughout this paper is theoretical, it is also a scenario that could easily exist in real life. In addition to the meltdowns described in this paper, another famous meltdown occurred at Three Mile Island in Pennsylvania. There is every possibility that another incident could occur at a nuclear power plant that requires the consideration of many more rules of ethics than discussed in this paper. Throughout this scenario, I have only identified a couple important rules of conduct. In real life, an engineer can face many more ethical dilemmas that require a consultation of more than just the rules I have identified. It might be a temptation to break the rules, but as an engineer, he or she is required to put the wellbeing of others first and to protect the reputation and honor of the profession. A clear and defined code of ethics allows an engineer to more reliably make decisions that are in the best interest of employers, coworkers, and the community. Engineers are typically people with incredible resources to change the world, but following ethical rules ensures that they change the world for the better. REFERENCES [1] A. Rich. (2013). “Nuclear Power: An Overview.” Points of View Reference Center, EBSCOhost. (Database Article). http://web.ebscohost.com/pov/detail?sid=eac98e1b-039e4369-8b07ea9958055f42%40sessionmgr111&vid=2&hid=112&bdata= JnNpdGU9cG92LWxpdmU%3d#db=pwh&AN=23413836. [2] NSPE. (2007). II.2.a. NSPE Code of Ethics for Engineers. (Online). http://www.nspe.org/Ethics/CodeofEthics/index.html [3] ANS. (2012). 4. American Nuclear Society Code of Ethics. (Online). http://www.ans.org/about/coe/ [4] H. Chen. (2013). Conversation. [5] NSPE. (2007). II.3.a. NSPE Code of Ethics for Engineers. (Online). http://www.nspe.org/Ethics/CodeofEthics/index.html [6] NSPE. (2007). II.3.b. NSPE Code of Ethics for Engineers. (Online). http://www.nspe.org/Ethics/CodeofEthics/index.html [7] ANS. (2012). 7. American Nuclear Society Code of Ethics. (Online). http://www.ans.org/about/coe/ [8] M. Davis. (2012). “Three Nuclear Disasters and a Hurricane: Some Reflections on Engineering Ethics.” Journal of Applied Ethics and Philosophy. (Online Article). http://hdl.handle.net/2115/50468. pp. 2-8. 3 Elinor Lou [9] The Killers. (2008). “Human.” Song lyrics. [10] NSPE. (2007). II.1.f. NSPE Code of Ethics for Engineers. (Online). http://www.nspe.org/Ethics/CodeofEthics/index.html [11] J. Pearson. (2013) “The Risks of Nuclear Power Outweigh the Benefits.” Points of View Reference Center, EBSCOhost. (Database Article). http://web.ebscohost.com/pov/detail?sid=20849d03-b21140ea-8deb946a94ec454d%40sessionmgr114&vid=2&hid=114 [12] ANS. (2012). 1. American Nuclear Society Code of Ethics. (Online). http://www.ans.org/about/coe/ [13] J. Little. (2012) “How Has Fukushima’s Nuclear Disaster Affected the Environment?” Audubon Magazine. (Online Article). http://www.audubonmagazine.org/articles/birds/how-hasfukushimas-nuclear-disaster-affected-environment [14] ANS. (2012). 2. American Nuclear Society Code of Ethics. (Online). http://www.ans.org/about/coe/ ADDITIONAL SOURCES J. Pearson. (2013). “Point: Nuclear Power Plants are Safe, Clean, and Cost Effective.” Points of View Reference Center, EBSCOhost. (Database Article). http://web.ebscohost.com/pov/detail?sid=eac98e1b-039e4369-8b07ea9958055f42%40sessionmgr111&vid=3&hid=112 NRC. (2012). “Fact Sheet on Oversight of Nuclear Power Plants.” Nuclear Regulatory Commission. (Website). http://www.nrc.gov/reading-rm/doc-collections/factsheets/oversight.html W. Bowen. (2009). Engineering Ethics: Outline of an Aspirational Approach. Swansea, UK: Springer London. (Ebook). pp. 29-41. ACKNOWLEDGEMENTS I would like to thank the librarians at the Bevier Engineering Library for their excellent advice on finding good resources. I would also like to thank all the friends and peers who offered support or advice when I asked for it and my mother who I once had a conversation with that I used in this paper. Finally, I want to thank my writing instructor, Liberty Ferda, for the helpful feedback given on my last writing assignment that allows me to continue to develop my writing style and abilities. 4