Mahboobin 10:00 R01 ETHICS OF FIBROIN Jeremy Pedersen (jrp104@pitt.edu) PRESENTING THE FACTS The business I work for, Aevum Solutions, is a newly formed company that works in the research, development, and production of biomaterials. An outside investment firm is willing to pay for the production and distribution of our newest biomaterial, fibroin, if we move it to the market within the next month. The firm most likely, as an investment firm, sees only the monetary side of the material, fibroin, but fibroin has many useful applications to the advancement of human health. Fibroin is a biomaterial originating from the silk spun by lepidopterans, an order of larvae. After manipulation in the lab by processes such as super heating, snap freezing, Ph baths, and polar distortions, fibroin can be used as a cell base in the eyes. Cell bases are non-living materials which serve as foundations for cell growth. A majority of cells will not naturally integrate into an organism and remain at the location of transplantation without the assistance of a cell base. At the moment, fibroin is the only durable and bio-compatible biomaterial. Fibroin has several outstanding qualities, such as its ability to act as a semipermeable membrane and to maintain a transparent quality after implantation. Fibroin’s varied qualities give it great potential for use in the medical field. Thousands of people who need implants could be saved by the release of this biomaterial. Fibroin is a cheaper alternative to implants, giving access to health care for the less fortunate. Fibroin is also more accessible than eyes for transplanting. Most third world countries don’t have the cold storage needed to store organs, but they could store fibroin. The investment firm sees the wide market for our biomaterials use. Still, other companies are also working to produce a functional biomaterial cell base. If Aevum Solutions works with the firm, we have the chance to be the first biomaterial producer on the market. The first product to make the market will make the most profit, which is where the push to release soon originates. Without the help from the firm, our company may not have the ability to release fibroin and distribute it into the medical world. THE ETHICAL DILEMMA I work as an ocular bioengineer for Aevum Solutions and I am currently researching the use of fibroin for regeneration of ocular tissues and prevention of degenerative ocular disease. My work has only taken place for slightly over two years. Animal testing stages started only eight months ago. What I have seen in the tests so far is extremely promising, and I have reported so. Yet, with release in only a month, I have not determined if the fibroin will stay a translucent substance after an extended period of time, nor have I determined what effects there will be on humans after a long period of time. Long term effects on humans could range anywhere from minor eye pains to a cancerous growth. Cancer could develop if the cell base degrades and allows for cell growth in the opposite direction of its implantation. Both of these are possible implications that could harm human well-being, defeating the goal and purpose of its production. Aevum Solutions still wishes to proceed with pushing fibroin to the market despite a lack of research and a possible endangerment to humans. They have asked me to sign off on a form giving my consent for fibroin’s production. By giving my consent, I would be stating that fibroin is acceptable for use in the medical field. If I sign off, our company will receive necessary financial assistance to get fibroin off the ground, possible world recognition, and a large profit. For me, I would likely receive a promotion and recognition as an engineer. ETHICAL QUESTIONS AND CODES To decide what action should be taken in regards to signing the form for fibroin’s production, the codes and cannons of ethics for engineers and biomedical engineers must both be taken into consideration. The cannons that are most applicable to this specific case are the NSPE’s cannon 1, 2, 4, and 6. Respectively, that an engineer will “hold paramount the safety, health, and welfare of the public” to, “perform services only in areas of their competence” to, “Act for each employer or client as faithful agents or trustees”, and “Conduct themselves honorably, responsibly, ethically, and lawfully so as to enhance the honor, reputation, and usefulness of the profession” [1]. The other two cannons, concerning deceptive acts and answering only in objective matters, are of less concern because I am not trying to hide any of the truth. The other rules that should be considered include the NSPE’s code 3.2, 3.6 and all of the biomedical engineering code of ethics because all of it applies. Other than the codes of ethics, previous ethical papers and situations with similarities to my situation can help me make a decision. Also the input from outside sources that influence my personal moral system should be referenced. THE CODES DISCUSSION The first cannon of the NSPE’s code of ethics is about the safety of the public, and so is the BMES’s first code. The University of Pittsburgh, Swanson School of Engineering 1 2014-10-28 Jeremy Pedersen only difference is that the BMES code is to the “enhance the safety, health, and welfare” [2] as opposed to the NSPE, which is to simply “hold” [1] the safety. The two rules are very similar in wording, but in practice can conflict. In the case of fibroin, its use has the potential to fulfill both codes, and yet possibly neither. Fibroin can, and will, in the short run, help people who have ocular disabilities. There is very little risk involved in the placement of fibroin as it is hardly rejected by the body unlike full ocular transplants. This means the health of the public is being held. Fibroin also can improve the eyesight of people whose eyes are losing their natural abilities. This means that fibroin also can enhance the well-being of the public. Where it can fail both codes is in the future. If, in ten years the fibroin degrades and allows the cancerous spread of cells, the health of the public will be in jeopardy, breaking the NSPE code. Also if the fibroin loses its translucence, then the recipient’s eyesight will lose clarity, which is a denigration, which breaks the BMES code. So the question raised for me to answer is if the immediate health and enhancement of the general public is important enough to out weight the risk of a troublesome future. To aid me in my decision for this dilemma, of the present versus the future, is the second code in the NSPE ethics. The second code states that I can only act based on “areas of my competence” [1]. The longevity of fibroin is not within my engineering parameters. My job was to only create the product. The job of the quality engineer is to do the stress tests of the fibroin. There simply has not been enough time for that engineer to perform the given task. According to NSPE code 3.7, when I “believe others are guilty of unethical or illegal practices” that I shall “present such information” to the “proper authorities” [1]. According to the same rule though, I am not entitled to review another engineer’s work unless they are from another supplier. Unless I find the quality engineer’s work obviously unethical, I have no incentive to report save, that I have a reasonable doubt in the ability to hold the public’s safety. This code, 3.7, tells me that if that if fibroin does fail in ten years, then the blame will not fall on me. It may however be my duty to warn my superiors that one of my co-workers has not properly done his job. Whether or not he actually has is not up to me to decide and I am not required to investigate so it is likely that I would let the quality engineer pass. This code helps me lean towards the side of releasing the fibroin as it is not required that I account for the future. The next code to help my decision is the NSPE’s code 2.4.1 and 2.4.3. Both are under the code which states that “Engineers shall act for each employer or client as faithful agents or trustees” [1]. Part one states that engineers must disclose “all known or potential conflicts” that may “influence their judgment or the quality of services” [1]. Because the long-term effects of fibroin are unknown they are a potential conflict of our services which must be reported. Part two states that engineers shall “not accept financial or other valuable consideration directly or indirectly from outside agents in connection with the work for which they are responsible for” [1]. This code of ethics only applies assuming I am rewarded financially for the release of the product, which is likely. I may not be paid directly by the investment firm, but a raise is likely from my company, which would be an indirect result of the release of fibroin. This financial compensation on its own makes allowing an outside firm to pay for the release of our product unethical. Codes, 2.4.1 and 2.4.3, push me towards not releasing fibroin. In relation to money, the BMES code of ethics states that engineers will “Consider the larger consequences of their work in regard to cost, availability, and delivery of health care” [2]. If our company is to receive monetary gain from the release of fibroin, we will have more capitol for further research. Further research could lead to improvements to fibroin or even the production of a superior biomaterial. Allowing for the release of under developed fibroin may lead to the harm of a few, but could allow for the saving of many in the future. It is also possible that those few will not actually be harmed. From this code, I find that releasing fibroin is ethical, as it may help the overall future health and public well-being. APPLICATIONS OF ARTICLES Books have been written on how to act when confronted with an ethical dilemma. An entire book on how to act during an ethical dilemma for biomedical engineering specifically, has also been written. This book, Biomedical Ethics for Engineers, is a worthwhile source to look at as it has been published, reviewed, and accepted by the general engineering society. The examples found within are a good instance for which I should I act in comparison to. Stated in the book is that human improvement and “enhancement is an optimization between risk and opportunity” [3]. In my case the risks are the health of the public, but the opportunity is greater human health in the long run, increased wealth, and increased scientific knowledge. The weight of the risks and opportunity is for me to decide in this case. Following this advice I would likely lean on the side of releasing fibroin because the possible benefits far outweigh the risks. Another statement within the book is that “voluntary consent of the human subject is absolutely essential” [3]. According to this statement, it would be completely unethical to allow the first set of people using fibroin to be the test for its effectiveness. Unless they consented. So a possible work around would be to explain the risk to the patient and only proceed if and only if they understand and accept the risks associated with fibroin. By this method, the cost of human health is a little more ethical as the human subject understands the situation and is willingly involving themselves. Resulting from this example, I would once more lean towards the release of fibroin, but this time only when subjects are informed of its risks. 2 Jeremy Pedersen A small article titled, Communitarian Bioethics: Three Case Studies, goes into detail on whether or not it is ethical to take a save the masses over the individuals approach. This applies directly to my case because one of my main points is that a sacrifice in the small amount of people using fibroin at the start could help save many in the long run. According to the article there are, “conditions under which individuals have to accept various sacrifices for the good of all” [4]. If this is true, then I should indeed press forward with the release of fibroin; however, I must still take into account that it is only true under certain conditions. Later in the article it is stated that there must be “patient rights” that include “debriefing” [4] for any tests or treatments. From this I lean towards the idea that the release and use of fibroin would once more be ethical if and only if the subjects were told of the risks. Once informed of the risks it is ethical to believe that it is worthwhile to put the few at risk in order to save the majority. MY MORAL GUIDANCE Many of the factors that weigh into my decision involve my own moral beliefs. Much of my moral system has been molded by the society that I live in. The best examples of that society are the people that I surround myself with, specifically my peer group and my parents. Due to these groups impact on me, I have talked over this ethical dilemma with both groups. My parents are not only a good representation of my morals, but they are also two people who I often look to for guidance. My mother told me that it would be unethical to release a product that is not finished, stating that it would be a breach of the public’s trust in a quality product [5]. This statement assumes that fibroin is not up to a standard quality, which it is, but I do take into account that she is right that it would be unethical to breach the trust of the public. My father on the other hand, simply stated that if it would help more than it could harm, then it should be released [5]. From my mother I once more lean towards the idea that fibroin should be released, but with a warning or caution statement. From my father, I think releasing it would help more than it would harm, which would mean I should allow the fibroin to be medically used. My peers also have a large impact on what I find to be ethical or unethical and they also are a representation of my generation and what they believe. A majority of my peers stated that it would be unethical to allow any people at all to come in harm’s way simply for a chance at a better future [6]. According to them, all lives should be seen as equal opportunity and risking one is just as unethical as risking a possible five. From my friends I lean towards the side of not releasing the fibroin and to continue working on it in the lab at the risk of not ever being able to produce it and losing some recognition as an engineer. DECISION AND RECCOMENDATION After reviewing the many ethical rights and wrongs of releasing fibroin with the help of an investment firm while not having full research, I have concluded that I would release the biomaterial. Due to the dangers involved I would only do so on the condition that any patients to receive fibroin first understand and accept the possible long term effects. To come to this conclusion I took into account the materials reviewed from the codes of ethics, the articles, and from my parents and peers. According to the codes of ethics, both the BMES and NSPE code, I am not held accountable for the degradation of fibroin as testing its long term affects does not fall under my abilities. The health of the public will actually be improved upon the release of fibroin, so that makes it unethical to withhold it. The financial acceptance is immoral on its own, but will help total public health so once more, the ethical outweighs the unethical. From the engineering articles it can be seen that in general, if something helps a patient but with possible side effects, it is only ethical if they understand the effects, leading to my belief that fibroin must have patient understanding. From my peers I understand that fibroin may cause an unfair loss initially, but the possible benefits of future progress in the health field is too great to pass. To all engineers I recommend going through the same process for any ethical dilemma. Going through all of the cannons and rules for the general NSPE and specific engineering codes will lay down a guideline to base a decision off of. Looking into other examples can also help guide to what others would believe to find an acceptable choice. Finally looking at others with a moral judgment that one personally looks to can help one understand what they believe to be the ethical decision. RFERENCES [1]"NSPE Code of Ethics for Engineers." National Society of Professional Engineers. [2] "Biomedical Engineering Society Code of Ethics." Biomedical Engineering. Worcester Polytechnic Institute [3] D. Vallero. (2007) Biomedical Ethics for Engineers Ethics and Decision Making in Biomedical and Biosystem Engineering. Amsterdam: Elsevier/Academic. (print book) [4] M. Gross. (2014) Communitarian Bioethics: Three Case Studies. New York: Springer Science+Business Media (print article) [5] R. Pedersen, S. Pedersen. (2014, October 25). Interview [6] C. Bogart, M. Farrell, C. Pinkerton, V. Stevans. (2014, October 20) Interview. [7] C.Beck, J. Branch, D. O’Brien, L. Patterson, R. Andreoli, M. Usmen, S. Sudler (2013) “Public Health and Safety3 Jeremy Pedersen Delay in Adressing Fire Code Violations” National Society of Professional Engineers. http://www.nspe.org/sites/default/files/BER%20Case%20No %2013-11-FINAL.pdf [8] “To Realease, or Not to Release: An Engineer’s Perspective” Stanford Bio design http://biodesign.stanford.edu/bdn/ethicscases/21releasequesti on.jsp [9] J.R Young (2008) “It’s All the Same…” Chronicle of Higher Education. (Online journal). http://www.webguru.neu.edu/professionalism/casestudies/its-all-same ACKNOWLEDGEMENTS I would like to acknowledge Caitrin, Coleman, Margaret, Sean, and Victoria for listening and providing feedback to my ideas about fibroin and ocular regeneration. In addition for unconditional support provided. Special thanks to Caitrin Victoria for editing the paper. Also thanks to my parents for their moral inputs. 4