SOLICITATION NO. R13PS40020 GSU Transformers and Associated Equipment Replacements Glen Canyon Power Plant Middle River Division – Glen Canyon Unit – Arizona – Utah Colorado River Storage Project Volume 1 of 2 GSU Transformers and Associated Equipment Replacements Glen Canyon Power Plant Middle River Division – Glen Canyon Unit – Arizona – Utah Colorado River Storage Project FOREWORD Work is located approximately 3 miles northwest of Page, Arizona in Coconino County. Principal components of work include removing and disposing of existing GSU power transformers, furnishing, testing, and installing new GSU power transformers; removing and disposing existing isolated phase bus and bushing connecting GSU power transformers to generator synchronizing breakers, furnishing, testing and installing new isolated phase bus and bushing connecting GSU power transformers to generator synchronizing breakers; removing and disposing existing isolated phase bus between the generator synchronizing breakers and the generators, furnishing, testing and installing new isolated phase bus between the generator synchronizing breakers and the generators; removing and disposing existing potential transformers, generator surge protectors and associated cubicles attached to existing isolated phase bus, furnishing, testing and installing new potential transformers, generator surge protectors and associated cubicles; removing and disposing existing generator output bushings, furnishing, testing and installing new generator output bushings; constructing new cast-in-place concrete fire walls; furnishing and installing new transformer seismic anchorage systems; removing and disposing of existing oil-spill containment systems; and furnishing and installing new oil-spill containment systems. PRE-BID SITE VISIT: A PREBID SITE VISIT WILL BE HELD ON MARCH 26, 2013, FROM THE CARL HAYDEN VISITOR’S CENTER AT GLEN CANYON DAM, PAGE, AZ, BEGINNING AT 9:00 AM. PARTIES PLANNING TO ATTEND THE SITE VISIT MUST SEND THE COMPANY NAME, AND NAME OF ATTENDEES, IN WRITING, TO: MATT JACKSON, GC-200 GLEN CANYON FIELD DIVISION P.O. BOX 1477 PAGE, ARIZONA, 86040-1477 EMAIL: MBJACKSON@USBR.GOV AT LEAST THREE DAYS BEFORE THE DATE OF THE SITE VISIT. FOR INFORMATION REGARDING BUREAU OF RECLAMATION'S PUBLICATION "RECLAMATION SAFETY AND HEALTH STANDARDS" (2009 EDITION) WHICH IS APPLICABLE TO WORK UNDER THIS CONTRACT, SEE CLAUSE AT "WBR 1452.223-81 SAFETY AND HEALTH." This page intentionally left blank. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 5 of 157 TABLE OF CONTENTS SECTION A – Solicitation – Contract Form SECTION B – Supplies Services and Prices B.2 Warranted Characteristics SECTION C – Description/Specifications/Statement of Work SECTION D – Packaging and Marking SECTION E -- Inspection and Acceptance E.1 Inspection Of Supplies--Fixed Price E.2 Responsibility for Supplies E.3 Inspection of Construction SECTION F -- Deliveries or Performance F.1 FOB Destination F.2 Clauses By Reference F.3 Commencement, Prosecution, and Completion of Work F.4 Liquidated Damages--Construction F.5 Time Extensions F.6 Variation in Estimated Quantity F.7 Clauses By Reference SECTION G -- Contract Administration Data G.1 Authorities and Delegations G.2 Reclamation Invoicing Submission Requirements G.3 Postaward Conference--Bureau of Reclamation SECTION H -- Special Contract Requirements H.1 Contractor Performance Assessment Reporting System SECTION I -- Contract Clauses I.1 Clauses By Reference I.2 Payments I.3 Limitation on Witholding of Payment I.4 Extras I.5 Prompt Payment I.6 Warranty Of Supplies Of A Complex Nature I.7 Failure to Meet Performance Warranties - Alternate VI--Bureau of Reclamation I.8 Clauses By Reference I.9 Release of Claims--Department of the Interior I.10 Limitations On Subcontracting I.11 Buy American Act – Construction Materials Under Trade Agreements I.12 Bid Guarantee I.13 Performance and Payment Bonds--Construction I.14 Payments under Fixed-Price Construction Contracts I.15 Prompt Payment for Construction Contracts I.16 Superintendence by the Contractor I.17 Other Contracts (Apr 1984) (DEVIATION) I.18 Schedules for Construction Contracts I.19 Preconstruction Conference 9 11 29 31 33 35 35 37 38 41 41 42 42 43 43 43 43 45 45 46 47 49 49 51 51 51 52 52 52 57 59 60 61 62 62 67 68 69 72 80 80 80 81 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 6 of 157 I.20 I.21 I.22 I.23 Warranty of Construction Safety and Health--Bureau of Reclamation Equipment Ownership and Operating Expense--Bureau of Reclamation Payment for Mobilization and Preparatory Work - Alternate III--Bureau of Reclamation I.24 Other Invoice Requirements--Bureau of Reclamation I.25 Preservation of Cultural Resources--Bureau of Reclamation I.26 Clauses By Reference I.27 Non-Discrimination Notice to US Department of the Interior Contractors, Subcontractors and Lessors I.28 Authorized Workers Notice to Potential Bureau of Reclamation Contractors I.29 Restriction on Endorsements--Department of the Interior I.30 Liability Insurance -- Department of the Interior I.31 Prohibition Against Use of Lead-Based Paint -- Department of the Interior I.32 Central Contractor Registration I.33 Personal Identity Verification of Contractor Personnel I.34 Updates of Publicly Available Information Regarding Responsibility Matters I.35 Notice Of Total Small Business Set-Aside I.36 Subcontracts for Commercial Items I.37 Authorized Deviations In Clauses I.38 Asbestos-Free Warranty--Bureau of Reclamation I.39 Protecting Federal Employees and the Public from Exposure to Tobacco Smoke in the Federal Workplace -- Bureau of Reclamation I.40 Certification of Representatives for Corporate Sureties--Bureau of Reclamation I.41 Limitation of Funds (Fixed-Price Contract)--Bureau of Reclamation I.42 Claims Accounting--Bureau of Reclamation I.43 Security Requirements--Bureau of Reclamation I.44 Modification Proposals - Alternate IV--Bureau of Reclamation SECTION J – List of Attachments SECTION K -- Representations, Certifications and Other Statements of Offerors K.1 K.2 K.3 K.4 K.5 K.6 Place of Manufacture Certificate Of Independent Price Determination Annual Representations and Certifications Information Regarding Responsibility Matters Preparation of Proposals--Construction Class Deviation - Limitation with Respect to Felony Criminal Convictions and Delinquent Tax Debts K.7 Organizational Conflict of Interest -- Bureau of Reclamation SECTION L -- Instructions, Conditions and Notices to Bidders L.1 Clauses By Reference L.2 Use and Disclosure of Proposal Information--Department of the Interior L.3 Instructions to Offerors--Competitive Acquisition - Alternate II 81 82 83 86 87 88 90 92 93 94 95 95 95 97 98 99 99 101 101 101 102 102 104 104 115 117 117 119 117 119 120 121 125 126 127 127 129 129 129 131 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement L.4 Page 7 of 157 Requirements for Certified Cost or Pricing Data and Data Other Than Certified Cost or Pricing Data - Alternate IV L.5 Type Of Contract L.6 Notice of Requirement for Affirmative Action to Ensure Equal Employment Opportunity for Construction L.7 Preaward On-Site Equal Opportunity Compliance Review L.8 Notice of Buy American Act Requirement - Construction Materials Under Trade Agreements L.9 Site Visit (Construction) - Alternate I L.10 Notice of Intent to Acquire Metric Products and Services -- Bureau of Reclamation L.11 Source Evaluation and Selection Procedures -- Bureau of Reclamation L.12 General Proposal Instructions -- Bureau of Reclamation L.13 Technical Proposal Instructions -- Bureau of Reclamation L.14 Pricing Proposal Instructions -- Bureau of Reclamation L.15 Notice of Applicability--Cooperation with Authorities and Remedies - Child Labor--Bureau of Reclamation L.16 Notice of Proposed Partnering--Bureau of Reclamation L.17 Instruction for Mobilization and Preparatory Work Schedule Line Item Multiple Schedules--Bureau of Reclamation SECTION M -- Evaluation Factors for Award M.1 Evaluation Of Options Exercised At The Time Of Contract Award M.2 Evaluation Factors for Award -- Quality Predominance -- Bureau of Reclamation M.3 Notice of World Trade Organization Government Procurement Agreement Evaluations--Bureau of Reclamation M.4 Evaluation of Equipment Efficiencies and Losses - Alternate V--Bureau of Reclamation 136 136 136 137 138 139 139 140 143 144 149 150 150 151 153 153 153 156 156 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 8 of 157 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 9 of 157 SECTION A – SOLICITATION/CONTRACT FORM (See the first page of this document for the Standard Form 33 – Solicitation, Offer, and Award Cover Sheet.) Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 10 of 157 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 11 of 157 SECTION B - SUPPLIES OR SERVICES AND PRICES GSU TRANSFORMERS AND ASSOCIATED EQUIPMENT REPLACEMENT GLEN CANYON POWER PLANT MIDDLE RIVER DIVISION – GLEN CANYON UNIT – ARIZONA - UTAH COLORADO RIVER STORAGE PROJECT (a) Offers will be considered for award on the following schedules, but no offer will be considered for award on only a part of the schedules. (b) Schedules A-2(a), and A-2(b), are optional schedules for Schedules A-1 and A-3. Schedules B-2(a) and B-2(b) are optional schedules for Schedules B-1 and B-3. Schedules C-2(a) and C-2(b) are optional schedules for Schedules C-1 and C-3. Schedules D-2(a) and D-2(b) are optional schedules for Schedules D-1 and D-3. The Government will evaluate schedules A-1, A-3, B-1, B-3, C-1, C-3, D-1, and D-3 plus either optional schedules 2(a) or optional schedules 2(b) and award will be made to the Offeror with the best value to the Government and may not necessarily be the lowest total of all schedules. (c) All offers are subject to the terms and conditions of this solicitation. (d) The quantities in the schedules A-3, B-3, C-3, and D-3 are estimated quantities for comparison of offers only, and except as provided in the contract clause at FAR 52.21118, Variation in Estimated Quantity, no claim shall be made against the Government for overruns or underruns. (e) See the contract clause at WBR 1452.232-81 “Payment for Mobilization and Preparatory Work” for CLINs A-3, B-3, C-3, and D-3. (f) Definitions: (1) CLIN – Contract Line Item Number. SCHEDULE A-1 SUPPLIES CLIN Section Supplies or Services A-1.1 48 19 22 Furnishing and Factory Testing New Generator Isolated Phase Bus and Bushings for Generators 1 and 2 Quantity and Unit Unit Price For the lump sum of Amount $ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 12 of 157 SCHEDULE A-1 SUPPLIES Supplies or Services Quantity and Unit Unit Price Amount CLIN Section A-1.2 48 19 24 Furnishing and Factory Testing Twelve Potential Transformers, 15kV Surge Arrestors and All Associated Equipment Cubicles for Generators 1 and 2 For the lump sum of $ A-1.3 48 19 30 Furnishing and Factory Testing Three New Single Phase 345kV, 125 MVA Transformers – K1A: For the lump sum of $ A-1.4 48 19 30 Furnishing and Factory Testing One New Single Phase 345kV, 125 MVA Spare Transformer For the lump sum of $ A-1.5 48 19 30 Perform the Modified Induced Voltage Test on K1A Transformers For the lump sum of $ A-1.6 48 19 34 Furnishing and Factory Testing New Isolated Phase Bus for Transformer Bank K1A For the lump sum of $ A-1.7 48 19 36 Short Circuit Testing Spare 345kV Power Transformer For the lump sum of $ TOTAL FOR SCHEDULE A -1 $___________ SCHEDULE A-2 Supply Option (a) CLIN Section Supplies or Services A-2(a) 48 19 32 Natural (Vegetable Oil) Ester Fluids FR3 Oil Quantity and Unit Unit Price For the lump sum of Amount $ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 13 of 157 SCHEDULE A-2 Supply Option (b) CLIN Section A-2(b) 48 19 32 Supplies or Services Mineral Oil Quantity and Unit Unit Price For the lump sum of Amount $ SCHEDULE A-3 CONSTRUCTION WORK TO BE PERFORMED Section Supplies or Services A-3.1 WBR 1452.23 2 -81 Mobilization and Preparatory Work For the lump sum of $ A-3.2 52.24621 Extended Warranty for Three Single Phase 345kV, 125 MVA Transformers – K1A For the lump sum of $ 52.24621 Extended Warranty for One Single Phase 345kV, 125 MVA Spare Transformer – K1A For the lump sum of $ A-3.3 01 31 30 Contract Document Management System For the lump sum of $ A-3.4 01 33 26 Electrical Drawings and Data For the lump sum of $ A-3.5 03 30 00 Concrete 0.32 yd3 $ A-3.6 05 12 73 Power Transformer Anchorage Systems For the lump sum of $ A-3.7 05 50 00 Oil Spill Containment For the lump sum of $ A-3.8 05 50 04 Removing Existing Oil Spill Protection For the lump sum of $ A-3.9 07 88 10 Modular Fire Barriers For the lump sum of $ A-3.10 05 50 04 Reinstalling Existing Oil Spill Protection For the lump sum of $ A-3.11 22 10 04 Removing and Disposing of Cooling Water Piping Systems and Appurtenances for Transformer Bank K1A For the lump sum of $ CLIN Quantity and Unit Unit Price Amount Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 14 of 157 SCHEDULE A-3 CONSTRUCTION WORK TO BE PERFORMED CLIN Section Supplies or Services Quantity and Unit Unit Price Amount A-3.12 22 10 12 Furnishing and Installing Cooling Water Systems Pipe, Fittings and Appurtenances for Transformer Bank K1A For the lump sum of $ A-3.13 48 04 00 Removing and Disposing of Existing Isolated Phase Bus for Transformer Bank K1A For the lump sum of $ A-3.14 48 04 00 Removing and Disposing of Existing Isolated Phase Bus, PT Cubicles, Surge Arrestor Cubicle and Generator Bushing for Generators 1 and 2 For the lump sum of $ A-3.15 48 04 00 Removing and Disposing of Three Existing 345kV Single Phase Transformers - K1A For the lump sum of $ A-3.16 48 04 00 Salvage Credit for Copper in Three Existing Single Phase Transformers – K1A For the lump sum of $ A-3.17 48 04 00 Salvage Credit for Steel and Iron in Three Existing Single Phase Transformers – K1A For the lump sum of $ A-3.18 48 04 00 Removing and Disposing of One Existing Spare Single Phase 345kV Transformer For the lump sum of $ A-3.19 48 04 00 Salvage Credit for Copper in Existing Spare Single Phase 345kV Transformer For the lump sum of $ A-3.20 48 04 00 Salvage Credit for Steel and Iron in Existing Spare Single Phase 345kV Transformer For the lump sum of $ A-3.21 48 04 00 Disposal of Insulation Oil in Three Existing Single Phase 345kV Transformers – K1A For the lump sum of $ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 15 of 157 SCHEDULE A-3 CONSTRUCTION WORK TO BE PERFORMED Supplies or Services Quantity and Unit Unit Price Amount CLIN Section A-3.22 48 04 00 Disposal of Insulation Oil in Existing Spare Single Phase 345kV Transformer For the lump sum of $ A-3.23 48 19 22 Installing and Field Testing New Generator Isolated Phase Bus and Bushings for Generators 1 and 2 For the lump sum of $ A-3.24 48 19 24 Installing and Field Testing Twelve Potential Transformers, Six 15kV Surge Arrestors and All Associated Equipment Cubicles for Generators 1 and 2 For the lump sum of $ A-3.25 48 19 30 Installing and Field Testing Three New Single Phase 345kV, 125 MVA Transformers – K1A For the lump sum of $ A-3.26 48 19 30 Field Test and Prepare for Storage One New Single Phase 345kV, 125 MVA Spare Transformer For the lump sum of $ A-3.27 48 19 30 Provide and Prepare for Storage Extra Materials for 345kV Transformers For the lump sum of $ A-3.28 48 19 34 Installing and Field Testing New Isolated Phase Bus for Transformer Bank K1A For the lump sum of $ A-3.29 48 19 30 Training For the lump sum of $ TOTAL FOR SCHEDULE A -3 $___________ TOTAL FOR SCHEDULES A-1, A-2(a), AND A-3 $___________ TOTAL FOR SCHEDULES A-1, A-2(b), AND A-3 $___________ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 16 of 157 SCHEDULE B-1 SUPPLIES Supplies or Services Quantity and Unit Unit Price Amount CLIN Section B-1.1 48 19 22 Furnishing and Factory Testing New Generator Isolated Phase Bus and Bushings for Generators 3 and 4 For the lump sum of $ B-1.2 48 19 24 Furnishing and Factory Testing Twelve Potential Transformers, Six 15kV Surge Arrestors and All Associated Equipment Cubicles for Generators 3 and 4 For the lump sum of $ B-1.3 48 19 30 Furnishing and Factory Testing Three New Single Phase 345kV, 125 MVA Transformers – K3A: For the lump sum of $ B-1.4 48 19 30 Perform the Modified Induced Voltage Test on K3A Transformers For the lump sum of $ B-1.5 48 19 34 Furnishing and Factory Testing New Isolated Phase Bus for Transformer Bank K3A For the lump sum of $ TOTAL FOR SCHEDULE B-1 $___________ SCHEDULE B-2 Supply Option (a) CLIN Section Supplies or Services B-2(a) 48 19 32 Natural (Vegetable Oil) Ester Fluids FR3 Oil Quantity and Unit Unit Price For the lump sum of Amount $ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 17 of 157 SCHEDULE B-2 Supply Option (b) CLIN Section B-2(b) 48 19 32 Supplies or Services Mineral Oil Quantity and Unit Unit Price For the lump sum of Amount $ SCHEDULE B-3 CONSTRUCTION WORK TO BE PERFORMED Supplies or Services Quantity and Unit Unit Price Amount CLIN Section B-3.1 WBR 1452.232 -81 Mobilization and Preparatory Work For the lump sum of $ B-3.2 52.246-21 Extended Warranty for Three Single Phase 345kV, 125 MVA Transformers – K3A For the lump sum of $ B-3.3 01 31 30 Contract Document Management System For the lump sum of $ B-3.4 01 33 26 Electrical Drawings and Data For the lump sum of $ B-3.5 03 30 00 Concrete 0.16 yd3 $ B-3.6 05 12 73 Power Transformer Anchorage Systems For the lump sum of $ B-3.7 05 50 00 Oil Spill Containment For the lump sum of $ B-3.8 05 50 04 Removing Existing Oil Spill Protection For the lump sum of $ B-3.9 07 88 10 Modular Fire Barriers For the lump sum of $ B-3.10 22 10 04 Removing and Disposing of Cooling Water Piping Systems and Appurtenances for Transformer Bank K3A For the lump sum of $ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 18 of 157 SCHEDULE B-3 CONSTRUCTION WORK TO BE PERFORMED CLIN Section Supplies or Services Quantity and Unit Unit Price Amount B-3.11 22 10 12 Furnishing and Installing Cooling Water Systems Pipe, Fittings and Appurtenances for Transformer Bank K3A For the lump sum of $ B-3.12 48 04 00 Removing and Disposing of Existing Isolated Phase Bus for Transformer Bank K3A For the lump sum of $ B-3.13 48 04 00 Removing and Disposing of Existing Isolated Phase Bus, PT Cubicles, Surge Arrestor Cubicle and Generator Bushing for Generators 3 and 4 For the lump sum of $ B-3.14 48 04 00 Removing and Disposing of Three Existing 345kV Single Phase Transformers – K3A For the lump sum of $ B-3.15 48 04 00 Salvage Credit for Copper in Three Existing Single Phase Transformers – K3A For the lump sum of $ B-3.16 48 04 00 Salvage Credit for Steel and Iron in Three Existing Single Phase Transformers – K3A For the lump sum of $ B-3.17 48 04 00 Disposal of Insulation Oil in Three Existing Single Phase 345k V Transformers – K3A For the lump sum of $ B-3.18 48 19 22 Installing and Field Testing New Generator Isolated Phase Bus and Bushings for Generators 3 and 4 For the lump sum of $ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 19 of 157 SCHEDULE B-3 CONSTRUCTION WORK TO BE PERFORMED CLIN Section Supplies or Services Quantity and Unit Unit Price B-3.19 48 19 24 Installing and Field Testing Twelve Potential Transformers, Six 15kV Surge Arrestors and All Associated Equipment Cubicles for Generators 3 and 4 For the lump sum of $ B-3.20 48 19 30 Installing and Field Testing Three New Single Phase 345kV, 125 MVA Transformers – K3A For the lump sum of $ B-3.21 48 19 34 Installing and Field Testing New Isolated Phase Bus for Transformer Bank K3A For the lump sum of $ TOTAL FOR SCHEDULE B-3 Amount $___________ TOTAL FOR SCHEDULES B-1, B-2(a), AND B-3 $___________ TOTAL FOR SCHEDULES B-1, B-2(b), AND B-3 $___________ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 20 of 157 SCHEDULE C-1 SUPPLIES CLIN Section Supplies or Services Quantity and Unit Unit Price C-1.1 48 19 22 Furnishing and Factory Testing New Generator Isolated Phase Bus and Bushings for Generators 5 and 6 For the lump sum of $ C-1.2 48 19 24 Furnishing and Factory Testing Twelve Potential Transformers, Six 15kV Surge Arrestors and Associated Equipment Cubicles for Generators 5 and 6 For the lump sum of $ C-1.3 48 19 30 Furnishing and Factory Testing Three New Single Phase 345 kV, 125 MVA Transformers – K5A For the lump sum of $ C-1.4 48 19 30 Perform the Modified Induced Voltage Test on K5A Transformers For the lump sum of $ C-1.5 48 19 34 Furnishing and Factory Testing New Isolated Phase Bus for Transformer Bank K5A For the lump sum of $ TOTAL FOR SCHEDULE C-1 Amount $___________ SCHEDULE C-2 Supply Option (a) CLIN Section Supplies or Services C-2(a) 48 19 32 Natural (Vegetable Oil) Ester Fluids FR3 Oil Quantity and Unit Unit Price For the lump sum of Amount $ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 21 of 157 SCHEDULE B-2 Supply Option (b) CLIN Section C-2(b) 48 19 32 Supplies or Services Mineral Oil Quantity and Unit Unit Price For the lump sum of Amount $ SCHEDULE C-3 CONSTRUCTION WORK TO BE PERFORMED Section Supplies or Services C-3.1 WBR 1452.23 2 -81 Mobilization and Preparatory Work For the lump sum of $ C-3.2 52.24621 Extended Warranty for Three Single Phase 345kV, 125 MVA Transformers – K5A For the lump sum of $ C-3.3 01 31 30 Contract Document Management System For the lump sum of $ C-3.4 01 33 26 Electrical Drawings and Data For the lump sum of $ C-3.5 03 30 00 Concrete C-3.6 05 12 73 Power Transformer Anchorage Systems For the lump sum of $ C-3.7 05 50 00 Oil Spill Containment For the lump sum of $ C-3.8 05 50 04 Removing Existing Oil Spill Protection For the lump sum of $ C-3.9 07 88 10 Modular Fire Barriers For the lump sum of $ C-3.10 22 10 04 Removing and Disposing of Cooling Water Piping Systems and Appurtenances for Transformer Bank K5A For the lump sum of $ CLIN Quantity and Unit Unit Price 0.16yd3 Amount $ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 22 of 157 SCHEDULE C-3 CONSTRUCTION WORK TO BE PERFORMED CLIN Section Supplies or Services Quantity and Unit Unit Price Amount C-3.11 22 10 12 Furnishing and Installing Cooling Water Systems Pipe, Fittings and Appurtenances for Transformer Bank K5A For the lump sum of $ C-3.12 48 04 00 Removing and Disposing of Existing Isolated Phase Bus for Transformer Bank K5A For the lump sum of $ C-3.13 48 04 00 Removing and Disposing of Existing Isolated Phase Bus, PT Cubicles, Surge Arrestor Cubicle and Generator Bushing for Generators 5 and 6 For the lump sum of $ C-3.14 48 04 00 Removing and Disposing of Three Existing 345kV Single Phase Transformers – K5A For the lump sum of $ C-3.15 48 04 00 Salvage Credit for Copper in Three Existing Single Phase Transformers – K5A For the lump sum of $ C-3.16 48 04 00 Salvage Credit for Steel and Iron in Three Existing Single Phase Transformers – K5A For the lump sum of $ C-3.17 48 04 00 Disposal of Insulation Oil in Three Existing Single Phase 345k V Transformers – K5A For the lump sum of $ C-3.18 48 19 22 Installing and Field Testing New Generator Isolated Phase Bus and Bushings for Generators 5 and 6 For the lump sum of $ C-3.19 48 19 24 Installing and Field Testing Twelve Potential Transformers, Six 15kV Surge Arrestors and Associated Equipment Cubicles for Generators 5 and 6 For the lump sum of $ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 23 of 157 SCHEDULE C-3 CONSTRUCTION WORK TO BE PERFORMED CLIN Section Supplies or Services Quantity and Unit Unit Price C-3.20 48 19 30 Installing and Field Testing Three New Single Phase 345 kV, 125 MVA Transformers – K5A For the lump sum of $ C-3.21 48 19 34 Installing and Field Testing New Isolated Phase Bus for Transformer Bank K5A For the lump sum of $ TOTAL FOR SCHEDULE C-2 Amount $___________ TOTAL FOR SCHEDULES C-1, C-2(a), AND C-3 $___________ TOTAL FOR SCHEDULES C-1, C-2(b), AND C-3 $___________ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 24 of 157 SCHEDULE D-1 SUPPLIES CLIN Section Supplies or Services Quantity and Unit Unit Price D-1.1 48 19 22 Furnishing and Factory Testing New Generator Isolated Phase Bus and Bushings for Generators 7 and 8 For the lump sum of $ D-1.2 48 19 24 Furnishing and Factory Testing Twelve Potential Transformers, Six 15kV Surge Arrestors and Associated Equipment Cubicles for Generators 7 and 8 For the lump sum of $ D-1.3 48 19 30 Furnishing and Factory Testing Three New Single Phase 230 kV, 125 MVA Transformers – K7A For the lump sum of $ D-1.4 48 19 30 Furnishing and Factory Testing One New Single Phase 230kV, 125 MVA Spare Transformer For the lump sum of $ D-1.5 48 19 30 Perform the Modified Induced Voltage Test on K7A Transformers For the lump sum of $ D-1.6 48 19 34 Furnishing and Factory Testing New Isolated Phase Bus for Transformer Bank K7A For the lump sum of $ TOTAL FOR SCHEDULE D -1 Amount $___________ SCHEDULE D-2 Supply Option (a) CLIN Section Supplies or Services D-2(a) 48 19 32 Natural (Vegetable Oil) Ester Fluids FR3 Oil Quantity and Unit Unit Price For the lump sum of Amount $ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 25 of 157 SCHEDULE B-2 Supply Option (b) CLIN Section D-2(b) 48 19 32 Supplies or Services Mineral Oil Quantity and Unit Unit Price For the lump sum of Amount $ SCHEDULE D-# CONSTRUCTION WORK TO BE PERFORMED Supplies or Services Quantity and Unit Unit Price Amount CLIN Section D-3.1 WBR 1452.23 2 -81 Mobilization and Preparatory Work For the lump sum of $ D-3.2 52.24621 Extended Warranty for Three Single Phase 230 kV, 125 MVA Transformers – K7A For the lump sum of $ D-3.3 52.24621 Extended Warranty for One Single Phase 230kV, 125 MVA Spare Transformer – K7A For the lump sum of $ D-3.4 01 31 30 Contract Document Management System For the lump sum of $ D-3.5 01 33 26 Electrical Drawings and Data For the lump sum of $ D-3.6 03 30 00 Concrete D-3.7 05 12 73 Power Transformer Anchorage Systems For the lump sum of $ D-3.8 05 50 00 Oil Spill Containment For the lump sum of $ D-3.9 05 50 04 Removing Existing Oil Spill Protection For the lump sum of $ D-3.10 05 50 04 Reinstalling Existing Oil Spill Protection For the lump sum of $ 0.16yd3 $ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 26 of 157 SCHEDULE D-# CONSTRUCTION WORK TO BE PERFORMED Supplies or Services Quantity and Unit Unit Price Amount CLIN Section D-3.11 07 88 10 Modular Fire Barriers For the lump sum of $ D-3.12 22 10 04 Removing and Disposing of Cooling Water Piping Systems and Appurtenances for Transformer Bank K7A For the lump sum of $ D-3.13 22 10 12 Furnishing and Installing Cooling Water Systems Pipe, Fittings and Appurtenances for Transformer Bank K7A For the lump sum of $ D-3.14 48 04 00 Removing and Disposing of Existing Isolated Phase Bus for Transformer Bank K7A For the lump sum of $ D-3.15 48 04 00 Removing and Disposing of Existing Isolated Phase Bus, PT Cubicles, Surge Arrestor Cubicle and Generator Bushing for Generators 7 and 8 For the lump sum of $ D-3.16 48 04 00 Removing and Disposing of Three Existing Single Phase 230kV Transformers – K7A For the lump sum of $ D-3.17 48 04 00 Salvage Credit for Copper in Three Existing Single Phase 230kV Transformers – K7A For the lump sum of $ D-3.18 48 04 00 Salvage Credit for Steel and Iron in Three Existing Single Phase 230kV Transformers – K7A For the lump sum of $ D-3.19 48 04 00 Removing and Disposing of Existing Spare Single Phase 230kV Transformer For the lump sum of $ D-3.20 48 04 00 Salvage Credit for Copper in Existing Spare Single Phase 230kV Transformer For the lump sum of $ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 27 of 157 SCHEDULE D-# CONSTRUCTION WORK TO BE PERFORMED Supplies or Services Quantity and Unit Unit Price Amount CLIN Section D-3.21 48 04 00 Salvage Credit for Steel and Iron in Existing Spare Single Phase 230kV Transformer For the lump sum of $ D-3.22 48 04 00 Disposal of Insulation Oil in Three Existing Single Phase 230kV Transformers – K7A For the lump sum of $ D-3.23 48 04 00 Disposal of Insulation Oil in Existing Spare Single Phase 230kV Transformer For the lump sum of $ D-3.24 48 19 22 Installing and Field Testing New Generator Isolated Phase Bus and Bushings for Generators 7 and 8 For the lump sum of $ D-3.25 48 19 24 Installing and Field Testing Twelve Potential Transformers, Six 15kV Surge Arrestors and Associated Equipment Cubicles for Generators 7 and 8 For the lump sum of $ D-3.26 48 19 30 Installing and Field Testing Three New Single Phase 230 kV, 125 MVA Transformers – K7A For the lump sum of $ D-3.27 48 19 30 Field Test and Prepare for Storage One New Single Phase 230kV, 125 MVA Spare Transformer For the lump sum of $ D-3.28 48 19 30 Provide and Prepare for Storage Extra Materials for 230kV Transformers For the lump sum of $ D-3.29 48 19 30 Perform the Modified Induced Voltage Test on K7A Transformers For the lump sum of $ D-3.30 48 19 34 Installing and Field Testing New Isolated Phase Bus for Transformer Bank K7A For the lump sum of $ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 28 of 157 TOTAL FOR SCHEDULE D -2 $___________ TOTAL FOR SCHEDULES D-1, D-2(a), AND D-3 $___________ TOTAL FOR SCHEDULES C-1, C-2(b), AND C-3 $___________ TOTAL FOR ALL SCHEDULES INCLUDING OPTION (a) $____________ TOTAL FOR ALL SCHEDULES INCLUDING OPTION (b) $____________ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 29 of 157 B.2 WARRANTED CHARACTERISTICS (a) Offeror warrants that the losses of each 1-phase transformer shall not exceed the loss requirements furnished below, with rated voltage and frequency applied to each winding. Failure to furnish the required values will result in an incomplete offer, which will not be considered. (b) Offers will be evaluated in accordance with the provision at WBR 1452.246-80 “Evaluation of Equipment Efficiency and Losses.” The contract price will be adjusted in accordance with the clause at WBR 1452.246-81 "Failure to Meet Performance Warranties. (c) Transformers K1A, 3A, 5A losses: (d) (1) No-load losses, kilowatts .................................................. ________________ kW* (2) Total losses, at the loading condition of: 125,000-kilovolt ampere output at a temperature of 85 degrees C....................................... ________________ kW* Transformer K7A losses: (1) No-load losses, kilowatts .................................................. ________________ kW* (2) Total losses, at the loading condition of: 125,000-kilovolt ampere output at a temperature of 85 degrees C....................................... ________________ kW* * Round off to nearest tenth of a kilowatt. (e) Losses measured at a different loading than that which is required, but extrapolated to the required loading, will not be acceptable. END OF Section B Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 30 of 157 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 31 of 157 SECTION C – DESCRIPTION / SPECIFICATIONS / STATEMENT OF WORK All Schedules, All Items: The contractor shall perform and deliver the supplies and services hereunder in accordance with the specifications, drawings, and other attachments listed in Section J – List of Attachments, as well as FAR, WBR, and DIAR clauses in this contract. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 32 of 157 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 33 of 157 SECTION D – PACKAGING AND MARKING All Schedules, All Items: The contractor shall package and mark the supplies provided hereunder in accordance with the packaging and marking instructions that may be included in the specifications listed in Section J – List of Attachments, as well as FAR, WBR, and DIAR clauses in this contract. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 34 of 157 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 35 of 157 SECTION E -- INSPECTION AND ACCEPTANCE The following clauses pertain only to Schedules A-1, A-2, B-1, B-2, C-1, C-2, D-1, and D-2, supply requirements. E.1 52.246-02 INSPECTION OF SUPPLIES--FIXED PRICE AUGUST 1996 (a) Definition. "Supplies," as used in this clause, includes but is not limited to raw materials, components, intermediate assemblies, end products, and lots of supplies. (b) The Contractor shall provide and maintain an inspection system acceptable to the Government covering supplies under this contract and shall tender to the Government for acceptance only supplies that have been inspected in accordance with the inspection system and have been found by the Contractor to be in conformity with contract requirements. As part of the system, the Contractor shall prepare records evidencing all inspections made under the system and the outcome. These records shall be kept complete and made available to the Government during contract performance and for as long afterwards as the contract requires. The Government may perform reviews and evaluations as reasonably necessary to ascertain compliance with this paragraph. These reviews and evaluations shall be conducted in a manner that will not unduly delay the contract work. The right of review, whether exercised or not, does not relieve the Contractor of the obligations under the contract. (c) The Government has the right to inspect and test all supplies called for by the contract, to the extent practicable, at all places and times, including the period of manufacture, and in any event before acceptance. The Government shall perform inspections and tests in a manner that will not unduly delay the work. The Government assumes no contractual obligation to perform any inspection and test for the benefit of the Contractor unless specifically set forth elsewhere in this contract. (d) If the Government performs inspection or test on the premises of the Contractor or a subcontractor, the Contractor shall furnish, and shall require subcontractors to furnish, at no increase in contract price, all reasonable facilities and assistance for the safe and convenient performance of these duties. Except as otherwise provided in the contract, the Government shall bear the expense of Government inspections or tests made at other than the Contractor's or subcontractor's premises; provided, that in case of rejection, the Government shall not be liable for any reduction in the value of inspection or test samples. (e)(1) When supplies are not ready at the time specified by the Contractor for inspection or test, the Contracting Officer may charge to the Contractor the additional cost of inspection or test. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 36 of 157 (2) The Contracting Officer may also charge the Contractor for any additional cost of inspection or test when prior rejection makes reinspection or retest necessary. (f) The Government has the right either to reject or to require correction of nonconforming supplies. Supplies are nonconforming when they are defective in material or workmanship or are otherwise not in conformity with contract requirements. The Government may reject nonconforming supplies with or without disposition instructions. (g) The Contractor shall remove supplies rejected or required to be corrected. However, the Contracting Officer may require or permit correction in place,promptly after notice, by and at the expense of the Contractor. The Contractor shall not tender for acceptance corrected or rejected supplies without disclosing the former rejection or requirement for correction, and, when required, shall disclose the corrective action taken. (h) If the Contractor fails to promptly remove, replace, or correct rejected supplies that are required to be removed or to be replaced or corrected, the Government may either (1) by contract or otherwise, remove, replace, or correct the supplies and charge the cost to the Contractor or (2) terminate the contract for default. Unless the Contractor corrects or replaces the supplies within the delivery schedule, the Contracting Officer may require their delivery and make an equitable price reduction. Failure to agree to a price reduction shall be a dispute. (i) (1) If this contract provides for the performance of Government quality assurance at source, and if requested by the Government, the Contractor shall furnish advance notification of the time -(i) when Contractor inspection or tests will be performed in accordance with the terms and conditions of the contract; and (ii) When the supplies will be ready for Government inspection. (2) The Government's request shall specify the period and method of the advance notification and the Government representative to whom it shall be furnished. Requests shall not require more than 2 workdays of advance notification if the Government representative is in residence in the Contractor's plant, nor more than 7 workdays in other instances. (j) The Government shall accept or reject supplies as promptly as practicable after delivery, unless otherwise provided in the contract. Government failure to inspect and accept or reject the supplies shall not relieve the Contractor from responsibility, nor impose liability on the Government, for nonconforming supplies. (k) Inspections and tests by the Government do not relieve the Contractor of responsibility for defects or other failures to meet contract requirements discovered before acceptance. Acceptance shall be conclusive, except for latent defects, fraud, gross mistakes amounting to fraud, or as otherwise provided in the contract. (l) If acceptance is not conclusive for any of the reasons in paragraph (k) hereof, the Government, in addition to any other rights and remedies provided by law, or under other Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 37 of 157 provisions of this contract, shall have the right to require the Contractor (1) at no increase in contract price, to correct or replace the defective or nonconforming supplies at the original point of delivery or at the Contractor's plant at the Contracting Officer's election, and in accordance with a reasonable delivery schedule as may be agreed upon between the Contractor and the Contracting Officer; provided, that the Contracting Officer may require a reduction in contract price if the Contractor fails to meet such delivery schedule, or (2) within a reasonable time after receipt by the Contractor of notice of defects or nonconformance, to repay such portion of the contract as is equitable under the circumstances if the Contracting Officer elects not to require correction or replacement. When supplies are returned to the Contractor, the Contractor shall bear the transportation cost from the original point of delivery to the Contractor's plant and return to the original point when that point is not the Contractor's plant. If the Contractor fails to perform or act as required in (1) or (2) above and does not cure such failure within a period of 10 days (or such longer period as the Contracting Officer may authorize in writing) after receipt of notice from the Contracting Officer specifying such failure, the Government shall have the right by contract or otherwise to replace or correct such supplies and charge to the Contractor the cost occasioned the Government thereby. E.2 52.246-16 RESPONSIBILITY FOR SUPPLIES APRIL 1984 (a) Title to supplies furnished under this contract shall pass to the Government upon formal acceptance, regardless of when or where the Government takes physical possession, unless the contract specifically provides for earlier passage of title. (b) Unless the contract specifically provides otherwise, risk of loss of or damage to supplies shall remain with the Contractor until, and shall pass to the Government upon-(1) Delivery of the supplies to a carrier, if transportation is f.o.b. origin; or (2) Acceptance by the Government or delivery of the supplies to the Government at the destination specified in the contract, whichever is later, if transportation is f.o.b. destination. (c) Paragraph (b) of this section shall not apply to supplies that so fail to conform to contract requirements as to give a right of rejection. The risk of loss of or damage to such nonconforming supplies remains with the Contractor until cure or acceptance. After cure or acceptance, paragraph (b) of this section shall apply. (d) Under paragraph (b) of this section, the Contractor shall not be liable for loss of or damage to supplies caused by the negligence of officers, agents, or employees of the Government acting within the scope of their employment. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 38 of 157 The following clauses pertain only to Schedules A-3, B-3, C-3, and D-3, service (construction) requirements. E-3 52.246-12 INSPECTION OF CONSTRUCTION AUGUST 1996 (a) Definition. "Work" includes, but is not limited to, materials, workmanship, and manufacture and fabrication of components. (b) The Contractor shall maintain an adequate inspection system and perform such inspections as will ensure that the work performed under the contract conforms to contract requirements. The Contractor shall maintain complete inspection records and make them available to the Government. All work shall be conducted under the general direction of the Contracting Officer and is subject to Government inspection and test at all places and at all reasonable times before acceptance to ensure strict compliance with the terms of the contract. (c) Government inspections and tests are for the sole benefit of the Government and do not-(1) Relieve the Contractor of responsibility for providing adequate quality control measures; (2) Relieve the Contractor of responsibility for damage to or loss of the material before acceptance; (3) Constitute or imply acceptance; or (4) Affect the continuing rights of the Government after acceptance of the completed work under paragraph (i) of this section. (d) The presence or absence of a Government inspector does not relieve the Contractor from any contract requirement, nor is the inspector authorized to change any term or condition of the specification without the Contracting Officer's written authorization. (e) The Contractor shall promptly furnish, at no increase in contract price, all facilities, labor, and material reasonably needed for performing such safe and convenient inspections and tests as may be required by the Contracting Officer. The Government may charge to the Contractor any additional cost of inspection or test when work is not ready at the time specified by the Contractor for inspection or test, or when prior rejection makes reinspection or retest necessary. The Government shall perform all inspections and tests in a manner that will not unnecessarily delay the work. Special, full size, and performance tests shall be performed as described in the contract. (f) The Contractor shall, without charge, replace or correct work found by the Government not to conform to contract requirements, unless in the public interest the Government consents to accept the work with an appropriate adjustment in contract price. The Contractor shall promptly segregate and remove rejected material from the premises. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 39 of 157 (g) If the Contractor does not promptly replace or correct rejected work, the Government may-(1) by contract or otherwise, replace or correct the work and charge the cost to the Contractor; or (2) terminate for default the Contractor's right to proceed. (h) If, before acceptance of the entire work, the Government decides to examine already completed work by removing it or tearing it out, the Contractor, on request, shall promptly furnish all necessary facilities, labor, and material. If the work is found to be defective or nonconforming in any material respect due to the fault of the Contractor or its subcontractors, the Contractor shall defray the expenses of the examination and of satisfactory reconstruction. However, if the work is found to meet contract requirements, the Contracting Officer shall make an equitable adjustment for the additional services involved in the examination and reconstruction, including, if completion of the work was thereby delayed, an extension of time. (i) Unless otherwise specified in the contract, the Government shall accept, as promptly as practicable after completion and inspection, all work required by the contract or that portion of the work the Contracting Officer determines can be accepted separately. Acceptance shall be final and conclusive except for latent defects, fraud, gross mistakes amounting to fraud, or the Government's rights under any warranty or guarantee. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 40 of 157 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 41 of 157 SECTION F -- DELIVERIES OR PERFORMANCE The following clauses pertain only to Schedules A-1, A-2, B-1, B-2, C-1, C-2, D-1, and D-2, supply requirements. F.1 52.247-34 F.O.B. DESTINATION NOVEMBER 1991 (a) The term "f.o.b. destination," as used in this clause, means-(1) Free of expense to the Government, on board the carrier's conveyance, at a specified delivery point where the consignee's facility (plant, warehouse, store, lot, or other location to which shipment can be made) is located; and (2) Supplies shall be delivered to the destination consignee's wharf (if destination is a port city and supplies are for export), warehouse unloading platform, or receiving dock, at the expense of the Contractor. The Government shall not be liable for any delivery, storage, demurrage, accessorial, or other charges involved before the actual delivery (or "constructive placement" as defined in carrier tariffs) of the supplies to the destination, unless such charges are caused by an act or order of the Government acting in its contractual capacity. If rail carrier is used, supplies shall be delivered to the specified unloading platform of the consignee. If motor carrier (including "piggyback") is used, supplies shall be delivered to truck tailgate at the unloading platform of the consignee, except when the supplies delivered meet the requirements of Item 568 of the National Motor Freight Classification for "heavy or bulky freight." When supplies meeting the requirements of the referenced Item 568 are delivered, unloading (including movement to the tailgate) shall be performed by the consignee, with assistance from the truck driver, if requested. If the contractor uses rail carrier or freight forwarded for less than carload shipments, the contractor shall ensure that the carrier will furnish tailgate delivery, when required, if transfer to truck is required to complete delivery to consignee. (b) The Contractor shall-(1)(i) Pack and mark the shipment to comply with contract specifications; or (ii) In the absence of specifications, prepare the shipment in conformance with carrier requirements; (2) Prepare and distribute commercial bills of lading; (3) Deliver the shipment in good order and condition to the point of delivery specified in the contract; Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 42 of 157 (4) Be responsible for any loss of and/or damage to the goods occurring before receipt of the shipment by the consignee at the delivery point specified in the contract; (5) Furnish a delivery schedule and designate the mode of delivering carrier; and (6) Pay and bear all charges to the specified point of delivery. The following clauses pertain only to Schedules A-3, B-3, C-3, and D-3, service (construction) requirements. F.2 52.252-02 CLAUSES INCORPORATED BY REFERENCE This contract incorporates one or more clauses by reference, with the same force and effect as if they were given in full text. Upon request, the Contracting Officer will make their full text available. Also, the full text of a clause may be accessed electronically at the following addresses: FAR Clauses - https://www.acquisition.gov/far/ DOI Clauses - http://ecfr.gpoaccess.gov/cgi/t/text/textidx?c=ecfr&sid=6a027d0a3fbad00770078a4a32563132&rgn=div5&view=text&node=48:5.0.7.5 8.46&idno=48 Clause 52.242-14 F.3 52.211-10 Title Suspension of Work Date April 1984 COMMENCEMENT, PROSECUTION, AND COMPLETION OF WORK APRIL 1984 The Contractor shall be required to (a) commence work under this contract within 30 calendar days after the date the Contractor receives the notice to proceed, (b) prosecute the work diligently, and (c) complete the entire work ready for use not later than: Schedules A-1, A-2, and A-3 Schedules B-1, B-2, B-3, B-4 Schedules C-1, C-2, and C-3 Schedules D-1, D-2, and D-3 June 1, 2015 June 1, 2016 June 1, 2017 June 1, 2018 . . . . . . . . . . . * The time stated for completion shall include final cleanup of the premises. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement F.4 52.211-12 LIQUIDATED DAMAGES--CONSTRUCTION Page 43 of 157 SEPTEMBER 2000 (a) If the Contractor fails to complete the work within the time specified in the contract, the Contractor shall pay liquidated damages to the Government in the amount of $1,400 for each work day of delay until the work is completed or accepted. (b) If the Government terminates the Contractor's right to proceed, liquidated damages will continue to accrue until the work is completed. These liquidated damages are in addition to excess costs of repurchase under the Termination clause. F.5 52.211-13 TIME EXTENSIONS SEPTEMBER 2000 Time extensions for contract changes will depend upon the extent, if any, by which the changes cause delay in the completion of the various elements of construction. The change order granting the time extension may provide that the contract completion date will be extended only for those specific elements related to the changed work and that the remaining contract completion dates for all other portions of the work will not be altered. The change order also may provide an equitable readjustment of liquidated damages under the new completion schedule. F.6 52.211-18 VARIATION IN ESTIMATED QUANTITY APRIL 1984 If the quantity of a unit-priced item in this contract is an estimated quantity and the actual quantity of the unit-priced item varies more than 15 percent above or below the estimated quantity, an equitable adjustment in the contract price shall be made upon demand of either party. The equitable adjustment shall be based upon any increase or decrease in costs due solely to the variation above 115 percent or below 85 percent of the estimated quantity. If the quantity variation is such as to cause an increase in the time necessary for completion, the Contractor may request, in writing, an extension of time, to be received by the Contracting Officer within 10 days from the beginning of the delay, or within such further period as may be granted by the Contracting Officer before the date of final settlement of the contract. Upon the receipt of a written request for an extension, the Contracting Officer shall ascertain the facts and make an adjustment for extending the completion date as, in the judgment of the Contracting Officer, is justified. The following clauses pertain to all Schedules. F.7 52.252-02 CLAUSES INCORPORATED BY REFERENCE This contract incorporates one or more clauses by reference, with the same force and effect as if they were given in full text. Upon request, the Contracting Officer will make their full text available. Also, the full text of a clause may be accessed electronically at the following addresses: FAR Clauses - https://www.acquisition.gov/far/ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 44 of 157 DOI Clauses - http://ecfr.gpoaccess.gov/cgi/t/text/textidx?c=ecfr&sid=6a027d0a3fbad00770078a4a32563132&rgn=div5&view=text&node=48:5.0.7.5 8.46&idno=48 Clause 52.242-15 52.242-17 Title Stop-Work Order Government Delay Of Work Date August 1989 April 1984 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 45 of 157 SECTION G -- CONTRACT ADMINISTRATION DATA The following clauses pertain to all Schedules. G.1 1452.20170 AUTHORITIES AND DELEGATIONS SEPTEMBER 2011 (a) The Contracting Officer is the only individual authorized to enter into or terminate this contract, modify any term or condition of this contract, waive any requirement of this contract, or accept nonconforming work. (b) The Contracting Officer will designate a Contracting Officer's Representative (COR) at time of award. The COR will be responsible for technical monitoring of the contractor's performance and deliveries. The COR will be appointed in writing, and a copy of the appointment will be furnished to the Contractor. Changes to this delegation will be made by written changes to the existing appointment or by issuance of a new appointment. (c) The COR is not authorized to perform, formally or informally, any of the following actions: (1) Promise, award, agree to award, or execute any contract, contract modification, or notice of intent that changes or may change this contract; (2) Waive or agree to modification of the delivery schedule; (3) Make any final decision on any contract matter subject to the Disputes Clause; (4) Terminate, for any reason, the Contractor's right to proceed; (5) Obligate in any way, the payment of money by the Government. (d) The Contractor shall comply with the written or oral direction of the Contracting Officer or authorized representative(s) acting within the scope and authority of the appointment memorandum. The Contractor need not proceed with direction that it considers to have been issued without proper authority. The Contractor shall notify the Contracting Officer in writing, with as much detail as possible, when the COR has taken an action or has issued direction (written or oral) that the Contractor considers to exceed the COR's appointment, within 3 days of the occurrence. Unless otherwise provided in this contract, the Contractor assumes all costs, risks, liabilities, and consequences of performing any work it is directed to perform that falls within any of the categories defined in paragraph (c) prior to receipt of the Contracting Officer's response issued under paragraph (e) of this clause. (e) The Contracting Officer shall respond in writing within 30 days to any notice made under paragraph (d) of this clause. A failure of the parties to agree upon the nature of a direction, or upon the contract action to be taken with respect thereto, shall be subject to the provisions of the Disputes clause of this contract. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 46 of 157 (f) The Contractor shall provide copies of all correspondence to the Contracting Officer and the COR. (g) Any action(s) taken by the Contractor, in response to any direction given by any person acting on behalf of the Government or any Government official other than the Contracting Officer or the COR acting within his or her appointment, shall be at the Contractor's risk. G.2 RAC 13-03 RECLAMATION INVOICING SUBMISSION REQUIREMENTS OCTOBER 2012 Pursuant to the payment terms contained in this contract, the contractor shall prepare and submit requests for payments (invoices) by following the instructions as described below: To ensure timely processing of invoices under the contract/agreement, the contractor/recipient must submit all invoices to the following e-mail address: UCInvoice@usgr.gov 1. The invoice must be submitted in accordance with these instructions. i. The subject line of the email shall be formatted to read as follows: Contract Number_Invoice_Number_Acquisition POC last name (example: R13PC10000_Invoice No. 1234_Smith ii. The Invoice shall be attached to the email and named using the following fomat: Contract Number_Contractor Name-Invoice Number-Invoice Amount (example: R13PC10000_World Test, Inc.-Inv No. 1234-$5,678.00 2. A proper invoice shall be submitted in accordance with Item 1 above and shall include the information as required by the payment terms and conditions contained in this contract/agreement. Invoices submitted for an amount which exceeds the total obligated or ceiling amount of the contract, purchase order, task/delivery order or agreement may be rejected. 3. Invoices shall not include information that would compromise Personally Identifiable Information, such as full social security numbers, dates of birth, etc. 4. Final payment under each contract, purchase order task/delivery order will be approved by the Contracting Officer. The final invoice shall be submitted and will be approved in accordance with the payment terms and conditions contained in the contract/agreement, after Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 47 of 157 all, if any, settlement actions are complete. The contractor must clearly identify the last payment as the "Final Invoice". G.3 WBR 1452.24280 POSTAWARD CONFERENCE--BUREAU OF RECLAMATION JULY 1993 (a) Prior to the Contractor starting work, a postaward conference (as described in FAR Subpart 42.5), will be convened by the contracting activity or contract administration office. The Contractor's Project Manager shall attend the conference. If the contract involves subcontractors, a representative of each major subcontractor is also required to attend. (b) The conference will be held at Glen Canyon Dam, Page, AZ.. (c) The Contracting Officer and the Contractor will agree to the date and time of the conference after award of the contract. In event of a conflict in schedules, the Contracting Officer shall establish the date for the conference. (d) The Contractor shall include any associated costs for attendance at the conference in its offer. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 48 of 157 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 49 of 157 SECTION H -- SPECIAL CONTRACT REQUIREMENTS The following clauses pertain to all Schedules. H.1 DIAPR 2010-14 CONTRACTOR PERFORMANCE ASSESSMENT REPORTING SYSTEM JULY 2010 (a) FAR 42.1502 directs all Federal agencies to collect past performance information on contracts. The Department of the Interior (DOI) has implemented the Contractor Performance Assessment Reporting System (CPARS) to comply with this regulation. One or more past performance evaluations will be conducted in order to record your contract performance as required by FAR 42.15. (b) The past performance evaluation process is a totally paperless processing using CPARS. CPARS is a web-based system that allows for electronic processing of the performance evaluation report. Once the report is processed, it is available in the Past Performance Information Retrieval System (PPIRS) for Government use in evaluating past performance as part of a source selection action. (c) We request that you furnish to Contracting Officer with the name, position title, phone number, and email address for each person designated to have access to your firms's past performance evaluation(s) for the contract no later than 30 days after award. Each person granted access will have the ability to provide comments in the Contractor portion of the report and state whether or not the Contractor agrees with the evaluation, before returning the report to the Assessing Official. The report information must be protected as source selection sensitive information not releasable to the public. (d) When your Contractor Representative(s) (Past Performance Points of Contact) are registered in CPARS, they will receive an automatically-generated email with detailed login instructions. Further details, system requirements, and training information for CPARS is available at http://www.cpars.csd.disa.mil/. The CPARS User Manual, registration for On Line Training for Contractor Representatives, and a practice application may be found a t this site. (e) Within 60 days after the end of a performance period, the Contracting Officer will complete an interim or final past performance evaluation and the report will be accessible at http://www.cpars.csd.disa.mil/.. Contractor Representatives may then provide comments in response to the evaluation, or return the evaluation without comment. Comments are limited to the space provided in Block 22. Your comments should focus on objective facts in the Assessing Official's narrative and should provide your views on the causes and ramifications of the assessed performance. In addition to the ratings and supporting narratives, block 1 - 17 should be reviewed for accuracy, as these include key fields that will be used by the Government to identify your firm in future source selection actions. If you elect not to provide comments, please acknowledge receipt of the evaluation by indicating "No comment" in Block 22, and then signing and dating Block 23 of the form. Without a statement in Block 22, you will be unable to sign and submit the evaluation back to the Government. If you do not sign and submit the CPAR Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 50 of 157 within 30 days, it will automatically be returned to the Government and will be annotated: "The report was delivered/received by the contractor on (date). The contractor neither signed nor offered comment in response to this assessment." Your response is due within 30 calendar days after receipt of the CPAR. (f) The following guidelines apply concerning your use of the past performance evaluation: (1) Protect the evaluation as "source selection information." After review, transmit the evaluation by completing and submitting the form through CPARS. If for some reason you are unable to view and/or submit the form through CPARS< contact the Contracting Officer for instructions. (2) Strictly control access to the evaluation within your organization. Ensure the evaluation is never released to persons or entities outside of your control. (3) Prohibit the use of or reference to evaluation data for advertised, promotional material, preaward surveys, responsibility determinations, production readiness reviews, or other similar purposes. (g) If you wish to discuss a past performance evaluation, you should request a meeting in writing to the Contracting Officer no later than seven days following your receipt of the evaluation. The meeting will be held in person or via telephone or other means during your 30 day review period. (h) A copy of the completed past performance evaluation will be available in CPARS for your viewing and for Government use supporting source selection actions after it has been finalized. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 51 of 157 SECTION I -- CONTRACT CLAUSES The following clauses pertain only to Schedules A-1, A-2, B-1, B-2, C-1, C-2, D-1, and D-2, supply requirements. I.1 52.252-02 CLAUSES INCORPORATED BY REFERENCE This contract incorporates one or more clauses by reference, with the same force and effect as if they were given in full text. Upon request, the Contracting Officer will make their full text available. Also, the full text of a clause may be accessed electronically at the following addresses: FAR Clauses - https://www.acquisition.gov/far/ DOi Clauses - http://ecfr.gpoaccess.gov/cgi/t/text/textidx?c=ecfr&sid=6a027d0a3fbad00770078a4a32563132&rgn=div5&view=text&node=48:5.0.7.5 8.46&idno=48 Clause 52.203-06 52.211-05 52.222-19 52.225-01 52.227-02 52.227-03 A1 52.234-01 52.243-01 52.248-01 52.249-02 52.249-08 I.2 52.232-01 Title Restrictions On Subcontractor Sales To The Government Material Requirements. Child Labor- Cooperation with Authorities and Remedies Buy American Act - Supplies Notice And Assistance Regarding Patent And Copy Infringement Patent Indemnity - Alternate I Industrial Resources Developed Under Defense Production Act Title III Changes--Fixed Price Value Engineering Termination for Convenience of the Government (Fixed-Price) Default (Fixed-Price Supply and Service) PAYMENTS (DEVIATION) Date September 2006 August 2000 March 2012 February 2009 December 2007 April 1984 December 1994 August 1987 October 2010 April 2012 April 1984 APRIL 1984 The Government shall pay the Contractor, upon the submission of proper invoices or vouchers, seventy five percent (75%) of the prices stipulated in Section B of this contract upon delivery of supplies to the construction site (Glen Canyon Dam). The Government shall pay the contractor, upon submission of proper invoices or vouchers, the remaining twenty five percent (25%) upon Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 52 of 157 installation, testing, and acceptance of the items by the Government. Unless otherwise specified in this contract, payment shall be made only on complete deliveries of the items specified in each CLIN in the Schedule. I.3 52.232-09 LIMITATION ON WITHOLDING OF PAYMENT APRIL 1984 If more than one clause or Schedule term of this contract authorizes the temporary withholding of amounts otherwise payable to the Contractor for supplies delivered or services performed, the total of the amounts withheld at any one time shall not exceed the greatest amount that may be withheld under any one clause or Schedule term at that time; provided, that this limitation shall not apply to-(a) Withholdings pursuant to any clause relating to wages or hours of employees; (b) Withholdings not specifically provided for by this contract; (c) The recovery of overpayments; and (d) Any other withholding for which the Contracting Officer determines that this limitation is inappropriate. I.4 52.232-11 Extras April 1984 Except as otherwise provided in this contract, no payment for extras shall be made unless such extras, and the price therefore, have been authorized in writing by the Contracting Officer. I.5 52.232-25 PROMPT PAYMENT (DEVIATION) OCTOBER 2008 Notwithstanding any other payment clause in this contract, the Government will make invoice payments under the terms and conditions specified in this clause for the items in schedules A-1, A-2, B-1, B-2, C-1, C-2, D-1, and D-2. If an invoice includes items from Schedules A-3, B-3, C3, or D-3, as well as the supply schedules, the terms and conditions identified in this clause will prevail. The Government considers payment as being made on the day a check is dated or the date of an electronic funds transfer (EFT). Definitions of pertinent terms are set forth in sections 2.101, 32.001, and 32.902 of the Federal Acquisition Regulation. All days referred to in this clause are calendar days, unless otherwise specified. (However, see subparagraph (a)(4) of this clause concerning payments due on Saturdays, Sundays, and legal holidays.) (a) Invoice payments. (1) Due date. (i) Except as indicated in subparagraph (a)(2) and paragraph (c) of this clause, the due date for making invoice payments by the designated payment office is the later of the following two events: (A) The 30th day after the designated billing office has received a proper invoice from the Contractor (except as provided in subdivision (a)(1)(ii) of this clause). Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 53 of 157 (B) The 30th day after Government acceptance of supplies delivered or services performed by the Contractor. For a final invoice, when the payment amount is subject to contract settlement actions, acceptance is deemed to occur on the effective date of the contract settlement. (ii) If the designated billing office fails to annotate the invoice with the actual date of receipt at the time of receipt, the invoice payment due date is the 30th day after the date of the Contractor's invoice, provided the designated billing office receives a proper invoice and there is no disagreement over quantity, quality, or Contractor compliance with contract requirements. (2) Certain food products and other payments. (i) Due dates on Contractor invoices for meat, meat food products, or fish; perishable agricultural commodities; and dairy products, edible fats or oils, and food products prepared from edible fats or oils are(A) For meat or meat food products, as defined in section 2(a)(3) of the Packers and Stockyard Act of 1921 (7 U.S.C. 182(3)), and as further defined in Pub. L. 98-181, including any edible fresh or frozen poultry meat, any perishable poultry meat food product, fresh eggs, and any perishable egg product, as close as possible to, but not later than, the 7th day after product delivery. (B) For fresh or frozen fish, as defined in section 204(3) of the Fish and Seafood Promotion Act of 1986 (16 U.S.C. 4003(3)), as close as possible to, but not later than, the 7th day after product delivery. (C) For perishable agricultural commodities, as defined in section 1(4) of the Perishable Agricultural Commodities Act of 1930 (7 U.S.C. 499a(4)), as close as possible to, but not later than, the 10th day after product delivery, unless another date is specified in the contract. (D) For dairy products, as defined in section 111(e) of the Dairy Production Stabilization Act of 1983 (7 U.S.C. 4502(e)), edible fats or oils, and food products prepared from edible fats or oils, as close as possible to, but not later than, the 10th day after the date on which a proper invoice has been received. Liquid milk, cheese, certain processed cheese products, butter, yogurt, ice cream, mayonnaise, salad dressings, and other similar products, fall within this classification. Nothing in the Act limits this classification to refrigerated products. When questions arise regarding the proper classification of a specific product, prevailing industry practices will be followed in specifying a contract payment due date. The burden of proof that a classification of a specific product is, in fact, prevailing industry practice is upon the Contractor making the representation. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 54 of 157 (ii) If the contract does not require submission of an invoice for payment (e.g., periodic lease payments), the due date will be as specified in the contract. (3) Contractor's invoice. The Contractor shall prepare and submit invoices to the designated billing office specified in the contract. A proper invoice must include the items listed in paragraphs (a)(3)(i) through (a)(3)(x) of this clause. If the invoice does not comply with these requirements, the designated billing office will return it within 7 days after receipt (3 days for meat, meat food products, or fish; 5 days for perishable agricultural commodities, dairy products, edible fats or oils, and food products prepared from edible fats or oils), with the reasons why it is not a proper invoice. The Government will take into account untimely notification when computing any interest penalty owed the Contractor. (i) Name and address of the Contractor. (ii) Invoice date and invoice number. (The Contractor should date invoices as close as possible to the date of the mailing or transmission.) (iii) Contract number or other authorization for supplies delivered or services performed (including order number and contract line item number). (iv) Description, quantity, unit of measure, unit price, and extended price of supplies delivered or services performed. (v) Shipping and payment terms (e.g., shipment number and date of shipment, discount for prompt payment terms). Bill of lading number and weight of shipment will be shown for shipments on Government bills of lading. (vi) Name and address of Contractor official to whom payment is to be sent (must be the same as that in the contract or in a proper notice of assignment). (vii) Name (where practicable), title, phone number, and mailing address of person to notify in the event of a defective invoice. (viii) Taxpayer Identification Number (TIN). The Contractor shall include its TIN on the invoice only if required elsewhere in this contract. (ix) Electronic funds transfer (EFT) banking information. (A) The Contractor shall include EFT banking information on the invoice only if required elsewhere in this contract. (B) If EFT banking information is not required to be on the invoice, in order for the invoice to be a proper invoice, the Contractor shall have submitted correct EFT banking information in accordance with the applicable solicitation provision (e.g., 52.232-38, Submission of Electronic Funds Transfer Information with Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 55 of 157 Offer), contract clause (e.g., 52.232-33, Payment by Electronic Funds TransferCentral Contractor Registration, or 52.232-34, Payment by Electronic Funds Transfer-Other Than Central Contractor Registration), or applicable agency procedures. (C) EFT banking information is not required if the Government waived the requirement to pay by EFT. (x) Any other information or documentation required by the contract (e.g., evidence of shipment). (4) Interest penalty. The designated payment office will pay an interest penalty automatically, without request from the Contractor, if payment is not made by the due date and the conditions listed in paragraphs (a)(4)(i) through (a)(4)(iii) of this clause are met, if applicable. However, when the due date falls on a Saturday, Sunday, or legal holiday, the designated payment office may make payment on the following working day without incurring a late payment interest penalty. (i) The designated billing office received a proper invoice. (ii) The Government processed a receiving report or other Government documentation authorizing payment, and there was no disagreement over quantity, quality, or Contractor compliance with any contract term or condition. (iii) In the case of a final invoice for any balance of funds due the Contractor for supplies delivered or services performed, the amount was not subject to further contract settlement actions between the Government and the Contractor. (5) Computing penalty amount. The Government will compute the interest penalty in accordance with the Office of Mangement and Budget prompt payment regulations at 5 CFR part 1315. (i) For the sole purpose of computing an interest penalty that might be due the Contractor, Government acceptance is deemed to occur constructively on the 7th day (unless otherwise specified in this contract) after the Contractor delivered the supplies or performed the services in accordance with the terms and conditions of the contract, unless there is a disagreement over quantity, quality, or Contractor compliance with a contract provision. If actual acceptance occurs within the constructive acceptance period, the Government will base the determination of an interest penalty on the actual date of acceptance. The constructive acceptance requirement does not, however, compel Government officials to accept supplies or services, perform contract administration functions, or make payment prior to fulfilling their responsibilities. (ii) The prompt payment regulations at 5 CFR 1315.10(c) do not require the Government to pay interest penalties if payment delays are due to disagreement between the Government and the Contractor over the payment amount or other issues involving Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 56 of 157 contract compliance, or on amounts temporarily withheld or retained in accordance with the terms of the contract. The Government and the Contractor shall resolve claims involving disputes, and any interest that may be payable in accordance with the clause at 52.233-1, Disputes. (6) Discounts for prompt payment. The designated payment office will pay an interest penalty automatically, without request from the Contractor, if the Government takes a discount for prompt payment improperly. The Government will calculate the interest penalty in accordance with the prompt payment regulations at 5 CFR part 1315. (7) Additional interest penalty. (i) The designated payment office will pay a penalty amount, calculated in accordance with prompt payment regulations at 5 CFR part 1315 in addition to the interest penalty amount only if-(A) The Government owes an interest amount of $1 or more; (B) The designated payment office does not pay the interest penalty within 10 days after the date the invoice amount is paid; and (C) The Contractor makes a written demand to the designated payment office for additional penalty payment, in accordance with paragraph (a)(7)(ii) of this clause, postmarked not later than 40 days after the invoice amount is paid. (ii) (A) The Contractor shall support written demands for additional penalty payments with the following data. The Government will not request any additional data. The Contractor shall-(1) Specifically assert that late payment interest is due under a specific invoice, and request payment of all overdue late payment interest penalty and such additional penalty as may be required; (2) Attach a copy of the invoice on which the unpaid late payment interest was due; and (3) State that payment of the principal has been received, including the date of receipt. (B) If there is no postmark or the postmark is illegible-(1) The designated payment office that receives the demand will annotate it with the date of receipt, provided the demand is received on or before the 40th day after payment was made; or (2) If the designated payment office fails to make the required annotation, the Government will determine the demand's validity based on the date the Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 57 of 157 Contractor has placed on the demand, provided such date is no later than the 40th day after payment was made. (iii) The additional penalty does not apply to payments regulated by other Government regulation (e.g. payments under utility contracts subject to tariffs and regulation). (b) Contract financing payments. If this contract provides for contract financing, the Government will make contract financing payments in accordance with the applicable contract financing clause. (c) Fast payment procedure due dates. If this contract contains the clause at 52.213-1, Fast Payment Procedure, payments will be made within 15 days after the date of receipt of the invoice. (d) Overpayments. If the Contractor becomes aware of a duplicate contract financing or invoice payment or that the Government has otherwise overpaid on a contract financing or invoice payment, the Contractor shall(1) Remit the overpayment amount to the payment office cited in the contract along with a description of the overpayment including the(i) Circumstances of the overpayment (e.g., duplicate payment, erroneous payment, liquidation errors, date(s) of overpayment); (ii) Affected contract number and delivery order number if applicable; (iii) Affected contract line item or subline item, if applicable; and (iv) Contractor point of contact. (2) Provide a copy of the remittance and supporting documentation to the Contracting Officer. I.6 52.246-18 WARRANTY OF SUPPLIES OF A COMPLEX NATURE MAY 2001 (a) Definitions. As used in this clause"Acceptance" means the act of an authorized representative of the Government by which the Government assumes for itself, or as an agent of another, ownership of existing and identified supplies, or approves specific services rendered, as partial or complete performance of the contract. "Supplies" means the end items furnished by the Contractor and related services required under this contract. The word does not include "data." (b) Contractor's obligations. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 58 of 157 (1) The Contractor warrants that for a period of three (3) years after the transformers commence operations or 5 years after acceptance of work, whichever comes first, all supplies furnished under this contract will be free from defects in material and workmanship and will conform with all requirements of this contract; provided, however, that with respect to Government-furnished property, the Contractor's warranty shall extend only to its proper installation, unless the Contractor performs some modification or other work on the property, in which case the Contractor's warranty shall extend to the modification or other work. (2) Any supplies or parts thereof corrected or furnished in replacement shall be subject to the conditions of this clause to the same extent as supplies initially delivered. This warranty shall be equal in duration to that set forth in paragraph (b)(1) of this clause and shall run from the date of delivery of the corrected or replaced supplies. (3) The Contractor shall not be obligated to correct or replace supplies if the facilities, tooling, drawings, or other equipment or supplies necessary to accomplish the correction or replacement have been made unavailable to the Contractor by action of the Government. In the event that correction or replacement has been directed, the Contractor shall promptly notify the Contracting Officer, in writing, of the nonavailability. (4) The Contractor shall also prepare and furnish to the Government data and reports applicable to any correction required (including revision and updating of all affected data called for under this contract) at no increase in the contract price. (5) When supplies are returned to the Contractor, the Contractor shall bear the transportation costs from the place of delivery specified in the contract (irrespective of the f.o.b. point or the point of acceptance) to the Contractor's plant and return. (6) All implied warranties of merchantability and "fitness for a particular purpose" are excluded from any obligation contained in this contract. (c) Remedies available to the Government. (1) In the event of a breach of the Contractor's warranty in paragraph (b)(1) of this clause, the Government may, at no increase in contract price(i) Require the Contractor, at the place of delivery specified in the contract (irrespective of the f.o.b. point or the point of acceptance) or at the Contractor's plant, to repair or replace, at the Contractor's election, defective or nonconforming supplies; or (ii) Require the Contractor to furnish at the Contractor's plant the materials or parts and installation instructions required to successfully accomplish the correction. (2) If the Contracting Officer does not require correction or replacement of defective or nonconforming supplies or the Contractor is not obligated to correct or replace under paragraph (b)(3) of this clause, the Government shall be entitled to an equitable reduction in the contract price. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 59 of 157 (3) The Contracting Officer shall notify the Contractor in writing of any breach of the warranty in paragraph (b) of this clause within 45 days after discovery of the defect. The Contractor shall submit to the Contracting Officer a written recommendation within 30 days of receipt of the notification as to the corrective action required to remedy the breach. After the notice of breach, but not later than 90 days after receipt of the Contractor's recommendation for corrective action, the Contracting Officer may, in writing, direct correction or replacement as in paragraph (c)(1) of this clause, and the Contractor shall, notwithstanding any disagreement regarding the existence of a breach of warranty, comply with this direction. If it is later determined that the Contractor did not breach the warranty in paragraph (b)(1) of this clause, the contract price will be equitably adjusted. (4) If supplies are corrected or replaced, the period for notification of a breach of the Contractor's warranty in paragraph (c)(3) of this clause shall be 45 days after discovery of the defect of the corrected or replaced supplies or parts thereof, or, if correction or replacement is effected by the Contractor at a Government or other activity, for 45 days after discovery of the defect. (5) The rights and remedies of the Government provided in this clause are in addition to and do not limit any rights afforded to the Government by any other clause of the contract. I.7 WBR 1452.246-81, ALT VI FAILURE TO MEET PERFORMANCE WARRANTIES - ALTERNATE VI-BUREAU OF RECLAMATION SEPTEMBER 1995 (a) In addition to any other warranties in this contract, this clause is applicable when end items furnished by the Contractor do not meet Reclamation-conducted performance warranties listed in the Supplies or Services and Prices section of Section B, Reclamation will conduct factory tests, field tests, or operations under service conditions as specified in this contract in accordance with Section C, Description/Specifications. (b) The Contracting Officer will notify the Contractor, within a reasonable time after discovery that the item does not meet warranty requirements under the "Warranty Characteristics" paragraph of Section B, Supplies or Services and Prices. The Contractor will be given an opportunity to repair or replace defective equipment at the Contractor's expense. (c) If the contractor does not repair or replace defective equipment, the Government may elect to accept equipment which does not pass factory test, field test, or operation under service conditions, and which does not meet the requirements of performance warranties, and the Government shall be entitled to an equitable reduction in the contract price for such equipment. Because of the impossibility of determining the actual loss to the Government due to such failure to meet warranties, the Government will adjust the contract price in accordance with the liquidated damages in paragraph (d) (if included in this clause). All adjustments made in accordance with paragraph (d) of this clause shall be cumulative with no credit given for equipment that exceeds performance warranties. If the adjustments result in a reduction in the contract price which exceeds the amount due the Contractor, the Contractor shall promptly refund to the Government the excess amount and the Contractor and its sureties shall be liable Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 60 of 157 for that amount. This Adjustment shall be final and conclusive for both the Contractor and the Government, and neither party can use this adjustment as a basis for a claim against the other party. (d)(1) The actual loss of each transformer will be determined on the same basis and service conditions as stated in the "Warranted Characteristics" paragraph of the Supplies or Services and Prices section of Section B. Each kilowatt that the actual losses of each transformer exceeds the warranted losses will be multiplied by the following rates: No-load loss ............................................ $ 2,839 per kW Load loss ............................................ $ 642 per kW Total loss ............................................ $ 989 per kW (2) The Government will consider load loss as the difference between the total loss and the no-load loss. The contract price of the transformer will be reduced by the sum of the evaluated losses produced by the multiplication of the loss times the rate. The following clauses pertain only to Schedules A-3, B-3, C-3, and D-3, service (construction) requirements. I.8 52.252-02 CLAUSES INCORPORATED BY REFERENCE This contract incorporates one or more clauses by reference, with the same force and effect as if they were given in full text. Upon request, the Contracting Officer will make their full text available. Also, the full text of a clause may be accessed electronically at the following addresses: FAR Clauses - https://www.acquisition.gov/far/ DOi Clauses - http://ecfr.gpoaccess.gov/cgi/t/text/textidx?c=ecfr&sid=6a027d0a3fbad00770078a4a32563132&rgn=div5&view=text&node=48:5.0.7.5 8.46&idno=48 Clause 52.222-06 52.222-07 52.222-08 52.222-09 52.222-10 52.222-11 52.222-12 52.222-13 52.222-14 52.222-15 Title Davis Bacon Act Withholding of Funds Payrolls and Basic Records Apprentices and Trainees Compliance with Copeland Act Requirements Subcontracts (Labor Standards) Contract Termination-Debarment Compliance with Davis-Bacon and Related Act Regulations. Disputes Concerning Labor Standards Certification of Eligibility Date July 2005 February 1988 June 2010 July 2005 February 1988 July 2005 February 1988 February 1988 February 1988 February 1988 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement 52.222-17 52.222-27 Nondisplacement of Qualified Workers Affirmative Action Compliance Requirements for Construction Patent Indemnity-Construction Contracts Patent Rights--Ownership By The Contractor Additional Bond Security Prospective Subcontractor Requests for Bonds Differing Site Conditions Site Investigation and Conditions Affecting the Work Material and Workmanship Permits and Responsibilities Protection of Existing Vegetation, Structures, Equipment, Utilities, and Improvements Operations and Storage Areas Use and Possession Prior to Completion Cleaning Up Accident Prevention Availability and Use of Utility Services Quantity Surveys Specifications and Drawings for Construction Changes Value Engineering-Construction Termination for Convenience of the Government (Fixed-Price) - Alternate I Default (Fixed-Price Construction) 52.227-04 52.227-11 52.228-02 52.228-12 52.236-02 52.236-03 52.236-05 52.236-07 52.236-09 52.236-10 52.236-11 52.236-12 52.236-13 52.236-14 52.236-16 52.236-21 52.243-04 52.248-03 52.249-02 A1 52.249-10 I.9 1452.20470 RELEASE OF CLAIMS--DEPARTMENT OF THE INTERIOR Page 61 of 157 January 2013 February 1999 December 2007 December 2007 October 1997 October 1995 April 1984 April 1984 April 1984 November 1991 April 1984 April 1984 April 1984 April 1984 November 1991 April 1984 April 1984 February 1997 June 2007 October 2010 September 1996 April 1984 JULY 1996 After completion of work and prior to final payment, the Contractor shall furnish the Contracting Officer with a release of claims against the United States relating to this contract. The Release of Claims form (DI-137) shall be used for this purpose. The form provides for exception of specified claims from operation of the release. Note: The following clause has been moved to I.45 and applies to all schedules in Section B. I.10 52.219-14 LIMITATIONS ON SUBCONTRACTING NOVEMBER 2011 (a) This clause does not apply to the unrestricted portion of a partial set-aside. (b) Applicability. This clause applies only to -(1) Contracts that have been set aside or reserved for small buisness concerns or 8(a) concerns; (2) Part or parts of a multiple-award contract that have been set aside for small business concerns or 8(a) concerns; and Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 62 of 157 (3) Orders set aside for small business or 8(a) concerns under multiple-award contracts as described in 8.405-5 and 16.505(b)(2)(i)(f). (c) By submission of an offer and execution of a contract, the Offeror/Contractor agrees that in performance of the contract in the case of a contract for-(1) Services (except construction). At least 50 percent of the cost of contract performance incurred for personnel shall be expended for employees of the concern. (2) Supplies (other than procurement from a nonmanufacturer of such supplies). The concern shall perform work for at least 50 percent of the cost of manufacturing the supplies, not including the cost of materials. (3) General construction. The concern will perform at least 15 percent of the cost of the contract, not including the cost of materials, with its own employees. (4) Construction by special trade contractors. The concern will perform at least 25 percent of the cost of the contract, not including the cost of materials, with its own employees. I-11 52.225-11 BUY AMERICAN ACT - CONSTRUCTION MATERIALS UNDER TRADE AGREEMENTS (a) Definitions. As used in this clause-- NOVEMBER 2012 "Caribbean Basin country construction material" means a construction material that-(1) Is wholly the growth, product, or manufacture of a Caribbean Basin country; or (2) In the case of a construction material that consists in whole or in part of materials from another country, has been substantially transformed in a Caribbean Basin country into a new and different construction material distinct from the materials from which it was transformed. "Commercially available off-the-shelf (COTS) item"-(1) Means any item of supply (including construction material) that is-(i) A commercial item (as defined in paragraph (1) of the definition at FAR 2.101); (ii) Sold in substantial quantities in the commercial marketplace; and (iii) Offered to the Government, under a contract or subcontract at any tier, without modification, in the same form in which it is sold in the commercial marketplace; and (2) Does not include bulk cargo, as defined in section 3 of the Shipping Act of 1984 (46 U.S.C. App. 1702), such as agricultural products and petroleum products. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 63 of 157 "Component" means an article, material, or supply incorporated directly into a construction material. "Construction material" means an article, material, or supply brought to the construction site by the Contractor or subcontractor for incorporation into the building or work. The term also includes an item brought to the site preassembled from articles, materials, or supplies. However, emergency life safety systems, such as emergency lighting, fire alarm, and audio evacuation systems, that are discrete systems incorporated into a public building or work and that are produced as complete systems, are evaluated as a single and distinct construction material regardless of when or how the individual parts or components of those systems are delivered to the construction site. Materials purchased directly by the Government are supplies, not construction material. "Cost of components" means-(1) For components purchased by the Contractor, the acquisition cost, including transportation costs to the place of incorporation into the construction material (whether or not such costs are paid to a domestic firm), and any applicable duty (whether or not a dutyfree entry certificate is issued); or (2) For components manufactured by the Contractor, all costs associated with the manufacture of the component, including transportation costs as described in paragraph (1) of this definition, plus allocable overhead costs, but excluding profit. Cost of components does not include any costs associated with the manufacture of the construction material. "Designated country" means any of the following countries: (1) A World Trade Organization Government Procurement Agreement country (Armenia, Aruba, Austria, Belgium, Bulgaria, Canada, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hong Kong, Hungary, Iceland, Ireland, Israel, Italy, Japan, Korea (Republic of), Latvia, Liechtenstein, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Singapore, Slovak Republic, Slovenia, Spain, Sweden, Switzerland, Taiwan, or United Kingdom); (2) Free Trade Agreement country (Australia, Bahrain, Canada, Chile, Colombia, Costa Rica, Dominican Republic, El Salvador, Guatemala, Honduras, Korea (Republic of), Mexico, Morocco, Nicaragua, Oman, Panama, Peru, or Singapore); (3) A least developed country (Afghanistan, Angola, Bangladesh, Benin, Bhutan, Burkina Faso, Burundi, Cambodia, Central African Republic, Chad, Comoros, Democratic Republic of Congo, Djibouti, East Timor, Equatorial Guinea, Eritrea, Ethiopia, Gambia, Guinea, Guinea-Bissau, Haiti, Kiribati, Laos, Lesotho, Madagascar, Malawi, Maldives, Mali, Mauritania, Mozambique, Nepal, Niger, Rwanda, Samoa, Sao Tome and Principe, Senegal, Sierra Leone, Solomon Islands, Somalia, Tanzania, Togo, Tuvalu, Uganda, Vanuatu, Yemen, or Zambia); or (4) A Caribbean Basin country (Antigua and Barbuda, Aruba, Bahamas, Barbados, Belize, Bonaire, British Virgin Islands, Curacao, Dominica, Grenada, Guyana, Haiti, Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 64 of 157 Jamaica, Montserrat, Saba, St. Kitts and Nevis, St. Lucia, St. Vincent and the Grenadines, Sint Eustatius, Sint Maarten, or Trinidad and Tobago). "Designated country construction material" means a construction material that is a WTO GPA country construction material, an FTA country construction material, a least developed country construction material, or a Caribbean Basin country construction material. "Domestic construction material" means-(1) An unmanufactured construction material mined or produced in the United States; (2) A construction material manufactured in the United States, if--(i) The cost of its components mined, produced, or manufactured in the United States exceeds 50 percent of the cost of all its components. Components of foreign origin of the same class or kind for which nonavailability determinations have been made are treated as domestic; or (ii) The construction material is a COTS item. "Foreign construction material" means a construction material other than a domestic construction material. "Free Trade Agreement country construction material" means a construction material that-(1) Is wholly the growth, product, or manufacture of a Free Trade Agreement (FTA) country; or (2) In the case of a construction material that consists in whole or in part of materials from another country, has been substantially transformed in a FTA country into a new and different construction material distinct from the materials from which it was transformed. "Least developed country construction material" means a construction material that-(1) Is wholly the growth, product, or manufacture of a least developed country; or (2) In the case of a construction material that consists in whole or in part of materials from another country, has been substantially transformed in a least developed country into a new and different construction material distinct from the materials from which it was transformed. "United States" means the 50 States, the District of Columbia, and outlying areas. "WTO GPA country construction material" means a construction material that-(1) Is wholly the growth, product, or manufacture of a WTO GPA country; or (2) In the case of a construction material that consists in whole or in part of materials from another country, has been substantially transformed in a WTO GPA country into a Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 65 of 157 new and different construction material distinct from the materials from which it was transformed. (b) Construction materials. (1) This clause implements the Buy American Act (41 U.S.C 83) by providing a preference for domestic construction material. In accordance with 41 U.S.C. 1907, the component test of the Buy American Act is waived for construction material that is a COTS item (See FAR 12.505(a)(2)). In addition, the Contracting Officer has determined that the WTO GPA and Free Trade Agreements (FTAs) apply to this acquisition. Therefore, the Buy American Act restrictions are waived for designated county construction materials. (2) The Contractor shall use only domestic or, designated country construction material in performing this contract, except as provided in paragraphs (b)(3) and (b)(4) of this clause. (3) The requirement in paragraph (b)(2) of this clause does not apply to information technology that is a commercial item or to the construction materials or components listed by the Government as follows: NONE. (4) The Contracting Officer may add other foreign construction material to the list in paragraph (b)(3) of this clause if the Government determines that-(i) The cost of domestic construction material would be unreasonable. The cost of a particular domestic construction material subject to the restrictions of the Buy American Act is unreasonable when the cost of such material exceeds the cost of foreign material by more than 6 percent; (ii) The application of the restriction of the Buy American Act to a particular construction material would be impracticable or inconsistent with the public interest; or (iii) The construction material is not mined, produced, or manufactured in the United States in sufficient and reasonably available commercial quantities of a satisfactory quality. (c) Request for determination of inapplicability of the Buy American Act. (1)(i) Any Contractor request to use foreign construction material in accordance with paragraph (b)(4) of this clause shall include adequate information for Government evaluation of the request, including-(A) A description of the foreign and domestic construction materials; (B) Unit of measure; (C) Quantity; (D) Price; (E) Time of delivery or availability; Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 66 of 157 (F) Location of the construction project; (G) Name and address of the proposed supplier; and (H) A detailed justification of the reason for use of foreign construction materials cited in accordance with paragraph (b)(3) of this clause. (ii) A request based on unreasonable cost shall include a reasonable survey of the market and a completed price comparison table in the format in paragraph (d) of this clause. (iii) The price of construction material shall include all delivery costs to the construction site and any applicable duty (whether or not a duty-free certificate may be issued). (iv) Any Contractor request for a determination submitted after contract award shall explain why the Contractor could not reasonably foresee the need for such determination and could not have requested the determination before contract award. If the Contractor does not submit a satisfactory explanation, the Contracting Officer need not make a determination. (2) If the Government determines after contract award that an exception to the Buy American Act applies and the Contracting Officer and the Contractor negotiate adequate consideration, the Contracting Officer will modify the contract to allow use of the foreign construction material. However, when the basis for the exception is the unreasonable price of a domestic construction material, adequate consideration is not less than the differential established in paragraph (b)(4)(i) of this clause. (3) Unless the Government determines that an exception to the Buy American Act applies, use of foreign construction material is noncompliant with the Buy American Act. (d) Data. To permit evaluation of requests under paragraph (c) of this clause based on unreasonable cost, the Contractor shall include the following information and any applicable supporting data based on the survey of suppliers: FOREIGN AND DOMESTIC CONSTRUCTION MATERIALS PRICE COMPARISON Construction Material Description Unit of Measure Quantity Price (Dollars)* Foreign construction material Domestic construction material Item 1: ____________ ____________ ______ ______ ____________ ____________ Foreign construction material Domestic construction material Item 2: ____________ ____________ ______ ______ ____________ ____________ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 67 of 157 [List name, address, telephone number, and contact for suppliers surveyed. Attach copy of response; if oral, attach summary.] [Include other applicable supporting information.] [* Include all delivery costs to the construction site and any applicable duty (whether or not a duty-free entry certificate is issued).] I.12 52.228-01 BID GUARANTEE SEPTEMBER 1996 (a) Failure to furnish a bid guarantee in the proper form and amount, by the time set for opening of bids, may be cause for rejection of the bid. (b) The bidder shall furnish a bid guarantee in the form of a firm commitment, e.g., bid bond supported by good and sufficient surety or sureties acceptable to the Government, postal money order, certified check, cashier's check, irrevocable letter of credit, or, under Treasury Department regulations, certain bonds or notes of the United States. The Contracting Officer will return bid guarantees, other than bid bonds-(1) to unsuccessful bidders as soon as practicable after the opening of bids; and (2) to the successful bidder upon execution of contractual documents and bonds (including any necessary coinsurance or reinsurance agreements), as required by the bid as accepted.(c) The amount of the bid guarantee shall be ten (10) percent of the bid price for Schedules A-3, B-3, C-3, and D-3, or $2,000,000, whichever is less.(d) If the successful bidder, upon acceptance of its bid by the Government within the period specified for acceptance, fails to execute all contractual documents or furnish executed bond(s) within 10 days after receipt of the forms by the bidder, the Contracting Officer may terminate the contract for default.(e) In the event the contract is terminated for default, the bidder is liable for any cost of acquiring the work that exceeds the amount of its bid, and the bid guarantee is available to offset the difference. I.13 52.228-15 PERFORMANCE AND PAYMENT BONDS-CONSTRUCTION OCTOBER 2010 (a) Definitions. As used in this clause"Original contract price" means the award price of the contract; or, for requirements contracts, the price payable for the estimated total quantity; or, for indefinite-quantity contracts, the price payable for the specified minimum quantity. Original contract price does not include the price of any options, except those options exercised at the time of contract award. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 68 of 157 (b) Amount of required bonds. Unless the resulting contract price is $150,000 or less, the successful offeror shall furnish performance and payment bonds to the Contracting Officer as follows: (1) Performance bonds (Standard Form 25). The penal amount of performance bonds at the time of contract award shall be 100 percent of the combined original contract price for Schedules A-3, B-3, C-3, and D-3. (2) Payment Bonds (Standard Form 25-A). The penal amount of payment bonds at the time of contract award shall be 100 percent of the combined original contract price for Schedules A-3, B-3, C-3, and D-3. (3) Additional bond protection. (i) The Government may require additional performance and payment bond protection if the contract price is increased. The increase in protection generally will equal 100 percent of the increase in contract price for the identified schedules. (ii) The Government may secure the additional protection by directing the Contractor to increase the penal amount of the existing bond or to obtain an additional bond. (c) Furnishing executed bonds. The Contractor shall furnish all executed bonds, including any necessary reinsurance agreements, to the Contracting Officer, within the time period specified in the Bid Guarantee provision of the solicitation, or otherwise specified by the Contracting Officer, but in any event, before starting work. (d) Surety or other security for bonds. The bonds shall be in the form of firm commitment, supported by corporate sureties whose names appear on the list contained in Treasury Department Circular 570, individual sureties, or by other acceptable security such as postal money order, certified check, cashier 's check, irrevocable letter of credit, or, in accordance with Treasury Department regulations, certain bonds or notes of the United States. Treasury Circular 570 is published in the Federal Register or may be obtained from the: U.S. Department of Treasury Financial Management Service Surety Bond Branch 3700 East West Highway, Room 6F01 Hyattsville, MD 20782 Or via the internet at http://www.fms.treas.gov/c570/. (e) Notice of subcontractor waiver of protection (40 U.S.C. 3133(c)). Any waiver of the right to sue on the payment bond is void unless it is in writing, signed by the person whose right is waived, and executed after such person has first furnished labor or material for use in the performance of the contract. I.14 52.232-05 PAYMENTS UNDER FIXED-PRICE CONSTRUCTION CONTRACTS SEPTEMBER 2002 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 69 of 157 (a) Payment of price. The Government shall pay the Contractor the contract price as provided in this contract. (b) Progress payments. The Government shall make progress payments monthly as the work proceeds, or at more frequent intervals as determined by the Contracting Officer, on estimates of work accomplished which meets the standards of quality established under the contract, as approved by the Contracting Officer. (1) The Contractor's request for progress payments shall include the following substantiation: (i) An itemization of the amounts requested, related to the various elements of work required by the contract covered by the payment requested. (ii) A listing of the amount included for work performed by each subcontractor under the contract. (iii) A listing of the total amount of each subcontract under the contract. (iv) A listing of the amounts previously paid to each such subcontractor under the contract. (v) Additional supporting data in a form and detail required by the Contracting Officer. (2) In the preparation of estimates, the Contracting Officer may authorize material delivered on the site and preparatory work done to be taken into consideration. Material delivered to the Contractor at locations other than the site also may be taken into consideration if-(i) Consideration is specifically authorized by this contract; and (ii) The Contractor furnishes satisfactory evidence that it has acquired title to such material and that the material will be used to perform this contract. (c) Contractor certification. Along with each request for progress payments, the Contractor shall furnish the following certification, or payment shall not be made: (However, if the Contractor elects to delete paragraph (c)(4) from the certification, the certification is still acceptable.) I hereby certify, to the best of my knowledge and belief, that-(1) The amounts requested are only for performance in accordance with the specifications, terms, and conditions of the contract; (2) All payments due to subcontractors and suppliers from previous payments received under the contract have been made, and timely payments will be made from the proceeds of the payment covered by this certification, in accordance with subcontract agreements and the requirements of chapter 39 of Title 31, United States Code; (3) This request for progress payments does not include any amounts which the prime contractor intends to withhold or retain from a subcontractor or supplier in accordance with the terms and conditions of the subcontract; and Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 70 of 157 (4) This certification is not to be construed as final acceptance of a subcontractor's performance. _____________________ (Name) ______________________ (Title) ______________________ (Date) (d) Refund of unearned amounts. If the Contractor, after making a certified request for progress payments, discovers that a portion or all of such request constitutes a payment for performance by the Contractor that fails to conform to the specifications, terms, and conditions of this contract (hereinafter referred to as the "unearned amount"), the Contractor shall-(1) Notify the Contracting Officer of such performance deficiency; and (2) Be obligated to pay the Government an amount (computed by the Contracting Officer in the manner provided in paragraph (j) of this clause) equal to interest on the unearned amount from the 8th day after the date of receipt of the unearned amount until-(i) The date the Contractor notifies the Contracting Officer that the performance deficiency has been corrected; or (ii) The date the Contractor reduces the amount of any subsequent certified request for progress payments by an amount equal to the unearned amount. (e) Retainage. If the Contracting Officer finds that satisfactory progress was achieved during any period for which a progress payment is to be made, the Contracting Officer shall authorize payment to be made in full. However, if satisfactory progress has not been made, the Contracting Officer may retain a maximum of 10 percent of the amount of the payment until satisfactory progress is achieved. When the work is substantially complete, the Contracting Officer may retain from previously withheld funds and future progress payments that amount the Contracting Officer considers adequate for protection of the Government and shall release to the Contractor all the remaining withheld funds. Also, on completion and acceptance of each separate building, public work, or other division of the contract, for which the price is stated separately in the contract, payment shall be made for the completed work without retention of a percentage. (f) Title, liability, and reservation of rights. All material and work covered by progress payments made shall, at the time of payment, become the sole property of the Government, but this shall not be construed as-- Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 71 of 157 (1) Relieving the Contractor from the sole responsibility for all material and work upon which payments have been made or the restoration of any damaged work; or (2) Waiving the right of the Government to require the fulfillment of all of the terms of the contract. (g) Reimbursement for bond premiums. In making these progress payments, the Government shall, upon request, reimburse the Contractor for the amount of premiums paid for performance and payment bonds (including coinsurance and reinsurance agreements, when applicable) after the Contractor has furnished evidence of full payment to the surety. The retainage provisions in paragraph (e) of this clause shall not apply to that portion of progress payments attributable to bond premiums. (h) Final payment. The Government shall pay the amount due the Contractor under this contract after-(1) Completion and acceptance of all work; (2) Presentation of a properly executed voucher; and (3) Presentation of release of all claims against the Government arising by virtue of this contract, other than claims, in stated amounts, that the Contractor has specifically excepted from the operation of the release. A release may also be required of the assignee if the Contractor's claim to amounts payable under this contract has been assigned under the Assignment of Claims Act of 1940 (31 U.S.C. 3727 and 41 U.S.C. 15). (i) Limitation because of undefinitized work. Notwithstanding any provision of this contract, progress payments shall not exceed 80 percent on work accomplished on undefinitized contract actions. A "contract action" is any action resulting in a contract, as defined in FAR Subpart 2.1, including contract modifications for additional supplies or services, but not including contract modifications that are within the scope and under the terms of the contract, such as contract modifications issued pursuant to the Changes clause, or funding and other administrative changes. (j) Interest computation on unearned amounts. In accordance with 31 U.S.C. 3903(c)(1), the amount payable under subparagraph (d)(2) of this clause shall be-(1) Computed at the rate of average bond equivalent rates of 91-day Treasury bills auctioned at the most recent auction of such bills prior to the date the Contractor receives the unearned amount; and (2) Deducted from the next available payment to the Contractor. I.15 52.232-27 PROMPT PAYMENT FOR CONSTRUCTION CONTRACTS (DEVIATION) OCTOBER 2008 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 72 of 157 Notwithstanding any other payment terms in this contract, the Government will make invoice payments under the terms and conditions specified in this clause for items identified in Schedules A-3, B-3, C-3, and D-3. The Government considers payment as being made on the day a check is dated or the date of an electronic funds transfer. Definitions of pertinent terms are set forth in sections 2.101, 32.001, and 32.902 of the Federal Acquisition Regulation. All days referred to in this clause are calendar days, unless otherwise specified. (However, see paragraph (a)(3) concerning payments due on Saturdays, Sundays, and legal holidays.) (a) Invoice payments— (1) Types of invoice payments. For purposes of this clause, there are several types of invoice payments that may occur under this contract, as follows: (i) Progress payments, if provided for elsewhere in this contract, based on Contracting Officer approval of the estimated amount and value of work or services performed, including payments for reaching milestones in any project. (A) The due date for making such payments is 14 days after the designated billing office receives a proper payment request for items in the specified schedules. If items from other Schedules are included in and invoice the terms and conditions of Clause I, FAR 52.232-25, Prompt Payment will apply. If the designated billing office fails to annotate the payment request with the actual date of receipt at the time of receipt, the payment due date is the 14th day after the date of the Contractor’s payment request, provided the designated billing office receives a proper payment request and there is no disagreement over quantity, quality, or Contractor compliance with contract requirements. (B) The due date for payment of any amounts retained by the Contracting Officer in accordance with the clause at 52.232-5, Payments Under Fixed-Price Construction Contracts, is as specified in the contract or, if not specified, 30 days after approval by the Contracting Officer for release to the Contractor. (ii) Final payments based on completion and acceptance of all work and presentation of release of all claims against the Government arising by virtue of the contract, and payments for partial deliveries that have been accepted by the Government (e.g., each separate building, public work, or other division of the contract for which the price is stated separately in the contract). (A) The due date for making such payments is the later of the following two events: (1) The 30th day after the designated billing office receives a proper invoice from the Contractor. (2) The 30th day after Government acceptance of the work or services completed by the Contractor. For a final invoice when the payment amount is subject to contract settlement actions (e.g., release of claims), acceptance is deemed to occur on the effective date of the contract settlement. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 73 of 157 (B) If the designated billing office fails to annotate the invoice with the date of actual receipt at the time of receipt, the invoice payment due date is the 30th day after the date of the Contractor’s invoice, provided the designated billing office receives a proper invoice and there is no disagreement over quantity, quality, or Contractor compliance with contract requirements. (2) Contractor's invoice. The Contractor shall prepare and submit invoices to the designated billing office specified in the contract. A proper invoice must include the items listed in paragraphs (a)(2)(i) through (a)(2)(xi) of this clause. If the invoice does not comply with these requirements, the designated billing office must return it within 7 days after receipt, with the reasons why it is not a proper invoice. When computing any interest penalty owed the Contractor, the Government will take into account if the Government notifies the Contractor of an improper invoice in an untimely manner. (i) Name and address of the Contractor. (ii) Invoice date and invoice number. (The Contractor should date invoices as close as possible to the date of mailing or transmission.) (iii) Contract number or other authorization for work or services performed (including order number and contract line item number). (iv) Description of work or services performed. (v) Delivery and payment terms (e.g., discount for prompt payment terms). (vi) Name and address of Contractor official to whom payment is to be sent (must be the same as that in the contract or in a proper notice of assignment). (vii) Name (where practicable), title, phone number, and mailing address of person to notify in the event of a defective invoice. (viii) For payments described in paragraph (a)(1)(i) of this clause, substantiation of the amounts requested and certification in accordance with the requirements of the clause at 52.232-5, Payments Under Fixed-Price Construction Contracts. (ix) Taxpayer Identification Number (TIN). The Contractor shall include its TIN on the invoice only if required elsewhere in this contract. (x) Electronic funds transfer (EFT) banking information. (A) The Contractor shall include EFT banking information on the invoice only if required elsewhere in this contract. (B) If EFT banking information is not required to be on the invoice, in order for the invoice to be a proper invoice, the Contractor shall have submitted correct EFT banking information in accordance with the applicable solicitation provision (e.g., 52.232-38, Submission of Electronic Funds Transfer Information with Offer), contract clause (e.g., Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 74 of 157 52.232-33, Payment by Electronic Funds Transfer—Central Contractor Registration, or 52.232-34, Payment by Electronic Funds Transfer—Other Than Central Contractor Registration), or applicable agency procedures. (C) EFT banking information is not required if the Government waived the requirement to pay by EFT. (xi) Any other information or documentation required by the contract. (3) Interest penalty. The designated payment office will pay an interest penalty automatically, without request from the Contractor, if payment is not made by the due date and the conditions listed in paragraphs (a)(3)(i) through (a)(3)(iii) of this clause are met, if applicable. However, when the due date falls on a Saturday, Sunday, or legal holiday, the designated payment office may make payment on the following working day without incurring a late payment interest penalty. (i) The designated billing office received a proper invoice. (ii) The Government processed a receiving report or other Government documentation authorizing payment and there was no disagreement over quantity, quality, Contractor compliance with any contract term or condition, or requested progress payment amount. (iii) In the case of a final invoice for any balance of funds due the Contractor for work or services performed, the amount was not subject to further contract settlement actions between the Government and the Contractor. (4) Computing penalty amount. The Government will compute the interest penalty in accordance with the Office of Management and Budget prompt payment regulations at 5 CFR Part 1315. (i) For the sole purpose of computing an interest penalty that might be due the Contractor for payments described in paragraph (a)(1)(ii) of this clause, Government acceptance or approval is deemed to occur constructively on the 7th day after the Contractor has completed the work or services in accordance with the terms and conditions of the contract. If actual acceptance or approval occurs within the constructive acceptance or approval period, the Government will base the determination of an interest penalty on the actual date of acceptance or approval. Constructive acceptance or constructive approval requirements do not apply if there is a disagreement over quantity, quality, or Contractor compliance with a contract provision. These requirements also do not compel Government officials to accept work or services, approve Contractor estimates, perform contract administration functions, or make payment prior to fulfilling their responsibilities. (ii) The prompt payment regulations at 5 CFR 1315.10(c) do not require the Government to pay interest penalties if payment delays are due to disagreement between the Government and the Contractor over the payment amount or other issues involving contract compliance, or on amounts temporarily withheld or retained in accordance with the terms of the contract. The Government and the Contractor shall resolve claims Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 75 of 157 involving disputes, and any interest that may be payable in accordance with the clause at FAR 52.233-1, Disputes. (5) Discounts for prompt payment. The designated payment office will pay an interest penalty automatically, without request from the Contractor, if the Government takes a discount for prompt payment improperly. The Government will calculate the interest penalty in accordance with the prompt payment regulations at 5 CFR Part 1315. (6) Additional interest penalty. (i) The designated payment office will pay a penalty amount, calculated in accordance with the prompt payment regulations at 5 CFR Part 1315 in addition to the interest penalty amount only if— (A) The Government owes an interest penalty of $1 or more; (B) The designated payment office does not pay the interest penalty within 10 days after the date the invoice amount is paid; and (C) The Contractor makes a written demand to the designated payment office for additional penalty payment, in accordance with paragraph (a)(6)(ii) of this clause, postmarked not later than 40 days after the date the invoice amount is paid. (ii)(A) The Contractor shall support written demands for additional penalty payments with the following data. The Government will not request any additional data. The Contractor shall— (1) Specifically assert that late payment interest is due under a specific invoice, and request payment of all overdue late payment interest penalty and such additional penalty as may be required; (2) Attach a copy of the invoice on which the unpaid late payment interest was due; and (3) State that payment of the principal has been received, including the date of receipt. (B) If there is no postmark or the postmark is illegible— (1) The designated payment office that receives the demand will annotate it with the date of receipt provided the demand is received on or before the 40th day after payment was made; or (2) If the designated payment office fails to make the required annotation, the Government will determine the demand’s validity based on the date the Contractor has placed on the demand, provided such date is no later than the 40th day after payment was made. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 76 of 157 (b) Contract financing payments. If this contract provides for contract financing, the Government will make contract financing payments in accordance with the applicable contract financing clause. (c) Subcontract clause requirements. The Contractor shall include in each subcontract for property or services (including a material supplier) for the purpose of performing this contract the following: (1) Prompt payment for subcontractors. A payment clause that obligates the Contractor to pay the subcontractor for satisfactory performance under its subcontract not later than 7 days from receipt of payment out of such amounts as are paid to the Contractor under this contract. (2) Interest for subcontractors. An interest penalty clause that obligates the Contractor to pay to the subcontractor an interest penalty for each payment not made in accordance with the payment clause— (i) For the period beginning on the day after the required payment date and ending on the date on which payment of the amount due is made; and (ii) Computed at the rate of interest established by the Secretary of the Treasury, and published in the Federal Register, for interest payments under section 12 of the Contract Disputes Act of 1978 (41 U.S.C. 611) in effect at the time the Contractor accrues the obligation to pay an interest penalty. (3) Subcontractor clause flowdown. A clause requiring each subcontractor to— (i) Include a payment clause and an interest penalty clause conforming to the standards set forth in paragraphs (c)(1) and (c)(2) of this clause in each of its subcontracts; and (ii) Require each of its subcontractors to include such clauses in their subcontracts with each lower-tier subcontractor or supplier. (d) Subcontract clause interpretation. The clauses required by paragraph (c) of this clause shall not be construed to impair the right of the Contractor or a subcontractor at any tier to negotiate, and to include in their subcontract, provisions that— (1) Retainage permitted. Permit the Contractor or a subcontractor to retain (without cause) a specified percentage of each progress payment otherwise due to a subcontractor for satisfactory performance under the subcontract without incurring any obligation to pay a late payment interest penalty, in accordance with terms and conditions agreed to by the parties to the subcontract, giving such recognition as the parties deem appropriate to the ability of a subcontractor to furnish a performance bond and a payment bond; (2) Withholding permitted. Permit the Contractor or subcontractor to make a determination that part or all of the subcontractor’s request for payment may be withheld in accordance with the subcontract agreement; and (3) Withholding requirements. Permit such withholding without incurring any obligation to pay a late payment penalty if— Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 77 of 157 (i) A notice conforming to the standards of paragraph (g) of this clause previously has been furnished to the subcontractor; and (ii) The Contractor furnishes to the Contracting Officer a copy of any notice issued by a Contractor pursuant to paragraph (d)(3)(i) of this clause. (e) Subcontractor withholding procedures. If a Contractor, after making a request for payment to the Government but before making a payment to a subcontractor for the subcontractor’s performance covered by the payment request, discovers that all or a portion of the payment otherwise due such subcontractor is subject to withholding from the subcontractor in accordance with the subcontract agreement, then the Contractor shall— (1) Subcontractor notice. Furnish to the subcontractor a notice conforming to the standards of paragraph (g) of this clause as soon as practicable upon ascertaining the cause giving rise to a withholding, but prior to the due date for subcontractor payment; (2) Contracting Officer notice. Furnish to the Contracting Officer, as soon as practicable, a copy of the notice furnished to the subcontractor pursuant to paragraph (e)(1) of this clause; (3) Subcontractor progress payment reduction. Reduce the subcontractor’s progress payment by an amount not to exceed the amount specified in the notice of withholding furnished under paragraph (e)(1) of this clause; (4) Subsequent subcontractor payment. Pay the subcontractor as soon as practicable after the correction of the identified subcontract performance deficiency, and— (i) Make such payment within— (A) Seven days after correction of the identified subcontract performance deficiency (unless the funds therefor must be recovered from the Government because of a reduction under paragraph (e)(5)(i)) of this clause; or (B) Seven days after the Contractor recovers such funds from the Government; or (ii) Incur an obligation to pay a late payment interest penalty computed at the rate of interest established by the Secretary of the Treasury, and published in the Federal Register, for interest payments under section 12 of the Contracts Disputes Act of 1978 (41 U.S.C. 611) in effect at the time the Contractor accrues the obligation to pay an interest penalty; (5) Notice to Contracting Officer. Notify the Contracting Officer upon— (i) Reduction of the amount of any subsequent certified application for payment; or (ii) Payment to the subcontractor of any withheld amounts of a progress payment, specifying— (A) The amounts withheld under paragraph (e)(1) of this clause; and (B) The dates that such withholding began and ended; and Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 78 of 157 (6) Interest to Government. Be obligated to pay to the Government an amount equal to interest on the withheld payments (computed in the manner provided in 31 U.S.C. 3903(c)(1)), from the 8th day after receipt of the withheld amounts from the Government until— (i) The day the identified subcontractor performance deficiency is corrected; or (ii) The date that any subsequent payment is reduced under paragraph (e)(5)(i) of this clause. (f) Third-party deficiency reports— (1) Withholding from subcontractor. If a Contractor, after making payment to a first-tier subcontractor, receives from a supplier or subcontractor of the first-tier subcontractor (hereafter referred to as a “second-tier subcontractor”) a written notice in accordance with the Miller Act (40 U.S.C. 3133), asserting a deficiency in such first-tier subcontractor’s performance under the contract for which the Contractor may be ultimately liable, and the Contractor determines that all or a portion of future payments otherwise due such first-tier subcontractor is subject to withholding in accordance with the subcontract agreement, the Contractor may, without incurring an obligation to pay an interest penalty under paragraph (e)(6) of this clause— (i) Furnish to the first-tier subcontractor a notice conforming to the standards of paragraph (g) of this clause as soon as practicable upon making such determination; and (ii) Withhold from the first-tier subcontractor’s next available progress payment or payments an amount not to exceed the amount specified in the notice of withholding furnished under paragraph (f)(1)(i) of this clause. (2) Subsequent payment or interest charge. As soon as practicable, but not later than 7 days after receipt of satisfactory written notification that the identified subcontract performance deficiency has been corrected, the Contractor shall— (i) Pay the amount withheld under paragraph (f)(1)(ii) of this clause to such first-tier subcontractor; or (ii) Incur an obligation to pay a late payment interest penalty to such first-tier subcontractor computed at the rate of interest established by the Secretary of the Treasury, and published in the Federal Register, for interest payments under section 12 of the Contracts Disputes Act of 1978 (41 U.S.C. 611) in effect at the time the Contractor accrues the obligation to pay an interest penalty. (g) Written notice of subcontractor withholding. The Contractor shall issue a written notice of any withholding to a subcontractor (with a copy furnished to the Contracting Officer), specifying— (1) The amount to be withheld; (2) The specific causes for the withholding under the terms of the subcontract; and Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 79 of 157 (3) The remedial actions to be taken by the subcontractor in order to receive payment of the amounts withheld. (h) Subcontractor payment entitlement. The Contractor may not request payment from the Government of any amount withheld or retained in accordance with paragraph (d) of this clause until such time as the Contractor has determined and certified to the Contracting Officer that the subcontractor is entitled to the payment of such amount. (i) Prime-subcontractor disputes. A dispute between the Contractor and subcontractor relating to the amount or entitlement of a subcontractor to a payment or a late payment interest penalty under a clause included in the subcontract pursuant to paragraph (c) of this clause does not constitute a dispute to which the Government is a party. The Government may not be interpleaded in any judicial or administrative proceeding involving such a dispute. (j) Preservation of prime-subcontractor rights. Except as provided in paragraph (i) of this clause, this clause shall not limit or impair any contractual, administrative, or judicial remedies otherwiise available to the Contractor or a subcontractor in the event of a dispute involving late payment or nonpayment by the Contractor or deficient subcontract performance or nonperformance by a subcontractor. (k) Non-recourse for prime contractor interest penalty. The Contractor’s obligation to pay an interest penalty to a subcontractor pursuant to the clauses included in a subcontract under paragraph (c) of this clause shall not be construed to be an obligation of the Government for such interest penalty. A cost-reimbursement claim may not include any amount for reimbursement of such interest penalty. (l) Overpayments. If the Contractor becomes aware of a duplicate contract financing or invoice payment or that the Government has otherwise overpaid on a contract financing or invoice payment, the Contractor shall— (1) Remit the overpayment amount to the payment office cited in the contract along with a description of the overpayment including the— (i) Circumstances of the overpayment (e.g., duplicate payment, erroneous payment, liquidation errors, date(s) of overpayment); (ii) Affected contract number and delivery order number if applicable; (iii) Affected contract line item or subline item, if applicable; and (iv) Contractor point of contact. (2) Provide a copy of the remittance and supporting documentation to the Contracting Officer. I.16 52.236-06 SUPERINTENDENCE BY THE CONTRACTOR April 1984 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 80 of 157 At all times during performance of this contract and until the work is completed and accepted, the Contractor shall directly superintend the work or assign and have on the worksite a competent superintendent who is satisfactory to the Contracting Officer and has authority to act for the Contractor. I.17 52.236-08 OTHER CONTRACTS (APR 1984) (DEVIATION) April 1984 The Government may undertake or award other contracts for additional work at or near the site of the work under this contract. The Contractor shall fully cooperate with the other contractors and with Government employees and shall carefully adapt scheduling and performing the work under this contract to accommodate the additional work, heeding any direction that may be provided by the Contracting Officer. The Contractor shall not commit or permit any act that will interfere with the performance of work by any other contractor or by Government employees. The following other contract work is anticipated to be performed at or near the site of this contract during the anticipated performance period.; Turbine Runner Replacements, Contract No. XXXX will be nearing completion; Installation of a fire suppression (CO2) system; and Generator rebuilds/rewinds. I.18 52.236-15 SCHEDULES FOR CONSTRUCTION CONTRACTS April 1984 (a) The Contractor shall, within five days after the work commences on the contract or another period of time determined by the Contracting Officer, prepare and submit to the Contracting Officer for approval three copies of a practicable schedule showing the order in which the Contractor proposes to perform the work, and the dates on which the Contractor contemplates starting and completing the several salient features of the work (including acquiring materials, plant, and equipment). The schedule shall be in the form of a progress chart of suitable scale to indicate appropriately the percentage of work scheduled for completion by any given date during the period. If the Contractor fails to submit a schedule within the time prescribed, the Contracting Officer may withhold approval of progress payments until the Contractor submits the required schedule. (b) The Contractor shall enter the actual progress on the chart as directed by the Contracting Officer, and upon doing so shall immediately deliver three copies of the annotated schedule to the Contracting Officer. If, in the opinion of the Contracting Officer, the Contractor falls behind the approved schedule, the Contractor shall take steps necessary to improve its progress, including those that may be required by the Contracting Officer, without additional cost to the Government. In this circumstance, the Contracting Officer may require the Contractor to increase the number of shifts, overtime operations, days of work, and/or the amount of construction plant, and to submit for approval any supplementary schedule or schedules in chart form as the Contracting Officer deems necessary to demonstrate how the approved rate of progress will be regained. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 81 of 157 (c) Failure of the Contractor to comply with the requirements of the Contracting Officer under this clause shall be grounds for a determination by the Contracting Officer that the Contractor is not prosecuting the work with sufficient diligence to ensure completion within the time specified in the contract. Upon making this determination, the Contracting Officer may terminate the Contractor's right to proceed with the work, or any separable part of it, in accordance with the default terms of this contract. I.19 52.236-26 PRECONSTRUCTION CONFERENCE February 1995 If the Contracting Officer decides to conduct a preconstruction conference, the successful offeror will be notified and will be required to attend. The Contracting Officer's notification will include specific details regarding the date, time, and location of the conference, any need for attendance by subcontractors, and information regarding the items to be discussed. I.20 52.246-21 WARRANTY OF CONSTRUCTION March 1994 (a) In addition to any other warranties in this contract, the Contractor warrants, except as provided in paragraph (i) of this clause, that work performed under this contract conforms to the contract requirements and is free of any defect in equipment, material, or design furnished, or workmanship performed by the Contractor or any subcontractor or supplier at any tier. (b) This warranty shall continue for a period of 3 years from the date the transformers commence operations, or 5 years after final acceptance of the work. If the Government takes possession of any part of the work before final acceptance, the date of possession will replace the date of final acceptance in regard to the warranty period. (c) The Contractor shall remedy at the Contractor's expense any failure to conform, or any defect. In addition, the Contractor shall remedy at the Contractor's expense any damage to Government owned or controlled real or personal property, when that damage is the result of (1) The Contractor's failure to conform to contract requirements; or (2) Any defect of equipment, material, workmanship, or design furnished. (d) The Contractor shall restore any work damaged in fulfilling the terms and conditions of this clause. The Contractor's warranty with respect to work repaired or replaced will run for the same period as the original warranty, beginning from the date of repair or replacement. (e) The Contracting Officer shall notify the Contractor, in writing, within a reasonable time after the discovery of any failure, defect, or damage. (f) If the Contractor fails to remedy any failure, defect, or damage within a reasonable time after receipt of notice, the Government shall have the right to replace, repair, or otherwise remedy the failure, defect, or damage at the Contractor's expense. (g) With respect to all warranties, express or implied, from subcontractors, manufacturers, or suppliers for work performed and materials furnished under this contract, the Contractor shall-- Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 82 of 157 (1) Obtain all warranties that would be given in normal commercial practice; (2) Require all warranties to be executed, in writing, for the benefit of the Government, if directed by the Contracting Officer; and (3) Enforce all warranties for the benefit of the Government, if directed by the Contracting Officer. (h) In the event the Contractor's warranty under paragraph (b) of this clause has expired, the Government may bring suit at its expense to enforce a subcontractor's, manufacturer's, or supplier's warranty. (i) Unless a defect is caused by the negligence of the Contractor or subcontractor or supplier at any tier, the Contractor shall not be liable for the repair of any defects of material or design furnished by the Government nor for the repair of any damage that results from any defect in Government-furnished material or design. (j) This warranty shall not limit the Government's rights under the Inspection and Acceptance clause of this contract with respect to latent defects, gross mistakes, or fraud. I.21 WBR 1452.223-81 SAFETY AND HEALTH--BUREAU OF RECLAMATION MAY 2010 (a) The Contractor shall not require any person employed in the performance of this contract (including subcontracts) to work under conditions which are unsanitary, hazardous, or dangerous to the employee's health or safety. (b) In addition to the requirements of the Accident Prevention clause of this contract, the Contractor shall comply with the Bureau of Reclamation "Reclamation Safety and Health Standards" (RSHS) (Revised November 2009) manual. Some contracts may not contain the Accident Prevention clause, e.g., those formed under simplified acquisition procedures. Even if the Accident Prevention clause is not part of this contract, the Contractor must still comply with the Reclamation RSHS manual. (c) (1) The Contractor may obtain the safety and health standards as referenced in subparagraph (b)(2) of the Accident Prevention clause from any regional or area office of the Occupational Safety and Health Administration, U.S. Department of Labor. (2) The RSHS manual as referenced in subparagraph (b) above is available at the following website: http://www.usbr.gov/ssle/safety/RSHS/rshs.html. (d) The Contractor shall submit a written proposed safety program in the form and time intervals prescribed in section 3 of the RSHS manual and amendments or revisions thereto in effect on the date of the solicitation. (e) In addition to any other provisions in the contract, the Contractor shall comply with all safety and material data submittal requirements contained in the RSHS manual and revisions thereto. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 83 of 157 (f) The Contractor shall maintain an accurate record of, and shall report to the Contracting Officer (or authorized representative) in the manner prescribed by the Contracting Officer, all cases of death, occupational diseases, or traumatic injury to employees or the public involved, and property damage in excess of $2,500 occurring during performance of work under this contract. (g) The rights and remedies of the Government provided in this clause are in addition to any other rights and remedies provided by law or under this contract. (h) In the event there is a conflict between the requirements contained in any of the safety documents referenced herein, the more stringent requirement shall prevail. I.22 WBR 1452.23181 EQUIPMENT OWNERSHIP AND OPERATING EXPENSE--BUREAU OF RECLAMATION JULY 1998 (a) Definitions. "Acquisition cost," as used in this clause means, the Contractor's original purchase price (including sales tax less salvage value) of an item of equipment including any and all accessories and expendable components required for utilization the item of equipment. For used equipment which is reconditioned and recapitalized, "acquisition cost" shall mean the adjusted amount resulting from the recapitalized value of the equipment as determined from the Contractor's accounting records. "Equipment," as used in this clause, means equipment in sound workable condition at the construction work site, either owned or controlled by the Contractor or its subcontractors at any tier, or obtained from a commercial rental source, and furnished for use under this contract. "Ownership cost," as used in this clause, means allowances for construction equipment depreciation and cost of facilities capital. "Operating cost," as used in this clause, means the cost of operating equipment such as operating crew labor, servicing labor and equipment, labor and parts for all repairs and maintenance, fuel, oil, grease, supplies, tire wear and repair. (b) Policy. Equitable adjustments made in the price of this contract pursuant to the Changes, Differing Site Condition, Suspension of Work, or other clause of the contract, may include allowable ownership and operating costs for equipment. In accordance with FAR 31.105(d), allowable ownership and operating costs for each piece of equipment, or groups of similar serial or series equipment, shall be determined using actual cost data when such data are available from the Contractor's accounting records. When actual costs cannot be so determined or when actual cost data for a specific element of operating cost do not contain costs for individual pieces or types of equipment, the procedures in paragraph (d) of this clause shall be used to determine allowable costs (provided, in the case of operating costs, that the costs are reconciled to the Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 84 of 157 Contractor's total cost for that operating element). For fully depreciated equipment, the procedures in paragraph (e) of this clause shall be used to determine allowable costs. (c) Required data. In any request made for an equitable adjustment, the Contractor shall furnish to the Contracting Officer -(1) A complete description of each item of equipment (including all accessory equipment attached thereto) to be used in connection with the work to be performed listing the date of manufacture, date of acquisition, make, model, size, capacity, mounting, and type of power; (2) Evidence of the acquisition cost of new or used equipment to be used including all available current and historical supporting cost data. If evidence of acquisition cost is not provided by the Contractor or if the data provided are unacceptable to the Contracting Officer, the Contracting Officer may determine the acquisition cost by other appropriate means. (d) Use of the predetermined rate schedule. (1) When the Contracting Officer determines that allowable ownership and operating costs cannot be determined from the Contractor's accounting records, the U.S. Army Corps of Engineers pamphlet entitled "Construction Equipment Ownership and Operating Expense Schedule" (Schedule) for the State in which the construction site is located shall be used to calculate ownership and operating rates. Copies of the Schedules can be obtained, free of charge, from the U.S. Army Corps of Engineers, Publications Depot, 2803 52nd Avenue, Hyattsville, MD 20781-1102. (2) For the purpose of determination of the hourly rates to be applied under this contract, working conditions shall be considered average, unless otherwise determined by the Contracting Officer. (3) Rates for equipment not listed in the Schedule shall be calculated using the formulas in the Schedule. Alternatively, the Contracting Officer may determine to use rates in the Schedule for equipment comparable to the unlisted equipment, including horsepower and auxiliary features. (e) Fully depreciated equipment. No depreciation or rental cost shall be allowed on equipment fully depreciated by the Contractor or by any division, subsidiary, parent company, or affiliate under common control. However, a reasonable rate for using fully depreciated equipment may be allowed by the Contracting Officer. Unless otherwise determined by the Contracting Officer, such hourly rate shall not exceed a value computed by multiplying the depreciation rate for the equipment (as shown in the Schedule table entitled "Construction Equipment Ownership and Operating Expense") by the economic index for the year of equipment manufacture (as shown in the Schedule table entitled "Economic Indexes for Construction Equipment"), divided by the economic index correspondingly with the year the Schedule is published. The year used for the basis of the rates in the Schedule is indicated in the table entitled "Equipment Age Adjustment Factors for Ownership Costs." Idle or standby time will not be paid for fully depreciated equipment. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 85 of 157 (f) Idle or standby time. Equipment ownership costs for idle or standby time of equipment not fully depreciated shall be determined as follows: (1) The allowable rate shall be made at 50 percent of the hourly rate for ownership costs if actual cost data are used. The maximum hours per week allowed shall not exceed 40 hours or the amount of hours regularly worked by the Contractor, whichever is less. No allowance shall be made for Saturdays, Sundays, or holidays, when work is not actually performed. (2) If actual cost data cannot be determined, the rate shall be computed in accordance with the Schedule. (3) No costs shall be allowed for time when the equipment would have been otherwise idle or was not in good operating condition. (4) Periods of time less than 2 hours on which equipment is down for normal and regular servicing and for minor field repair or field maintenance shall be considered by the Contractor to be operating time rather than idle or standby time and such periods shall not be deducted from use or operating time. (5) No costs are allowable for fully depreciated equipment. (g) Rental. Allowable costs for renting or leasing of equipment shall be determined in accordance with FAR 31.105(d)(2)(ii) and 31.205-36. I.23 WBR 1452.23281 ALT III PAYMENT FOR MOBILIZATION AND PREPARATORY WORK - ALTERNATE III-BUREAU OF RECLAMATION JUNE 2002 (a)General. Payment for the Mobilization and Preparatory Work line items of the schedules will be made as reflected herein. To the extent that this line item exceeds the percentages of total schedule pricing as estimated by the Contracting Officer in WBR 1452.236 85, Alternate I, Instruction for Mobilization and Preparatory Work Schedule Line Item, payment will be made as reflected in Section (d)(3), (4) and (5) below. Reclamation will make payment to the Contractor in accordance with this clause for operations including, but not limited to, those necessary for-(1) Movement of personnel, equipment, supplies, and incidentals to the project site; (2) The establishment of offices, buildings, plants and other facilities, at the site (excludes temporary buildings (e.g. storage sheds, shops, offices) and utilities listed in the Operations and Storage Areas clause of this contract; (3) Payment of premiums for project bonds and insurance; and (4) Other work and operations which must be performed or costs incurred incident to the initiation of meaningful work at the site and for which the contract does not otherwise provide for payment. (5) Approved detailed logic diagram(s) and the baseline schedule. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 86 of 157 (b) Facilities and equipment covered by mobilization work. (1) All facilities, plant, and equipment which are established at, or brought to, the site shall be deemed to be subject to the provisions of this paragraph unless the Contracting Officer specifically provides other written authorization for a particular item or items. (2) The Contractor shall be solely responsible for the adequacy, efficiency, use, protection, maintenance, repair, and preservation of all facilities, plant, and equipment on site. (3) The facilities, plant, and equipment covered by this paragraph shall not be dismantled or removed from the site prior to completion of the work under the contract without the written authorization of the Contracting Officer. (c) Termination for default. Should the Contractor be terminated for default as provided by the Default clause of this contract -(1) All facilities, plant, and equipment on the site shall be subject to the Government's right to take possession of and utilize such items for the purpose of completing the work; (2) The Contractor shall provide evidence of encumbrances, liens, or other security interests, to the Contracting Officer; and (3) Any encumbrance, lien, or other security interest on such facilities, plant, or equipment shall be subordinated to the Government's rights under the Default clause of this contract to utilize all facilities, plant, and equipment to complete the work under the contract. (d) Payment. Payment for mobilization and preparatory work under paragraph (a) of this clause shall be made at the contractor lump sum price for this item as contained in the Schedule. Progress payments for mobilization and preparatory work shall be made as follows – (1) In accordance with paragraph (g) of the Payments under Fixed Price Construction Contracts clause of this contract and upon submission of a proper invoice, the Government will reimburse the Contractor for the total amount of premiums paid for performance and payment bonds as required by the Performance and Payment Bond Requirements clause of this contract and for any insurance which is specified as payable by the Government under this contract. (2) Except as provided in (d)(1)above, progress payments for mobilization and preparatory work shall not be considered a separate division of work for the purposes of progress payments and shall be subject to retainage before payment of the total amount for this contract line item. (3) When progress payments totaling five (5) percent of the total original schedule amount on a schedule have been made by the Government for all other work accomplished under that schedule, the Government shall pay the Contractor fifty (50) percent of the mobilization and preparatory work schedule line item amount or five (5) percent of the total original schedule amount (whichever is the lower) exclusive of any payment already made to the Contractor for Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 87 of 157 performance and payment bond premiums and specified insurance under subparagraph (d)(1) of this clause. (4) When progress payments totaling ten (10) percent of the total original schedule amount on a schedule have been made by the Government for all other work accomplished under the schedule and upon approval of the detailed logic diagram(s) and baseline schedule, the balance of the amount for the mobilization and preparatory work schedule line item or ten (10) percent of the total original schedule amount (whichever is the lower) shall be paid to the contractor. (5) If the schedule amount for mobilization and preparatory work on a schedule exceeds the total of the payments allowed under (3) and (4) above, the balance shall be paid when the schedule work is substantially complete as determined by the Contracting Officer. I.24 WBR 1452.23282 OTHER INVOICE REQUIREMENTS--BUREAU OF RECLAMATION JULY 1998 (a) As permitted by subparagraph (a)(2)(xi) of the Prompt Payment for Construction Contracts clause of this contract, to constitute a proper invoice the Contractor shall submit the update reports required by the "Construction Program" paragraph of the contract specification with each request for payment under the contract. (b) No payment shall be authorized for work performed out of sequence. If work is performed in violation of the sequence shown on the approved logic diagram(s), but is performed in a logical sequence and in compliance with the contract requirements, the current approved logic diagram(s) shall be updated to correct the out of sequence condition, thereby allowing approval of payment. Progress payments for incomplete activities shall be approved only if the activity's original duration exceeds 15 workdays or 20 shifts and the activity is in process at the end of the billing period, or if the estimated earnings for the activity exceed $1,000. I.25 WBR 1452.23684 PRESERVATION OF CULTURAL RESOURCES--BUREAU OF RECLAMATION FEBRUARY 2000 (a) General. Federal legislation provides for the protection and preservation of cultural resources that may be impacted or altered as a result of any Federal project, activity, or program or federally licensed or assisted project, activity, or program. (b) Discovery of Resources. Should the Contractor, or any of the Contractor's employees, subcontractors, or parties operating or associated with the Contractor, in the performance of this contract discover evidence of possible cultural resources, the Contractor shall immediately cease work at that location and provide oral notification to the Contracting Officer, giving location and nature of the findings. The Contractor shall forward a written report of findings to the Contracting Officer within 48 hours. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 88 of 157 (1) If a cultural resource is determined by Reclamation to be a Native American cultural item, then the Contractor shall cease the activity in the area of the discovery, make a reasonable effort to protect the items discovered, and wait for written approval from the Contracting Officer before resuming activity. This requirement is prescribed under the Native American Graves Protection and Repatriation Act (NAGPRA). Many States have "burial laws" that apply to non-Federal and non-Indian lands; the Contractor is responsible for complying with applicable state law when operating on non-Federal and non-Indian lands. (2) If the discovery occurs on tribal lands, the Contractor shall immediately orally notify the responsible tribal official and the Contracting Officer and follow with written confirmation within 2 days to the responsible tribal official and the Contracting Officer. (The Reclamation office will supply the name and phone number of the tribal official. This information also can be obtained at <http://web.cast.uark.edu/other/nps/nacd>.) (3) The Contractor shall exercise care so as not to disturb or damage any cultural resources discovered during the execution of this contract, and shall provide such cooperation and assistance as may be necessary to preserve the findings for removal or other disposition by Reclamation. The Contractor shall not resume work in the area of a discovery until written notice to proceed is received from the Contracting Officer. (c) Destruction of Archaeological Resources. Any person who excavates, removes, damages, alters or defaces or attempts to excavate, remove, damage, or otherwise alter or deface any archaeological resource located on public lands or Indian lands is subject to a maximum of five years in prison and $250,000 fine, as prescribed under Sections 6 and 7 of the Archaeological Resources Protection Act. State law may provide other penalties on non-Federal lands. d) Approval of Use Areas and Borrow Sources. If the Contractor proposes to use a location other than an approved location (approved locations to be provided by the Contracting Officer), the location(s) must first be approved for use by the Contracting Officer. When considering an unapproved use area or borrow source, the Contractor shall submit a map showing the location to the Contracting Officer at least 45 calender days in advance of any proposed use. The Contractor or his subcontractors shall take no action to use or alter the proposed location until written approval is provided by the Contracting Officer. (e) Compensation for Delays. Where appropriate by reason of discovery, the Contracting Officer may order changes in the schedule or work. If such delays or changes are ordered, any equitable adjustment under the contract will be provided in accordance with the applicable clauses of the contract. (f) Subcontractors. The Contractor shall insert this clause in all subcontracts that involve performance of work on job site terrain. (g) Cost. Except as provided in subsection e above, the cost of complying with this contract clause shall be included in the prices offered in the schedule for other items of work. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 89 of 157 (h) Government Access. The Contractor's arrangement with landowners shall permit the Government or its representatives access to the land to identify cultural resources and conduct appropriate inspections during the Contractor's use of the area or during material procurement. (i) Definitions. (1) "Cultural items" as defined by NAGPRA include Native American human remains, funerary objects, sacred objects, and objects of cultural patrimony. (2) "Cultural resources" is a broad term that includes prehistoric, historic, architectural, and traditional cultural properties; specific items include, but are not limited to, human skeletal remains, archaeological artifacts, records, and material remains related to such properties. (3) "Funerary objects" means Native American items that, as part of the death rite or ceremony of a culture, are reasonably believed to have been placed intentionally at the time of death or later with or near individual human remains. (4) "Human remains" means the physical remains of the body of a person. (5) "Native American" means of, or relating to, a tribe, people, or culture that is indigenous to the United States. (6) "Sacred objects" means Native American items that are specific ceremonial objects needed by traditional Native American religious leaders for the practice of traditional Native American religions by their present-day adherents. These items are specifically limited to objects that were devoted to a traditional Native American religious ceremony or ritual and which have religious significance or function in the continued observance or renewal of such ceremony. (7) "Objects of cultural patrimony" means Native American items having ongoing historical, traditional, or cultural importance central to the Indian tribe or Native Hawaiian organization itself, rather than property owned by an individual tribal or organization member. These objects are of such central importance that they may not be alienated, appropriated, or conveyed by any individual tribal or organization member. The following clauses pertain to all Schedules. I.26 52.252-02 CLAUSES INCORPORATED BY REFERENCE This contract incorporates one or more clauses by reference, with the same force and effect as if they were given in full text. Upon request, the Contracting Officer will make their full text available. Also, the full text of a clause may be accessed electronically at the following addresses: FAR Clauses - https://www.acquisition.gov/far/ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 90 of 157 DOi Clauses - http://ecfr.gpoaccess.gov/cgi/t/text/textidx?c=ecfr&sid=6a027d0a3fbad00770078a4a32563132&rgn=div5&view=text&node=48:5.0.7.5 8.46&idno=48 Clause 52.202-01 52.203-03 52.203-05 52.203-07 52.203-08 52.203-10 52.203-12 52.203-13 52.203-14 52.204-04 52.204-10 52.204-13 52.209-06 52.209-10 52.210-01 52.215-02 52.215-08 52.215-11 52.215-13 52.215-14 52.215-21 A3 52.219-08 52.219-28 52.222-03 52.222-04 Title Definitions Gratuities Covenant Against Contingent Fees Anti-Kickback Procedures Cancellation, Rescission, and Recovery of Funds for Illegal or Improper Activity Price Or Fee Adjustment For Illegal Or Improper Activity Limitation On Payments To Influence Certain Federal Transactions Contractor Code of Business Ethics and Conduct Display of Hotline Poster(s) Printed or Copied Double-Sided on Post Consumer Fiber Content Paper Reporting Executive Compensation and First - Tier Subcontract Awards Central Contractor Registration Maintenance Protecting the Government's Interest When Subcontracting With Contractors Debarred, Suspended, or Proposed for Debarment Prohibition on Contracting with Inverted Domestic Corporations Market Research Audit and Records--Negotiation Order of Precedence--Uniform Contract Format Price Reduction for Defective Certified Cost or Pricing Data--Modifications Subcontractor Certified Cost or Pricing Data-Modifications Integrity of Unit Prices Requirements for Certified Cost or Pricing Data and Data Other Than Certified Cost or Pricing Data-Modifications - Alternate III Utilization of Small Business Concerns Post-Award Small Business Program Rerepresentation Convict Labor Contract Work Hours and Safety Standards Act Overtime Compensation Date January 2012 April 1984 April 1984 October 2010 January 1997 January 1997 October 2010 April 2010 December 2007 May 2011 August 2012 December 2012 December 2010 May 2011 April 2011 October 2010 October 1997 August 2011 October 2010 October 2010 October 1997 January 2011 April 2012 June 2003 July 2005 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement 52.222-20 52.222-21 52.222-26 52.222-35 52.222-36 52.222-37 52.222-40 Walsh-Healy Public Contracts Act Prohibition of Segregated Facilities Equal Opportunity Equal Opportunity for Veterans Affirmative Action For Workers with Disabilities Employment Reports on Veterans Notification of Employee Rights Under the National Labor Relations Act Combating Trafficking in Persons Employment Eligibility Verification Hazardous Material Identification and Material Safety Data (Jan 1997) - Alternate I Pollution Prevention and Right-to-Know Information - Alternate I Drug Free Workplace Encouraging Contractor Policies to Ban text Messaging While Driving Privacy Act Notification (Jul 1996) (DEVIATION) Privacy Act Restrictions on Certain Foreign Purchases Authorization and Consent Insurance - Work On A Government Installation Pledges Of Assets Irrevocable Letter of Credit Federal, State And Local Taxes Interest Assignment Of Claims Payment by Electronic Funds Transfer--Central Contractor Registration Providing Accelerated Payment to Small Business Subcontractors (DEVIATION) Disputes - Alternate I Protest After Award Applicable Law for Breach of Contract Claim Bankruptcy Change Order Accounting Notification Of Changes Preference For U.S. Flag Air Carriers Preference for Privately Owned U.S. - Flag Commercial Vessels Returnable Cylinders 52.222-50 52.222-54 52.223-03 A1 52.223-05 A1 52.223-06 52.223-18 52.224-01 52.224-02 52.225-13 52.227-01 52.228-05 52.228-11 52.228-14 52.229-03 52.232-17 52.232-23 52.232-33 52.232-99 52.233-01 A1 52.233-03 52.233-04 52.242-13 52.243-06 52.243-07 52.247-63 52.247-64 52.247-66 I-27 DIAPR NON-DISCRIMINATION NOTICE TO US Page 91 of 157 October 2010 February 1999 March 2007 September 2010 October 2010 September 2010 December 2010 February 2009 July 2012 July 1995 May 2011 May 2001 August 2011 April 1984 April 1984 June 2008 December 2007 January 1997 January 2011 December 1999 April 2003 October 2010 January 1986 October 2003 August 2012 December 1991 August 1996 October 2004 July 1995 April 1984 April 1984 June 2003 February 2006 May 1994 JANUARY 2000 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement 2000-1 Page 92 of 157 DEPARTMENT OF THE INTERIOR CONTRACTORS, SUBCONTRACTORS, AND LESSORS Based upon law, Executive Order, or internal policy, the Department of the Interior prohibits discrimination in the workplace, including sexual harassment, based on race, color, national origin, sex, religion, disability, age, or sexual orientation. The Department urges its contractors, subcontractors and lessors to develop and enforce comprehensive anti-discrimination policies for their places of work. This notice states that Department's non-discrimination policy and encourages the same from its contractors, subcontractors, and lessors. With the exception of categories protected by law, compliance is voluntary and no extraordinary enforcement or protection mechanisms on the part of the Government are implied. I-28 ET 02-20 AUTHORIZED WORKERS NOTICE TO POTENTIAL BUREAU OF RECLAMATION CONTRACTORS SEPTEMBER 2002 (a) Definitions. IRCA - Immigration Reform and Control Act of 1986 INA - Immigration and Nationality Act INS - Immigration and Naturalization Service SSA - Social Security Administration INS SAVE Program - The INS Systematic Alien Verification for Entitlements Program ESA - Employment Standards Administration (Department of Labor) (a) Authority. Immigration Reform and Control Act of 1986 (8 USC 1101 as amended) and the Immigration and Nationality Act, Section 274A. (b) Who is Covered. INA includes provisions addressing employment eligibility, employment verification, and nondiscrimination. These provisions apply to all employers, including government contractors. (c) Basic Provisions/Requirements. Under IRCA, employers may hire only persons who may legally work in the U.S., i.e., citizens and nationals of the U.S. and aliens authorized to work in the U.S. The employer must verify the identity and employment eligibility of anyone to be hired, which includes completing the Employment Eligibility Verification Form (I-9). Employers must keep each I-9 on file for at least three years, or one year after employment ends, whichever is longer. Detailed guidance on the I-9 is available at the INS web site: http://www.uscis.gov/i-9 (d) Employment Verification Pilot Programs. The INS and the SSA are conducting the following programs that provide employers a way to confirm the employment eligibility of their newly hired employees. Any employer located in a pilot state may volunteer to participate in a pilot Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 93 of 157 program. If employers are not located in a pilot state, they would verify employment eligibility by following the procedures currently in place, i.e., by completing Form I-9. (1) The Basic Pilot is a joint pilot being conducted by the INS and SSA in the States of California, Florida, Illinois, Nebraska, New York, and Texas. This pilot involves verification checks of the SSA and INS databases of all newly hired employees, regardless of citizenship. To receive information on the Basic Pilot program please call the INS SAVE Program toll free at 1-888-464-4218, or fax your request for information to (202) 514-9981, or write to USINS, SAVE Program, 425 I Street, NW, ULLICO Building 4th Floor, Washington, DC 20536. You may also contact the Social Security Administration by calling (410) 966-1940, or writing to Social Security Administration, Office of Program Benefits Policy, 6401 Security Blvd., 760 Altmeyer, Baltimore, MD 21235. (2) The INS is conducting the Citizen Attestation Pilot in the States of Arizona, Maryland, Massachusetts, Michigan, and Virginia. The Citizen Attestation Pilot permits participating employers to electronically verify the employment eligibility of newly hired alien employees by using a personal computer with a modem. To receive information on the Citizen Attestation Pilot program please call the INS SAVE Program toll free at 1-888-464-4218, or fax your request for information to (202) 514-9981. Employers may also write to US/INS, SAVE Program, 425 I Street, NW, ULLICO-4th Floor, Washington, DC 20536. (3) The INS and the SSA are conducting the Machine-Readable Document Pilot in the State of Iowa. The Machine-Readable Document Pilot is identical to the Basic Pilot in all respects, except for the geographic scope of the pilot and for one additional feature. If an employee presents an Iowa's driver's license or identification card containing a machine-readable SSN, the employer will make an inquiry through the confirmation system by using the machinereadable feature. To receive information on the Machine-Readable Document Pilot program please call the INS SAVE Program toll free at 1-888-464-4218, or fax your request for information to (202) 514-9981. You may also write to US/INS, SAVE Program, 425 I Street, NW, ULLICO-4th Floor, Washington, DC 20536. (e) Employee Rights. The INA protects U.S. citizens and aliens authorized to accept employment in the U.S. from discrimination in hiring or discharge on the basis of national origin and citizenship status. (f) Compliance Assistance. More detailed information, including copies of explanatory brochures and regulatory and interpretative materials, may be obtained from local offices of the Department of Labor's Employment Standards Division, Wage and Hour Division, and the Office of Federal Contract Compliance Programs. (g) Penalties/Sanctions. Employers who fail to complete and/or retain the I-9 forms are subject to penalties. The INS enforces the INA requirements on verification of employment eligibility. The Justice Department enforces the anti-discrimination provisions. As part of their ongoing enforcement efforts, the ESA's Wage and Hour Division and Office of Federal Contract Compliance Programs conduct inspections of the I-9 forms. They report their findings to the INS and to the Department of Justice when they find cases of disparate treatment or unauthorized Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 94 of 157 employment. A debarring official may debar a contractor, based on a determination by the Attorney General of the United States, or designee, that the contractor is not in compliance with the INA. The Attorney General's determination is not reviewable in the debarment proceedings I.29 1452.20370 RESTRICTION ON ENDORSEMENTS-DEPARTMENT OF THE INTERIOR JULY 1996 The Contractor shall not refer to contracts awarded by the Department of the Interior in commercial advertising, as defined in FAR 31.205-1, in a manner which states or implies that the product or service provided is approved or endorsed by the Government, or is considered by the Government to be superior to other products or services. This restriction is intended to avoid the appearance of preference by the Government toward any product or service. The Contractor may request the Contracting Officer to make a determination as to the propriety of promotional material. I.30 1452.22870 LIABILITY INSURANCE -- DEPARTMENT OF THE INTERIOR JULY 1996 (a) The Contractor shall procure and maintain during the term of this contract and any extension thereof liability insurance in form satisfactory to the Contracting Officer by an insurance company which is acceptable to the Contracting Officer. The named insured parties under the policy shall be the Contractor and the United States of America. The amounts of the insurance shall be not less than as follows: $100,000 each person $500,000 each occurrence $ 20,000 property damage (b) Each policy shall have a certificate evidencing the insurance coverage. The insurance company shall provide an endorsement to notify the Contracting Officer 30 days prior to the effective date of cancellation or termination of the policy or certificate; or modification of the policy or certificate which may adversely affect the interest of the Government in such insurance. The certificate shall identify the contract number, the name and address of the Contracting Officer, as well as the insured, the policy number and a brief description of contract services to be performed. The Contractor shall furnish the Contracting Officer with a copy of an acceptable insurance certificate prior to beginning the work. I.31 1452.23670 PROHIBITION AGAINST USE OF LEADBASED PAINT -- DEPARTMENT OF THE INTERIOR JULY 1996 Paint containing more than .06 percent by weight of lead in paint, or the equivalent measure of lead in the dried film of paint already applied, shall not be used in the construction or rehabilitation of residential structures under this contract or any resulting subcontracts. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement I.32 52.204-07 CENTRAL CONTRACTOR REGISTRATION Page 95 of 157 DECEMBER 2012 (a) Definitions. As used in this provision"Central Contractor Registration (CCR) database" means the primary Government repository for Contractor information required for the conduct of business with the Government. "Data Universal Numbering System (DUNS) number" means the 9-digit number assigned by Dun and Bradstreet, Inc. (D&B) to identify unique business entities. "Data Universal Numbering System +4 (DUNS+4) number" means the DUNS number assigned by D&B plus a 4-character suffix that may be assigned by a business concern. (D&B has no affiliation with this 4-character suffix.) This 4- character suffix may be assigned at the discretion of the business concern to establish additional CCR records for identifying alternative Electronic Funds Transfer (EFT) accounts (see the FAR at Subpart 32.11) for the same concern. "Registered in the CCR database" means that- (1) The offeror has entered all mandatory information, including the DUNS number or the DUNS+4 number, as well as data required by the Federal Funding Accountability and Transparency Act of 2006 (see Subpart 4.14) into the CCR database; and (2) The Government has validated all mandatory data fields, to include validation of the Taxpayer Identification Number (TIN) with the Internal Revenue Service (IRS), and has marked the record "Active". The offeror will be required to provide consent for TIN validation to the Government as a part of the CCR registration process. (b) (1) By submission of an offer, the offeror acknowledges the requirement that a prospective awardee shall be registered in the CCR database prior to award, during performance, and through final payment of any contract, basic agreement, basic ordering agreement, or blanket purchasing agreement resulting from this solicitation. (2) The offeror shall enter, in the block with its name and address on the cover page of its offer, the annotation "DUNS" or "DUNS +4" followed by the DUNS or DUNS +4 number that identifies the offeror's name and address exactly as stated in the offer. The DUNS number will be used by the Contracting Officer to verify that the offeror is registered in the CCR database. (c) If the offeror does not have a DUNS number, it should contact Dun and Bradstreet directly to obtain one. (1) An offeror may obtain a DUNS number(i) Via the Internet at http://fedgov.dnb.com/webform of if the offeror does not have internet access, it may call Dun and Bradstreet at 1-866-705-5711 if located within the United States; or (ii) If located outside the United States, by contacting the local Dun and Bradstreet office. The offeror should indicate that it is an offeror for a U.S. Government contract when contracting the local Dun and Bradstreet office. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 96 of 157 (2) The offeror should be prepared to provide the following information: (i) Company legal business. (ii) Tradestyle, doing business, or other name by which your entity is commonly recognized. (iii) Company Physical Street Address, City, State, and Zip Code. (iv) Company Mailing Address, City, State and Zip Code (if separate from physical). (v) Company Telephone Number. (vi) Date the company was started. (vii) Number of employees at your location. (viii) Chief executive officer/key manager. (ix) Line of business (industry). (x) Company Headquarters name and address (reporting relationship within your entity). (d) If the Offeror does not become registered in the CCR database in the time prescribed by the Contracting Officer, the Contracting Officer will proceed to award to the next otherwise successful registered Offeror. (e) Processing time, which normally takes 48 hours, should be taken into consideration when registering. Offerors who are not registered should consider applying for registration immediately upon receipt of this solicitation. (f) Offerors may obtain information on registration at https://www.acquisition.gov . I.33 52.204-09 PERSONAL IDENTITY VERIFICATION OF CONTRACTOR PERSONNEL January 2011 (a) The Contractor shall comply with agency personal identity verification procedures identified in the contract that implement Homeland Security Presidential Directive-12 (HSPD-12), Office of Management and Budget (OMB) guidance M-05-24, and Federal Information Processing Standards Publication (FIPS PUB) Number 201. (b) The Contractor shall account for all forms of Government-provided identification issued to the Contractor employees in connection with performance under this contract. The Contractor shall return such identification to the issuing agency at the earliest of any of the following, unless otherwise determined by the Government: Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 97 of 157 (1) When no longer needed for contract performance. (2) Upon completion of the Contractor employee's employment. (3) Upon contract completion or termination. (c) The Contracting Officer may delay final payment under a contract if the Contractor fails to comply with these requirements. (d) The Contractor shall insert the substance of this clause, including this paragraph (d), in all subcontracts when the subcontractor's employees are required to have routine physical access to a Federally-controlled facility and/or routine access to a Federally-controlled information system. It shall be the responsibility of the prime Contractor to return such identification to the issuing agency in accordance with the terms set forth in paragraph (b) of this section, unless otherwise approved in writing by the Contracting Officer. I.34 52.209-09 UPDATES OF PUBLICLY AVAILABLE INFORMATION REGARDING RESPONSIBILITY MATTERS FEBRUARY 2012 (a) The Contractor shall update the information in the Federal Awardee Performance and Integrity Information System (FAPIIS) on a semi-annual basis, throughout the life of the contract, by posting the required information in the Central Contractor Registration database via https://www.acquisition.gov (b) As required by section 3010 of the Supplemental Appropriations Act, 2010 (Pub. L. 111212), all information posted in FAPIIS on or after April 15, 2011, except past performance reviews, will be publicly available. FAPIIS consists of two segments (1) The non-public segment, into which Government officials and the Contractor post information, which can only be viewed by(i) Government personnel and authorized users performing business on behalf of the Government; or (ii) The Contractor, when viewing data on itself; and (2) The publicly-available segment, to which all data in the non-public segment of FAPIIS is automatically transferred after a waiting period of 14 calendar days, except for(i) Past performance reviews required by subpart 42.15; (ii) Information that was entered prior to April 15, 2011; or (iii) Information that is withdrawn during the 14-calendar-day waiting period by the Government official who posted it in accordance with paragraph (c)(1) of this clause. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 98 of 157 (c) The Contractor will receive notification when the Government posts new information to the Contractor's record. (1) If the Contractor asserts in writing within 7 calendar days, to the Government official who posted the information, that some of the information posted to the non-public segment of FAPIIS is covered by a disclosure exemption under the Freedom of Information Act, the Government official who posted the information must within 7 calendar days remove the posting from FAPIIS and resolve the issue in accordance with agency Freedom of Information procedures, prior to reposting the releasable information. The contractor must cite 52.209-9 and request removal within 7 calendar days of the posting to FAPIIS. (2) The Contractor will also have an opportunity to post comments regarding information that has been posted by the Government. The comments will be retained as long as the associated information is retained, i.e., for a total period of 6 years. Contractor comments will remain a part of the record unless the Contractor revises them. (3) As required by section 3010 of Pub. L. 111-212, all information posted in FAPIIS on or after April 15, 2011, except past performance reviews, will be publicly available. (d) Public requests for system information posted prior to April 15, 2011, will be handled under Freedom of Information Act procedures, including, where appropriate, procedures promulgated under E.O. 12600. I.35 52.219-06 NOTICE OF TOTAL SMALL BUSINESS SETASIDE NOVEMBER 2011 (a) Definition. "Small business concern," as used in this clause, means a concern, including its affiliates, that is independently owned and operated, not dominant in the field of operation in which it is bidding on Government contracts, and qualified as a small business under the size standards in this solicitation. (b) Applicability. This clause applies only to -(1) Contracts that have been totally set aside or reserved for small business concerns; and (2) Orders set aside for small business concerns under multiple-award contracts as described in 8.405-5 and 16.505(b)(2)(i)(F). (c) General. (1) Offers are solicited only from small business concerns. Offers received from concerns that are not small business concerns shall be considered nonresponsive and will be rejected. (2) Any award resulting from this solicitation will be made to a small business concern. (d) Agreement. A small business concern submitting an offer in its own name shall furnish, in performing the contract, only end items manufactured or produced by small business concerns in the United States or its outlying areas. If this procurement is processed under simplified acquisition procedures and the total amount of this contract does not exceed $25,000, a small Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 99 of 157 business concern may furnish the product of any domestic firm. This paragraph does not apply to construction or service contracts. I.36 52.244-06 SUBCONTRACTS FOR COMMERCIAL ITEMS DECEMBER 2010 (a) Definitions. As used in this clause-"Commercial item" has the meaning contained in Federal Acquisition Regulation 2.101, Definitions. "Subcontract" includes a transfer of commercial items between divisions, subsidiaries, or affiliates of the Contractor or subcontractor at any tier. (b) To the maximum extent practicable, the Contractor shall incorporate, and require its subcontractors at all tiers to incorporate, commercial items or nondevelopmental items as components of items to be supplied under this contract. (c) (1) The Contract shall insert the following clauses in subcontracts for commercial items: (i) 52.203-13, Contractor Code of Business Ethics and Conduct (APR 2010) (Pub. L. 110252, Title VI, Chapter 1 (41 U.S.C. 251 note)), if the subcontract exceeds $5,000,000 and has a performance period of more than 120 days. In Altering this clause to identify the appropriate parties, all disclosures of violation of the civil False Claims Act or of Federal criminal law shall be directed to the agency Office of the Inspector General, with a copy to the Contracting Officer. (ii) 52.203-15, Whistleblower Protections Under the American Recovery and Reinvestment Act of 2009 (Jun 2010) (Section 1553 of Pub. L. 111-5), if the subcontract is funded under the Recovery Act. (iii) 52.219-8, Utilization of Small Business Concerns (DEC 2010) (15 U.S.C. 637(d)(2) and (3), if the subcontract offers further subcontracting opportunities. If the subcontract (except subcontracts to small business concerns) exceeds $6500,000 ($1.5 million for construction of any public facility), the subcontractor must include 52.219-8 in lower tier subcontracts that offer subcontracting opportunities. (iv) 52.222 26, Equal Opportunity (MAR 2007) (E.O. 11246); (v) 52.222 35, Equal Opportunity for Special Disabled Veterans, Veterans of the Vietnam Era, and Other Eligible Veterans (SEP 2010) (38 U.S.C. 4212(a)); (vi) 52.222 36, Affirmative Action for Workers with Disabilities (OCT 2010) (29 U.S.C. 793); and (vii) 52.222-40, Notification of Employee Rights Under the National Labor Relations Act (DEC 2010) (E.O. 13496), if flow down is required in accordance with paragraph (f) of FAR clause 52.222-40. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 100 of 157 (viii) 52.222-50 Combating Trafficking in Persons (FEB 2009) (22 U.S.C. 7104(g)). (ix) 52.247 64, Preference for Privately Owned U.S. Flag Commercial Vessels (FEB 2006) (46 U.S.C. App. 1241 and 10 U.S.C. 2631) , if flow down is required in accordance with paragraph (d) of FAR clause 52.247-64). (2) While not required, the Contractor may flow down to subcontracts for commercial items a minimal number of additional clauses necessary to satisfy contractual obligations. (d) The Contractor shall include the terms of this clause, including this paragraph (d), in subcontracts awarded under this contract. I.37 52.252-06 AUTHORIZED DEVIATIONS IN CLAUSES APRIL 1984 (a) The use in this solicitation or contract of any Federal Acquisition Regulation (48 CFR Chapter 1) clause with an authorized deviation is indicated by the addition of "(DEVIATION)" after the date of the clause. (b) The use in this solicitation or contract of any Department of the Interior Acquisition Regulation (48 CFR 14) clause with an authorized deviation is indicated by the addition of "(DEVIATION)" after the name of the regulation. I.38 WBR 1452.22380 ASBESTOS-FREE WARRANTY--BUREAU OF RECLAMATION OCTOBER 1992 (a) The Contractor warrants that all items delivered, or work required by the contract shall be free of asbestos in any form whatsoever except for the use of asbestos cement pipe. (b) The Contractor may request the Contracting Officer to approve an exception to this prohibition when an asbestos-free product is not available. Such requests shall be fully documented and submitted as soon as possible after the Contractor determines that an asbestosfree product is not available. Contracting Officer disapproval of a request for an exception shall be final and not subject to the Disputes clause of this contract. I.39 WBR 1452.22382 PROTECTING FEDERAL EMPLOYEES AND THE PUBLIC FROM EXPOSURE TO TOBACCO SMOKE IN THE FEDERAL WORKPLACE -- BUREAU OF RECLAMATION DECEMBER 2009 (a) In performing work under this contract, the contractor shall comply with the requirements of Executive Order 13058, dated August 9, 1997, which prohibits the smoking of tobacco products in all interior space owned, rented, or leased by the executive branch of the Federal Government, and in any outdoor areas under executive branch control in front of air intake ducts. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 101 of 157 (b) In addition, pursuant to Federal Management Regulation (FMR) Bulletin 2009-B1, effective December 22, 2008, smoking is prohibited in courtyards and within 25 feet of doorways and air intake ducts on outdoor space under the jurisdiction, custody or control of GSA. I.40 WBR 1452.228-84 CERTIFICATION OF REPRESENTATIVES FOR CORPORATE SURETIES--BUREAU OF RECLAMATION SEPTEMBER 1996 (a) Each surety company bond, that purports to have been executed by an agent or attorney-infact for the corporate surety, shall -(1) be accompanied by a power of attorney to the signatory agent or attorney-in-fact; and (2) the power of attorney or attorney-in-fact shall have been executed by the corporate surety upon a date prior to the date of the execution of the bond; or (3) be accompanied by a certification of the sureties to the effect that the power of attorney was in full force and effect upon the date of the bond. I.41 WBR 1452.23280 LIMITATION OF FUNDS (FIXED-PRICE CONTRACT)--BUREAU OF RECLAMATION SEPTEMBER 2003 (a) Pursuant to Section 12 of the Reclamation Project Act of 1939 (43 U.S.C. 388) incremental funding for this contract will be made available in accordance with this clause. This statute permits the Secretary of the Interior to enter into contracts which will cover such periods as the Secretary may consider necessary but in which liability of the United States shall be contingent upon appropriations being made therefore. For purposes of this clause, the term "appropriations" includes the Bureau of Reclamation's subsequent allocation of funds for this contract. (b) Incremental funding in the amount of 36% of the anticipated contract price is presently available for payment and allotted under this contract for initiation of the specified work. This present funding allotment is contemplated to cover the work to be performed at least until 9/30/2013. A schedule for anticipated future funding allotments is as follows. This information is for planning purposes only and may not be fully representative of the funds actually allotted under this contract FISCAL YEAR FUNDING AMOUNT On award of contract 2014 2015 2017 36% 26% 26% 12% (c) For work identified in paragraph (b) of this clause, the Contractor agrees to perform up to the point at which the total amount payable by the Government, including reimbursement in the Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 102 of 157 event of termination of specified work for the Government's convenience, approximates the total amount currently allotted to the contract. The Contractor shall not be obligated to continue performance of this work beyond that point. The Government shall not be obligated in any event to reimburse the Contractor in excess of the amount allotted to the contract for this work notwithstanding any contrary provisions of the Termination for Convenience of the Government clause of this contract. (d) Notwithstanding the date specified in paragraph (b) of this clause, the Contractor shall notify the Contracting Officer in writing at least sixty days prior to the date when, in the Contractor's best judgment, the work will reach the point at which the total amount payable by the Government, including any cost for termination for convenience, will approximate 75 percent of the total amount then allotted to the contract for performance of work identified in paragraph (b) of this clause. The notification shall state (1) the estimated date when that point will be reached and (2) an estimate of additional funding, if any, needed to continue performance of the work up to the next scheduled date for allotment of funds identified in paragraph (b) of this clause, or to a mutually agreed upon substitute date. The notification shall also advise the Contracting Officer of the estimated amount of additional funds that will be required for the timely performance of work funded pursuant to this clause, for a subsequent period as may be specified in the allotment schedule in paragraph (b) of this clause, or otherwise agreed to by the parties. If after such notification additional funds are not allotted by the date identified in the Contractor's notification, or by an agreed substitute date, the Contracting Officer shall terminate any work for which additional funds have not been allotted, pursuant to the Termination for Convenience of the Government clause of this contract. (e) When additional funds are allotted for continued performance of the work identified in paragraph (b) of this clause, the parties will agree as to the period of contract performance which will be covered by the funds. The provisions of paragraph (c) through (e) of this clause will apply in like manner to the additional allotted funds and agreed substitute date, and the contract will be modified accordingly through revision of paragraph (b) of this clause. The Contracting Officer is the only person authorized to provide notice, communication, or other form of representation to increase or decrease the amount of funds allotted by the Government to this contract. If agreement cannot be reached, the Contrating Officer will make a final decision as to the period of contract performance that will be covered by the funds. This decision may be appealed by the Contractor under the Disputes clause of the contract. (f) If, solely by reason of failure of the Government to allot additional funds in amounts sufficient for timely performance of the work identified in paragraph (b) of this clause, the Contractor incurs additional costs or is delayed in the performance of the work under this contract and if additional funds are allotted, an equitable adjustment will be made in the price or prices (including appropriate target, billing, and ceiling prices where applicable) of work, or in the time of delivery, or both. Failure to agree to any such equitable adjustment hereunder shall be a dispute concerning a question of fact within the meaning of the Disputes clause of this contract. (g) The Government may at any time prior to termination allot additional funds for the performance of the work identified in paragraph (b) of this clause. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 103 of 157 (h) The termination provisions of this clause do not limit the rights of the Government under the Default clause of this contract. The provisions of this clause are limited to the work and allotment of funds as set forth in paragraph (b) of this clause. This clause is inapplicable once the contract is fully funded except with regard to the rights or obligations of the parties concerning equitable adjustments negotiated under paragraphs (e) or (f) of this clause. (i) Change orders shall not be considered authorization to exceed the amount allotted by the Government as specified in paragraph (b) of this clause unless the amount is increased by inclusion of a statement contained in the change order. (j) Nothing in this clause affects the right of the Government to terminate this contract pursuant to the Termination for Convenience of the Government clause of this contract. I.42 WBR 1452.23381 CLAIMS ACCOUNTING--BUREAU OF RECLAMATION JULY 1993 The Contractor shall maintain separate accounting records substantially the same as prescribed under the Change Order Accounting Clause at FAR 52.243-6 on any claim for adjustment of contract price that may exceed $50,000 under this contract. I.43 WBR 1452.23780 SECURITY REQUIREMENTS-BUREAU OF RECLAMATION FEBRUARY 2011 (a) General Security Requirements: (1) This clause addresses security requirements, including general procedural requirements, information security requirements, contractor employee suitability requirements, identification card requirements, site security requirements, and information technology security requirements. Within this clause, COR means Contracting Officer's Representative. If there is no COR appointed and identified to the Contractor, the term instead will mean the Program Manager or any other authorized individual responsible for technical oversight under the contract. "Work site" means the Government facility, office, construction site, and any other area within the Government office or facility that the Contractor must access to accomplish work under this contract. (2) The work performed under this contract shall only be accomplished by individuals (in the employment of the Contractor or any subcontractors) whose conduct and behavior is consistent with the efficiency of the Federal Service and the requirements of this contract, and who are acceptable to the CO. If Reclamation finds a Contractor employee to be unsuitable or unfit for his or her assigned duties, the CO will direct the Contractor to remove the individual from the contract and access to the Federal facility at which the contract activities are occurring. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 104 of 157 (3) The Contractor's employees governed by this contract may need access to sensitive information and/or sensitive areas. The Federal Government (Government) reserves the right, in its sole discretion, to determine suitability of Contractor personnel and deny access to any sensitive information or project specific area to any personnel for any cause. (4) The Contractor is responsible for informing and ensuring compliance by its employees with any applicable security procedures of the Government facility where work may be performed under this contract. (5) Any Contractor employee that will have access to a Federally-controlled facility or information system will be required to have a Government-issued identification card, consisting of a Personal Identity Verification (PIV) Card, a temporary identification card, or a visitor badge. During performance of the contract, the Contractor shall keep the COR apprised of any changes in personnel, or changes in personnel access or duration, to ensure that performance is not delayed by compliance with credentialing processes. (6) A Contractor employee will not be provided access to a Government facility or information system until a Government PIV Card, temporary identification card, or visitor identification badge has been issued to the Contractor employee. For those individuals that will be receiving a PIV Card, the Government may, at its discretion, issue a temporary identification card or visitor identification badge after the electronic background investigation forms have been received and the investigation is initiated. (7) All Contractor employees shall access the facility via the facility's entry screening system and visibly display the Government-issued PIV Card, temporary identification card, or visitor identification badge at all times. Contractor employees must visibly wear the Government-issued identification card at all times they are on Government facilities. Contractor employees are responsible for the safekeeping of all Government-issued identification cards, whether on-site or off-site. Cards that have been lost, damaged, or stolen must be reported to the COR within 24 hours. The Contractor shall return all identification cards and card keys and any other Government property and information upon completion of performance or when personnel depart permanently or for a period of 7 days or more. The Contractor may be required to turn in access control cards or identification cards on a daily basis. (8) Misuse or loss of access control or identification cards, or failure to comply with required surrender of such cards may, at Government discretion, result in Contractor personnel being denied access to the work site, at no cost to Government. The Contractor may be charged up to $500 for each occurrence for any required replacement of Government-issued access control or identification cards due to loss or misuse. At the end of contract performance, or when a Contractor employee is no longer working under this contract, the Contractor shall ensure that all access control and identification cards are returned to the COR. (9) All Contractor personnel, including subcontractor personnel, with access to the work site shall be U.S. citizens or foreign individuals legally residing in, or legally admitted to, the Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 105 of 157 U.S. For all non-U.S. citizens working under this contract, the Contractor shall provide to the COR, legible and valid copies of the individual's passport and visa (unless individual is on the Visa Waiver Program) a minimum of 14 calendar days prior to beginning work or arriving at the facility. A driver's license is not acceptable identification. In addition, a completed form I-94 shall be submitted to the COR upon the individual's arrival at the work facility and prior to beginning work. For those individuals with access to the work site, the Contractor shall also provide documentation that the foreign individual is legally residing in, or has been legally admitted to the U.S. (10) The Contractor shall report all contacts with entities, individuals, and counsel/representatives (including foreign entities and foreign nationals) who seek in any way to obtain unauthorized access to sensitive information or areas. The Contractor shall report any violations of contract provisions, laws, executive orders, regulations, and guidance to the Contracting Officer (CO). The Contractor shall report any information raising a doubt as to whether an individual's eligibility for continued employment or access to sensitive information is consistent with the interests of National Security and the Public Trust. (11) Unsanctioned, negligent, or willful inappropriate action on the part of the Contractor (or its employees) may result in termination of the contract or removal of some Contractor employees from Reclamation facilities at no cost to the Government. These actions include, but are not limited to, exploration of a sensitive system and/or information, introduction of unauthorized and/or malicious software, or failure to follow prescribed access control policies and/or security procedures. Failure to comply with Reclamation policies, procedures, or other published security requirements may result in termination of the contract or removal of some contracted employees from Reclamation buildings and/or facilities at no cost to the Government. (12) All provisions of this clause shall equally apply to all subcontractors. The Contractor shall incorporate the substance of this clause in all subcontracts. (13) These security requirements apply to all sections of this Contract including Contract Drawings and other Contract Specifications as applicable. Related documents include other general provisions of Construction or Operations and Maintenance type Contracts, including FAR clauses by reference or as amended by related documents. (b) Information Security Requirements. (1) Sensitive Information. The term "sensitive information" means any information which warrants a degree of protection and administrative control as defined by Reclamation or that meets the criteria for exemption from public disclosure set forth under Sections 552 and 552a of Title 5, United States Code: the Freedom of Information Act and the Privacy Act. Sensitive information is generally categorized as FOR OFFICIAL USE ONLY (FOUO) information or CONTROLLED UNCLASSIFIED INFORMATION (CUI), but in some cases may include other unclassified information. (The protection of National Security information is beyond the scope of this clause. If any work on National Security information is required under this contract, it is addressed under other contract clauses.) The Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 106 of 157 Contractor shall protect this type of information from unauthorized release into public domain, or to unauthorized persons, organizations, or subcontractors. Information which, either alone or in aggregate, is deemed sensitive by Reclamation shall be handled and protected in accordance with Reclamation directives and standards for identifying and safeguarding sensitive information (SLE 02-01), which is available from the COR or at http://www.usbr.gov/recman/DandS.html#sle. (i) Any Government-furnished information or material does not become the property of the Contractor and may be withdrawn at any time. Upon expiration or termination of the contract, all documents released to the Contractor and any material created using data from such documents shall be returned to the COR for final disposition. Governmentfurnished information residing on any electronic systems (laptops, servers, desktops, media) shall be deleted from those systems using a COR-approved data erasure solution. Only with prior authorization from the CO may the Contractor retain the material. The Contractor or subcontractor shall not disclose or release the materials provided to the Contractor to any individuals of the Contractor's organization not directly engaged in providing services under the contract or that do not have a valid need-to-know. All technical data provided to the Contractor by the Government shall be protected from public or private disclosure in accordance with the markings printed on them. All other information relating to the items to be delivered or the services to be performed under this contract shall not be disclosed by any means without prior approval of the CO. Prohibited dissemination or disclosure includes, but is not limited to: permitting access to such information by foreign nationals or by immigrant aliens who may be employed by the Contractor, publication of technical or scientific papers, advertising, disclosure to Contractor staff not investigated and deemed acceptable at the appropriate information sensitivity level, and any other public release. The Contractor shall maintain, and furnish upon request of the CO, records of the names of individuals who have access to sensitive material in its custody. All questions regarding information security, access, and control shall be referred to the COR. (ii) The Contractor shall not release to anyone outside the Contractor's organization any sensitive, or otherwise protected information, regardless of medium in which it is contained (for example, film, tape, document, electronic), pertaining to any part of this contract or any Reclamation program or activity, unless the CO has given prior written approval. This includes, but is not limited to, news releases, marketing promotions, articles, interviews, reports, and any other media releases. Requests for approval shall identify the specific information to be released, the medium to be used, the purpose for the release, and a description of the need-to-know. The Contractor shall submit its request to the CO ten business days before the proposed date for release. Subcontractors shall submit requests for authorization to release through the prime Contractor to the CO. (iii) The Contractor shall notify the COR immediately when known or suspected loss/compromise of sensitive information or other documents, notes, drawings, sketches, reports, photographs, exposed film or similar information which may affect the security interests of Government has occurred. This requirement extends to employees and other personnel working on behalf of the Contractor, and expands Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 107 of 157 responsibility to include prompt reporting of security issues, including observed or subsequently discovered efforts by unauthorized persons to gain unauthorized access to sensitive information. (2) Classified Information. (i) The disclosure of U.S. Government documents by third parties can result in damage to our national security. While this contract may not deal directly with classified information, each contractor is obligated to protect classified information pursuant to all applicable laws and to use Government information technology systems in accordance with agency procedures so that the integrity of such systems is not compromised. (ii) Unauthorized disclosures of classified documents (whether in print, on a blog, or on websites, or other electronic or non-electronic media) do not alter the documents' classified status or automatically result in declassification of the documents. To the contrary, classified information, whether or not already posted on public websites or disclosed to the media, remains classified, and must be treated as such by Federal employees and contractors, until it is declassified by an appropriate U.S. Government authority. Executive Order 13526, Classified National Security Information (December 29, 2009), Section 1.1.(c) states, "Classified Information shall not be declassified automatically as a result of any unauthorized disclosure of identical or similar information." Although the Department has taken steps to secure access to publicly published classified materials from Departmental computers, it is important to understand our continuing duties and responsibilities in this regard. (iii) Contractors (which include all employees of the contractor, as well as subcontractors and its employees performing work for the contractor) are reminded of the following obligations with respect to the treatment of classified information and the use of non-classified government information technology systems: (iv) Except as authorized by agency procedures, the contractor shall not, while using Government issued computers or other devices (such as Blackberries or Smart Phones) access the web on non-classified Government systems, or access documents that are marked classified (including classified documents made publicly available by a third party), as doing so risks that material still classified will be placed onto non-classified systems. This requirement applies to access that occurs either through agency or contractor computers, or through employee or contractor personally owned computers that access non-classified Government systems. This requirement does not restrict contractor access to non-classified, publicly available news reports (and other nonclassified material) that may in turn discuss classified material, as distinguished from access to underlying documents that themselves are marked classified (including if the underlying classified documents are available on public Web sites or otherwise in the public domain). (v) Contractors are reminded that only Department of Defense (DoD) facility clearances and personnel with appropriate security clearances will be issued for any bureau or office entering into a contract where classified information may be obtained. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 108 of 157 Only those personnel granted a security clearance by DoD will be acceptable to the Department of the Interior for access to classified information. Consequently, any classified contracts will be coordinated through the Reclamation Chief Security Officer, or for IT requirements, the Bureau Chief Information Security Officer (BCISO). Therefore, no contractor shall access classified information unless proper clearances have been obtained. (vi) Classified information shall not be removed from official premises or disclosed without proper authorization. (vii) Contractors who believe they may have inadvertently accessed or downloaded classified or sensitive information on computers that access the web via non-classified government systems, or without prior authorization, should contact their Contracting Officer immediately. (c) Performance of this contract requires contractor personnel to have a Federal governmentissued Personal Identity Verification (PIV) credential before being allowed unsupervised access to a DOI facility. The Contracting Officer's Representative (COR) or Contracting Officer's Representative (COR) will be the requesting official and will make arrangements through a DOI Access Card Sponsor for personal identity verification and DOI Access Card issuance. (1) Any contract employees that will be issued a PIV Card will be subject to the following credentialing procedures: (i) The CO or COR will initiate the e-Qip electronic background investigation process, and give the Contractor instructions for completing the background investigation and PIV Card process. As part of the PIV Card process, each Contractor employee shall be required to appear in person at a Government PIV Enrollment Station to have personal identity verification documents verified, have a photograph taken, be fingerprinted, and to pick up and activate the PIV Card when completed. The Contractor must make its personnel available at the place and time specified by the COR in order to initiate this process. (ii) At least two weeks before start of contract performance, the Contractor must identify all contractor and subcontractor personnel who will require physical access for performance of work under this contract. Physical Access means routine, unescorted or unmonitored access to non-public areas of a Federally-controlled facility. Logical Access means routine, unsupervised access to a Level 3 or 4 Federally controlled information system. The Contractor must make their personnel available at the place and time specified by the COR or DOI Access Card Sponsor in order to initiate screening and background investigations. The following electronic or paper forms and inquiries, or their equivalent, shall be used to initiate the credentialing process: (a) OPM Standard Form 85 or 85P (b) OF 306 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 109 of 157 (c) National Criminal History Check (NCHC) (local procedures may require the fingerprinting to be done at a police station; in this case, any charges are to be borne by the contractor) (d) Release to Obtain Credit Information (e) PIV Card application (web-based) (f) Fingerprint Card FD-258 or electronic fingerprints (local procedures may require the fingerprinting to be done at a police station; in this case, any charges are to be borne by the Contractor) (iii) The cost of completing the above processes and submitting the above forms, including any charges for obtaining fingerprints and traveling to a Credentialing Center for card enrollment and activation, shall be borne by the Contractor. The cost of suitability and PIV-related background investigations shall be borne by Reclamation. For contracts that require a national security clearance, the cost of obtaining the national security clearance, including any associated background investigation, will be borne by the Contractor. (iv) Contractor employees are required to complete all forms and to give, and to authorize others to give, full, frank, and truthful answers to relevant and material questions needed to reach a suitability determination. Refusal or failure to furnish or authorize provision of information may constitute grounds for denial or revocation of credentials. Government personnel may contact the Contractor personnel being investigated in person, by telephone, or in writing, and the Contractor agrees to make them available for such contact. (v) For each Contractor employee that will be issued a PIV Card, the Government will conduct a background investigation. The level of background investigation for each Contractor employee will be determined by the Government based on the risk and sensitivity levels as described in Reclamation's Personnel Security and Suitability Directives and Standards," SLE 01-01, which is available at http://www.usbr.gov/recman/DandS.html#sle. At a minimum, each Contractor employee that will be issued a PIV Card will receive a National Agency Check with Written Inquiries (NACI) Background Investigation. The minimum standards which will be used in suitability determinations are contained in the DOI Departmental Manual Part 441, Chapter 5, which is available at http://elips.doi.gov/app_dm/act_getfiles.cfm?relnum=3862. (vi) Each Contractor employee in a position designated as higher than Low Risk NonSensitive shall be reinvestigated on a periodic basis as described in Reclamation's Personnel Security and Suitability Directives and Standards. A reinvestigation may also be initiated when the Contractor or the Government believes that a particular individual's continued ability to meet the contract's minimum standards is in question; Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 110 of 157 or if it is determined that the position has changed and a higher level investigation is warranted. (2) If a Contractor employee has worked under a Federal agency contract within the past two years, and that contract required a successfully-adjudicated background investigation at the same risk level as (or higher than) this contract, further investigation may not be necessary. The Contractor shall provide the COR with documentation that supports the individual's previous contract work and any information, including name and social security number, date of birth, and place of birth, needed for Government verification of previous background investigation. (3) Contractor employees who have been successfully adjudicated will be issued DOI Access Cards, which must be activated at a USAccess Credentialing Center. Those Contractor employees not located within a reasonable travel time of a USAccess Credentialing Center will be screened and issued alternate credentials, such as temporary access badges. (4) If the final adjudication is unfavorable on a Contractor employee, or if Reclamation finds a Contractor employee to be unsuitable or unfit for his or her assigned duties, the CO will direct the Contractor to remove the individual from the contract and access to the Federal facility at which the contract activities are occurring. In the event of a disagreement between the Contractor and the Government concerning the suitability of a particular employee to perform work under this contract, the Government shall have the right of final determination. Determinations under this requirement are subject to the Disputes Clause. Failure of the Contractor to comply with the requirements of this clause could constitute grounds for termination for default. (5) Reclamation will not allow a Contractor employee access to their investigation files. An individual may request, under the provisions of the Privacy Act and/or Freedom of Information Act, copies of their files from the investigative agency (Office of Personnel Management). Reclamation will not release a copy of any investigative file, in whole or part, to the Contractor or any Contractor representative. (6) During performance of the contract, the Contractor must keep the COR apprised of changes in personnel to ensure that performance is not delayed by compliance with credentialing processes. Cards that have been lost, damaged, or stolen must be reported to the COR and Issuing Office within 24 hours. If reissuance of expired credentials is needed, it must be coordinated through the COR. (7) At the end of the contract performance, or when a contractor employee is no longer working under this contract, the Contractor must ensure that all identification cards are returned to the COR. (d) Site Security Requirements (1) General Description. This section provides provisions to ensure the full security integrity of the facility and personnel working at the facility. The work of this section may involve Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 111 of 157 interfaces with a number of Government security personnel, normally coordinated through the designated COR. The Contractor is responsible for ensuring that activities are accomplished in a manner that complies fully with applicable security statutes, regulations, policies, directives, and standards. (2) Government Security Personnel. When and where applicable, security personnel may be assigned to control access, secure materials or activities at the work site, or escort Contractor personnel in sensitive areas. Personnel may include security managers, security guards, security contractors acting as agents of the Government, law enforcement personnel, or others. These individuals may be used to ensure the overall security and integrity of the site or building and provide controlled access. These individuals may conduct inspection of all workers, vehicles, equipment, or materials entering, or re-entering the work site. The inspection may be done with walk-through and/or hand-held metal detectors or by other means as may be deemed necessary by Reclamation. (3) Contractor Guard Force. At the Contractor's sole discretion, and at the Contractor's own expense, with prior written Government approval, a Contractor may be authorized to hire its own guards to secure Contractor-owned equipment and/or to protect Contractor employees or subcontractors. If such a relationship is permitted, the Contractor shall be exclusively liable for all guard activities to include action or inaction of Contractor's guard personnel. The Government will not offer nor provide any indemnification. Contractor shall be solely responsible for guards at all times to include any supervision, oversight, and for the development of local guard orders and/or procedures. The Contractor shall be responsible for coordinating all guard activities with the COR and shall develop and submit to the COR, for advance approval, any guard orders and/or guard procedures. (4) Additional Security-Related Submittals (i) Visitor List. The Contractor shall furnish to the COR, in advance, notification of visit of any Contractor-sponsored visitor to a Government-controlled facility. This notification should be in writing and must include the purpose or nature of the visit, the full name of the visitor, and the full name and phone number of the designated sponsor who will be physically responsible for escorting the visitor for the duration of the scheduled visit. (ii) Delivery Schedule. The Contractor shall furnish to the COR, in advance, a schedule for all deliveries. This list shall include estimated delivery date, time, nature of the materials being delivered, and - where available - the name of delivery company and type of vehicle. (iii) Explosive Security Plan. The Contractor shall furnish to the COR for approval, in advance, an explosive security plan at any work site where explosives will be stored or used. (5) General Provisions. (i) General. The Contractor shall comply with the Government's site security procedures as specified, and as requested subsequent to award of Contract. Failure of the Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 112 of 157 Contractor to comply with required access controls, information handling procedures, or any other security controls or procedures, may result in revocation of Contractor personnel access to the work site. The Government reserves the right to modify or clarify security provisions of this contract based on changing political and civil circumstances, and perceived threats to personnel or the facility. (ii) Security Facilities and Equipment. The Contractor shall use security facilities and equipment only for the purposes intended and as directed by the CO. The Contractor shall comply with the Government's instructions for use of secure storage areas, site enclosure and gates, temporary security lighting, building space enclosure, and lockup devices and systems established for detection, monitoring, signaling, and alarming field office facilities. Measures necessary to secure the integrity of materials, equipment, and tools installed or used in furtherance of this contract shall be at no cost to the Government. (iii) Security Personnel Availability/Work Schedules. The Contractor shall notify the COR at least 24 hours in advance of any projected work which might impact on security or require the scheduling of extended security personnel support. The Contractor shall provide a weekly work schedule which may have security implications, such as anticipated delivery of materials, use of explosives or heavy machinery, and extra time needed for continuous or inherently lengthy construction or project specific operations (such as concrete placement). (iv) Deliveries. The Contractor shall provide at least one day's advance notice of major deliveries, including time of arrival and trucks/carriers/documentation to be expected for arrival at work site. The Contractor shall provide reasonable advanced notice of deliveries which must be accommodated/accepted at times other than the Government's established working hours. Failure to provide adequate advanced notice may result in delivery delays at the Contractor's expense. (v) Site Access. All Contractor personnel will be issued appropriate identification and must comply with all local access control procedures. The Government reserves the exclusive right to refuse or disallow any vehicular or pedestrian access to any Government-controlled facility or for any deliveries to the work site, regardless if access was scheduled or unscheduled. (vi) Inspections and Searches. The Government reserves unqualified and unlimited right at any time to conduct security-related inspections or searches of work, material, equipment, personnel, and temporary facilities at the work site. The Contractor shall afford unrestricted access to work and allow surveillance and inspection by any Government personnel as authorized by the COR. The Government reserves the right to conduct searches of articles and personal effects of all Contractor personnel, both at point of entry and exit from the work site or Government facility. All Contractor personnel entering and leaving the work site may be required to pass through a WalkThrough-Metal-Detector device and/or other detection devices. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 113 of 157 (vii) After Duty Hours. No Contractor personnel shall be permitted access to the work site after the Government's established working hours without prior authorization from the Government. All personnel seeking access to the site after the Government's established working hours may be required to sign in and out in a visitor's log that may be maintained by the on duty security personnel (if any). (viii) Access Procedures at Sensitive Areas. In some instances, the Contractor may be required to erect temporary security barriers and doors to isolate a sensitive area as instructed by the Government. The Contractor may be required to install locks and thereafter control access. The Contractor shall comply with the Government's requirement for limited and escorted access to the sensitive area. The Contractor shall notify the COR at least one day prior to each requested access to the sensitive area that is outside of the Government's established working hours. (ix) Reported Violations. Where an indication, report, or observation of unauthorized access or performance of unauthorized work has occurred, the Government reserves the right to stop work and deny access until the circumstance and work can be investigated, inspected, tested, and resolved. The entire cost of such stoppages and resolutions shall be borne by Contractor, except when alleged violations of established security requirements, after investigation, are found not to be the fault of the Contractor. (x) Briefings. Contractor personnel who will be assigned to this project, and who will have access to the work site, may be required to attend Government-conducted security briefings. The Government reserves the right to conduct security briefings for Contractor personnel and visitors at all levels of involvement in performance of work and maintenance of security. Required briefings may include, but are not limited to, the following: Information Security, Site Security Requirements and Procedures, Delivery Methods and Inspections, Storage Requirements, Reporting Requirements, Supervisory Procedures, Contractor Employee Conduct, Visitor Control, and Threats. (xi) Key Control. Control of keys/access codes and lock combinations is essential for the Government's project security. The Contractor shall not allow keys or access codes to be duplicated or removed from the work site, nor allow lock combinations to be divulged without specific written advanced authorization from the COR. Such loss of control, observed or suspected, may result in a requirement to change locks involved at the Contractor's expense. At the direction of the COR, the Contractor shall provide duplicate keys and lock combinations to Government security personnel when requested for the purpose of security inspections and emergency actions, including keys, combinations, and access codes needed for unrestricted access to every area and element of the project. The Contractor may be required to establish a key control program that is acceptable to the Government for Government-issued keys and for heavy machinery parked at the construction site (if this is a construction contract). (xii) Vehicle Control. In general, parking of vehicles on the work site shall not be permitted, except for tractors, cranes, and similar equipment used directly in performance of work, for delivery of materials/supplies, and for removal of waste and Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 114 of 157 surplus material. The Government may designate an approved contractor employee parking area. Upon entering the work site, vehicles and drivers may be subject to search and inspection. The Contractor shall obtain authorization from the COR to park the Contractor's official vehicles and motorized vehicular construction equipment that are required/desired to be parked on the work site. Vehicles in violation may be towed off the work site at the Contractor's expense. Where Government-designated employee parking is not available, parking of construction employees' automobiles and similar transportation vehicles may be excluded from the work site. It is the Contractor's responsibility to arrange for suitable accommodation for these vehicles. (xiii) Prohibited/Restricted Items. Prohibited/restricted items and activities on the work site include but are not limited to the following: firearms and other weapons, except as specifically authorized by the COR in compliance with state and Federal laws and regulations; drugs, including narcotics, barbiturates, marijuana, alcoholic beverages, and similar substances, except for use with valid medical prescription; and explosives. (xiv) Exceptions for Explosives. When needed for use in specifically limited amounts and controlled circumstances for construction work, explosives may be brought onsite with written prior authorization from the COR. As a hazardous material, the Contractor shall treat the use of explosives in accordance with regulations and guidance provided by Federal, State, and local authorities. The storage of explosives shall be in accordance with requirements of the Bureau of Alcohol, Tobacco, and Firearms or the State in which they are stored. If onsite storage of explosives is necessary, explosives shall be stored at a pre-designated, secure site approved by the COR. Prior to Government approval of storage, the Contractor shall develop and submit to the COR a complete storage/security/retrieval plan for approval. The storage/security plan can be included in a "Blasting Safety Plan." The plan shall make accommodations for surveillance, detection, and response. Explosives firing systems shall be stored off-site and under no circumstances shall be stored together with explosives. (xv) Photography. The use of photographic equipment and taking of photographs shall only be allowed as authorized by the COR. I.44 WBR 1452.24380 ALT 4 MODIFICATION PROPOSALS - ALTERNATE IV--BUREAU OF RECLAMATION JULY 1998 (a) In submitting any proposal for a modification under this contract (including any proposal for an equitable adjustment resulting from a change under the Changes clause of this contract), the Contractor shall: (1) Comply with the contract time limits for submission of a proposal or as specified by the Contracting Officer; (2) Apply the contract cost principles and procedures in Part 31 of the Federal Acquisition Regulation (FAR) in effect on the date of this contract; Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 115 of 157 (3) Furnish a breakdown of all costs estimated to complete the work required by the modification (i.e., cost of added work, incurred cost of deleted work already performed, estimated cost of deleted work not yet performed, and net cost of the modification) to include all costs associated with materials (identified by item and quantity), equipment (identified by item, quantity and whether contractor-owned or rented), categories of direct labor, bond and insurance premium adjustments, subcontracts, overhead and other indirect costs, profit/fee, and any other pricing information requested by the Contracting Officer, in sufficient detail to permit a detailed analysis of fair and reasonable price and comply with the requirements of the Change Order Accounting and the Equipment Ownership and Operating Expense clauses of this contract; (4) Furnish a written justification for any requested time extensions; and (5) For any pricing adjustment expected to exceed $650,000 (considering both increases and decreases) -(i) Submit cost and pricing data using the format specified in Table 15-2 of FAR 15.408 unless the Contracting Officer agrees that an exception applies under the circumstances set forth in FAR 15.403-1; (ii) Certify in substantially the format prescribed in FAR 15.406-2 that to the best of its knowledge and belief, the data are accurate, complete and current as of the date of agreement on the negotiated price of the modification; and (iii) Comply with the requirements of either the Subcontractor Cost or Pricing Data clause or the the Subcontractor Cost or Pricing Data -- Modifications clause of this contract when the adjustment includes a subcontract modification involving a pricing adjustment expected to exceed $650,000. (b) Under the Changes clause of this contract, failure of the Contractor to timely assert its right for an adjustment or to submit a proposal for an adjustment by the date specified in the clause (or another date specified by the Contracting Officer) may result in a unilateral adjustment of the contract by the Contracting Officer pursuant to the Changes clause of this contract. I.45 52.219-14 LIMITATIONS ON SUBCONTRACTING NOVEMBER 2011 (a) This clause does not apply to the unrestricted portion of a partial set-aside. (b) Applicability. This clause applies only to -(1) Contracts that have been set aside or reserved for small buisness concerns or 8(a) concerns; (2) Part or parts of a multiple-award contract that have been set aside for small business concerns or 8(a) concerns; and Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 116 of 157 (3) Orders set aside for small business or 8(a) concerns under multiple-award contracts as described in 8.405-5 and 16.505(b)(2)(i)(f). (c) By submission of an offer and execution of a contract, the Offeror/Contractor agrees that in performance of the contract in the case of a contract for-(1) Services (except construction). At least 50 percent of the cost of contract performance incurred for personnel shall be expended for employees of the concern. (2) Supplies (other than procurement from a nonmanufacturer of such supplies). The concern shall perform work for at least 50 percent of the cost of manufacturing the supplies, not including the cost of materials. (3) General construction. The concern will perform at least 15 percent of the cost of the contract, not including the cost of materials, with its own employees. (4) Construction by special trade contractors. The concern will perform at least 25 percent of the cost of the contract, not including the cost of materials, with its own employees. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 117 of 157 SECTION J – LIST OF ATTACHMENTS ATTACH. DESCRIPTION NO. 1 SPECIFICATIONS PAGES FILE 430 R13PS40020 Attachment J-1 Statement of work.doc 2 DRAWINGS 85 R13PS40020 Attachment J-2 drawings.pdf 3 QUESTIONS AND ANSWERS FROM INDUSTRY DAY 9 R13PS40020 Attachment J-3 Industry Day Q&Ss.doc 4 WAGE DETERMINATION NO. AZ7 9 (when printed) R13PS40020 Attachment J-4 Wage Determination AZ7_dvb.mht 5 BID BOND FORM 2 R13PS40020 Attachment J-5 Bid Bond.doc 6 PAST PERFORMANCE QUESTIONAIRE 3 R13PS40020 Attachment J-6 Past Performance Questionnaire.doc 7 PHOTOS OF NAMEPLATES 7 R13PS40020 Attachment J-7 Nameplate Photos.doc Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 118 of 157 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 119 of 157 SECTION K -- REPRESENTATIONS, CERTIFICATIONS AND OTHER STATEMENTS OF OFFERORS The following clauses pertain only to Schedules A-1, A-2, B-1, B-2, C-1, C-2, D-1, and D-2, supply requirements. K.1 52.225-18 PLACE OF MANUFACTURE SEPTEMBER 2006 (a) Definitions. As used in this clause "Manufactured end product" means any end product in Federal Supply Classes (FSC) 10009999, except (1) FSC 5510, Lumber and Related Basic Wood Materials; (2) Federal Supply Group (FSG) 87, Agricultural Supplies; (3) FSG 88, Live Animals; (4) FSG 89, Food and Related Consumables; (5) FSC 9410, Crude Grades of Plant Materials; (6) FSC 9430, Miscellaneous Crude Animal Products, Inedible; (7) FSC 9440, Miscellaneous Crude Agricultural and Forestry Products (8) FSC 9610, Ores; (9) FSC 9620, Minerals, Natural and Synthetic; and (10) FSC 9630, Additive Metal Materials. "Place of manufacture" means the place where an end product is assembled out of components, or otherwise made or processed from raw materials into the finished product that is to be provided to the Government. If a product is disassembled and reassembled, the place of reassembly is not the place of manufacture. (b) For statistical purposes only, the offeror shall indicate whether the place of manufacture of the end products it expects to provide in response to this solicitation is predominantly - Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 120 of 157 (1) __ In the United States (Check this box if the total anticipated price of offered end products manufactured in the United States exceeds the total anticipated price of offered end products manufactured outside the United States); or (2) __ Outside the United States. The following clauses pertain to all Schedules. K.2 52.203-02 CERTIFICATE OF INDEPENDENT PRICE DETERMINATION APRIL 1985 (a) The offeror certifies that -(1) The prices in this offer have been arrived at independently, without, for the purpose of restricting competition, any consultation, communication, or agreement with any other offeror or competitor relating to (i) those prices, (ii) the intention to submit an offer, or (iii) the methods of factors used to calculate the prices offered: (2) The prices in this offer have not been and will not be knowingly disclosed by the offeror, directly or indirectly, to any other offeror or competitor before bid opening (in the case of a sealed bid solicitation) or contract award (in the case of a negotiated solicitation) unless otherwise required by law; and (3) No attempt has been made or will be made by the offeror to induce any other concern to submit or not to submit an offer for the purpose of restricting competition. (b) Each signature on the offer is considered to be a certification by the signatory that the signatory -(1) Is the person in the offeror's organization responsible for determining the prices offered in this bid or proposal, and that the signatory has not participated and will not participate in any action contradictory to subparagraphs (a)(1) through (a)(3) of this provision; or (2) (i) Has been authorized, in writing, to act as an agent for the following principals in certifying that those principals have not participated, and will not participate in any action contrary to subparagraphs (a)(1) through (a)(3) of this provision ______________________________________________________ (insert full name of person(s) in the offeror's organization responsible for determining the prices offered in this bid or proposal, and the title of his or her position in the offeror's organization); Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 121 of 157 (ii) As an authorized agent, does certify that the principals named in subdivision (b)(2)(i) of this provision have not participated, and will not participate, in any action contrary to subparagraphs (a)(1) through (a)(3) of this provision; and (iii) As an agent, has not personally participated, and will not participate, in any action contrary to subparagraphs (a)(1) through (a)(3) of this provision. (c) If the offeror deletes or modifies subparagraph (a)(2) of this provision, the offeror must furnish with its offer a signed statement setting forth in detail the circumstances of the disclosure. K.3 52.204-08 ANNUAL REPRESENTATIONS AND CERTIFICATIONS DECEMBER 2012 (a)(1) The North American Industry Classification System (NAICS) code for the supplies to be procured under this acquisition is 335311, Power, Distribution and Specialty Transformer Manufacturing, with a size standard of 750 employees. This size standard will be utilized in determining whether or not an offeror is a small business. The construction components are classified in the NAICS code 237130 Transformer station and substation, electric power, construction. (2) The small business size standard is 750 employees. (3) The small business size standard for a concern which submits an offer in its own name, other than on a construction of service contract, but which proposes to furnish a product which it did not itself manufacture, is 500 employees. (b)(1) If the clause at 52.204-7, Central Contractor Registration, is included in the solicitation, paragraph (d) of this provision applies. (2) If the clause at 52.204-7 is not included in this solicitation, and the offeror is currently registered in CCR, and has completed the ORCA electronically, the offeror may choose to use paragraph (d) instead of completing the corresponding individual representations and certifications in the solicitation. The offeror shall indicate which option applies by checking one of the following boxes: [ ] (i) Paragraph (d) applies. [ ] (ii) Paragraph (d) does not apply and the offeror has completed the individual representations and certifications in the solicitation. (c)(1) The following representations or certifications in ORCA are applicable to this solicitation as indicated: (i) 52.203-2, Certificate of Independent Price Determination. This provision applies to solicitations when a firm-fixed-price contract or fixed-price contract with economic price adjustment is contemplated, unless- Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 122 of 157 (A) The acquisition is to be made under the simplified acquisition procedures in Part 13; (B) The solicitation is a request for technical proposals under two-step sealed bidding procedures; or (C) The solicitation is for utility services for which rates are set by law or regulation. (ii) 52.203-11, Certification and Disclosure Regarding Payments to Influence Certain Federal Transactions. This provision applies to solicitations expected to exceed $150,000. (iii) 52.204-3, Taxpayer Identification. This provision applies to solicitations that do not include the clause at 52.204-7, Central Contractor Registration. (iv) 52.204-5, Women-Owned Business (Other Than Small Business). This provision applies to solicitations that(A) Are not set aside for small business concerns; (B) Exceed the simplified acquisition threshold; and (C) Are for contracts that will be performed in the United States or its outlying areas. (v) 52.209-2, Prohibition on Contracting with Inverted Domestic Corporations Representation. This provision applies to solicitations using funds appropriated in fiscal years 2008, 2009, 2010, or 2012. (vi) 52.209-5, Certification Regarding Responsibility Matters. This provision applies to solicitations where the contract value is expected to exceed the simplified acquisition threshold. (vii) 52.214-14, Place of Performance-Sealed Bidding. This provision applies to invitations for bids except those in which the place of performance is specified by the Government. (viii) 52.215-6, Place of Performance. This provision applies to solicitations unless the place of performance is specified by the Government. (ix) 52.219-1, Small Business Program Representations (Basic & Alternate I). This provision applies to solicitations when the contract will be performed in the United States or its outlying areas. (A) The basic provision applies when the solicitations are issued by other than DoD, NASA, and the Coast Guard. (B) The provision with its Alternate I applies to solicitations issued by DoD, NASA, or the Coast Guard. (x) 52.219-2, Equal Low Bids. This provision applies to solicitations when contracting by sealed bidding and the contract will be performed in the United States or its outlying areas. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 123 of 157 (xi) 52.222-22, Previous Contracts and Compliance Reports. This provision applies to solicitations that include the clause at 52.222-26, Equal Opportunity. (xii) 52.222-25, Affirmative Action Compliance. This provision applies to solicitations, other than those for construction, when the solicitation includes the clause at 52.222-26, Equal Opportunity. (xiii) 52.222-38, Compliance with Veterans' Employment Reporting Requirements. This provision applies to solicitations when it is anticipated the contract award will exceed the simplified acquisition threshold and the contract is not for acquisition of commercial items. (xiv) 52.223-1, Biobased Product Certification. This provision applies to solicitations that require the delivery or specify the use of USDA-designated items; or include the clause at 52.223-2, Affirmative Procurement of Biobased Products Under Service and Construction Contracts. (xv) 52.223-4, Recovered Material Certification. This provision applies to solicitations that are for, or specify the use of, EPA-designated items. (xvi) 52.225-2, Buy American Act Certificate. This provision applies to solicitations containing the clause at 52.225-1. (xvii) 52.225-4, Buy American Act-Free Trade Agreements-Israeli Trade Act Certificate. (Basic, Alternates I, II, and III) This provision applies to solicitations containing the clause at 52.225-3. (A) If the acquisition value is less than $25,000, the basic provision applies. (B) If the acquisition value is $25,000 or more but is less than $50,000, the provision with its Alternate I applies. (C) If the acquisition value is $50,000 or more but is less than $77,494, the provision with its Alternate II applies. (D) If the acquisition value is $77,494 or more but is less than $100,000, the provision with its Alternate III applies. (xviii) 52.225-6, Trade Agreements Certificate. This provision applies to solicitations containing the clause at 52.225-5. (xix) 52.225-20, Prohibition on Conducting Restricted Business Operations in SudanCertification. This provision applies to all solicitations. (xx) 52.225-25, Prohibition on Contracting with entities Engaging in Certain Activities or Transactions Relating to Iran - Representation and Certification. This provision applies to all solicitations. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 124 of 157 (xxi) 52.226-2, Historically Black College or University and Minority Institution Representation. This provision applies to(A) Solicitations for research, studies, supplies, or services of the type normally acquired from higher educational institutions; and (B) For DoD, NASA, and Coast Guard acquisitions, solicitations that contain the clause at 52.219-23, Notice of Price Evaluation Adjustment for Small Disadvantaged Business Concerns. (2) The following certifications are applicable as indicated by the Contracting Officer: __ (i) 52.219-22, Small Disadvantaged Business Status. __ (A) Basic. __ (B) Alternate I. __ (ii) 52.222-18, Certification Regarding Knowledge of Child Labor for Listed End Products. __ (iii) 52.222-48, Exemption from Application of the Service Contract Act to Contracts for Maintenance, Calibration, or Repair of Certain Equipment Certification. __ (iv) 52.222-52, Exemption from Application of the Service Contract Act to Contracts for Certain Services-Certification. __ (v) 52.223-9, with its Alternate I, Estimate of Percentage of Recovered Material Content for EPA-Designated Products (Alternate I only). __ (vi) 52.227-6, Royalty Information. __ (A) Basic. __ (B) Alternate I. __ (vii) 52.227-15, Representation of Limited Rights Data and Restricted Computer Software. (d) The offeror has completed the annual representations and certifications electronically via the Online Representations and Certifications Application (ORCA) website accessed through https://www.acquisition.gov. After reviewing the ORCA database information, the offeror verifies by submission of the offer that the representations and certifications currently posted electronically that apply to this solicitation as indicated in paragraph (c) of this provision have been entered or updated within the last 12 months, are current, accurate, complete, and applicable to this solicitation (including the business size standard applicable to the NAICS code referenced for this solicitation), as of the date of this offer and are incorporated in this offer by reference (see FAR 4.1201); except for the changes identified below [offeror to insert changes, identifying change by clause number, title, date]. These amended representation(s) and/or certification(s) are also incorporated in this offer and are current, accurate, and complete as of the date of this offer. FAR Clause # ___________ Title ________ Date ______ Change _______ Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 125 of 157 Any changes provided by the offeror are applicable to this solicitation only, and do not result in an update to the representations and certifications posted on ORCA. K.4 52.209-07 INFORMATION REGARDING RESPONSIBILITY MATTERS FEBRUARY 2012 (a) Definitions. As used in this provision "Administrative proceeding" means a non-judicatory in nature in order to make a determination of fault or liability (e.g., Securities and Exchange commission Administrative proceedings, Civilian Board of Contract Appeals, Proceedings, and Armed Services Board of Contract Appeals Proceedings). This includes administrative proceedings at the Federal and State level but only in connection with performance of a Federal contract or grant. It does not include agency actions such as contract audits, site visits, corrective plans, or inspection of deliverables. "Federal contracts and grants with total value greater than $10,000,000" means (1) The total value of all current, active contracts and grants, including all priced options; and (2) The total value of all current, active orders including all priced options under indefinite-delivery, indefinite-quantity, 8(a), or requirements contracts (including task and delivery and multiple-award Schedules). "Principal" means an officer, director, owner, partner, or a person having primary management or supervisory responsibilities within a business entity (e.g., general manager; plant manager; head of a division or business segment; and similar positions). (b) The offeror [ ] has [ ] does not have current active Federal contracts and grants with total value greater than $10,000,000. (c) If the offeror checked "has" in paragraph (b) of this provision, the offeror represents, by submission of this offer, that the information it has entered in the Federal Awardee Performance and Integrity Information System (FAPIIS) is current, accurate, and complete as of the date of submission of this offer with regard to the following information: (1) Whether the offeror, and/or any of its principals, has or has not, within the last five years, in connection with the award to or performance by the offeror of a Federal contract or grant, been the subject of a proceeding, at the Federal or State level that resulted in any of the following dispositions: (i) In a criminal proceeding, a conviction. (ii) In a civil proceeding, a finding of fault and liability that results in the payment of a monetary fine, penalty, reimbursement, restitution, or damages of $5,000 or more; or (iii) In an administrative proceeding, a finding of fault and liability that results in (A) The payment of a monetary fine or penalty of $5,000 or more; or (B) The payment of a reimbursement, restitution, or damages in excess of $100,000. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 126 of 157 (iv) In a criminal, civil, or administrative proceeding, a disposition of the matter by consent or compromise with an acknowledgement, of fault by the Contractor if the proceeding could have led to any of the outcomes specified in paragraphs (c)(1)(i), (c)(1)(ii), or (c)(1)(iii) of this provision. (2) If the offeror has been involved in the last five years in any of the occurrences listed in (c)(1) of this provision, whether the offeror has provided the requested information with regard to each occurrence. (d) The offeror shall post the information in paragraphs (c)(1)(i) through (c)(1(iv) of this provision in FAPIIS as required through maintaining an active registration in the Central Contractor Registration database via https://www.acquisition.gov (see 52.204-07). K.5 52.236-28 PREPARATION OF PROPOSALS-CONSTRUCTION OCTOBER 1997 (a) Proposals must be-(1) submitted on the forms furnished by the Government or on copies of those forms; and (2) manually signed. The person signing a proposal must initial each erasure or change appearing on any proposal form. (b) The proposal form may require offerors to submit proposed prices for one or more items on various bases, including-(1) Lump sum price; (2) Alternate prices; (3) Units of construction; or (4) Any combination of paragraphs (b)(1) through (b)(3) of this provision. (c) If the solicitation requires submission of a proposal on all items, failure to do so may result in the proposal being rejected without further consideration. If a proposal on all items is not required, offerors should insert the words ``no proposal'' in the space provided for any item on which no price is submitted. (d) Alternate proposals will not be considered unless this solicitation authorizes their submission. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement K.6 DIAPR 2012-05 CLASS DEVIATION - LIMITATION WITH RESPECT TO FELONY CRIMINAL CONVICTIONS AND DELINQUENT TAX DEBTS Page 127 of 157 FEBRUARY 2012 (a) In accordance with sections 433 and 434 of Division E of the consolidated Appropriations Act, 2012 (Pub. L. 112-74), none of the funds made available by the Act may be used to enter into a contract with any corporation that (1) Was convicted (or had an officer or agent of such corporation acting on behalf of the corporation convicted) of a felony criminal violation under any Federal law within the preceding 24 months, where the awarding agency is aware of the conviction, unless the agency has considered suspension or debarment of the corporation, or such officer or agent and made a determination that this further action is not necessary to protect the interests of the Government. (2) Has any unpaid Federal tax liability that has been assessed, for which all judicial and administrative remedies have been exhausted or have lapsed, and that is not being paid in a timely manner pursuant to an agreement with the authority responsible for collecting the tax liability, where the awarding agency is aware of the unpaid tax liability, unless the agency has considered suspension or debarment of the corporation and made a determination that this further action is not necessary to protect the interests of the Government. (b) The Offeror certifies that (1) It is [ ] is not [ ] a corporation that was convicted (or had an officer or agent of such corporation acting on behalf of the corporation convicted) of a felony criminal violation under any Federal law within the preceding 24 months; (2) It is [ ] is not [ ] a corporation that has any unpaid Federal tax liability that has been assessed, for which all judicial and administrative remedies have been exhausted or have lapsed, and that is not being paid in a timely manner pursuant to an agreement with the authority responsible for collecting the tax liability. K.7 WBR 1452.20980 ORGANIZATIONAL CONFLICT OF INTEREST -- BUREAU OF RECLAMATION JULY 1997 (a) Definition. "Organizational conflict of interest," as used in this clause, means that because of other activities or relationships with other persons, a person is unable or potentially unable to render impartial assistance or advice to the Government, or the person's objectivity in performing the contract work is or might be otherwise impaired, or a person has an unfair competitive advantage. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 128 of 157 (b) Disclosure. By submission of this offer, offeror represents that it is not aware of any information bearing on the existence of any actual or potential organizational conflict of interest in connection with this solicitation number R13PS40020, except as herein provided in the following disclosure statement. (1) This disclosure statement submitted with this offer describes all relevant information concerning any past, present, or planned interests bearing on whether this firm (including its chief executives and directors, or any proposed consultant or subcontractor) may have a potential organizational conflict of interest. List any potential organizational conflict of interest in the space provided below. If no potential conflict exist, list "NONE." (2) The offeror agrees that if awarded a contract under this solicitation that, throughout the life of the contract, immediate notification will be provided to the contracting officer if at any time a potential or actual conflict becomes known to this firm. (c) Policy guidance. FAR Subpart 9.5 and Reclamation Acquisition Regulation Subpart 1409.5 contain the policies and procedures for avoiding, neutralizing, or mitigating organizational conflicts of interest, and may be used as guidance by an offeror in determining an appropriate course of action. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 129 of 157 SECTION L -- INSTRUCTIONS, CONDITIONS AND NOTICES TO BIDDERS The following clauses pertain to all Schedules: L.1 52.252-01 SOLICITATION PROVISIONS INCORPORATED BY REFERENCE This solicitation incorporates one or more solicitation provisions by reference, with the same force and effect as if they were given in full text. Upon request, the Contracting Officer will make their full text available. The offeror is cautioned that the listed provisions may include blocks that must be completed by the offeror and submitted with its quotation or offer. In lieu of submitting the full text of those provisions, the offeror may identify the provision by paragraph identifier and provide the appropriate information with its quotation or offer. Also, the full text of a provision may be accessed electronically at the following addresses: FAR provisions https://www.acquisition.gov/far/ DOI provisions http://ecfr.gpoaccess.gov/cgi/t/text/textidx?c=ecfr&sid=6a027d0a3fbad00770078a4a32563132&rgn=div5&view=text&node=48:5.0.7.5 8.46&idno=48 Clause 52.207-01 52.211-06 52.222-05 52.233-02 L.2 1452.21571 Title Notice Of Standard Competition Brand Name or Equal Davis-Bacon Act -- Secondary Site of Work Service Of Protest -- Department of the Interior (JUL 1996) (DEVIATION) USE AND DISCLOSURE OF PROPOSAL INFORMATION--DEPARTMENT OF THE INTERIOR Date May 2006 August 1999 July 2005 September 2006 APRIL 1984 (a) Definitions. For the purposes of this provision and the Freedom of Information Act (5 U.S.C. 552), the following terms shall have the meaning set forth below: (1) "Trade Secret" means an unpatented, secret, commercially valuable plan, appliance, formula, or process, which is used for making, preparing, compounding, treating or processing articles or materials which are trade commodities. (2) "Confidential commercial or financial information" means any business information (other than trade secrets) which is exempt from the mandatory disclosure requirement of the Freedom of Information Act, 5 U.S.C. 552. Exemptions from mandatory disclosure which Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 130 of 157 may be applicable to business information contained in proposals include exemption (4), which covers "commercial and financial information obtained from a person and privileged or confidential," and exemption (9), which covers "geological and geophysical information, including maps, concerning wells." (b) If the offeror, or its subcontractor(s), believes that the proposal contains trade secrets or confidential commercial or financial information exempt from disclosure under the Freedom of Information Act, (5 U.S.C. 552), the cover page of each copy of the proposal shall be marked with the following legend: "The information specifically identified on pages _______ of this proposal constitutes trade secrets or confidential commercial and financial information which the offeror believes to be exempt from disclosure under the Freedom of Information Act. The offeror requests that this information not be disclosed to the public, except as may be required by law. The offeror also requests that this information not be used in whole or part by the Government for any purpose other than to evaluate the proposal, except that if a contract is awarded to the offeror as a result of or in connection with the submission of the proposal, the Government shall have the right to use the information to the extent provided in the contract." (c) The offeror shall also specifically identify trade secret information and confidential commercial and financial information on the pages of the proposal on which it appears and shall mark each such page with the following legend: "This page contains trade secrets or confidential commercial and financial information which the offeror believes to be exempt from disclosure under the Freedom of Information Act and which is subject to the legend contained on the cover page of this proposal." (d) Information in a proposal identified by an offeror as trade secret information or confidential commercial and financial information shall be used by the Government only for the purpose of evaluating the proposal, except that (i) if a contract is awarded to the offeror as a result of or in connection with submission of the proposal, the Government shall have the right to use the information as provided in the contract, and (ii) if the same information is obtained from another source without restriction it may be used without restriction. (e) If a request under the Freedom of Information Act seeks access to information in a proposal identified as trade secret information or confidential commercial and financial information, full consideration will be given to the offeror's view that the information constitutes trade secrets or confidential commercial or financial information. The offeror will also be promptly notified of the request and given an opportunity to provide additional evidence and argument in support of its position, unless administratively unfeasible to do so. If it is determined that information claimed by the offeror to be trade secret information or confidential commercial or financial information is not exempt from disclosure under the Freedom of Information Act, the offeror will be notified of this determination prior to disclosure of the information. (f) The Government assumes no liability for the disclosure or use of information contained in a proposal if not marked in accordance with paragraphs (b) and (c) of this provision. If a request Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 131 of 157 under the Freedom of Information Act is made for information in a proposal not marked in accordance with paragraphs (b) and (c) of this provision, the offeror concerned shall be promptly notified of the request and given an opportunity to provide its position to the Government. However, failure of an offeror to mark information contained in a proposal as trade secret information or confidential commercial or financial information will be treated by the Government as evidence that the information is not exempt from disclosure under the Freedom of Information Act, absent a showing that the failure to mark was due to unusual or extenuating circumstances, such as a showing that the offeror had intended to mark, but that markings were omitted from the offeror's proposal due to clerical error. L.3 52.215-01 A2 INSTRUCTIONS TO OFFERORS-COMPETITIVE ACQUISITION ALTERNATE II OCTOBER 1997 a) Definitions. As used in this provision— “Discussions” are negotiations that occur after establishment of the competitive range that may, at the Contracting Officer’s discretion, result in the offeror being allowed to revise its proposal. “In writing,” “writing,” or “written” means any worded or numbered expression that can be read, reproduced, and later communicated, and includes electronically transmitted and stored information. “Proposal modification” is a change made to a proposal before the solicitation’s closing date and time, or made in response to an amendment, or made to correct a mistake at any time before award. “Proposal revision” is a change to a proposal made after the solicitation closing date, at the request of or as allowed by a Contracting Officer as the result of negotiations. “Time,” if stated as a number of days, is calculated using calendar days, unless otherwise specified, and will include Saturdays, Sundays, and legal holidays. However, if the last day falls on a Saturday, Sunday, or legal holiday, then the period shall include the next working day. (b) Amendments to solicitations. If this solicitation is amended, all terms and conditions that are not amended remain unchanged. Offerors shall acknowledge receipt of any amendment to this solicitation by the date and time specified in the amendment(s). (c) Submission, modification, revision, and withdrawal of proposals. (1) Unless other methods (e.g., electronic commerce or facsimile) are permitted in the solicitation, proposals and modifications to proposals shall be submitted in paper media in sealed envelopes or packages (i) addressed to the office specified in the solicitation, and (ii) showing the time and date specified for receipt, the solicitation number, and the name and Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 132 of 157 address of the offeror. Offerors using commercial carriers should ensure that the proposal is marked on the outermost wrapper with the information in paragraphs (c)(1)(i) and (c)(1)(ii) of this provision. (2) The first page of the proposal must show— (i) The solicitation number; (ii) The name, address, and telephone and facsimile numbers of the offeror (and electronic address if available); (iii) A statement specifying the extent of agreement with all terms, conditions, and provisions included in the solicitation and agreement to furnish any or all items upon which prices are offered at the price set opposite each item; (iv) Names, titles, and telephone and facsimile numbers (and electronic addresses if available) of persons authorized to negotiate on the offeror’s behalf with the Government in connection with this solicitation; and (v) Name, title, and signature of person authorized to sign the proposal. Proposals signed by an agent shall be accompanied by evidence of that agent’s authority, unless that evidence has been previously furnished to the issuing office. (3) Submission, modification, revision, and withdrawal of proposals. (i) Offerors are responsible for submitting proposals, and any modifications or revisions, so as to reach the Government office designated in the solicitation by the time specified in the solicitation. If no time is specified in the solicitation, the time for receipt is 4:30 p.m., local time, for the designated Government office on the date that proposal or revision is due. (ii)(A) Any proposal, modification, or revision received at the Government office designated in the solicitation after the exact time specified for receipt of offers is “late” and will not be considered unless it is received before award is made, the Contracting Officer determines that accepting the late offer would not unduly delay the acquisition; and— (1) If it was transmitted through an electronic commerce method authorized by the solicitation, it was received at the initial point of entry to the Government infrastructure not later than 5:00 p.m. one working day prior to the date specified for receipt of proposals; or (2) There is acceptable evidence to establish that it was received at the Government installation designated for receipt of offers and was under the Government’s control prior to the time set for receipt of offers; or (3) It is the only proposal received. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 133 of 157 (B) However, a late modification of an otherwise successful proposal that makes its terms more favorable to the Government, will be considered at any time it is received and may be accepted. (iii) Acceptable evidence to establish the time of receipt at the Government installation includes the time/date stamp of that installation on the proposal wrapper, other documentary evidence of receipt maintained by the installation, or oral testimony or statements of Government personnel. (iv) If an emergency or unanticipated event interrupts normal Government processes so that proposals cannot be received at the office designated for receipt of proposals by the exact time specified in the solicitation, and urgent Government requirements preclude amendment of the solicitation, the time specified for receipt of proposals will be deemed to be extended to the same time of day specified in the solicitation on the first work day on which normal Government processes resume. (v) Proposals may be withdrawn by written notice received at any time before award. Oral proposals in response to oral solicitations may be withdrawn orally. If the solicitation authorizes facsimile proposals, proposals may be withdrawn via facsimile received at any time before award, subject to the conditions specified in the provision at 52.215-5, Facsimile Proposals. Proposals may be withdrawn in person by an offeror or an authorized representative, if the identity of the person requesting withdrawal is established and the person signs a receipt for the proposal before award. (4) Unless otherwise specified in the solicitation, the offeror may propose to provide any item or combination of items. (5) Offerors shall submit proposals in response to this solicitation in English, unless otherwise permitted by the solicitation, and in U.S. dollars, unless the provision at FAR 52.225-17, Evaluation of Foreign Currency Offers, is included in the solicitation. (6) Offerors may submit modifications to their proposals at any time before the solicitation closing date and time, and may submit modifications in response to an amendment, or to correct a mistake at any time before award. (7) Offerors may submit revised proposals only if requested or allowed by the Contracting Officer. (8) Proposals may be withdrawn at any time before award. Withdrawals are effective upon receipt of notice by the Contracting Officer. (9) Offerors may submit proposals that depart from stated requirements. Such proposals shall clearly identify why the acceptance of the proposal would be advantageous to the Government. Any deviations from the terms and conditions of the solicitation, as well as the comparative advantage to the Government, shall be clearly identified and explicitly defined. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 134 of 157 The Government reserves the right to amend the solicitation to allow all offerors an opportunity to submit revised proposals based on the revised requirements. (d) Offer expiration date. Proposals in response to this solicitation will be valid for the number of days specified on the solicitation cover sheet (unless a different period is proposed by the offeror). (e) Restriction on disclosure and use of data. Offerors that include in their proposals data that they do not want disclosed to the public for any purpose, or used by the Government except for evaluation purposes, shall— (1) Mark the title page with the following legend: This proposal includes data that shall not be disclosed outside the Government and shall not be duplicated, used, or disclosed—in whole or in part—for any purpose other than to evaluate this proposal. If, however, a contract is awarded to this offeror as a result of—or in connection with—the submission of this data, the Government shall have the right to duplicate, use, or disclose the data to the extent provided in the resulting contract. This restriction does not limit the Government's right to use information contained in this data if it is obtained from another source without restriction. The data subject to this restriction are contained in sheets [insert numbers or other identification of sheets]; and (2) Mark each sheet of data it wishes to restrict with the following legend: Use or disclosure of data contained on this sheet is subject to the restriction on the title page of this proposal. (f) Contract award. (1) The Government intends to award a contract or contracts resulting from this solicitation to the responsible offeror(s) whose proposal(s) represents the best value after evaluation in accordance with the factors and subfactors in the solicitation. (2) The Government may reject any or all proposals if such action is in the Government’s interest. (3) The Government may waive informalities and minor irregularities in proposals received. (4) The Government intends to evaluate proposals and award a contract without discussions with offerors (except clarifications as described in FAR 15.306(a)). Therefore, the offeror’s initial proposal should contain the offeror’s best terms from a cost or price and technical standpoint. The Government reserves the right to conduct discussions if the Contracting Officer later determines them to be necessary. If the Contracting Officer determines that the number of proposals that would otherwise be in the competitive range exceeds the number at which an efficient competition can be conducted, the Contracting Officer may limit the number of proposals in the competitive range to the greatest number that will permit an efficient competition among the most highly rated proposals. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 135 of 157 (5) The Government reserves the right to make an award on any item for a quantity less than the quantity offered, at the unit cost or prices offered, unless the offeror specifies otherwise in the proposal. (6) The Government reserves the right to make multiple awards if, after considering the additional administrative costs, it is in the Government’s best interest to do so. (7) Exchanges with offerors after receipt of a proposal do not constitute a rejection or counteroffer by the Government. (8) The Government may determine that a proposal is unacceptable if the prices proposed are materially unbalanced between line items or subline items. Unbalanced pricing exists when, despite an acceptable total evaluated price, the price of one or more contract line items is significantly overstated or understated as indicated by the application of cost or price analysis techniques. A proposal may be rejected if the Contracting Officer determines that the lack of balance poses an unacceptable risk to the Government. (9) If a cost realism analysis is performed, cost realism may be considered by the source selection authority in evaluating performance or schedule risk. (10) A written award or acceptance of proposal mailed or otherwise furnished to the successful offeror within the time specified in the proposal shall result in a binding contract without further action by either party. (11) If a post-award debriefing is given to requesting offerors, the Government shall disclose the following information, if applicable: (i) The agency’s evaluation of the significant weak or deficient factors in the debriefed offeror’s offer. (ii) The overall evaluated cost or price and technical rating of the successful and the debriefed offeror and past performance information on the debriefed offeror. (iii) The overall ranking of all offerors, when any ranking was developed by the agency during source selection. (iv) A summary of the rationale for award. (v) For acquisitions of commercial items, the make and model of the item to be delivered by the successful offeror. (vi) Reasonable responses to relevant questions posed by the debriefed offeror as to whether source-selection procedures set forth in the solicitation, applicable regulations, and other applicable authorities were followed by the agency. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement L.4 52.215-20 A4 Page 136 of 157 REQUIREMENTS FOR CERTIFIED COST OR OCTOBER 1997 PRICING DATA AND DATA OTHER THAN CERTIFIED COST OR PRICING DATA ALTERNATE IV (a) Submission of certified cost or pricing data is not required. (b) Provide data described below: A non-certified copy of the final pricing proposal (i.e. other than cost or pricing data in accordance with Table 15-2.) L.5 52.216-01 TYPE OF CONTRACT APRIL 1984 The Government contemplates award of a firm fixed price contract resulting from this solicitation. Schedules A-1, A-2, B-1, B-2, C-1, C-2, D-1, and D-2 are subject to terms and conditions of a supply type contract. Schedules A-3, B-3, C-3, and D-3 are subject to the terms and conditions of a construction type contract. L.6 52.222-23 NOTICE OF REQUIREMENT FOR AFFIRMATIVE ACTION TO ENSURE EQUAL EMPLOYMENT OPPORTUNITY FOR CONSTRUCTION FEBRUARY 1999 (a) The offeror's attention is called to the Equal Opportunity clause and the Affirmative Action Compliance Requirements for Construction clause of this solicitation. (b) The goals for minority and female participation, expressed in percentage terms for the Contractor's aggregate workforce in each trade on all construction work in the covered area, are as follows: Goals for Minority Participation for Each Trade Goals for Female Participation for Each Trade 19.6% 6.9% These goals are applicable to all the Contractor's construction work performed in the covered area. If the Contractor performs construction work in a geographical area located outside of the covered area, the Contractor shall apply the goals established for the geographical area where the work is actually performed. Goals are published periodically in the Federal Register in notice form, and these notices may be obtained from any Office of Federal Contract Compliance Programs office. (c) The Contractor's compliance with Executive Order 11246, as amended, and the regulations in 41 CFR 60-4 shall be based on (1) its implementation of the Equal Opportunity clause, (2) specific affirmative action obligations required by the clause entitled "Affirmative Action Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 137 of 157 Compliance Requirements for Construction,'' and (3) its efforts to meet the goals. The hours of minority and female employment and training must be substantially uniform throughout the length of the contract, and in each trade. The Contractor shall make a good faith effort to employ minorities and women evenly on each of its projects. The transfer of minority or female employees or trainees from Contractor to Contractor, or from project to project, for the sole purpose of meeting the Contractor's goals shall be a violation of the contract, Executive Order 11246, as amended, and the regulations in 41 CFR 60-4. Compliance with the goals will be measured against the total work hours performed. (d) The Contractor shall provide written notification to the Deputy Assistant Secretary for Federal Contract Compliance, U.S. Department of Labor, within 10 working days following award of any construction subcontract in excess of $10,000 at any tier for construction work under the contract resulting from this solicitation. The notification shall list the (1) Name, address, and telephone number of the subcontractor; (2) Employer's identification number of the subcontractor; (3) Estimated dollar amount of the subcontract; (4) Estimated starting and completion dates of the subcontract; and (5) Geographical area in which the subcontract is to be performed. (e) As used in this Notice, and in any contract resulting from this solicitation, the "covered area" is Page, Arizona, Cococino County. L.7 52.222-24 PREAWARD ON-SITE EQUAL OPPORTUNITY COMPLIANCE REVIEW FEBRUARY 1999 If a contract in the amount of $10 million or more will result from this solicitation, the prospective Contractor and its known first-tier subcontractors with anticipated subcontracts of $10 million or more shall be subject to a preaward compliance evaluation by the Office of Federal Contract Compliance Programs (OFCCP), unless, within the preceding 24 months, OFCCP has conducted an evaluation and found the prospective Contractor and subcontractors to be in compliance with Executive Order 11246. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement L.8 52.225-12 NOTICE OF BUY AMERICAN ACT REQUIREMENT - CONSTRUCTION MATERIALS UNDER TRADE AGREEMENTS Page 138 of 157 FEBRUARY 2009 (a) Definitions. "Commercially available off-the-shelf (COTS) item," "construction material," "designated country construction material," "domestic construction material," and "foreign construction material," as used in this provision, are defined in the clause of this solicitation entitled "Buy American Act-Construction Materials Under Trade Agreements" (Federal Acquisition Regulation (FAR) clause 52.225-11). (b) Requests for determination of inapplicability. An offeror requesting a determination regarding the inapplicability of the Buy American Act should submit the request to the Contracting Officer in time to allow a determination before submission of offers. The offeror shall include the information and applicable supporting data required by paragraphs (c) and (d) of FAR clause 52.225-11 in the request. If an offeror has not requested a determination regarding the inapplicability of the Buy American Act before submitting its offer, or has not received a response to a previous request, the offeror shall include the information and supporting data in the offer. (c) Evaluation of offers. (1) The Government will evaluate an offer requesting exception to the requirements of the Buy American Act, based on claimed unreasonable cost of domestic construction materials, by adding to the offered price the appropriate percentage of the cost of such foreign construction material, as specified in paragraph (b)(4)(i) of FAR clause 52.225-11. (2) If evaluation results in a tie between an offeror that requested the substitution of foreign construction material based on unreasonable cost and an offeror that did not request an exception, the Contracting Officer will award to the offeror that did not request an exception based on unreasonable cost. (d) Alternate offers. (1) When an offer includes foreign construction material, other than designated country construction material, that is not listed by the Government in this solicitation in paragraph (b)(3) of FAR clause 52.225-11, the offeror also may submit an alternate offer based on use of equivalent domestic or designated country construction material. (2) If an alternate offer is submitted, the offeror shall submit a separate Standard Form 1442 for the alternate offer, and a separate price comparison table prepared in accordance with paragraphs (c) and (d) of FAR clause 52.225-11 for the offer that is based on the use of any foreign construction material for which the Government has not yet determined an exception applies. (3) If the Government determines that a particular exception requested in accordance with paragraph (c) of FAR clause 52.225-11 does not apply, the Government will evaluate only those offers based on use of the equivalent domestic or designated country construction Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 139 of 157 material, and the offeror shall be required to furnish such domestic or designated country construction material. An offer based on use of the foreign construction material for which an exception was requested(i) Will be rejected as nonresponsive if this acquisition is conducted by sealed bidding; or (ii) May be accepted if revised during negotiations. L.9 52.236-27 A1 SITE VISIT (CONSTRUCTION) ALTERNATE I FEBRUARY 1995 (a) The clauses at 52.236-2, Differing Site Conditions, and 52.236-3, Site Investigations and Conditions Affecting the Work, will be included in any contract awarded as a result of this solicitation. Accordingly, offerors or quoters are urged and expected to inspect the site where the work will be performed. (b) An organized site visit has been scheduled for: March 26, 2013 at 9:00 AM (c) Participants will meet at-Carl Hayden Visitor’s Center, Glen Canyon Dam, Page, AZ (d) Notification requirements: Parties planning to attend the site visit must send the company name, and name of attendees, in writing, to: Matt Jackson, GC-200 Glen Canyon Field Division P.O. Box 1477 Page, Arizona, 86040-1477 Email: mbjackson@usbr.gov At least three days before the date of the site visit. L.10 WBR 1452.21180 NOTICE OF INTENT TO ACQUIRE METRIC PRODUCTS AND SERVICES -BUREAU OF RECLAMATION MARCH 1993 (a) Metric Transition Plan. The Department of the Interior on December 6, 1991, issued a Metric Transition Program (Part 758 Department Manual Chapter 1) to establish and describe the program's policies and responsibilities. The Bureau of Reclamation (Reclamation), has developed a Metric Transition Plan to implement metrication in Reclamation. This plan describes Reclamation's overall strategy for using the metric system, defines general requirements and procedures for carrying out the transition, and details the tasks with milestones for Reclamation offices to complete. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 140 of 157 (b) The Omnibus Trade and Competitiveness Act of 1988 (Trade Act). (1) Section 5164 of Public Law 100-418, the Trade Act, amended the Metric Conversion Act of 1975 and designated the metric system of weights and measures for United States trade and commerce. (2) The Trade Act establishes September 30, 1992, as the implementation date (to the extent economically feasible) for Federal agencies to use the metric system of measurement in its procurements, grants, and other business-related activities. (3) The Trade Act permits exceptions to the use of the metric system to the extent that such use is impractical or is likely to cause significant inefficiencies or loss of markets to United States firms, such as when foreign competitors are producing competing products in nonmetric units. (4) As a result of the Trade Act, the President issued Executive Order 12770 dated July 25, 1991, to implement the congressional designation of the metric system as the preferred system of weights and measures for United States trade and commerce. (c) Bureau of Reclamation Implementation. As a result of the Trade Act, Reclamation will, to the maximum extent practicable, use hard conversion and soft conversion metric systems in designing its construction projects, eventually phasing out use of the soft conversion metric system. Exceptions to this policy will only be made when such use is impractical, produces inefficiencies or market losses, or is not economically feasible. (d) Expected Results. Reclamation expects its support of the metric system to result in increased use of the metric system by U.S. contractors, thereby increasing their ability to compete in the international marketplace. Increasing use of the metric system by U.S. contractors will eliminate possible restrictions on their bidding in the international marketplace and will eliminate any impact of economic blocks by metric countries restricting the acceptance of non-metric products. L.11 WBR 1452.21580 SOURCE EVALUATION AND SELECTION PROCEDURES -- BUREAU OF RECLAMATION MAY 2005 The Government intends to evaluate proposals submitted under this solicitation and select a source for contract award without discussions (unless the contracting officer later determines discussions to be necessary) in accordance with the following provision: FAR 52.215-1 Instructions to Offerors -- Competitive Acquisition (JAN 2004). Source selection shall be in accordance with procedures contained in FAR Part 15, Department of the Interior Acquisition Regulation (DIAR) Part 1415 (48 CFR 1415) and Bureau of Reclamation Acquisition Regulation WBR Part 1415. These procedures are summarized as follows: (a) Technical evaluation. Technical proposals are being requested in order to obtain information to be used in the evaluation process. A Technical Proposal Evaluation Committee has been established to objectively evaluate technical proposals in accordance with the Evaluation Factors Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 141 of 157 for Award -- Bureau of Reclamation provision in Part IV, Section M of this solicitation. Technical proposals shall be submitted in accordance with the Technical Proposal Instructions -Bureau of Reclamation provision in Part IV, Section L of this solicitation. (b) Past Performance Evaluation. In addition to any other past performance information required under the solicitation, the Contracting Officer (CO) shall use past performance information available from the Past Performance Information Retrieval System (PPIRS.GOV) in the source selection process on offerors competing for awards in excess of $100,000, unless the CO has documented an exception from past performance consideration in accordance with FAR 15.304(c)(2)(iv). (c) Cost or price evaluation. An objective cost or price evaluation of contract pricing proposals will be made in accordance with the Evaluation Factors for Award provision in Part IV, Section M of this solicitation. Pricing proposals shall be submitted in accordance with the Contract Pricing Proposal Instructions -- Bureau of Reclamation provision in Part IV, Section L of this solicitation. Pursuant to FAR 15.404-1 , cost or price evaluation will be used to determine cost/price reasonableness and the offeror's understanding of, and ability to perform, the prospective contract. (d) Clarifications. Clarifications are limited exchanges, between the Government and offerors that may occur when award without discussions is contemplated. If award will be made without conducting discussions, offerors may be given the opportunity to clarify certain aspects of proposals (e.g., the relevance of an offeror's past performance information and adverse past performance information to which the offeror has not previously had an opportunity to respond) or to resolve minor or clerical errors. (e) Communications. Communications are exchanges, between the Government and offerors, after receipt of proposals, leading to establishment of the competitive range. Communications may be conducted to enhance Government understanding of proposals, allow reasonable interpretation of the proposal, or facilitate the Government's evaluation process. Such communications may not be used to cure proposal deficiencies or material omissions, materially alter the technical or cost elements of the proposal, and/or otherwise revise the proposal. Communications are for the purpose of addressing issues that must be explored to determine whether a proposal should be placed in the competitive range. They shall not provide an opportunity for the offeror to revise its proposal, but may address ambiguities in the proposal or other concerns and information relating to past performance. (f) Competitive range. If discussions are to be conducted, the contracting officer shall establish the competitive range based on the ratings of each proposal against all evaluation criteria. The competitive range shall comprise all the most highly rated proposals, unless the range is further reduced for purposes of efficiency. The contracting officer may determine that the number of most highly rated proposals that might otherwise be included in the competitive range exceeds the number at which an efficient competition can be conducted. The contracting officer may then limit the number of proposals in the range to the greatest number that will permit an efficient competition among the most highly rated proposals. If, after discussions have begun (see paragraph (g) below), an offeror originally in the competitive range is no longer considered to be Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 142 of 157 among the most highly rated offerors being considered for award, that offeror may be eliminated from the range whether or not all material aspects of the proposal have been discussed, or whether or not the offeror has been afforded an opportunity to submit a proposal revision. (g) Preaward debriefing of offerors. Offerors excluded from the competitive range or otherwise excluded from further consideration prior to the final source selection decision may request a debriefing before award. The process for requesting and conducting preaward debriefings may be found at FAR 15.505. (h) Discussions. Discussions are exchanges between the Government and offerors, after establishment of the competitive range that are undertaken with the intent of allowing the offeror to revise its proposal. These discussions may include bargaining, including persuasion, alteration of assumptions and positions, give-and-take, and may apply to price, schedule, technical requirements, type of contract, or other terms of a proposed contract. Discussions are tailored to each offeror's proposal, and shall be conducted by the contracting officer with each offeror within the competitive range. The primary objective of discussions is to maximize the Government's ability to obtain best value, based on the requirement and the evaluation factors set forth in the solicitation. (i) Proposal revisions. The contracting officer may request or allow proposal revisions to clarify and document understandings reached during negotiations. At the conclusion of discussions, each offeror in the competitive range shall be given an opportunity to submit a final proposal revision. The contracting officer is required to establish a common cut-off date only for receipt of final proposal revisions. Requests for final proposal revisions shall advise offerors that the final proposal revisions shall be in writing and that the Government intends to make award without obtaining further revisions. (j) Preaward survey. A Government survey activity may contact an offeror, or visit its facility, to obtain information for determining its financial resources and/or its technical capabilities to perform the work when available information is not sufficient for the Contracting Officer to make a determination regarding contractor responsibility as required by FAR Subpart 9.1. Current financial statements and other information required to make this determination shall be made available to the survey activity. Information provided shall be protected from release or disclosure outside the Government, except as provided in FAR Subpart 24.2, Freedom of Information Act. (k) Organizational conflicts of interest. Award will not be made to an apparent successful offeror when an organizational conflict of interest is determined to exist and cannot be avoided or mitigated, unless the Contracting Officer determines that award is in the best interest of the United States and a waiver is obtained pursuant to DIAR 1409.503 (48 CFR 1409.503). (l) Source selection decision. The source selection authority's (SSA) decision shall be based on a comparative assessment of proposals against all source selection criteria in the solicitation. While the SSA may use reports and criteria prepared by others, the source selection decision shall represent the SSA's independent judgment. The source selection decision shall be documented, and the documentation shall include the rationale for any business judgments and Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 143 of 157 tradeoffs made or relied on by the SSA, including benefits associated with additional costs. Although the rationale for the selection decision must be documented, that documentation need not quantify the tradeoffs that led to the decision. (m) Postaward notice. After contract award, unsuccessful offerors will be provided with written notice regarding contract award (including the information listed in FAR 15.503(b)) by the Contracting Officer. Offerors receiving prior notice of exclusion from the competitive range under paragraph (f) of this provision will not receive this notice. (n) Postaward debriefing of offerors. An offeror shall be debriefed and furnished the basis for the source selection decision and contract award if its written request is received by the contracting officer within three days after the offeror receives notice of contract award. The process for requesting and conducting postaward debriefings may be found at FAR 15.506. L.12 WBR 1452.21581 GENERAL PROPOSAL INSTRUCTIONS -BUREAU OF RECLAMATION JANUARY 1998 In addition to the requirements of the Instructions to Offerors - Competitive Acquisitions provision of this solicitation, each offeror shall submit a proposal in accordance with the instructions contained in this provision. (a) General contents. Each proposal shall: (1) Be specific and complete in every detail; (2) Conform to all solicitation provisions, clauses, or other requirements; (3) Be logically assembled, practical, legible, clear, concise, coherent; and indexed (crossindexed, where appropriate); and (4) Contain appropriately numbered pages of each volume or part. (b) Arrangement of Proposal. The proposal shall consist of three (3) [Insert other number, if appropriate] physically separated volumes, individually entitled as stated below. The required number of copies for each volume are shown below: Volume I Title Representations, Certifications, and Other Statements of Offerors. Copies Required 2 II Technical Proposal 5 III Pricing Proposal 2 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 144 of 157 (c) Separation of volumes. All copies of each proposal volume (i.e., all copies of Volume I) are to be packaged individually and clearly marked to identify contents. The exterior of each package containing proposals shall be marked with the solicitation number, and the time and date for receipt of proposals and the name and address of the offeror, in order to prevent mishandling. (d) Representations, certifications, and other offeror statements (Volume I). Volume I shall incorporate the other Volumes by reference, but shall not physically include them. It shall consist of: (1) A fully executed Solicitation, Offer, and Award form required by Part I, Section A of this solicitation. It shall be used as the cover sheet (or first page) of each copy of Volume I; (2) Fully executed and completed offeror representations, certifications, and acknowledgments required by Part IV, Section K of this solicitation; (3) Additional information required by the solicitation to be furnished by the offeror which is not required to be obtained in another volume of the proposal; (4) Make or Buy Program (if applicable); any waivers of any solicitation provisions or contract clauses; and (6) A summary of any exemptions from, or deviations to, any other solicitation requirements. (e) Technical Proposal (Volume II): Follow the instructions detailed in Clause L-13, WBR 1452.215-82, Technical Proposal Instructions – Bureau of Reclamation. (f) Pricing Proposal (Volume III). Follow the instructions detailed in Clause L-14, WBR 1452.215-83, Pricing Proposal Instructions – Bureau of Reclamation. Offerors are hereby notified that even if cost or pricing data are not initially requested in this solicitation, the Contracting Officer reserves the right to request such data if they are later found necessary pursuant to FAR 15.403-5(a)(1). L.13 WBR 1452.21582 TECHNICAL PROPOSAL INSTRUCTIONS -- BUREAU OF RECLAMATION APRIL 2001 (a) General. The technical proposal shall be identified as Volume II of the offeror's proposal and shall be an orderly, specific, and complete document in every detail. It should be presented in a manner which allows it to "stand alone" without the need to reference other documents. It should convincingly describe the capability of the offeror's organization to participate in this project and effectively demonstrate a thorough understanding of the work statement contained in Part I, Section C of this solicitation. The proposal shall be organized and written so that it can be Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 145 of 157 easily read and meaningfully evaluated by Reclamation personnel from a variety of different functional and technical disciplines. It should be a coherent document free of internal inconsistencies as well as inconsistencies with other volumes of the proposal. (b) Use and Disclosure of Proposal Information. In accordance with the Use and Disclosure of Proposal Information -- Department of the Interior provision of this solicitation, offerors shall mark trade secret or confidential commercial or financial information contained in the proposal with the restrictive legends specified. The offeror shall also clearly and separately mark all proprietary information (as defined in FAR 3.104-3) contained in the proposal with the restrictive legend "Proprietary Information." (c) Format and Content. To assist in the uniform evaluation of proposals, the following format shall be utilized in preparing the technical proposal: (1) Table of contents. The Table of Contents shall list all sections of the technical proposal. Any future amendments, additions and/or revisions to the proposal shall be included in an updated Table of Contents; (2) Index. The index shall cross reference the work statement to the terms of the proposal and indicate how the proposal conforms to the evaluation factors contained in Part IV, Section M; (3) Enclosures. The enclosures shall include a list of any tables, drawings, charts, and any other enclosures which summarize data or information; (4) Executive summary. The Executive Summary shall include a brief discussion of how the required work will be performed and important highlights of the proposal. (5) A. Proposed Equipment – Your proposal shall contain the following information demonstrating the ability to manufacture a quality transformer and isolated phase bus: 1. Design and Layout for this Project – Identify the proposed transformer and isolated phase bus that meets the requirements of this solicitation. The preliminary proposed design shall include all pertinent ratings, impedance, losses, and type of transformer and isolated phase bus. Include a layout drawing of the proposed transformer and isolated phase bus, with expected arrangement for utilizing the available space, and connection to existing equipment as shown on the specification drawings. Provide information on any design innovation and performance enhancements for the power transformer. These innovations and enhancements should make the transformer more efficient, and/or increase life, and/or reduce sound/size, etc. 2. Experience and past performance of manufacturer – Name the transformer and isolated phase bus manufacturer(s). Describe the manufacturer’s experience in manufacturing transformers and isolated phase bus of the size and ratings required by the specifications. Your proposal shall include a list of similarly-sized equipment previously manufactured within the last 5 years. For each project, include: 1) 2) Name of the project; Size and rating of the transformer or isolated phase bus; Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 146 of 157 3) Contract number, date, and type; 4) Name and address of the project owner; 5) Initial contract amount and final contract amount; 6) Any problems encountered in performance of the work and corrective action(s) taken; 7) Name(s) and telephone number(s) of references who may be contacted for further information to verify experience and past performance. Please ensure the telephone number(s) are accurate. In this section, also include information regarding any contracts previously terminated for default or completed late, including the circumstances and resolution of the issue(s). 3. Short Circuit Testing – Provide results of any short circuit testing performed on similarly-designed/sized transformers, or information regarding the capability of the transformer to withstand short circuit testing if not performed. Provide the name and location of the testing laboratory that will be used for the short circuit test in this project. 4. Factory and Quality Control Procedures – Provide information on the quality control procedures of the manufacturer’s facilities that addresses the ability to meet applicable United States transformer or isolated phase bus design standards and quality assurance programs (such as ISO 9001 certification if applicable). Include the location and description of the manufacturing facilities, and pertinent manufacturing techniques and procedures. The manufacturing facility described must be the actual facility intended for the production under this contract. B. Installation Plan/Schedule – Provide a brief narrative describing the key milestones for the entire project. At a minimum, address the procedures for the removal and storage or disposal of the existing transformers, installation of the new transformers, and preparation for energizing. In addition to the narrative described above, provide a draft schedule showing the major items of work contained in the proposal, including their durations, anticipated start and finish dates, any float, and the logical relations or interface between activities. The draft schedule shall include major contract milestones, transformer design, manufacture, and testing, and key submittal review and approval durations (see Section 01330 – Submittals in Section C Technical Specifications) that are critical to contract completion. C. Company Experience – Furnish a list of Federal, state and local government or commercial projects similar in scope, complexity and magnitude to the work required under this solicitation meeting the requirements of the specification completed by the offeror within the last 6 years, which clearly demonstrate ability to successfully accomplish projects in a timely manner, utilize resources and work with project owners. Similar scope, complexity and magnitude are defined as transformer manufacturing and installation. At a minimum, include the following for each project: 1 2 Name of project Description of work Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 147 of 157 3 Contract number, date, type 4 Name and address for the acquiring Government agency or commercial owner 5 Initial contract amount and final contract amount 6 Any problems encountered in performance of the work and corrective action(s) taken 7 Name(s), telephone number(s) and e-mail address(s) of references from the acquiring customer who may be contacted for further information. References with incorrect or missing phone numbers, contact names or e-mails may not be evaluated and may result in a less favorable rating. If an offer intends on utilizing subcontractors to perform any of the work, all of the above information must be provided for each proposed subcontractor. D. Key Personnel – Furnish resume information, which includes previous jobsite responsibilities on major contracts or subcontracts, for individuals who will occupy key functions on this project. At a minimum, key personnel include the Project Manager, Superintendent, Crew Foreman, Safety Specialist and other key staff who will oversee the major tasks involved. If subcontractors are proposed to manage the project or perform the removal and/or installation of the equipment, the offeror must include the same information for these individuals performing the work. Resume information furnished shall be limited to three pages per individual, and shall at a minimum, contain the following information: 1. 2. 3. 4. Name Tasks to be assigned Educational Background Qualifying experience covering at least the last eight years a. b. c. d. e. Project name, location, period of performance on worksite Description of primary project features Name, address, telephone number for project owner Position(s) occupied on each assignment and time assigned to each position Description of duties and responsibilities for each position The offeror must provide a statement of assurance that the proposed key staff (including subcontractors and consultants) will be available and working on this project if awarded the contract. E. Past Performance - The reference information provided under Company Experience above will be used to evaluate past performance information. In addition, offerors shall have a Past Performance Questionnaire, contained in Section J, completed by at least 3 of the offeror’s pervious clients, and at least 3 previous clients of the planned Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 148 of 157 manufacturer of the transformers. You are strongly encouraged to inform your previous clients of the importance of the questionnaire as it is a determining factor in scoring your proposal. It is your responsibility to ensure that we receive the requested questionnaires directly from your clients by the time and date specified in the solicitation for receipt of proposals. If an offeror intends to utilize subcontractors to perform any of the work, all of the above information must be provided for each subcontractor. F. Safety -Your proposal shall address each of the following subfactors: 1. Site Specific Job Hazard Analysis – Submit a site specific job hazard analysis. The hazard analysis shall be in sufficient detail to discuss the offeror’s understanding f the hazards of the work involved. The offeror shall become familiar with and use specific references from the Bureau of Reclamation’s publication “Reclamation Safety and Health Standards.” The hazard analysis shall reference Reclamation Safety and Health Standards Section 4 and Appendix A. 2. EMR (Workman Compensation Experience Modification Rate) – The offeror and each subcontractor shall include EMR records for work accomplished the last 3 years. The EMR shall be for the company as a whole, unless insurance is purchased separately for an identifiable unit within the company (i.e. division level). In this case the EMR shall be for the unit that will be performing the work on this project. 3. OSHA Total Incident Rate – Submit Total Incident Rates for the last three years. 4. OSHA Citation Record – Submit OSHA Citation Record for the last three years. You are reminded, the Government intends to award this contract without conducting negotiations, therefore failure to submit any of the information addressed above for each of the factors and/or subfactors may result in an unacceptable rating. (d) Cost/Price Information. To permit objective evaluation of the technical proposal, no cost or price information shall be included in the technical proposal. However, the proposal shall include: (1) A breakdown of unpriced labor hour estimates for each labor category proposed to accomplish each task or phase of the work in Schedules A-3, B-3, C-3, and D-3 and the basis for each estimate; and, (2) Identification of the types and quantities of proposed materials and equipment necessary to perform the work in all Schedules. (e) Facilities and equipment information. The offeror shall provide information on any special plant, equipment, or test facilities (including Government property) required to perform and accomplish the work statement. The need for the special equipment or facilities shall be fully substantiated and include the extent to which the work can be accomplished without them. Information on alternate sources considered for the equipment or facilities shall also be included. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement L.14 PRICING PROPOSAL INSTRUCTIONS -BUREAU OF RECLAMATION WBR 1452.21583 Page 149 of 157 JANUARY 1998 (a) General. The pricing proposal shall be identified as Volume III of the offeror's proposal and shall be an orderly, specific, and complete document in every detail. It should be a coherent document free of internal inconsistencies and should be consistent with the technical approach(es) proposed in the technical proposal (Volume II). Offerors are hereby notified that even though cost or pricing data are not initially requested in this solicitation, the Contracting Officer reserves the right to request such data if they are later found necessary pursuant to FAR 15.403-5(a)(1). (b) Use and Disclosure of Proposal Information. In accordance with the Use and Disclosure of Proposal Information -- Department of the Interior provision of this solicitation, offerors shall mark trade secret or confidential commercial or financial information contained in the proposal with the restrictive legends specified. The offeror shall also clearly and separately mark all proprietary information (as defined in FAR 3.104-3 contained in the proposal with the restrictive legend "Proprietary Information." (c) Format and Content. To assist in the uniform evaluation of proposals, the following format shall be utilized in preparing the pricing proposal: (1) Table of contents. The Table of Contents shall list all sections of the pricing proposal. Any modifications or revisions to the proposal, up to the date of agreement on price, shall include an updated Table of Contents; (2) Index. The index shall cross reference the work statement to the terms of the proposal and indicate how the proposal conforms to the evaluation factors contained in Part IV, Section M of this solicitation; (3) Enclosures. A list shall be included of all enclosures, attachments, tables, drawings, charts, and any other material which summarize data or information contained or referenced in the pricing proposal. (4) Pricing proposal breakdown. The offeror shall submit Section B of the contract Schedule (Part I of this solicitation) with its proposed total prices/costs for each contract line item (including any options),proposed unit price(s), and a total proposed price consisting of the sum of all contract line items (excluding options) shall be submitted. In addition, the offeror shall provide a non-certified copy of the final pricing proposal (i.e. other than cost or pricing data in accordance with Table 15-2.) (d) Cost Information in Other Volumes. No cost information shall be included in any other volume of a proposal unless required by paragraph (d) of the Technical Proposal Instructions -Bureau of Reclamation provision of this solicitation. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 150 of 157 (e) Page Numbering. All pages in the cost proposal should be consecutively numbered (including pages with tables and exhibits). The offeror shall clearly identify all exhibits and supporting information. (f) Rounding of Costs. All price or cost amounts proposed shall be expressed to the nearest whole dollar except for individual hourly labor rates (if required). All percentages shall be expressed to one decimal place. (g) Alternate Proposals. If submission of alternate technical proposals is permitted by the General Proposal Instructions -- Bureau of Reclamation provision of this solicitation, the offeror shall submit a separate, detached pricing proposal conforming to the requirements of this provision for each alternate submitted. The alternate pricing proposal(s) shall be clearly labeled and identified. L.15 WBR 1452.22280 NOTICE OF APPLICABILITY-COOPERATION WITH AUTHORITIES AND REMEDIES - CHILD LABOR-BUREAU OF RECLAMATION JANUARY 2004 (a) The clause at FAR 52.222-19, Child Labor, Cooperation with Authorities and Remedies, does not apply to Bureau of Reclamation acquisitions to the extent that the contractor is supplying end products mined, produced, or manufactured in (1) Canada, and the anticipated value of the acquisition is $175,000 or more; and (2) Israel, and the anticipated value of the acquisition is $175,000 or more. (b) Nonapplicability thresholds for other countries are the same as listed in the FAR clause. L.16 WBR 1452.23382 NOTICE OF PROPOSED PARTNERING-BUREAU OF RECLAMATION MAY 1994 Reclamation policy is to try to resolve all contractual issues in controversy by mutual agreement through the use of an appropriate alternative disputes resolution process. Thus to most effectively complete the work required under the future contract, the Bureau of Reclamation proposes to mutually form a voluntary Partnering arrangement with the Contractor. This bilateral relationship would strive for mutual trust, dedication to common goals, and a understanding of each other's individual expectations and values. The expected benefits would include improved efficiency, cost effectiveness and innovation between all parties to ensure a quality deliveryable that is completed on time and within budget. Any cost associated with implementing this Partnering arrangement will be agreed to by both parties and will be shared equally, with no change in contract price. Additional information on Partnering and suggested Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 151 of 157 implementation procedures are contained in the Bureau of Reclamation "Partnering" guide book, that is available from the contracting officer. L.17 WBR 1452.23686 INSTRUCTION FOR MOBILIZATION AND PREPARATORY WORK SCHEDULE LINE ITEM - MULTIPLE SCHEDULES--BUREAU OF RECLAMATION JUNE 2002 The Contracting Officer estimates that the Section B Mobilization and Preparatory Work line items for the following schedules should not exceed the specified percentages of the total bid prices for those schedules: Schedule A-3, B-3, C-3, and D-3 – 5 percent. Your attention is directed to contract clause WBR 1452.232-81 Payment for Mobilization and Preparatory Work, Alternate II or III, which reflects how the Government will pay for these line items, including how payment will be made when the prices bid for these schedule line items are higher than the percentages stated herein. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 152 of 157 Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 153 of 157 SECTION M -- EVALUATION FACTORS FOR AWARD The following clauses pertain to all Schedules: M.1 52.217-04 EVALUATION OF OPTIONS EXERCISED AT THE TIME OF CONTRACT AWARD JUNE 1988 Except when it is determined in accordance with FAR 17.206(b) not to be in the Government's best interests, the Government will evaluate the total price for the basic requirement together with any option(s) exercised at the time of award. M.2 WBR 1452.21585 EVALUATION FACTORS FOR AWARD -QUALITY PREDOMINANCE -- BUREAU OF RECLAMATION MAY 2005 (a) Award will be made to the responsible offeror submitting a proposal, which conforms to the solicitation and is most advantageous to the Government considering the factors and any significant subfactors listed in this provision. The Government intends to award a contract without discussions, so offerors should provide their best proposal from a technical and cost standpoint. Offerors are also cautioned that conditions, deviations, or exceptions to the solicitation requirements may be detrimental to the evaluation of their proposal. (b) In the evaluation of proposals, all evaluation factors other than cost or price (listed in this provision), when combined, are considered to be significantly more important than cost or price. The relative importance to be placed on the factors in relation to each other is contained in paragraph (e) of this provision. However, the degree of importance of cost or price may increase with the degree of non-cost or non-price equality between the proposals. If a proposal is determined by the Contracting Officer to be "technically unacceptable" as a result of evaluating all factors other than cost or price, the proposal may be rejected from further consideration. The Contracting Officer reserves the right to make award to other than the technically-acceptable offeror with the lowest cost/price proposal if it is determined that the technical benefits of another offeror's proposal justify its higher cost/price. The Contracting Officer also reserves the right to make award to a lower-cost/price, lower-scored offeror if it is determined that the cost/price premium involved in awarding to a higher-rated, higher-cost/price offeror is not justified. Since technical proposals are being solicited to obtain information to be used in the evaluation, the Government reserves the right to use information outside of the proposal to evaluate the capability of offerors and the value of offers. (c) Pursuant to FAR 15.305, a cost or price evaluation may be performed to determine the reasonableness of costs or prices proposed and the offeror's understanding of, and ability to perform, the prospective contract. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 154 of 157 (d) The following factors and significant subfactors (if listed), will be considered in evaluating proposals and making the source selection: (1) A. Proposed Equipment – 1. Design and Layout for this Project – Evaluation will be based upon the extent the identified equipment meets or exceeds the specifications. The more the identified equipment exceed the specified ratings, the better the layout drawings demonstrate the equipment will fit in the available space, and how well innovations and enhancements make the transformers more efficient, etc., the higher the rating technical proposal will receive. 2. Experience and past performance of manufacturer – Evaluation will be based upon the extent of the manufacturer’s experience and past performance in supply equipment comparable to the equipment required in this solicitation. 3. Short Circuit Testing – Evaluation will be based upon the demonstrated ability of similar transformers to withstand short circuits. 4. Factory and Quality Control Procedures – Evaluation will be based upon the adequacy of quality control procedures B. Installation Plan/Schedule – Evaluation will be based upon the completeness of the installation plan and it adequacy in demonstrating the logical interface between activities. C. Company Experience – Evaluation will be based upon the company’s experience in performing under contracts of complexity and duration similar to the current requirements. D. Key Personnel – Evaluation will be based upon the extent the information demonstrates availability of personnel with experience necessary to perform under a contract of complexity similar to the current requirement. E. Past Performance – Evaluation will be based upon how well past projects of similar complexity and duration were performed. F. Safety and subfactors listed in Section L – Evaluation will be based upon the extent of the offeror’s understanding of potential hazards, and past safety record. G. COST/PRICE listed in Section L: Offerors must provide a completed Schedule (Section B) and a Pricing Proposal as specified in Section L, Clause L.14. Proposals meeting the mandatory requirements and complying with the provisions of the solicitation will be evaluated and award made to that responsible Offeror whose proposal is determined to be the best value to the Government (price and other factors considered) and for which funds are available. (e) The relative importance of the factors listed in paragraph (f) of this provision is as follows: 1) 2) 3) Proposed Equipment Installation Plan/Schedule Company Experience Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement 4) 5) 6) Page 155 of 157 Key Personnel Past Performance Safety Factors 1 and 2, which are relatively equal to each other, are significantly more important than Factors 3, 4 and 5, which are also relatively equal to each other and more important than Factor 6. Factors 1 through 6, when combined, are significantly more important than price. (f) The following adjectival definitions will be used in evaluating the technical factors and significant subfactors, and the technical proposal as a whole: “OUTSTANDING” O Very significantly exceeds most or all solicitation requirements. Response exceeds a “Better” rating. The Offeror has clearly demonstrated an understanding of all aspects of the requirements to the extent that timely and highest quality performance is anticipated. “BETTER” B Fully meets all solicitation requirements and significantly exceeds many of the solicitation requirements. Response exceeds an“Acceptable” rating. The areas in which the Offeror exceeds the requirements are anticipated to result in a high level of efficiency or productivity or quality. “ACCEPTABLE” A Meets all solicitation requirements. Complete, comprehensive, and exemplifies an understanding of the scope and depth of the task requirements as well as the Offeror’s understanding of the Government’s requirements. “MARGINAL” M Less than “Acceptable.” There are some deficiencies in the technical proposal. However, given the opportunity for discussions, the technical proposal has a reasonable chance of becoming at least ”Acceptable.” (Areas of a technical proposal which remain to be “Marginal” after “Final Proposal Revision” offers shall not be subject to further discussion or revision. If award is made on initial offers, there will not be an opportunity for discussions nor a chance to become at least “Acceptable.” “UNACCEPTABLE” U Technical proposal has many deficiencies and/or gross omissions: Failure to understand much of the scope of work necessary to perform the required tasks; failure to provide a reasonable, logical approach to fulfilling much of the Government’s requirements; failure to meet many personnel requirements of the solicitation. (When applying this adjective to the technical proposal as a whole, the technical proposal must be so unacceptable in one or more areas that it would have to be significantly revised to attempt to make it other than unacceptable). Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement (g) Page 156 of 157 The following adjectival definitions will be used in evaluating past performance: NEUTRAL: OUTSTANDING: No relevant past performance available for evaluation. Offeror has asserted that it has no relevant directly related or similar past performance experience. Proposal receives no merit or demerit for this factor. No risk anticipated with delivery of quality product, on time, or of any degradation of performance or lack of customer satisfaction (or cost growth if applicable) based upon offeror’s past performance. BETTER: Very little risk anticipated with delivery of quality product, on time, or of degradation of performance or lack of customer satisfaction (or cost growth if applicable) based upon the offeror’s past performance. SATISFACTORY: Some potental risk anticipated with delivery of quality product, on time, and of degradation or lack of customer satisfaction (or cost growth if applicable) based upon the offeror’s past performance. MARGINAL: Significant potential risk anticipated with delivery of quality product, on time, and of degradation of performance based upon the offeror’s past performance. (A rating of “Marginal” does not by itself make the proposal ineligible for award). M.3 WBR 1452.22582 NOTICE OF WORLD TRADE ORGANIZATION GOVERNMENT PROCUREMENT AGREEMENT EVALUATIONS--BUREAU OF RECLAMATION MAY 2005 In accordance with the Agreement on Government Procurement, as amended by the Uruguay Round Agreements Act (Pub. L. 103-465), and other trade agreements, FAR Subpart 25.4, World Trade Organization Government Procurement Agreement, applies to Bureau of Reclamation acquisitions. In order to apply trade agreements unique to Reclamation, the contracting officer will (irrespective of any other provision or clause of this solicitation) evaluate acquisitions at or above the dollar thresholds listed in FAR 25.402(b) without regard to the restrictions of the Buy American Act. M.4 WBR 1452.24680 ALT V EVALUATION OF EQUIPMENT EFFICIENCIES AND LOSSES ALTERNATE V--BUREAU OF RECLAMATION SEPTEMBER 1995 For the purpose of evaluating offers under this solicitation, the Government will apply the following factors to evaluate equipment efficiency or loss and to determine which offer provides the best overall value to the Government. Document No. Document Title R13PS40020 Amend. 4 GSU Transformers and Associated Equipment Replacement Page 157 of 157 (a) The loss for each transformer will be evaluated on the basis of the warranted kilowatt loss and for voltage, frequency, and loading conditions, as stated in the "Warranted Characteristics" paragraph in the Supplies or services and prices section of The Schedule. The evaluated loss will be determined by multiplying the warranted kilowatt loss by the following rates: No-load loss .......................................... $2,839 Load loss .......................................... $642 Total loss .......................................... $989 (b) The Government will consider load loss as the difference between the warranted total loss and the warranted no-load loss which are both stated in the "Warranted Characteristics" paragraph in the Supplies or services and prices section of The Schedule. (c) The sum of the evaluated losses determined above will be multiplied by the number of transformers in the bid item and added to the contract price offered for the transformers.