Schools Security Programme PROGRAMME GUIDELINES 2015-16 to 2017-18 ROUND ONE TABLE OF CONTENTS 1. 2. INTRODUCTION ................................................................................................ 3 WHO CAN APPLY .............................................................................................. 3 2.1 SELECTION AND ELIGIBILITY .................................................................... 3 2.2 ENDORSEMENT ....................................................................................... 4 2.3 SCHOOLS WITH MULTIPLE CAMPUSES ................................................... 4 2.4 FINANCIAL VIABILITY ............................................................................... 4 2.5 GRANT LIMITS AND FUNDING PERIOD ................................................... 4 3. PROJECT ELIGIBILITY ......................................................................................... 4 3.1 ELIGIBLE PROJECTS .................................................................................. 4 3.2 INELIGIBLE PROJECTS .............................................................................. 5 4. APPLICATIONS AND ASSESSMENT PROCESS .................................................... 6 4.1 SUBMITTING AN APPLICATION ............................................................... 6 4.2 ASSESSMENT CRITERIA ........................................................................... 7 4.3 NOTIFICATION OF APPLICATION OUTCOMES ......................................... 8 5. MANAGING THE PROJECT ................................................................................ 8 5.1 FUNDING AGREEMENTS ......................................................................... 8 5.2 PAYMENTS AND ACQUITTALS ................................................................. 9 5.3 COMPLIANCE ........................................................................................... 10 5.4 STANDARDS OF BEHAVIOUR ................................................................... 10 5.5 CONTINUED ORGANISATIONAL ELIGIBILITY ........................................... 10 5.6 AUSTRALIAN GOVERNMENT RIGHT TO REPAYMENTS ........................... 10 6. ADDITIONAL INFORMATION............................................................................. 11 6.1 PUBLIC REPORTING ................................................................................. 11 6.2 FREEDOM OF INFORMATION .................................................................. 11 6.3 CONFLICT OF INTEREST ........................................................................... 11 6.4 PRIVACY ................................................................................................... 11 6.5 CONFIDENTIALITY.................................................................................... 12 6.6 AMENDMENTS, SUSPENSION AND TERMINATION................................. 12 6.7 COMPLAINTS MECHANISM ..................................................................... 13 7. FURTHER INFORMATION .................................................................................. 14 Schools Security Programme Guidelines – 2015-16 to 2017-18 Page 2 of 14 1. INTRODUCTION The Schools Security Programme aims to protect schools and preschools facing a risk of attack, harassment or violence stemming from racial or religious intolerance through the provision of funding for security installations, such as lighting, fencing and closed-circuit television (CCTV) cameras, and for the cost of employing security guards. The Government will provide $18 million over three financial years from 2015-16 to 2017-18 for at-risk schools. Since 2007 the Programme has provided $35 million for security measures in 126 projects at 76 government and non-government schools and preschools. All funding under the Programme is non-recurrent. The Programme will adopt a targeted application process, with individual schools to be nominated by their State or Territory education authority. The nominated schools will then be invited to apply for funding. Both government and non-government schools will be considered for funding. Funding will be awarded on the basis of the security needs of schools as demonstrated in their applications. The Programme will not provide funding for security measures to address issues surrounding student bullying, student violence, child protection, or opportunistic acts of vandalism or other property crime, which are more appropriately handled by education authorities or the police. 2. WHO CAN APPLY 2.1 SELECTION AND ELIGIBILITY The Programme uses a targeted application process where schools must first be nominated for inclusion in the Programme by their relevant State or Territory education authority or independent schools association. Once all nominations are received, the Attorney-General’s Department will then invite those schools to apply. Only those schools invited to apply may be eligible to receive funding under the Schools Security Programme. The following educational institutions are eligible to be nominated: Schools For the purposes of this Programme, a school is defined as a registered educational establishment which satisfies the following criteria: o The entity’s major activity is the provision of full-time day primary or secondary or special school education, and o The entity is headed by a principal or equivalent responsible for its internal operation. Schools Security Programme Guidelines – 2015-16 to 2017-18 Page 3 of 14 Preschools For the purposes of this Programme, a preschool is an institution delivering early childhood education programmes (prior to Year One minus one), which is compliant with early childhood education regulations in each State/Territory. A preschool programme is a structured, play-based learning programme, delivered by a qualified teacher provided to children prior to their commencement of full-time schooling. NOTE: May be referred to as ‘Preschool’ in New South Wales, South Australia, the Australian Capital Territory and the Northern Territory, and as ‘Kindergarten’ in Victoria, Queensland, Western Australia and Tasmania. 2.2 ENDORSEMENT Government schools are required to have their proposed project endorsed by their State or Territory Education Department before lodging their application. 2.3 SCHOOLS WITH MULTIPLE CAMPUSES Schools can only submit one application for funding. Schools wishing to apply for funding for multiple campuses must include all those campuses in their application and will be treated as a single body for the purpose of the Programme. 2.4 FINANCIAL VIABILITY The Department will consult with the Commonwealth Department of Education to determine the overall financial viability and management capability of all schools when assessing applications for funding. 2.5 GRANT LIMITS AND FUNDING PERIOD All funding under the Programme is non-recurrent. The notional grant limit is $250,000 per school. However, in exceptional circumstances, this amount may be increased if additional funds are required to implement a project successfully. Funding is available for projects of up to 36 months’ duration over the 2015-16 to 2017-18 financial years. All projects must be completed by 30 June 2018. 3. PROJECT ELIGIBILITY 3.1 ELIGIBLE PROJECTS Funding is available for the construction and/or installation of security infrastructure, for example, CCTV, fencing and lighting, and for the cost of employing security guards. Schools Security Programme Guidelines – 2015-16 to 2017-18 Page 4 of 14 Applicants must: establish that they are at risk of attack, harassment or violence stemming from racial or religious intolerance demonstrate how the proposed project would address the identified risks and security needs demonstrate that the project is cost-effective and represents value for money demonstrate capacity to deliver the project and administer grant funds demonstrate the ability to manage any risks associated with the project, and demonstrate that they possess the capacity to cover any ongoing costs associated with the project, as funding under this programme is non-recurrent. As funding is non-recurrent, the application should include a clear completion strategy for the proposed project. The strategy should set out what will happen to the project activity at the end of the funding period. Organisations will need to secure alternative sources of funding if they wish projects to continue beyond the duration of the grant. 3.2 INELIGIBLE PROJECTS Funding will not be provided for: applications that do not meet all of the selection criteria outlined above retrospective or deficit funding; for example, reimbursement of expenses incurred prior to grant funding being approved, except in exceptional circumstances projects that have already commenced under other funding arrangements or programmes any costs associated with preparing or submitting an application ongoing operational expenses or maintenance costs, with the exception of employment of private security personnel for a specified term during the grant period staff training project management travel to conferences fundraising or sponsorship individual scholarships projects that provide personal protection for specific individuals projects that duplicate existing projects where the existing projects are accessible to the school and adequate for the applicant’s needs schools that have not fulfilled previous grant requirements, including acquittal reports and evaluations schools or projects previously defunded by State or Territory or Australian Government agencies for performance and/or integrity reasons, or schools that have gone into administration or receivership. Schools Security Programme Guidelines – 2015-16 to 2017-18 Page 5 of 14 4. APPLICATIONS AND ASSESSMENT PROCESS Applicants have four weeks after the initial invitation in which to complete and submit their applications for funding. The closing date for applications is 2pm (Australian Eastern Standard Time) on Thursday 25 September 2014. Early submission of applications is encouraged. Funding decisions are expected to be made in October 2014. The application will be used to determine a school’s eligibility under the Programme and to assess the school’s current security needs and the proposed risk mitigation strategies that it plans to implement. Applicants are encouraged to provide as much relevant information as possible regarding specific security risks or incidents affecting their school. Schools may include a security risk assessment to demonstrate the potential impact and the likelihood of existing or emerging threats on the school. Schools should provide a prioritised list of infrastructure and/or security guards required for their security project. 4.1 SUBMITTING AN APPLICATION All completed applications for grants must be lodged through the Department’s online application process. Applicants will be provided with a receipt number which should be used in any future correspondence with the Department about the application. It is the responsibility of the applicant school to prepare a clear and complete application and to lodge it on or before the closing date. Late or incomplete applications may not be considered. The Department cannot assist schools with the cost of applying for grants. Applicants are responsible for all the costs of preparing and lodging their application and the costs of answering the Department’s requests for more information or clarification. The Department can provide limited telephone or email assistance to applicants with queries about completing the application form. For probity reasons, the Department will not provide specific advice on how to write your proposal. Application kits and other information on the Programme can be downloaded from www.ag.gov.au/CrimeAndCorruption/CrimePrevention/Pages/SchoolsSecurityProgramme.aspx. Alternatively, call (02) 6141 2711 or email secureschools@ag.gov.au to request the kit. Applications must: be submitted on the official forms provided on the website at www.ag.gov.au/ CrimeAndCorruption/CrimePrevention/Pages/SchoolsSecurityProgramme.aspx include all requested information and address the selection criteria be received in full be lodged via the electronic lodgement facility on or before the closing date. Faxed, posted or emailed applications will not be accepted, and contain detailed costings and quotes for all proposed activities. Schools Security Programme Guidelines – 2015-16 to 2017-18 Page 6 of 14 Appropriate supporting documents should be attached to the application. Applicants should advise the Department in writing if there are any changes to the information provided in their application form or any other changes that will affect their application, as soon as possible after they occur. 4.2 ASSESSMENT CRITERIA The use of public money may only occur in accordance with the financial framework that governs the expenditure of funds by the Australian Government. The grants programme will be administered in accordance with the Commonwealth Grants Rules and Guidelines. Before approving any grant expenditure, the Minister for Justice must be satisfied that a spending proposal is an efficient, effective, economical and ethical use of public money and that it is not inconsistent with government policies. Information from applications will be objectively assessed by the Department against the Programme assessment criteria. Key criteria considered by the Department when assessing funding applications include: the quality of available evidence to support the existence of a security risk (it is in the interests of applicants to provide as much information as possible about specific security risks/incidents in their applications) the need for the project and its intended long-term crime prevention benefits how the proposed project addresses the identified security risk whether the project is cost-effective and represents good value for money, and the applicant’s capacity to deliver the project and administer grant funds. The assessment of projects will be based on the following selection criteria and weighting of assessment scores: Weighting Eligibility Criteria Pass/Fail eligibility of the applicant school – nomination by the State/Territory Education Minister or its independent schools association – see section 2.1 above Pass/Fail eligibility of the proposed project – its consistency with the Programme’s key objectives and principles – see sections 3.1 and 3.2 above Applications that do not pass the eligibility criteria will not be assessed further. Weighting Selection Criteria 25% security risks faced by the school and the demonstrated need for, and the potential impact of, the proposed project 25% consistency with proven good practice in crime prevention, including demonstrating the link between the project’s key interventions and the likely school safety and crime prevention benefits of the project Schools Security Programme Guidelines – 2015-16 to 2017-18 Page 7 of 14 Weighting Selection Criteria 20% financial information, including quotes, cost estimates and budgets which establish the overall value for money of the project 10% the school’s ability to collect data to measure the impact and success of the project and the range of data to be collected 10% project management capacity of the applicant school, including its financial viability, demonstrated capacity to successfully manage the project and demonstrated capacity to administer grant funds) 10% the school’s ability to manage risks associated with the proposed activity At the conclusion of the assessment process, the Department will make recommendations to the Minister for Justice who will make the final decisions with regard to the allocation of funding. The Minister’s decisions on funding are final. 4.3 NOTIFICATION OF APPLICATION OUTCOMES Where an application is successful, the school will receive a letter from the Minister notifying it that its application has been successful. If the application for funding is unsuccessful, the school will receive formal written notification advising of the outcome of their application and brief reasons for the decision. Feedback on unsuccessful applications will be available on request. 5. MANAGING THE PROJECT 5.1 FUNDING AGREEMENTS The Department will negotiate a Funding Agreement with each successful applicant. The Funding Agreement forms a legal contract between the applicant and the Australian Government. It will describe the purpose for which grant funding will be used and how, when and where the project must be delivered. The Department will monitor the project against the Funding Agreement through progress reports from the school. The Funding Agreement must be signed by a person authorised to legally bind the school. A contract does not exist until a Funding Agreement has been signed by both parties. Schools should not make financial commitments in expectation of receiving funding until the Funding Agreement has been executed. For non-government schools, the Department will use either the whole-of-government low-risk short-form Funding Agreement developed by the Department of Finance or the Attorney-General’s Department’s long-form Funding Agreement. The choice of agreement will be determined according to the Department’s grants management policy based on the amount awarded and the project risk with the preference being for the low-risk Funding Agreement wherever appropriate. The low-risk Funding Agreement template can be found at www.finance.gov.au/financial-framework/financial-management-policyguidance/grants/grant-agreement-template-project.html and the long-form template at www.ag.gov.au/CrimeAndCorruption/CrimePrevention/Pages/SchoolsSecurityProgramme.aspx. Schools Security Programme Guidelines – 2015-16 to 2017-18 Page 8 of 14 For government schools, States and Territories will be paid under a national partnership agreement (NPA) negotiated with the Commonwealth. The NPA will be signed by the Education Ministers of the relevant States and Territories and by the Minister for Justice on behalf of the Commonwealth. The executed NPA will then be posted on the Commonwealth Treasury’s website. When a school is to receive a grant instalment, the Department will transfer money to Treasury which will release money to its State/Territory counterpart for transfer to the State/Territory Education Department. NPAs are governed by the Council of Australian Governments’ Intergovernmental Agreement on Federal Financial Relations. Applicants should be aware that if an application for funding under the Programme is successful, the Australian Government will expect work to commence within a reasonable period of time. Funding may be withdrawn if the project has not commenced within the agreed timeframe. The Minister, or his delegates, reserves the right not to enter into a Funding Agreement if this would be considered to bring the Programme or the Commonwealth into disrepute. 5.2 PAYMENTS AND ACQUITTALS Payments to funding recipients under the Programme will be split into separate instalments and be paid during the life of the project. Before any payment can be made, the Funding Agreement must be signed by all relevant parties and a properly rendered tax invoice submitted to the Attorney-General’s Department. Also, if funding has been approved subject to the recipient meeting certain conditions, evidence must be provided to the Department that the conditions of funding have been met. Subsequent payments will not be made until the Department receives and accepts the following items: Progress Reports as identified in the Funding Agreement, including an acquittal showing that previous payments have been fully expended or committed, and a tax invoice for the amount payable. At the conclusion of the project period, the funding recipient must also supply the following: a Final Report to demonstrate that the agreed project outcomes have been achieved, and a financial acquittal of Commonwealth funding and any other funding as set out in the Schools Security Programme Funding Agreement. Applicants should have sufficient resources for the final stages of the project as the final payment will be withheld until the Department receives and assesses these documents and is satisfied that the project has been completed in accordance with the Funding Agreement. All reporting is a mandatory requirement and is important for documenting what was achieved with the funds provided. Schools Security Programme Guidelines – 2015-16 to 2017-18 Page 9 of 14 5.3 COMPLIANCE Potential funding recipients must comply with certain requirements. Without declaration from the funding recipient that it has complied with all of the following requirements, the Department cannot enter into a Funding Agreement. Funding recipients must maintain the following: public liability insurance for an amount not less than $10 million per claim workers compensation insurance to the level required by State or Territory law professional indemnity or associations liability insurance to a minimum of $5 million, and insurance for all assets purchased with the grant sufficient to enable replacement of the asset and claims arising from use of the asset. Funding recipients will be required to provide satisfactory evidence of this cover to the Department. They must also indicate their compliance with all relevant State and Territory laws. 5.4 STANDARDS OF BEHAVIOUR The Department expects a certain standard of behaviour and conduct from funding recipients. Those involved in managing or delivering services under the project should: comply with all Australian laws avoid activities that might jeopardise the grant, and act honestly, ethically and professionally. Where a funding recipient becomes aware that a person involved in managing the project or delivering services under the project does not meet these standards, the recipient is required to notify the Department and remove the person from any role in the project. 5.5 CONTINUED ORGANISATIONAL ELIGIBILITY Each successful applicant is required to maintain its status as a registered government or non-government school under relevant State or Territory legislation for the period of the grant. Any changes to this status may result in funding being withdrawn. 5.6 AUSTRALIAN GOVERNMENT RIGHT TO REPAYMENT The Australian Government will provide funding under the Funding Agreement for schools to purchase security infrastructure but will not own the infrastructure/equipment purchased. This will remain the property of the funding recipient. The Funding Agreement may require funding recipients to repay the whole or a portion of the funding should the security infrastructure/equipment be sold or cease to be used principally for the purpose approved by the Government. The Government will calculate the amount of funds repayable by the funding recipient by applying a five per cent (5%) reduction to the funding paid for each year the equipment was used by the school for the approved purpose. Schools Security Programme Guidelines – 2015-16 to 2017-18 Page 10 of 14 If there is evidence that a school has used Programme funds for facilities outside the scope of the approved project without Australian Government approval, the Australian Government may seek repayment of those funds. 6. ADDITIONAL INFORMATION 6.1 PUBLIC REPORTING In accordance with the requirements of the Commonwealth Grants Rules and Guidelines, the Department is required to publish information on its website relating to all individual grants no later than seven working days from the date of execution of the relevant Funding Agreement. 6.2 FREEDOM OF INFORMATION All documents held or created by the Department with regard to the Schools Security Programme are subject to disclosure under the Freedom of Information Act 1982 (Cth) (FOI Act). Unless a document falls under an exemption provision, it will be made available to the general public if a request is lodged under the FOI Act. Decisions regarding requests for access will be made by the authorised decision maker in accordance with the requirements of the FOI Act. 6.3 CONFLICT OF INTEREST In accordance with the Commonwealth Grants Rules and Guidelines, all Commonwealth employees with responsibility for the administration of Commonwealth grants programmes are required to declare any actual or potential conflicts of interest. Applicants must indicate any potential or actual conflict of interest arising from proposed projects. Where the Department establishes that a conflict of interest exists, it may decide not to consider the application. Any school that is successful in obtaining funding under the Schools Security Programme will also be required to declare any actual or perceived conflict of interest prior to the execution of a Funding Agreement with the Commonwealth. 6.4 PRIVACY Schools awarded a grant under the Schools Security Programme are obliged under the terms of the Funding Agreement to meet the requirements of the Australian Privacy Principles contained in the Privacy Act 1988 (Cth). These principles cover the collection, storage, use and disclosure of personal information. Under these principles, you should ensure that any personal information you may collect and hold is accurate, relevant to the purpose for which it was collected, up to date and not misleading. In most cases, personal information should not be used or disclosed to another person, body or agency without the individual’s consent. Schools Security Programme Guidelines – 2015-16 to 2017-18 Page 11 of 14 Personal information, such as names and telephone numbers, collected in the application form will be used to contact an applicant in relation to an application, for vendor creation, and to populate the Funding Agreement should the applicant be awarded funding. Individuals have the right to access their personal information and to complain if they think their personal information has been mishandled. Successful applicants must also comply with relevant State and Territory privacy legislation. Applicants should pay close attention to privacy legislation when developing project proposals. Information about the Privacy Act can be found at www.aoic.gov.au. 6.5 CONFIDENTIALITY Applicants should note that information regarding their application for the Programme may be shared with relevant Australian Government and State/Territory agencies, and other relevant organisations and individuals. Once submitted, the application will be classified as ‘For Official Use Only’ and will be stored appropriately by the Department. Its obligation to keep information confidential will not be breached if the information is: disclosed by the Australian Government to its advisers or employees solely in order to consider the application disclosed by the Australian Government to the responsible Minister disclosed by the Australian Government in response to a request by the Parliament of the Commonwealth of Australia authorised or required by law to be disclosed, or in the public domain. 6.6 AMENDMENTS, SUSPENSION AND TERMINATION Notwithstanding any other provision contained in this document, the Department reserves the right in its absolute discretion to: amend these Guidelines at any time terminate this application process vary any information, requirement, terms, process, time period, time or date set out in this document seek additional information or clarification from any applicant(s) or from any other party negotiate, suspend negotiations or not negotiate with any applicant evaluate some or all applications provide additional information or clarification to applicants, or accept any or none of the applications. Schools Security Programme Guidelines – 2015-16 to 2017-18 Page 12 of 14 Any clarifications or amendments to information about the Schools Security Programme will appear on the Department’s website: www.ag.gov.au/CrimeAndCorruption/Crime Prevention/Pages/SchoolsSecurityProgramme.aspx It will be the responsibility of applicants to check this website regularly for any amendments. The Department does not undertake to inform any party when additional information is posted on this website. 6.7 COMPLAINTS MECHANISM The Department regards complaints as a way of both assessing and improving our performance. The Department will endeavour, where possible, to ensure that complaints are resolved promptly, fairly, confidentially and satisfactorily and that our procedures are improved as a result. Complaints regarding an application under the Schools Security Programme should first be made in writing to: Assistant Secretary Crime Prevention and Federal Offenders Branch Attorney-General’s Department Robert Garran Offices 3-5 National Circuit BARTON ACT 2600 If you believe that the matter has not been resolved satisfactorily, you can contact the Department’s Compliments and Complaints Officer by either: Email: complaints@ag.gov.au Telephone: 02 6141 2525 Mail: Compliments and Complaints Officer Attorney-General’s Department Robert Garran Offices 3-5 National Circuit BARTON ACT 2600 All complaints referred to the Department will be fully investigated and the complainant should receive a written response within 28 calendar days. Where a complainant is dissatisfied with the Department’s handling of the complaint they can seek further review and investigation by the Commonwealth Ombudsman. The Commonwealth Ombudsman can be contacted on: Telephone: 1300 362 072 (toll free) Website: www.ombudsman.gov.au Schools Security Programme Guidelines – 2015-16 to 2017-18 Page 13 of 14 7. FURTHER INFORMATION For further information, please contact: Crime Prevention Section Crime Prevention & Federal Offenders Branch Criminal Justice Division Attorney-General’s Department Robert Garran Offices 3-5 National Circuit BARTON ACT 2600 Telephone: (02) 6141 2711 Email: secureschools@ag.gov.au Schools Security Programme Guidelines – 2015-16 to 2017-18 Page 14 of 14