UMass Boston Emergency Operations Plan 2012 _________________________________________________ OFFICE OF EMERGENCY MANAGEMENT AND BUSINESS CONTINUITY ________________________________________________ University of Massachusetts Boston Emergency Operations Plan L ETTER OF P ROMULGATION from Chancellor J. Keith Motley, PhD Members of the University Community, As Chancellor, I am committed to the safety and well-being of our University of Massachusetts Boston campus community. This Emergency Operations Plan offers a comprehensive framework for emergency response and campus preparedness. Designed according to the National Incident Management System and Incident Command System, this plan is intended to be implemented in conjunction with ongoing training and safety awareness efforts as part of an integrated, collaborative approach to university safety. This approach includes a strong emphasis on planning, training, and exercising to foster a culture of preparedness at UMass Boston. I am grateful to the individuals who worked to develop this plan. Please give this document your full attention and participate in safety awareness workshops and emergency response drills as they are made available to the campus community. Sincerely, J. Keith Motley, PhD Chancellor, UMass Boston Page |2 University of Massachusetts Boston Emergency Operations Plan C ONTENTS Letter of Promulgation........................................................................................................ 2 Preface: Creating a Culture of Preparedness...................................................................... 5 A Plan for the Entire UMass Boston Community ............................................................ 5 Continuous Improvement for Resilience ........................................................................ 5 Comprehensive Emergency Preparedness in Five Phases .............................................. 6 Timeline of Emergency Management Activities ............................................................. 8 Training and Exercise Cycle ............................................................................................. 8 Section 2: Emergency Operations Plan Fundamentals ...................................................... 9 Policy Statement ............................................................................................................. 9 Authorities ...................................................................................................................... 9 Purpose and Objectives .................................................................................................. 9 Emergency Operations Plan Format ............................................................................. 10 Maintenance and Distribution ...................................................................................... 10 A Living Document ........................................................................................................ 11 Section 3: Concept of Operations ..................................................................................... 12 Level 1: Routine Response ............................................................................................ 13 Level 2: Crisis Response Team ..................................................................................... 13 Level 3: Campus-Based Incident Command System ..................................................... 13 Policy Group: ................................................................................................................. 13 Incident Commander: ................................................................................................... 14 Functional ICS Groups ................................................................................................... 14 Operations ............................................................................................................. 14 Planning.................................................................................................................. 14 Logistics/Finance .................................................................................................... 14 Level 4: Incident Command System-Unified/External Command ............................... 14 Level 5: Catastrophic Event .......................................................................................... 15 Section 3: Space Requirements ........................................................................................ 15 The EOC ......................................................................................................................... 15 Policy Leadership Group ............................................................................................... 15 Page |3 University of Massachusetts Boston Emergency Operations Plan Public Information Center/Call Center ......................................................................... 15 Command Post/Staging Areas ...................................................................................... 15 Space Marking and Perimeter Security ........................................................................ 15 Section 4 : Plan Activation ............................................................................................... 16 Plan Activation and Notifications ..................................................................................... 16 Section 5: Appendix ......................................................................................................... 17 Plan Activation Chart .................................................................................................... 17 Incident Command Chart .............................................................................................. 18 Annex Plans to this Emergency Operations Plan include: ............................................ 19 Page |4 University of Massachusetts Boston Emergency Operations Plan P REFACE : C REA TING A C ULTURE OF P REPAREDNESS A Plan for the Entire UMass Boston Community This plan has been designed to meet the needs of all members of the UMass Boston community, including persons with disabilities, health concerns, and mental health difficulties. Other special populations have been taken into consideration, including schoolchildren and others who are visitors to our campus. Continuous Improvement for Resilience The University of Massachusetts Boston has adopted an all-hazards approach to emergency preparedness, following the four-part cycle of emergency management: Preparedness, Response, Recovery, and Mitigation. All phases are highly interconnected. The cycle as a whole is an ongoing process, just as the plan is a dynamic document that requires continuous updating. This plan addresses emergency preparedness in these distinct, yet connected, phases while at the same time focusing university efforts more generally to become more resilient, flexible, collaborative, and sustainable. This plan is to be integrated with Strategic Planning, Continuity Planning, and Master Planning efforts. Preparedness Resilience Mitigation Sustainability Collaboration AllHazards Response Flexibility Recovery Page |5 University of Massachusetts Boston Emergency Operations Plan Comprehensive Emergency Preparedness in Five Phases This plan assumes that the following activities will be undertaken in an ongoing and overlapping cycle of six phases of emergency management as expressed by FEMA1 for the UMass Boston campus community. These phases are: 1 Preparedness: The preparedness mission seeks to reduce the loss of life and property and protect the campus by planning, training, exercising, evaluating and building the emergency management profession. Activities include: o Personal preparedness training and outreach for the campus community. This includes events, signage, wallet cards and website materials designed to promote personal preparedness, as well as efforts to enhance training through Human Resources. o A multi-year training and exercise plan based on agreed-upon objectives and rooted in the H-SEEP system for exercise development and improvement planning. o Providing appropriate equipment for emergency response. o Collaborative planning and testing of plans for response and recovery. This includes the EOP plans, Annex plans, COOP plans, checklists, and SOPs. o Implementation of ICS through integrated planning, training and exercising, including collaborative efforts with other universities and involving outside response agencies. Prevention: The prevention mission seeks to avoid, prevent or stop a threatened or actual act of crime or terrorism. Activities include: o GIS mapping and security review of the UMass Boston campus through the Automated Critical Asset Management System (ACAMS). o Support of Department of Public Safety efforts including those intended to deter an active shooter on campus undertaken in collaboration with Student Affairs, University Health Services Counseling and Human Resources. Protection: The protection mission seeks to protect the campus community by ensuring that a system is in place to warn of impending hazards. Activities include: o Maintenance and testing of a multi-modal Emergency Notification System, known as UMass Boston Alert System, supported by Rave Wireless. Notification is via: Text (since 2008) Email (since 2008) The State of FEMA 2012: http://www.fema.gov/about/state_of_fema/index.shtm Page |6 University of Massachusetts Boston Emergency Operations Plan Voice (since 2008) FaceBook (added in 2011) Twitter (added in 2011) Campus Signage (added 2011) Outdoor Speaker (to be added in 2012) Desktop Pop-Ups (to be added in 2012) Mitigation: The mitigation mission seeks to reduce or eliminate long-term risks to people and property from hazards and their effects. Activities include: o Annual Threat and Vulnerability Assessment o Hazard Analysis Study o Securing mitigation grant funds. Response: The response mission seeks to conduct emergency operations to save lives and property. Response activities are guided by the framework provided in the Emergency Operations Plan and Emergency Response Guide. They include: o Following departmental SOPs, where appropriate. o Activating the Emergency Operations Center and calling for an ICS structure for large-scale incidents. o Providing appropriate public information. o Personal Response Actions o Participation in volunteer efforts (Fire Safety Volunteers, CERT) Recovery: The recovery mission has as its focus a return to normal functioning. Activities include: o Activating Continuity Plans. o Providing appropriate communications to the campus community. o Seeking reimbursement for disaster costs through MEMA and FEMA. Page |7 University of Massachusetts Boston Emergency Operations Plan Timeline of Emergency Management Activities Threat and Vulnerability EOP Revision -------------------------Ongoing planning, training, exercising------------------------------------Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec ---------EOP Review COOP Planning Training and Exercise Cycle Integrated into the ongoing timeline for emergency planning is a multiyear training and exercise program. The University’s training and exercise programs are administered by The University of Massachusetts Boston Office of Safety Planning, in coordination with the University of Massachusetts Boston Department of Public Safety and local emergency response agencies. A regular schedule of training and exercises based on university objectives is offered as an Annex to this document. Exercises are conducted according to the framework and standards set by the Federal government’s Homeland Security Exercise Evaluation Program (HSEEP). The training and exercise program follows the building block approach of working towards complexity through incremental steps, from seminars workshops and tabletop exercises and drills to functional and full-scale exercises. Page |8 S OURCE : FEMA University of Massachusetts Boston Emergency Operations Plan S ECTION 2: E MERGENCY O PERATIONS P LAN F UNDAMENTALS Policy Statement The UMass Boston Emergency Operations Plan (EOP) has been designed to assist administrators in times of campus emergencies. The university procedure contained herein will be followed by all university community members. The Vice Chancellor for Administration and Finance must approve any exception to these emergency response procedures. All requests for procedural changes, suggestions, or recommendations will be submitted in writing to the Vice Chancellor for Administration and Finance/Office of Safety Planning. Current emergency procedures shall remain in place provided they do not conflict with the basic procedures and policies contained within this document. The plan will be reviewed, at a minimum, annually to ensure attention by the community and relevance of the procedures. Authorities This plan is promulgated under the authority of the Chancellor and managed under the Vice Chancellor Administration and Finance at the University of Massachusetts Boston, guided by the policies of the University of Massachusetts President’s Office and the University of Massachusetts Board of Trustees. Federal Authorities include Presidential Policy Directive (PPD) – 8, the Robert T. Stafford Disaster Relief and Emergency Assistance Act, PL 93-288, as amended by PL 100-707, Title III of the Superfund Amendments and Reauthorization Act of 1986 (SARA), PL 99-499 as amended, Code of Federal Regulations (CFR), Title 44. Emergency Management Assistance. State authorities include: Massachusetts Executive Order Number 469, 2005. Purpose and Objectives While this EOP addresses all phases of emergency management, it focuses primarily on the response phase, providing a management structure, key responsibilities, emergency assignments, and general procedures to follow during and immediately after an emergency affecting the university community. This plan is designed to protect and preserve human life, health and well-being, to minimize disruption of scholarly and business activities, and to protect university resources, facilities and the natural environment. The achievement of these goals relies upon the consistent and disciplined planning, training, and exercising by an inclusive university-wide team, adherence to the plan itself. Scope This plan applies to all colleges, divisions, departments, programs, research centers, administrative units of the University. The plan includes procedures for responding to a range of levels of emergency regardless of size, type or complexity. Nothing in Page |9 University of Massachusetts Boston Emergency Operations Plan this plan should be construed in a manner that limits the use of good judgment and common sense in matters not foreseen or covered by the elements of this plan or its appendices. Individual departments within the university are encouraged to develop their own internal plans for department-specific emergencies. Departmental plans may be used to supplement the EOP, but do not supersede it, and where conflict arises, the university plan will take precedence. Where the University occupies space maintained by other entities, the emergency plans for those entities supersede this plan. The university will cooperate with federal, state and local emergency management agencies and other responders in the development, implementation and execution of its emergency response. This plan and organization shall be subordinate to State and Federal plans during a disaster declaration by those authorities. This plan is intended to ensure compliance with applicable state, local, and federal regulations and cooperation with first responders charged with disaster control. Emergency Operations Plan Format This Emergency Operations Plan includes two basic sections, followed by annex plans and supporting materials. Continuity of Operations (COOP) plans are maintained under a separate cover. Emergency Response Guide topics are included on the safety.umb.edu website and on campus posters. Maintenance and Distribution This plan is to be revised annually. Revisions are to be informed by the results of drills, exercises and incident debriefings, wherever appropriate, as well as by the annual October Threat and Vulnerability Assessment. This plan is sent to the Inclement weather (Snow) Contact List and Fire Safety Volunteer Contact List. It is also posted on the safety.umb.edu website and distributed to the following annually: Chancellor Administration and Finance/Directors Provost/Academic Affairs Government Relations and Public Affairs/Department of Communications Athletics, Recreation and Special Projects and Programs Student Affairs (Including University Health Services and the Department of Public Safety) Information Technology Institutional Research Human Resources College of Education and Human Development Dean College of Liberal Arts Dean College of Management Dean College of Nursing and Health Sciences Dean P a g e | 10 University of Massachusetts Boston Emergency Operations Plan College of Public and Community Service Dean College of Science and Mathematics Dean Graduate Studies Dean University College Dean A Living Document This plan is designed to be a living document that is tested and revised annually in response to lessons learned during training sessions, ongoing threat assessments and acknowledged best practices in the larger university crisis planning community. Ongoing planning, training, and exercising are critical in pushing this document forward and enhancing the overall emergency preparedness of the university. This plan will be reviewed and updated annually. P a g e | 11 University of Massachusetts Boston Emergency Operations Plan S ECTION 3: C ONCEPT OF O PERATIONS The EOP is activated when the Chancellor or his designee declares a campus emergency. The Safety Planning Coordinator is notified and, in turn, notifies the emergency response team, as needed, via the emergency notification system. If outside first-responders are onscene trained staff will integrate with the ICS sections established, including the Policy Group, the Public Information Officer (PIO) and Liaison and Safety Officers. This all-hazards plan is based on a five-level scale of emergencies, which is aligned with the scale used by MEMA. This plan proposes use of the Incident Command System for major events, in compliance with the National Incident Management System (NIMS). It also proposes a crisis response team approach for incidents of smaller scale, in accordance with previous crisis management strategies. (Please see graphic below). Level 5Catastrophic ICS Level 4Unified Command (BPD, BFD, EMS) Level 3 Campus-based ICS, EOC Activation Level 2Campus Crisis Committee Response Format Level 3: ICS Decision Point Customary Response Level 1Routine Response The following section outlines the crisis levels from Level 1 to Level 5, in order of most commonly occurring to the extreme of the least common and most severe occurrence. P a g e | 12 University of Massachusetts Boston Emergency Operations Plan Level 1: Routine Response (Examples: motor vehicle accident with injuries, burst pipe resulting in limited outages, patient with chest pains transported to hospital from UHS, minor chemical spill in lab.) Emergencies warranting routine response are handled at the department level. Responding departments handle the emergency, restore stability, and make appropriate notifications. Special care should be taken to include Communications in notifications if the emergency is likely to attract media attention. Level 2: Crisis Response Team (Examples: Potential measles outbreak, IT failure, building fire, structural failure that causes serious injury or disruption of services, severe winter storm, hurricane.) Response staff aware of an emergency that affects multiple departments and areas of the university shall notify their Vice Chancellor, who notifies the Chancellor and then calls a meeting of the crisis response team. This team typically includes representation from the following areas, as appropriate. The team is chaired by the Vice Chancellor whose area is most affected by the emergency. The team reports progress back to the Chancellor and Executive Staff as appropriate. Provost’s Office (IT, OITA) Administration and Finance (Safety, Risk Management, EHS, Fire/Life Safety, Facilities, CSC, HR, Management, Campus Services) GRPA (Communications) Student Affairs (DPS, UHS/UHS Counseling) Enrollment Management (Registrar) Diversity and Inclusion (ADA Compliance) Other response areas, as appropriate Level 3: Campus-Based Incident Command System (Examples: Similar to Level 4, but with more widespread or long-term impact) If the Crisis Response team determines that the impact of the emergency is too great to be handled by a single team working as a committee, Incident Command System teams will be formed to allow for separate operational, planning, logistics, and finance activities. Policy Group: Membership: Chancellor’s Office and Executive Staff Sets overarching response priorities and strategic goals and objectives. Receives regular briefings from EOC manager or designee regarding on-scene tactical operations. Issues public information reports (with assistance from PIO). Communicates with external stakeholders, including university and government officials, with the assistance of the Liaison Officer (GRPA) and PIO (Communciations). Signals the activation of COOP plans and oversees recovery effort. P a g e | 13 University of Massachusetts Boston Emergency Operations Plan Incident Commander: Typically would be highest-ranking staff member of department most responsible for the specific incident. Directs tactical response to emergency Assisted by Deputy Incident Commander Provides regular status update briefings to Policy Group/PIO Oversees functional ICS groups (listed below) Is advised by Safety Officer regarding the safety of the emergency response and larger campus community Functional ICS Groups Operations – Supports on-scene tactical response in the moment. Determines staging areas, perimeters, operational periods, etc. Provides current briefings. Requests resources from Logistics. (Likely to be staffed from the same department that reports to the IC, with others as appropriate. ) Planning – Receives briefings from IC/Operations. Develops plans for the next operational period. IC approves or rejects plans, conveys plans to Policy Group for approval. (Staffed with people from the main response department and others as appropriate. ) Logistics/Finance – Assists with space requests, purchasing, timekeeping, orders food/refreshments for Policy Group/EOC if 24/7 operation, works with Planning to anticipate future logistical needs. (Staffed by experts in procurement and campus services as well as IT.) Level 4: Incident Command System-Unified/External Command (Examples: Active shooter, major violent protest, large building fire, terrorist act) A Level 4 incident is an event so large that it necessitates significant response from external agencies. We are informed by Boston Emergency Management that most major incidents involving first responders on campus will involve use of the Incident Command System. The UMass Boston plan is to integrate response teams where useful, maintaining the Policy Group to ensure that the University’s interests are represented in response efforts. These interests include: Health and well-being of members of the campus community o Student/Staff care o Psychological First Aid o Relocation assistance for displaced students o Other assistance as needed Preservation of university resources; instructional, research and business continuity Preservation of university reputation P a g e | 14 University of Massachusetts Boston Emergency Operations Plan Level 5: Catastrophic Event (Examples: terror incident, plane crash into a campus building, Earthquake) Recent global events all too vividly illustrate the enormity of this category of event. Response is necessarily shared and recovery becomes a long-term project. S ECTION 3: S PA CE R EQUIREMENTS The EOC The Emergency Operations Center provides a central clearing/control point to assess the emergency situation, set priorities, and coordinate the disaster response operations. The University of Massachusetts Boston has identified the Chancellor’s Conference Room in the Quinn Building to function as the campus Emergency Operations Center. Backup locations include Campus Center Alumni Lounge or Clark Center Creative Rooms. Depending upon the scope of the crisis, alternate locations may be sought at the President’s Office, or from another location to be determined. In addition to IT resources to support response, the EOC facility should include facilities necessary for a 24/7 response, including cots, and access to kitchen and shower facilities. Policy Leadership Group The Policy Group requires a private meeting space with adequate IT resources, with special attention to media monitoring and communications requirements. Public Information Center/Call Center The PIO and his staff require office space close to the Policy Group for media relations activities. If a public information line is required, a Call Center may be established in University Health Services, Customer Service or other designated space to handle public information calls, with the support of IT/Telecom. Command Post/Staging Areas The Incident Commander will establish a Command Post on-scene and, with the assistance of DPS and P&T, identify Staging Areas, which are temporary locations where response personnel and equipment are kept while waiting for tactical assignments. Space Marking and Perimeter Security Spaces used on campus for emergency response may need to be marked as in use or otherwise unavailable. Other areas may need to be identified as off-limits. The Customer Servie Center will provide signage as requested. Department of Public Safety will provide perimeter security. P a g e | 15 University of Massachusetts Boston Emergency Operations Plan S ECTION 4 : P LAN A CTIVATION Plan Activation and Notifications The EOP is activated when the Incident Commander and Leadership Group representative (Vice Chancellor or Chancellor’s Office representative) determine that the emergency exceeds the capabilities of one office and requires a broad, university-wide response. If the EOP is activated, the Incident Commander or his/her representative must notify the Emergency Manager, who will then send a notification must be sent by the Emergency Manager or her designee to members of the Emergency Operations Center group. This message may be informational only or may invite members to a conference call or inperson meeting. If the EOP is activated, a member of the Chancellor’s Office staff will notify Leadership Group members via ENS message. This message may be informational only or may invite members to a conference call or in-person meeting. Notifications should make clear the following: Identity of the Incident Commander Identity of the PIO on duty Nature and impact of emergency Next steps warranted When EOP is activated, Emergency Manager or designee begins event log. Emergency Operations Center (EOC) The purpose of the EOC is to serve as the single focal point and command center for the management of information, operational decision-making, resource support and allocation during an emergency. EOC staff provide resources, direction and support to field response. UMass Boston does not have a single EOC but rather a mobile EOC concept. When the EOC is activated, the EOC will be set up in any of the following locations: P a g e | 16 University of Massachusetts Boston Emergency Operations Plan S ECTION 5: A PPENDIX Plan Activation Chart P a g e | 17 University of Massachusetts Boston Emergency Operations Plan Incident Command Chart P a g e | 18 University of Massachusetts Boston Emergency Operations Plan Annex Plans to this Emergency Operations Plan include: Active Shooter Response and Mitigation Plan Bomb Threat Response Plan Crisis Communications Plan Death Notification Procedure Distressed and Distressing Protocol for Employees Distressed and Distressing Protocol for Students Earthquake Plan Emergency Fire Response Procedures Emergency Notification Policy Evacuation Procedures (building and campus-wide) Hurricane Plan Inclement Weather Plan Lab Safety Plan Medical Emergency Procedures Multi-Year Training and Exercise Plan Pandemic Plan Shelter Plan UMass Boston Integrated Chemical Hygiene and Environmental Management Plan P a g e | 19