1 1 Sex identification in Gentoo (Pygoscelis papua) and Chinstrap (Pygoscelis 2 antarctica) penguins: can flow cytometry be used as a reliable 3 identification method? 4 5 João Loureiroa, Daniela Tavaresa, Sónia Ferreirab, José Secoc, Tiago Valentec, Phil 6 Trathand, Andrés Barbosae José C. Xavierc,d 7 8 a CFE, 9 Coimbra, 3001-401 Coimbra, Portugal Centre for Functional Ecology, Department of Life Sciences, University of 10 b Department 11 Mamarrosa, Portugal 12 c Institute 13 3001-401 Coimbra, Portugal 14 d British 15 e 16 28006 Madrid, Spain of Health and Education, Institute of Education and Citizenship 3770-033 of Marine Research, Department of Life Sciences, University of Coimbra, Antarctic Survey, NERC, High Cross, Madingley Road, CB3 0ET, Cambridge, UK Departamento de Ecología Evolutiva. Museo Nacional de Ciencias Naturales, CSIC, 17 18 Corresponding author: 19 João Loureiro 20 E-mail: jloureiro@bot.uc.pt 21 Telephone no.: +351239855242 22 Full postal address: CFE, Centre for Functional Ecology, Department of Life Sciences, 23 University of Coimbra, P.O. Box 3046, 3001-401 Coimbra, Portugal 2 24 Abstract 25 An important scientific question in ecology is how to differentiate males from females 26 that have similar morphology. In penguins, due to their monomorphic plumage, it is 27 difficult to determine gender. So far, most approaches to address this problem have 28 focused on using sex based discriminant functions combined with DNA based tools as a 29 validation method. As discriminant functions can be species and locality specific, in this 30 study we explored the feasibility of using flow cytometry to determine the sex of two 31 species of penguins, Pygoscelis antarctica and P. papua. Our results for sex assessment 32 determined by flow cytometry were compared with those obtained using 33 morphological characters (bill length and depth), and DNA based methods (using the 34 PL/PR primer pair) were used to validate both approaches. For both species, 35 statistically significant differences were observed between male and females, with 36 males presenting on average 2.1% more nuclear DNA than females. Flow cytometry 37 enabled similar or better rates of correct sex assignment (86.4% and 80.0%) than sex 38 discriminant functions (31.8% and 90.0%) for Pygoscelis antarctica and P. papua, 39 respectively, and thus may be considered as a promising alternative to the use of 40 morphological data for sex identification. Nevertheless, some individuals with 41 intermediate genome size values were observed, which increased the difficulty of 42 categorically assigning their sex. Therefore, flow cytometry alone cannot be considered 43 in all cases, but if used together with DNA-based methods in targeted samples, it can 44 be used to efficiently estimate the gender of, at least, these two penguin species, with 45 the potential to be used in other species. 46 3 47 Keywords: flow cytometry; nuclear DNA content; penguins; PL/PR primers; sex 48 discriminant functions; sexing 4 49 1. Introduction 50 An important question in ecological research is how to differentiate males from 51 females that have similar morphology. Within vertebrates, birds are generally difficult 52 to sex (Catry et al., 2005; Griffiths et al., 1998). Seabirds are particularly interesting as 53 there are numerous species that exhibit very similar morphologies, such as 54 albatrosses, petrels and penguins (Knox, 2007; Tickell, 2000). Currently, there are six 55 different genera of penguins (Family Spheniscidae) living in the world. Penguins of the 56 genus Pygoscelis comprise three species, found mostly in the higher latitudes of the 57 sub-Antarctic and the Antarctica (Davis and Renner, 2003). Gentoo Penguins 58 (Pygoscelis papua) have the most northerly distribution, occurring on most of the sub- 59 Antarctic islands but extending to the Antarctic Peninsula, while Chinstrap Penguins 60 (Pygoscelis antarctica) are found almost exclusively at the Antarctic Peninsula, further 61 in the south and across the Scotia Arc. At the South Shetland Islands the distribution of 62 both species overlap and both species often breed in close proximity (Davis and 63 Renner, 2003). Knowledge about the ecology and population dynamics of penguins in 64 the Antarctic has grown considerably in the last two decades (e.g. Carravieri et al., 65 2013; Croxall et al., 2002; Dann et al., 1995; Fretwell et al., 2012). 66 Sex determination in penguins through visual clues is considered to be difficult 67 due to their monomorphic plumage (Polito et al., 2012; Valenzuela-Guerra et al., 68 2013). Still, penguins exhibit a slight dimorphism of size between sexes, with males 69 usually having larger body, bill and flipper sizes (Davis and Renner, 2003). This has led 70 to the development of discriminant methods based on single or multiple 71 morphological characters (e.g. Amat et al., 1993; Renner et al., 1998; Setiawan et al., 5 72 2004). In the case of the Pygoscelis penguins, discriminant functions have been 73 calculated previously, and further validated using DNA-based molecular methods for 74 sex determinations (Polito et al., 2012; Valenzuela-Guerra et al., 2013). However, as 75 observed for other penguins, a geographic morphological variation is found in 76 Pygoscelis penguins, with decreases in size being observed toward southern latitudes. 77 Therefore, discriminant sexing functions are only valid for specific species/sub-species 78 and localities. This is evident from the study of Valenzuela-Guerra et al. (2013), who 79 developed morphological discriminant functions for Gentoo penguins from three 80 localities in the South Shetland Islands and the Antarctic Peninsula, and observed 81 percentages of correct identification ranging from 83.95% to 93.87% after validation 82 with molecular sex identification, as well as, morphological divergence between 83 localities. 84 DNA-based molecular methods, mostly using universal primers as the P2/P8 pair, 85 have been used in the past as a complementary method to determine the sex of 86 penguins, and, as referred above, as a validation method of the morphological 87 discriminant functions (Griffiths et al., 1998; Polito et al., 2012; Valenzuela-Guerra et 88 al., 2013). The P2/P8 primers have been widely used in avian molecular sexing and 89 amplify regions of the CHD1 gene found in sex chromosomes (Griffiths et al., 1998). 90 More recently, Zhang et al. (2013) developed primers specific for determining the sex 91 of penguin species, the PL/PR primer pair. In penguin species this primer combination 92 can be used to unequivocally determine the gender of individuals from all species 93 tested, whereas using P2/P8 it is not possible to determine the sex in one of the 94 species, due to the production of faint PCR bands of similar size of the CHD1Z and 95 CHD1W genes. 6 96 In the beginning of the 1990s, an alternative sexing methodology was proposed by 97 Nakamura et al. (1990), i.e., the use of flow cytometry to estimate the nuclear DNA 98 content of erythrocytes from a small blood sample. This approach is based on the sex- 99 chromosome heteromorphism present in birds, the ZW sex-determination system. 100 Contrarily to the XY sex-determination system found in humans and most other 101 mammals, males are the homogametic sex (ZZ), while females are the heterogametic 102 sex (ZW). As the Z chromosome is larger than the W chromosome, males have a larger 103 DNA content than females, which considering the precision of flow cytometry in 104 distinguishing minute differences in DNA content (e.g. De Vita et al., 1994; Nakamura 105 et al., 1990), would make it theoretically possible to distinguish males and females 106 based on their genome sizes, only. Indeed, flow cytometry was used with success to 107 distinguish the sex of dozens of bird species from a variety of orders (e.g. De Vita et al., 108 1994; Nakamura et al., 1990; Tiersch and Mumme, 1993). The difference in DNA 109 content between sexes may vary among bird species (e.g. 0.6% in Tyto alba to 5.8% in 110 Neophron pernocterus subsp. ginginianus, De Vita et al., 1994); this difference is the 111 main determinant of the success of this technique for sexing purposes. In comparison 112 with other methods used to determine the sex of birds, flow cytometry is considered 113 to be a rapid, noninvasive and inexpensive approach (considering that a flow 114 cytometer is readily available) that only requires microliter volumes obtainable from a 115 variety of bird tissues, as long as it is possible to extract any type of nucleated cells. 116 Despite its potential, after publication of a number of studies, only a few 117 laboratories continued to exploit this technique for determining the gender of bird 118 species. Therefore, the main objective of this study was to evaluate the feasibility and 119 accuracy of using flow cytometry to determine the sex of penguins, in particular of 7 120 Gentoo and Chinstrap penguins. For that, the results of sex assessment were 121 compared with those obtained through the discriminant function of Polito et al. (2012) 122 based on bill measurements. Also, DNA based molecular methods were used in a 123 subset of samples to validate the flow cytometric results. To our knowledge, this is the 124 first study exploring the use of flow cytometry for such purposes in penguins, being of 125 particular importance considering the difficulty of determining gender in this family. 126 8 127 2. Material and Methods 128 129 2.1. Field sampling 130 The Gentoo and Chinstrap penguin blood samples for sex determination were 131 collected in December 2011 and January 2012, at Livingston Island (Antarctic 132 Peninsula) at Hannah Point (60 37´ W 62 39´ S) and at Hurd Peninsula (60 25´ W 62 43´ 133 S), respectively. To reduce disturbance at the breeding colony adult penguins were 134 selected randomly and captured while traveling between the colony and the sea. 135 While all the individuals sampled had adult plumage, this method did not allow us to 136 verify their actual age or breeding status. Blood samples were collected with a 25 g 137 needle and 1 ml syringe from the brachial vein on the underside of the flipper; this vein 138 is located in the brachial groove that can be felt running along the length of the flipper, 139 approx. 1.5 cm in from the leading edge. Blood samples were maintained in a -20 °C 140 freezer for later analyses (see below). Penguin capture, sample collection and 141 subsequent release lasted generally no longer than 10 minutes. Our methods adhered 142 to all recommendations advised by the Scientific Committee for Antarctic Research 143 (SCAR). 144 145 2.2. Morphological sexing 146 Morphometric measurement is the simplest method available. Bill (culmen) length 147 and bill depth (taken through the center of the nostrils) were measured to an accuracy 148 of 0.1 mm using vernier callipers. All measurements were conducted by the same 9 149 scientist. Data was used to calculate the sex discrimination functions and the posterior 150 probability for a male individual, following the methods of Polito et al. (2012). 151 152 153 2.3. Flow cytometric sexing The genome size of 29 individuals of Pygoscelis antarctica and 28 individuals of 154 Pygoscelis papua was estimated using flow cytometry following the method of Tiersch 155 and Mumme (1993), with modifications. Male chicken erythrocytes, with known 156 nuclear DNA content (2C = 2.33 pg DNA; Galbraith et al., 1983), were used as an 157 internal reference standard. This standard was chosen because its genome size was 158 close to, but not overlapping with that of the sample species. 159 For each measurement, approximately 1-10 µL of blood of the sample species 160 were mixed with 2 µL of the internal reference standard and added to 1 mL of WPB 161 buffer (0.2 M Tris.HCl, 4 mM MgCl2.6H2O, 1% Triton X-100, 2 mM EDTA Na2.2H2O, 86 162 mM NaCl, 10 mM metabisulfite, 1% PVP-10, pH adjusted to 7.5 and stored at 4 oC; 163 Loureiro et al., 2007). The suspension was then filtered through a 30 µm nylon filter 164 and nuclei were stained with the intercalating DNA dye, propidium iodide (PI) at 50 165 μg.mL-1. As PI also intercalates into double-stranded RNA (Doležel et al., 2007), RNase 166 at 50 μg.mL-1 was also added to eliminate it. 167 Samples were kept at room temperature to incubate for 5 min and were 168 subsequently analysed in a Partec CyFlow Space flow cytometer (Partec GmbH, Görlitz, 169 Germany) equipped with a 532 nm green solid-state laser, operating at 30 mW. Each 170 day, during the analysis of the first sample, the amplifier system was set to a constant 171 voltage and gain, with the internal reference standard G1 peak being positioned on 10 172 channel 200. The following samples were measured using the same instrument 173 settings. 174 Data from each sample was acquired using FloMax software v2.5 (Partec GmbH, 175 Münster, Germany) in the form of four graphs: relative fluorescence intensity of PI- 176 stained nuclei (FL) histograms (1), FL vs. time cytograms (2), FL vs. side light scatter in 177 logarithmic scale cytograms (3) and FL height vs. FL area cytograms (4). In the last 178 types of cytograms, regions of interest, comprising mostly the isolated nuclei, were 179 created to eliminate undesirable low-channel signals, doublets and other debris. 180 Whenever possible, at least 5,000 nuclei in both the sample and standard G1 peaks 181 were analysed per sample. 182 The quality of the analysis was assessed using the same software, through the 183 careful evaluation of peaks symmetry and peaks coefficient of variation (CV, %). Only 184 when peaks were symmetrical and CV values were below 5% was the sample 185 considered for genome size estimations. 186 The genome size in pg (2C) of each individual (GSs) was estimated using the 187 following formula: GSs= G1s / G1r × GSr, where G1s and G1r are the mean G1 fluorescence 188 of sample and reference nuclei, respectively and GSr refers to the genome size of 189 reference nuclei. 190 In order to assess the reproducibility of the obtained results, when the quantity of 191 blood sample was sufficient, three replicates were performed per individual. Also, 192 these measurements were done in three different days to compensate for any 193 influence regarding instrumental drifts, as advised by Doležel et al. (2007). 194 11 195 2.4. Molecular sexing 196 Molecular sexing was performed on a sub-set of individual adult Gentoo (n = 10) 197 and Chinstrap (n = 22) penguins. DNA extraction was performed using the Wizard 198 Genomic DNA Purification Kit (Promega, USA), according the manufacturer 199 instructions. Polymerase Chain Reaction was used to determine the gender of the 200 individuals, using a pair of primers PL (5'-CCC AAG GAT GAT AAA TTG TGC-3') / PR (5'- 201 CAC TTC CAT TAA AGC TGA TCT GG-3') to amplify CHD1 gene as described by Zhang et 202 al. (2013). PCR reactions were performed on a MJMini Thermal Cycler (BioRad, USA) 203 with the final volume of 50 µl containing 1x PCR Buffer, 0.5 µM of each primer, 2.5mM 204 MgCl2, 0.2 mM dNTPs, 0.25U Taq DNA polymerase and 10-100 ng genomic DNA. All 205 PCR reactions were initiated with an initial denaturation (95 °C / 15 min.), followed by 206 36 cycles of denaturation (94 °C / 30 sec.), annealing (55 °C/ 90 sec.) and extension (72 207 °C / 60 sec.), and ended with a final extension (72 °C / 10 min.). Male and female 208 chicken blood were used as positive control. 209 210 2.5. Statistical analyses 211 Differences in genome size between species and sexes were evaluated with a two- 212 way ANOVA. When treatments were significantly different, a Tukey multiple 213 comparison test was used for pairwise comparison (SigmaPlot for Windows Version 214 12.0, Germany). 215 216 217 3. Results 12 218 219 220 3.1. Morphological sexing The results of morphometric analyses, in particular the measurements of bill length and bill depth, are given in Table S1. 221 Using the discrimination functions of Polito et al. (2012), for Chinstrap penguins, a 222 total of 75.9% (22 out of 29) of the individuals were assigned as females, and 24.1% as 223 males (7 out of 29). In Gentoo penguins, a total of 57.1% were assigned as females (16 224 out of 28), whereas 42.9% were assigned as females (12 out of 28). 225 226 227 3.2. Flow cytometry sexing With flow cytometry, it was possible to obtain PI fluorescence histograms of good 228 to excellent quality (Fig. 1), with two distinct G1 peaks of sample and standard nuclei. 229 Indeed, the mean CV values of sample and standard G1 peaks were of 3.08% (ranging 230 from 1.71% to 4.89%) and 2.73% (ranging from 1.57% to 4.28%), respectively. Also, 231 regardless of the species, the measurements were reproducible, with the CV of 232 genome size measurements, being always below 2.5% (0.88% on average), which 233 sustains the good reproducibility of the flow cytometric method. 234 No significant differences in genome size were observed between both species (F 235 = 0.0885, P = 0.767; Table 1). Genome size values ranged from 2.85 to 3.12 pg/2C, and 236 after comparison with the results of molecular sexing, two genome size classes were 237 established, 2.85 to 2.93 pg/2C assumed as female individuals, and 2.96 to 3.12 pg/2C 238 considered to correspond to male individuals. There were some cases where 239 intermediate values of 2.94 and 2.95 pg/2C were observed. Once again, using the 240 results of molecular sexing it was decided to consider 2.94 pg/2C has the highest 13 241 genome size value for female individuals, and 2.95 pg/2C has the lowest genome size 242 value for male individuals. Following this gender classification strategy, in Pygoscelis 243 papua, males (2.98 ± 0.04 pg/2C) had on average 2.3% more nuclear DNA than females 244 (2.91 ± 0.03 pg/2C), while this difference was slightly higher in Pygoscelis antarctica, 245 reaching on average 2.6% (males: 2.99 ± 0.04 pg/2C; females: 2.91 ± 0.03 pg/2C; Table 246 1). These genome size differences were statistically significant at P < 0.001 regardless 247 of the species (F = 49.78, P < 0.001). Also, no statistically significant interaction 248 between sex and species (F = 0.168, P = 0.684) was observed. 249 If we consider only the subset of samples where both DNA-based methods and 250 flow cytometry were used, the genome size difference between males and females 251 was lower in both species (1.0% for P. antarctica and 1.4% for P. papua). 252 253 254 3.3. Molecular sexing The results of molecular sexing are given in Table 2. Using the PL/PR primers, it 255 was possible to unequivocally determine the sex of the subset of samples selected for 256 molecular sexing. Males due to their homogametic karyotype (ZZ), were characterized 257 by a single band on the agarose gel corresponding to a single amplified fragment with 258 approximately 276 bp, the CHD1Z gene that is amplified by the PL and PR primer pair. 259 In the case of females, the heterogametic karyotype (ZW) led to the presence of two 260 bands on the gel at approximately 276 bp and 294 bp, corresponding to the CHD1Z and 261 CHD1W genes, respectively. 262 263 In Chinstrap penguins, the majority of the 22 individuals tested were males (81.8%), with only 18.2% of the individuals being identified as females. In Gentoo 14 264 penguins, 60% of the 10 individuals tested were identified as males, whereas the 265 remainder were females (40%). 266 267 3.4. Comparison between the sexing methods 268 When compared with the results of molecular sexing, only in 50.0% of all 269 individuals (both species) did the sex discriminant functions of Polito et al. (2012) 270 enable the correct assignment of sex (Table 2). Even so, these published discriminant 271 functions did a much better job of correctly assigning sex in P. papua (90.0% correct) 272 relative to P. antarctica (31.8% correct) based on their bill measurements. The poor 273 success of discriminant functions in P. antarctica was due to the high number of males 274 incorrectly classified as females (Table 2). In contrast, the determination of the sex by 275 means of flow cytometry was equivalent to that of molecular sexing in 84.4% of the 276 cases (P. antarctica = 86.4%; P. papua = 80.0%; Table 2). When flow cytometric sexing 277 was compared with morphological sexing across all samples, similar sex assignment 278 was observed in 52.6% of the cases (P. antarctica = 44.8 %; P. papua = 60.7%). The 279 agreement between these two methods was slightly improved (53.1%) when 280 examining only those individuals that were sub-sampled for molecular sexing (P. 281 antarctica = 45.5 %; P. papua = 70.0%). 282 Following morphological sexing, males presented a larger bill length (6.3% 283 larger in P. papua and 6.9% in P. antarctica) and bill depth (10.2% larger in P. papua 284 and 5.7% in P. antarctica) than females (Table 3). Despite the fact that the sex of only 285 half (approximately) of the individuals was correctly assigned, a similar same tendency 286 was observed after molecular and flow cytometric sexing, with males presenting 7 to 15 287 9% larger bill lengths and 6 to 7% larger bill depths, irrespective of the technique. The 288 only exceptions were observed for P. antarctica after molecular sexing, as males 289 presented similar values of bill length and smaller bill depth than females. Also, in P. 290 papua, after flow cytometric sexing, males were only 1.6% larger than females for bill 291 length and 0.6% larger for bill depth. 292 293 4. Discussion 294 For many decades, there has been a strong scientific interest in developing 295 effective new tools for sex identification in bird species, especially when sexing 296 individuals in populations of monomorphic species is important in behavioural and 297 ecological studies (e.g. Catry et al., 2005; Cucco et al., 1999; Phillips et al., 2004; Xavier 298 et al., 2003). In the beginning of the 1990s, flow cytometry started to be explored in 299 other applications besides its use in clinical studies and immunology (Shapiro, 2007). 300 One of the applications that was envisaged was the use of flow cytometry to 301 determine the gender of birds (Nakamura et al., 1990). The development of a rapid, 302 cheap and effective method to determine the sex of bird species with monomorphic 303 plumage was particularly important, opening the possibility to estimate the sex in the 304 early stages of bird development, when it is in many cases difficult to determine the 305 sex. 306 Indeed, flow cytometry was used for gender estimation of numerous bird species 307 (Cavallo et al., 1997; Cucco et al., 1999; Nakamura et al., 1990), its success being 308 dependent on how different was the genome size between males and females (0.4-7% 309 difference in genome size in birds), as a result of the differences in the size between 16 310 the W and Z chromosomes. Considering the advantages of flow cytometry it was 311 surprising that only a few papers have subsequently been published until now (e.g. 312 Cucco et al., 1999; De Vita et al., 1994; Nakamura et al., 1990; Tiersch et al., 1991; 313 Underwood et al., 2002). Despite the successful use of flow cytometry for bird sexing, 314 a possible explanation for the lack of more studies may have been the development of 315 DNA-based methods for the determination of the sex of an individual (reviewed in 316 Ellegren and Sheldon 1997a). In this review, the authors were highly critic of the use of 317 flow cytometry for such purposes, and highlighted the fact that DNA-based methods 318 related with the CHD genes were the best solution (Ellegren and Sheldon, 1997a). Such 319 criticism led to few future applications of flow cytometry in bird sexing (Ellegren and 320 Sheldon, 1997b; Redelman et al., 1997). Indeed, to our knowledge, the last known 321 paper where flow cytometry was used for estimating the sex of a bird species is the 322 work of Underwood et al. (2002). 323 Our study is the first to use this technique applied to sex identification in penguins. 324 Previously, some studies have attempted to develop reliable sex discriminant functions 325 based on morphological data (Amat et al., 1993; Polito et al., 2012; Valenzuela-Guerra 326 et al., 2013). Indeed, DNA-based molecular techniques are considered to be more 327 reliable than morphological data (Hart et al., 2009), yet the discriminant function 328 approach is considered a quick, minimally invasive and cost-effective method of sex 329 classification (Dechaume-Moncharmont et al., 2011). Polito et al. (2012) developed 330 discriminant functions based on bill length and bill depth for three penguin species 331 collected at the Admiralty Bay, King George Island, Antarctica, and obtained a success 332 rate ranging from 83.2% in Gentoo penguins to 96.7% in Chinstrap penguins. We found 333 that applying these same discriminant functions to our dataset resulted in differing 17 334 levels of success between species. Gentoo penguins had a success rate of 90.0% while 335 successful sex assignment in chinstrap penguins was only 31.8%. The lower level of 336 success for discriminant functions in chinstrap penguins may be due in part to 337 morphological variation between King George Island and Livingston Island as has been 338 found in previous studies of Pygoscelis penguins (Polito et al., 2012; Valenzuela-Guerra 339 et al., 2013). If this was the case, we may have achieved better success for both species 340 if we were able to calculate discriminant function equations based on data obtained 341 from penguins of Livingston Island. Unfortunately, the generally low sample size of 342 individuals sub-sampled for molecular sexing and especially the lack of many female 343 chinstrap penguins prohibited our ability to develop robust, location-specific 344 discriminant function. Another possible explanation for the poor success of 345 discriminant functions in chinstrap penguins is variable age structure in our random 346 sample of adults. Mínguez et al. (2001) found that first-time breeding adult Chinstrap 347 penguins have smaller bills than older, more experienced breeders. We could not 348 confirm the breeding status of the adults sampled in our study and thus the inclusion 349 of young, non or first-time breeding males with smaller bills may have led to their 350 misclassification as females using the discriminant function of Polito et al. (2012). 351 In order to explore the possibility of using flow cytometric methods for sexing 352 penguins, the genome size of all individuals was estimated and the results were 353 compared with sexing obtained using DNA-based methods. Our results show that in 354 approximately 85% of the cases, the determination of the sex by means of flow 355 cytometry was equivalent to that of molecular sexing. Such a comparison enabled us 356 to observe two clearly distinct genome size classes, with males presenting the highest 357 values (2.99 pg/2C on average) and females the lowest ones (2.91 pg/2C). 18 358 Furthermore, our results were highly reproducible and showed very low coefficients of 359 variation, and no difficulties were observed when individuals were at either end of the 360 genome size scale. Still, in several individuals, due to the low genome size difference 361 between male and female individuals (only 2%, approximately), intermediate values 362 (2.94-2.95 pg/2C) were observed, which hindered a total certainty of sex assignment in 363 these cases. The occurrence of a range of DNA values for each gender has been 364 detected before and may be attributed to chromosomal polymorphisms and repeated 365 DNA sequences (Tiersch et al., 1991) or to subtle differences in the procedures and 366 tests of individuals (Cucco et al., 1999). 367 When compared with DNA-based methods, both techniques require only a few 368 microliters of whole blood, but flow cytometry is undoubtedly a less laborious and 369 time-consuming technique (the analysis of each sample can be completed in 5 370 minutes) than the PCR-base procedures. Therefore, in case a flow cytometer is readily 371 available, flow cytometry can be regarded as a much cheaper approach, considering 372 the low volumes of nuclear isolation buffers (that can be prepared by hand) and 373 fluorochrome that are needed to prepare each sample. The only theoretical limitation 374 of flow cytometry is related to those cases where the genome size difference between 375 males and females is not high enough to be resolved with certainty (e.g. De Vita et al., 376 1994), or in situations where there is a continuous range of DNA values (e.g. 377 Underwood et al., 2002), as was the case of the two penguin species studied here. In 378 both these situations, the accuracy of the genome size estimations is much more 379 dependent on the quality of the samples and of the analyses. As PCR is not constrained 380 by these limitations so can be used preferentially to flow cytometry in those cases, 19 381 and, as stated above, has been the preferred method used by ornithologists (e.g. 382 Griffiths et al., 1998; Martín et al., 2000; Zhang et al., 2013). 383 Due to these drawbacks, flow cytometry cannot be considered in all cases as a 384 substitute for other sex identification tools, especially for sex-specific DNA probes. Still, 385 in the particular case of Gentoo and Chinstrap penguins, our study shows that flow 386 cytometry can be considered an effective and very rapid alternative to morphological 387 sexing, being independent of the geographical origin of the sampled individuals or of 388 age structure, as long as DNA-based methods are used to confirm the sex of those 389 samples that present intermediate values of genome size. Therefore, with the current 390 study it is shown that flow cytometry together with DNA-based methods in some 391 targeted samples can be used effectively in the estimation of the gender of two 392 penguin species, with the potential to be explored further in other penguin species. 393 394 395 Acknowledgements This research was supported by the Ministry of Science and Higher Education, 396 Portugal (Fundação para a Ciência e a Tecnologia), the British Antarctic Survey and is 397 under the research programs CEPH, SCAR AnT-ERA, and ICED. M. Polito provided 398 helpful comments and revisions to an earlier version of this manuscript. Procedures 399 used in this study comply with the current laws for working in Antarctica, with the 400 permission to work in the study area and for penguin handling was granted by the 401 Spanish Polar Committee. 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Sex identification of four penguin 485 species using locus-specific PCR. Zoo Biol. 32, 257-261. 486 24 487 Figure captions 488 Figure 1: Histograms of relative nuclear DNA content of domestic chicken red blood cells, as an 489 internal reference standard (peak 1) and Pygoscelis antarctica erythrocytes (peak 2) from: A) 490 female individual (ID 6); B) male individual (ID 17). In the inset table, information about the 491 mean fluorescence of both sample and standard G1 peaks is given, as well as, the DNA index 492 (DI), genome size (pg/2C) and CV value (%). 493 494 495 496 497 498 499 500 501 502 503 504 505 506 507 508 25 509 510 26 511 Table 1: Genome size estimations of male and female individuals of Pygoscelis antarctica and 512 P. papua. The results are presented as mean and standard deviation of the mean (SD). Also, for 513 each species, the genome size difference between male and female estimates are provided. In 514 brackets is given the mean genome size of each sex, if only the samples analysed using 515 molecular sexing are considered. Different letters reveal statistically significant differences at P 516 < 0.05 after Tukey test. Genome size (pg/2C) Genome size (pg/2C) of Genome size Species 517 518 of males (mean ± SD) females (mean ± SD) difference (%) Pygoscelis antarctica 2.99 ± 0.04a (2.98) 2.91 ± 0.03b (2.95) 2.6 Pygoscelis papua 2.98 ± 0.04a (2.97) 2.91 ± 0.03b (2.93) 2.3 27 519 Table 2: Genome size estimations of Pygoscelis antarctica and P. papua individuals, and 520 comparison between the three methods used to discriminate the sex of each individual. The 521 results are given as mean, standard deviation of the mean (SD), coefficient of variation of the 522 mean (CV, %) and number of replicates (n). Genome size (pg/2C) FCM Morphological Molecular Species/Individual Mean SD CV (%) n sexing sexing sexing P. antarctica 1 2.98 0.03 1.03 3 M F M P. antarctica 2 2.96 0.01 0.34 2 M F - P. antarctica 3 2.87 0.02 0.79 2 F F M P. antarctica 4 2.91 0.06 2.16 2 F F - P. antarctica 5 2.91 0.04 1.28 3 F F - P. antarctica 6 2.94 0.02 0.80 3 F F - P. antarctica 7 3.02 0.03 0.85 3 M F - P. antarctica 8 2.96 0.02 0.69 3 M F M P. antarctica 9 3.06 0.07 2.13 3 M F - P. antarctica 10 2.96 0.01 0.43 3 M F M P. antarctica 11 2.96 0.03 1.02 3 M F M P. antarctica 12 2.96 0.02 0.79 3 M M M P. antarctica 13 3.02 0.00 0.14 2 M F M P. antarctica 14 2.99 0.06 2.03 3 M F M P. antarctica 15 3.02 0.07 2.41 2 M M M P. antarctica 16 2.97 0.05 1.53 3 M M M P. antarctica 17 2.98 0.01 0.28 3 M F M P. antarctica 18 2.91 0.01 0.44 3 F F F P. antarctica 19 3.00 0.03 0.88 3 M F - 28 P. antarctica 20 3.00 0.02 0.82 3 M M M P. antarctica 21 2.99 0.03 0.98 3 M M M P. antarctica 22 3.12 0.00 0.15 2 M F M P. antarctica 23 3.02 0.02 0.58 3 M F M P. antarctica 24 2.95 - - 1 M F M P. antarctica 25 2.94 0.00 0.09 3 F F F P. antarctica 26 2.98 0.02 0.53 3 M M F P. antarctica 27 2.97 0.01 0.27 3 M M F P. antarctica 28 3.01 0.01 0.37 3 M F M P. antarctica 29 2.95 - - 1 M F M P. papua 1 2.97 0.04 1.25 3 M M M P. papua 2 3.07 0.01 0.35 2 M M - P. papua 3 2.91 0.04 1.29 3 F F - P. papua 4 2.96 0.05 1.79 3 M M M P. papua 5 3.04 0.05 1.76 3 M M - P. papua 6 2.95 0.00 0.12 3 M F M P. papua 7 2.97 0.02 0.70 3 M M M P. papua 8 2.95 0.01 0.49 3 M F - P. papua 9 3.01 - - 1 M M M P. papua 10 2.93 0.03 1.08 3 F F F P. papua 11 2.95 - - 1 M M - P. papua 12 2.91 0.00 0.14 3 F F F P. papua 13 2.94 0.01 0.48 3 F M M P. papua 14 2.94 0.02 0.64 3 F F - P. papua 15 2.91 0.03 1.04 2 F M - P. papua 16 3.03 - - 1 M F F 29 523 524 525 P. papua 17 2.97 0.01 0.37 2 M F - P. papua 18 2.93 0.06 2.09 2 F F - P. papua 19 2.96 - - 1 M F - P. papua 20 3.01 - - 1 M F - P. papua 21 3.01 0.01 0.45 2 M F - P. papua 22 2.92 0.01 0.33 3 F F - P. papua 23 2.93 0.02 0.82 2 F F - P. papua 24 2.85 0.04 1.27 2 F F F P. papua 25 2.89 0.02 0.60 2 F M - P. papua 26 2.97 0.05 1.60 2 M M - P. papua 27 2.96 0.02 0.71 3 M F - P. papua 28 2.98 0.02 0.72 2 M M - 30 526 Table 3: Measurements of bill length and bill depth of Pygoscelis antarctica and P. papua 527 according with the sex determination following each method. Values are given as mean and 528 standard deviation of the mean. Species Sex 529 530 Morphological sexing 531 Pygoscelis antarctica Bill length Bill depth Mean SD Mean SD F 47.1 2.6 17.1 1.4 M 50.3 2.1 18.1 1.2 F 45.7 1.6 15.2 0.8 M 48.6 1.4 16.7 0.5 F 45.4 0.8 16.5 1.2 M 48.5 2.8 17.6 1.4 F 46.5 1.8 15.8 0.7 M 47.3 2.2 15.9 1.3 F 48.1 3.3 18.2 0.6 M 48.2 2.8 17.6 1.5 F 44.8 1.2 15.3 1.2 M 48.7 1.0 16.4 0.6 Pygoscelis papua Flow cytometric sexing Pygoscelis antarctica Pygoscelis papua Molecular sexing Pygoscelis antarctica Pygoscelis papua 31 532 533 32 534 Table S1: Morphological sexing of Pygoscelis antarctica and P. papua individuals based on 535 Polito et al. (2012). Measurements of bill (culmen) length and depth were used for calculating 536 the discriminant factor, which was further used to calculated the posterior probability for a 537 male individual (> 50%) Posterior Discriminant Species/Individual Bill length Bill depth Morphological probability factor sexing for male (%) P. antarctica 1 43.5 15.5 18.281 0.0 F P. antarctica 2 48.2 16.0 12.091 0.0 F P. antarctica 3 45.3 15.3 17.520 0.0 F P. antarctica 4 44.5 16.8 12.059 0.0 F P. antarctica 5 46.9 16.3 12.002 0.0 F P. antarctica 6 45.0 15.0 19.017 0.0 F P. antarctica 7 43.0 15.4 19.132 0.0 F P. antarctica 8 47.5 16.5 10.652 0.0 F P. antarctica 9 49.3 17.0 7.013 0.1 F P. antarctica 10 47.1 17.4 7.305 0.1 F P. antarctica 11 49.8 17.9 2.875 5.3 F P. antarctica 12 47.7 19.6 -2.264 90.6 M P. antarctica 13 48.0 15.7 13.500 0.0 F P. antarctica 14 45.8 16.7 11.326 0.0 F P. antarctica 15 50.2 19.2 -2.820 94.4 M P. antarctica 16 52.2 18.1 -0.059 51.5 M P. antarctica 17 49.1 17.9 3.491 3.0 F P. antarctica 18 45.8 17.6 7.627 0.0 F 33 P. antarctica 19 52.0 18.0 0.528 37.1 F P. antarctica 20 49.4 19.6 -3.760 97.7 M P. antarctica 21 54.0 19.5 -7.396 99.9 M P. antarctica 22 49.0 18.6 0.702 33.1 F P. antarctica 23 48.7 16.4 10.007 0.0 F P. antarctica 24 45.9 18.3 4.662 0.9 F P. antarctica 25 44.9 18.1 6.364 0.2 F P. antarctica 26 51.8 18.2 -0.118 53.0 M P. antarctica 27 49.8 19.0 -1.646 83.8 M P. antarctica 28 50.3 17.9 2.435 8.1 F P. antarctica 29 43.4 15.9 16.725 0.0 F P. papua 1 49.1 16.8 -1.967 87.7 M P. papua 2 48.1 17.0 -1.870 86.7 M P. papua 3 48.1 14.7 2.483 7.7 F P. papua 4 49.7 16.2 -1.117 75.4 M P. papua 5 48.3 17.5 -2.912 94.8 M P. papua 6 47.5 15.5 1.254 22.2 F P. papua 7 47.8 16.4 -0.592 64.4 M P. papua 8 44.2 15.6 2.635 6.7 F P. papua 9 49.9 17.2 -3.105 95.7 M P. papua 10 46.6 16.3 0.168 45.8 F P. papua 11 46.5 17.3 -1.677 84.3 M P. papua 12 44.2 16.0 1.878 13.3 F P. papua 13 48.0 16.1 -0.119 53.0 M P. papua 14 43.6 16.0 2.163 10.3 F P. papua 15 48.3 16.5 -1.019 73.5 M 34 538 P. papua 16 44.3 13.7 6.184 0.2 F P. papua 17 45.7 14.2 4.571 1.0 F P. papua 18 47.3 14.5 3.242 3.8 F P. papua 19 44.1 15.5 2.872 5.4 F P. papua 20 44.3 13.8 5.995 0.2 F P. papua 21 47.2 14.5 3.290 3.6 F P. papua 22 46.7 16.1 0.499 37.8 F P. papua 23 47.5 15.9 0.497 37.8 F P. papua 24 43.9 15.3 3.346 3.4 F P. papua 25 47.7 16.2 -0.166 54.1 M P. papua 26 51.8 16.9 -3.441 96.9 M P. papua 27 46.7 15.3 2.014 11.8 F P. papua 28 48.3 16.6 -1.208 77.0 M