Walther 1 Jenna Walther Dr. Elliot REVISION OF THEORY PAPER October 24, 2013 Towards a Theory of Writing Apprehension: An Exposition of Neurotic Writers It is possible for a person to be apprehensive when composing a theory paper using research about neuroticism, writing apprehension, and writers block: continuously editing, constantly deleting, or staring at a blank document past the deadline; worrying about sounding sophisticated and evaluation of intelligence. “The odd thing is that though writer’s block is a familiar, even popular notion, it is one of the least studied dysfunctions of the composing process” (Rose 1). Limited theory exists for writing apprehension; additionally, studies and research about writing anxiety, is a narrow scope with a limited amount of information. “A small body of literature exists for a phenomenon related to writer’s block: writing apprehension or anxiety” (Rose 3). Neuroticism, a broad domain of the Big Five personality traits, can help explain the anxiety and fear someone may have during the writing process; fear of being evaluated or judged, anxiety about the rules of composition, and fallacious thoughts about what makes writing “sophisticated”. Writing is an affective and cognitive process. Cognition can influence the affective, while the affective can influence cognition, if it is believed that attitudes can be changed or molded from experience. Perhaps, better techniques can be offered in academic settings to stifle the apprehension that so many writers, professional or student, face. In Writer’s Block: The Cognitive Dimension, Mike Rose unfolds how apprehensiveness can lead to blocking (high blockers contrasted with low-blockers) and the integral role cognition Walther 2 plays in the writing process: from the planning strategies, to the rigid rules of composition, editing too early, and misleading assumptions so many people use in their writing. “Writer’s block, then, can be defined as an inability to begin or continue writing for reasons other than a lack of basic skill or commitment…but since blocking is a composing process dysfunction that is related to skill in complex, not simple, ways, some high-blockers might eventually produce quality papers” (Rose 3). An important question lies within writing apprehension: Does a personality trait, such as neuroticism, have a relationship with writing anxiety? If so, than it gives a reasonable explanation as to why students may have low writing and testing scores. This paper attempts to give theoretical framework to how people with neurotic traits link to writing apprehension, or what will be called a theory of “neurotic writers”. Background of the Big Five personality dimensions The Big Five personality dimensions were developed through a scientific, nomothetic, and lexical approach, among a long history of research. “One starting place for a shared taxonomy is the natural language of personality description” (Oliver, Norman, and Soto 117). In other words, how one uses language to describe his or her attributes can extrapolate categories where majorities of people use common, synonymous descriptors of their personality. Extraversion, Agreeableness, Conscientious, Neuroticism, and Openness to Experience are the five broad terms that make up The Big Five; each category having its own intricate traits to which it corresponds. Oliver and Srivastana, in “The Big-Five Trait Taxonomy: History, Measurement, and Theoretical Perspectives”, explains further, “the Big Five structure does not imply that personality differences can be reduced to only five traits. Rather, these five dimensions represent Walther 3 personality at the broadest level of abstraction, and each dimension summarizes a large number of distinct, more specific personality characteristics” (105). There are exceptions and limitations in every type of study. There are unlimited amounts of descriptive words once could use to describe aspects of their personalities. Nomenclature of other cultures must be taken into consideration as well; and it is currently being studied. This paper will focus on the personality trait of neuroticism and how it affects writing. Accounting for phenomena in the social world Since the early philosophers (e.g. Ancient Greek), have found Neuroticism (emotional instability) be common trait in people. Neuroticism seems to have the most negative effect on a person’s attitudes and self-concept. As the world evolved in to societies focused on academia and intellect, cognition was altered and the affective domain was impacted. Cognitive and the affective factors and their impact cannot be mutually exclusive. Cognition is gaining knowledge through action, thought, senses, and experiences. Affective relates to emotions and attitudes; these elements act as a seesaw. The Big Five is an ontological consideration. As humans, we are born with certain temperaments and attitudes. One may be able to alter an attitude with experience, cognition, and maturity. Cognition is epistemological (we gain knowledge through experience), however, people do not come into the world as a blank slate, but with genes and traits. Basic tendencies of person come from biological considerations and direct our actions (how we react, make choices, and so on). Experiences can alter self- conception; external influences can impede upon attitudes, forcing one to adapt or maladapt, but the main traits and basic Walther 4 tendencies still exist and lie within the individual. Maturity and growth occur in increments, but it is not until the next challenging situation that basic tendencies kick in all over again. The individual must then go through another “growth spurt” and realign/readjust their basic tendencies. Universal typology for the phenomenon of writing apprehension The traits linked with Neuroticism are: anxiety, angry hostility, depression, selfconsciousness, impulsivity, and vulnerability. When a person inherits neurotic tendencies, they are already subject and sensitive to external influences (causal pathways) defined by the nature and descriptive lexical terms of the trait itself. The trait of neuroticism is a key ingredient to the phenomenon of writing apprehension, writing anxiety, “writer’s block”, or simply, the fear of writing. “The term writing apprehension was coined by Daly and Miller (1975). It refers to a situation and subject specific individual difference associated with a person’s tendencies to approach or avoid situations perceived to potentially require writing accompanied by some amount of perceived evaluation” (Daly and Wilson 327). By time students are in the education system, they bring their own personality traits and basic tendencies. They either adapt or become maladapted to schooling. Their self-concept and characteristic adaptions are triggered by neurotic tendencies. Their emotional reactions to external influences affect their self-concept. Maturity in cognition, through experience, can offset or set-off basic tendencies (neuroticism) in their work and ability in an academic setting, depending upon external influences (such as a teacher or deadlines), their self-concept, and attitudes. Walther 5 In the example of the “neurotic writer” the basic tendency is to be anxious, whether the assignment makes him or her nervous or fearful of the evaluation for his attempt at writing; the writer finds it difficult to start or complete the task at hand based upon strategy and rules of composition; or the writer lacks the confidence or has self doubt about one’s knowledge and ability. Depending upon the attitude a writer has about writing will influence completion of the assignment or giving up and not complete it. The teacher may or may not be harsh grading the assignment, but with feedback, a student and teacher can see where the problem exists. Many teachers use affective explanations when a capable student is struggling with writing (“He or she is too hard on themselves”). Rather than looking for purely an affective explanation, one must consider personality traits and the best way to readjust basic tendencies. Many people are writing apprehensive; neuroticism is the missing link in studies and research. Using the resources in this paper, people may be able to target “neurotic writers” and make corrective adjustments to pedagogy and curriculum to discover new ways to teach composition; the rules, organization of information, evaluation, and other complex concepts by measuring neuroticism and writing apprehension. Gaining insight due to typology The Big Five taxonomy acts as a framework for use in research to outline possible reasons for human traits and, further, attitudes. The questions in the Big Factor Inventory allow a researcher to rate and scale points accumulated by a subject to find specific personality traits; in other words, the BFI allows measurement of neuroticism. The adoption of The Big Five into quantitative and qualitative research, via empirical measurement, has offered evidence about how personality dimensions influence cognitive Walther 6 and affective components. Having neurotic personality traits exhibits attitudinal values found within apprehensive writers. The Daly-Miller test is a valid instrument that measures writing apprehension, or social phenomena, using a questionnaire of 26 items and scaling answers. In 1975, Michael Miller and John A Daly founded the writing apprehension test. They found that students with negative writing experiences become apprehension and have a tendency to procrastinate and avoid writing. The questions reflect the attitudes a person has towards writing, which portrays components of their personality. A person who has a fear of writing is more likely to suffer from low confidence, negative self-concept, procrastination, stress, nervousness, and depression. A study which yields insight about the classification of the apprehensive writer is Lynn Bloom’s “The Composing Processes of Anxious and Non-Anxious Writers: A Naturalistic Study”. Bloom classifies the difference between how anxious and nonanxious college students compose their writing. Bloom explains common problems she found in her naturalistic case study (from her abstract): “Some of the common problems were the lack of structured writing times, procrastination, and distractions. The writers who overcame their problems often needed help only to organize their writing tasks into discrete steps or to budget their time properly. Such case studies are theoretically and pedagogically useful to writing teachers, because they can show discrepancies between writers' perceptions of their effectiveness and their actual performances throughout their writing processes. When teachers record naturalistic observations of writers at work, they invite self-evaluation by anxious writers to modify work habits and Walther 7 streamline the writing process. In this way, students' writing apprehensions decrease, and some of them learn to enjoy writing”. Bloom used the Daly-Miller Test to measure writing apprehension in the students. She observed the students, both anxious and non-anxious, in writing workshops to reduce writing anxiety. She found that most non-anxious writers have more efficient patterns in their writing than anxious writers. Non-anxious writers write with purpose, organization, and time management, with control of their behavior. The Daly-Miller test is an important and vital tool in gaining insight to this typology. Rose comments on the work of Bloom in his book: “Bloom finds that some of her anxious writers are, in fact, good writers and do not necessarily steer clear of courses and majors that involve writing. Like their less skilled but equally anxious peers, however, they evince certain misconceptions (e.g., That others write better and with more ease than they do) and characteristics (e.g., perfectionism, procrastination). Non-anxious writers, on the other hand, tend to be realistic in their assessment of their writing and efficient in the management of their time” (Rose 15). Many researchers believe that writing apprehensive students would make career choices that avoid writing, but this is not always the case. Neurotic writers may not be apprehensive about all writing, but rather, certain topics that may trigger anxiety, or the complexity of the writing. Other influence that may trigger frustration and anxiety is what the teacher expects, their own value judgment of their writing, or judging the value of the assignment. A sequence of proclivities of the apprehensive writer Walther 8 The proclivities of a person or student can be highly influenced by personality affecting cognitive, intrapersonal, and interpersonal domains. Cognition is how a student commands the modes of discourse (EDNA), rules of composition, strategy and organization of the task at hand. The intrapersonal domain involves a student’s work ethic, attitude, and view of his or her self. The interpersonal domain involves group work, evaluation, audience, collaboration, and the external influences of a task. There are two outliers of neuroticism: perfectionism and low confidence. Perfectionism is the inability to continue writing due to doubting the skills and the quality of the product. Low confidence is the inability to start writing due to self-doubt or low self esteem in which no matter what is produced, it is not quality. Symptoms of the negative impacts neuroticism causes are what Martinez, et. al., refers to as non-starters, noncompleters, and nonexhibitors in their article “Pain and Pleasure in Short Essay Writing: Factors Predicting University Students’ Writing Anxiety and Writing SelfEfficacy”; “Through an examination of case studies, Barwick (1995) found that those with writing anxiety could be classified into three categories: non-starters, noncompleters, and nonexhibitors. Nonstarters avoid anxiety stemming from loss or rejection and demonstrate denial, self-idealization, and criticism. Noncompleters repress their aggressive impulses to avoid feeling loss or rejection. Nonexhibitors repair the pain of loss through intellectualization or obsession in taking apart and re-creating essays” (352). Nonstarters and noncompleters match the category of low confidence neuroticism, due to their lack of self-esteem and self-efficacy. Nonexhibitors match the category of Walther 9 perfectionism, which can lead to compulsive behaviors in trying to perfect one’s writing by doubting the quality of their product. These issues affect the cognitive domain since the writers may not feel that they have the strategies or knowledge to combat certain compositional skills or modes of discourse such as expository, descriptive, narrative, and argumentative writing. A perfectionist writer may feel that their thoughts or sentences “don’t come out right”, depending on the task, causing blocking. A low-confidence writer may feel that they are incapable of the task and avoids it. The intrapersonal domain affects the self-efficacy, self-concept, and work ethic to writing. “Writing self-efficacy is influenced not only by the student’s own physiological and emotional reactions to a task, but also by past experience and verbal feedback from others” (Martinez, et. al. 352). Neuroticism influences the intrapersonal domain greatly since it focuses on the attitudes and beliefs within the writer. Finally, the intrapersonal domain focuses on external pressures of the writer. Whether the task is collaborative or being evaluated by peers or a teacher, these factors can place pressure on the writer causing nervousness, doubt their ability, or incompletion of assignment to avoid rejection or failure of writing ability. Variables that impact the construct of apprehensive writing The theory postulates many different relationships about writing apprehension and how the measurement of neuroticism, based upon factor analysis, play into the notion of what Rose refers to as “writers block.” Mike Rose has done some profound work in trying to measure “writer’s block”: using questionnaires, observation of the writing process, and informal interviews post-assignment, to probe the thoughts behind college Walther 10 students’ actions. Rose is one of the pioneers of researching writers block and apprehension using cognitive psychology theory (1984). His case study delineates and describes “blocking behaviors” of college students, and uses questionnaires to “describe blocking behaviors and items that describe cognitive and cognitive/attitudinal variables related to blocking” (16). Rose claims that both high and low blockers use rules and assumptions for organization and the writing process, but the difference is between rigidity and flexibility in those rules may cause the writer to block. “Skill problems have long been examined and a bewildering panoply of treatments—from sentence-combining to role-playing—has been built. But when the capable writer cannot write, we are puzzled and often resort to broad affective explanations…It is possible that this affective bent explains why writer’s block has never been the object of the educator’s scrutiny” (1-2). Rose refers to cognition in an epistemological approach. Students learn rules, organization, and evaluation of their writing, which contributes to the anxiety, fear, apprehension, and frustration in writing. Many students miss deadlines, use inflexible rules and strategies, which disrupt the flow of their writing. If the Big Five personality domain of neuroticism is considered and applied to apprehensive writing, than this could possibly give researchers practical implications to investigate and address the affective explanations, and build upon the cognitive explanations, people use in the face of writer’s block; and finally offer guidance to those suffering with “neurotic writing” and pedagogy to the teachers teaching neurotic writers. After all, neuroticism—emotional instability, lack of confidence, fear of evaluation, and negative emotions can all stagnate a person’s ability to produce a document or doubt the product they are producing. Walther 11 Neurotic writing is not based upon the notions of Paul Federn. He “analyzes what he refers to as “the neurotic style,” but that is more a faulty (with the faults suggesting psychological disturbances) than a blocked style” (Rose 13). Rather, having the personality of neuroticism, a person’s attitudes and discourse influenced and manifested by this trait or basic tendency (e.g. “I get stuck while writing papers because I cannot find the words I want to say). Evaluation of writing by a “neurotic writer” adds more anxiety; and further “attitudes are manifested when writers evaluate what they have written” (Rose 10). Actual psychological disturbances may clearly disrupt the writing process, but not all anxious writers necessarily have psychological disturbances. Certain limitations of style of prose, strategies for organization, the type of discourse being written about, intrapersonal attitudes and feelings, or external pressures such as time limitations, peer or teacher evaluation may cause an already anxious writer to block. Federn is known for his works done with “ego psychology” and psychotics. Martin Bergmann quotes Ferdern, in his article “The Place of Paul Federn’s Ego Psychology in Psychoanalytic Metapsychology”, “our body and psyche belong permanently to our ego” because “we feel that processes within us, even though they may be interrupted by forgetting or unconsciousness, have a persistent origin within us…” (97). Federn makes a strong point and can be linked to how a neurotic personality can affect the ego of nonexhibitors and noncompleters. However, he only addresses one domain of competence—the intrapersonal domain. There are many other components within a writer that neuroticism can affect besides a bruised ego. In Rose’s Afterword, he states: “The case study of Glenn (and of Stephanie in “The Cognitive Dimension of Writer’s Block”) further suggests that personality Walther 12 characteristics could be related to proficient or limited composing. However, the present study did not involve the sort of testing and extended clinical interviews that would be necessary to diagnose cognitive style or dimensions of personality.” (103). The measurement of neuroticism in writers (personality dimension) can be the missing link to apprehensive writers and how they compose their writing. Some other variables that impact apprehensive writers are apart of the intrapersonal and interpersonal domains. Race, income, gender, and ethnicity impact an individual’s self-concept and attitudes when it comes to intellectual and writing abilities. There is now emphasis on standardized testing which can heighten anxiety levels for students. Many studies show that variables of race and income impact the performance of students on these tests. Douglass Harris states in his article, “Schools serving student populations that are both low poverty and low minority are 89 times more likely to be consistently high performing compared with high-poverty, high-minority schools” (367). Although this claim has to do with standardized testing, it also can show a relationship between low poverty and low minority and high poverty and high minority student populations with writing scores and success. Schools in high poverty areas already suffer from less opportunity in schooling. Minority students have to tend with learning a new language and composition. Minority and high poverty also tend to be synonomous, meaning that minority students will not receive the attention, skills, and strategies they need to succeed in education—heightening anxieties in the learner. This may lead to rejection of writing or avoiding a writing task. Another common belief, due to standardized testing, is that females outperform males when it comes to literacy and writing. Having this attitude, males are at risk for Walther 13 avoiding writing assignments, procrastination, prematurely doubt the quality of their work, and place barriers on their skills in writing. Martinez et. al. claims “women are twice as likely as men to experience anxiety” ( Benton, Robinson, Tseng, Newton, & Benton, 2003; Herrington, Matheny, Curlette, McCarthy, & Penick, 2005 qtd. on 352). Also, “Cayton (1990) argued that women may encounter more difficulty mediating between their own voice and the demands of the academic audience, and that they are likely to face more challenged because of conventions of power and authority in discourse” (352). Practical Implications of “Neurotic Writing” Rose and Bloom both research college students writing composition, attitudes, and intricacies. Although they reinforce the idea that apprehension/writing anxiety is prevalent in students writing, they are using college students—students invested in their work and have persevered through primary and secondary education. Many of these students want to be educated and have a desire to grow and acquire new skills and knowledge. They may have more anxiety than students who are not invested. College students are more mature and have formed compositional strategies—even if they do cause anxiety, they focus on their work more purposefully. Elementary and high school students may not be completely invested and have not fully developed cognitive skills and abilities. This does not mean they are not capable; rather there is a cognitive and affect difference in their strategies, judgments, and values. This is why it is important to measure personality traits in students to work on more effective strategies for compositional growth for those students with neurotic traits, causing writing apprehension. Walther 14 The practical implications for this theory are for both educators and learners and addressing the issues associated between neuroticism and writing apprehension. In contemporary schooling, administration and teachers place emphasis on high stakes testing in order to measure student achievement and mastery of academic subjects such as Language Arts. In order to address these issues, writing apprehension needs to be studied in order to find new ways to approach the neurotic writer. In “Am I Really that Bad?: Writing Apprehension and Basic Writers” Buley-Messeiner contributes to operational issues of writing apprehension: “control cannot be acquired from teachers or textbooks. Control must be developed through the meaningful connection of self, reader, text, and intention. Furthermore, basic writers can learn to make that connection, as many of my students have proved… As we work out possible answers with our students, their writing apprehension may diminish and their writing confidence may grow” (15). Messeiner suggests a method of teaching that allows connection to the students for them to learn and engage in writing, rather than to fear it. This will help raise confidence levels and hopefully control neurotic tendencies. Reeves also addresses how to correct the issue of writing anxiety in her article “Minimizing Writing Apprehension in the Learner-Centered Classroom”: “As apprehensive writers have generally done very little writing and that has been judged unsatisfactory by prior teachers, a good way to begin is with writing in class every day, creating a non-threatening, practice-like atmosphere where traditional lecturing and grading take a back seat” (39). Reeves’s suggestion allows for the interpersonal domain to be addressed. The approach of putting less emphasis on grades and strict rules of Walther 15 composition will allow the writer to relieve his or her anxiety of being evaluated and not having the skills to complete the task. Mike Rose makes an important declaration in the afterword of his study; “In some cases, writer’s block may be an inevitable part of compositional growth…Britton et al. have noted that “difficulties may actually increase as the writer grows more proficient”. And, perhaps, as the writer grows more proficient, writing begins to mean more and involve more risks…Blocking can result” (104). Academic growth triggers neurotic behavior. There are assignments due in multiple classes, time is limited, and social pressures surround students amongst race and socioeconomic as variables of consideration. Neurotic behavior is prevalent through history and has been found in every type of personality study and research. An important factor is to find where the anxiety begins to exist; this would require measurement of neurotic traits in students; this could influence or possibly alter the education system. It is not possible to have complete flexibility in all writing or deadlines, but finding new methods to help combat anxiety that neurotic writers feel could be the answer to deal apprehensive writing. There is no doubt that compositional growth breeds some type of anxiety, both professional and student, but to have strategies and skills to be able to cope with neuroticism is vital. I conclude with a quote by McCrae and Costa about the purpose of theory; “A theory organizes findings to tell a coherent story, to bring into focus those issues and phenomena that can and should be explained” (159). The phenomena of writing apprehension affects all types of writers, but measuring neuroticism using the BFI, trait, and personality theory could lead researchers to new relationships, evidence, and methods for dealing with “Neurotic Writers”. Walther 16 Works Cited Bloom. Lynn, Z. “The Composing Process of Anxious and Non-Anxious Writers: A Naturalistic Study.” Washington D.C: ERIC Clearinghouse. 1980. Daly, John, A. and Miller, Michael, D. “The Empirical Development of an Instrument to Measure Writing Apprehension”. Research in the Teaching of English. Illinois: National Council of Teachers of English.1975. Daly, John, A. and Wilson, Deborah, A. “Writing Apprehension, Self-Esteem, and Personality”. Research in the Teaching of English. Illinois: National Council of Teachers of English. 1983 Harris, Douglas, N. “High-Flying Schools, Student Disadvantage, and the Logic of NCLB.” American Journal of Education. Chicago: The University of Chicago Press. 2007. Martinez, Christy, Teranishi, Kock, Ned, and Cass, Jeffrey. “Pain and Pleasure in Short Essay Writing: Factors Predicting University Students’ Writing Anxiety and SelfEfficacy”. Journal of Adolescent and Adult Literacy. 2011. Academic Search Premier. McCrae, Robert R., and Paul T. Costa Jr. "A Five-Factor Theory of Personality." Handbook of Personality: Theory and Research. New York, NY: Guilford Press. 2008. Buley-Meissner, Mary Louise. " Am I Really That Bad?": Writing Apprehension and Basic Writers." Journal of Basic Writing. New York: City University of New York.1989. National Research Council. Education for Life and Work: Developing Transferable Knowledge and Skills in the 21st Century. Washington, DC: The National Academies Press, 2012. Oliver, John, P., Naumann, Laura, P., and Soto, Christopher, J. “Paradigm Shift to the Integrative Big Five Trait Taxonomy: History, Measurements, and Conceptual Issues.” Handbook of personality: Theory and Research. New York, NY: Guilford Press. 2008. Oliver, John, P. and Srivastava, Sanjay. “The Big Five Trait Taxonomy: History, Measurement, and Theoretical Perspectives. Handbook of Personality: Theory and Research. New York, NY: Guilford Press. 1999. Reeves, LaVona, L. “Minimizing Writing Apprehension in the Learner-Centered Classroom”. The English Journal. Illinois: National Council of Teachers of English. 1997. Walther 17 Rose, Mike. Writer’s Block: The Cognitive Dimension. Carbondale: Southern Illinois UP, 1984.