THE SHERIDAN COLLEGE INSTITUTE OF TECHNOLOGY AND ADVANCED LEARNING ACADEMIC APPEALS AND CONSIDERATION PROCEDURE Date of Approval: Sheridan Senate – September 26, 2013 Board of Governors – October 23, 2013 Effective Date: September 2, 2014 Mandatory Review Date: September 2, 2017 Approved By: Office of the Provost and VPA 1. Purpose This document sets out Sheridan’s procedure on the academic appeals process for Sheridan students. 2. Scope This policy applies to all Sheridan full and part-time students and does not cover appeals alleging discriminatory bias based on the prohibited grounds outlined in Sheridan’s Harassment and Discrimination Policy. For further information or to make an appeal, please refer to the Sheridan Harassment and Discrimination Policy and /or contact the Manager, Equity and Human Rights Services at x2229. The steps, outlined in the Academic Appeals and Consideration Procedure, apply only to final grade decisions and academic decisions. For example, Admission Appeals are processed through the Admission Policy and appeals related to Language Assessment Placement are handled through a separate process. In most cases, non-academic misconduct will be dealt with under the Student Code of Conduct, but a decisionmaker dealing with an appeal under this Policy has the jurisdiction to deal with any nonacademic misconduct which is related to the matter under appeal. 3. Definitions Mark A mark is awarded for each individual assessment within the course; each mark contributes to the final grade. Final Grade A final grade is awarded upon completion of the course. Final Grade Appeal A grade appeal is a request that a final grade be reviewed or changed based on evidence supplied by the student. This includes requests from students who were unable Revised: April 2015 LD to withdraw without academic penalty from the course by the drop deadline. Appeals of both failing and passing final grades will be considered. A grade appeal may result in the final grade being increased, decreased or unchanged. Academic Decision An academic decision is a decision made by the College acting in accordance with academic policies and procedures. Examples of decisions that may be appealed include but are not limited to: Sanctions for a breach of the Academic Integrity Policy Progression or graduation decisions Prior Learning Assessment and Recognition (PLAR) decisions Advanced Standing decisions Level 1 Academic Appeal A Level 1 academic appeal is the first step in the appeal process. Level 2 Academic Appeal A Level 2 academic appeal is the last stage of the appeal process and may be used by students who wish to appeal a Level 1 academic appeal decision. Sheridan Appeal Committee The Sheridan Appeal Committee is a standing committee of the Sheridan Senate. The committee has two functions: 1. To determine whether the student has established grounds for a Level 2 academic appeal 2. To hear and decide Level 2 academic appeals The decision of the committee is final and binding. Enrolment Eligibility Subject to the exceptions set out below, academic progression will not be affected when a student is involved in an academic appeal. Enrolment restrictions, pre-requisites and/or corequisites, will be waived until the appeal is resolved, subject to the appeal being submitted ontime. In the following circumstances, a student is not permitted to progress pending an appeal where a passing and/or requisite grade has not yet been obtained: Co-op/Internship Students - special permission determined jointly between the Director of Career Education and the student’s Academic Faculty is required to proceed in a work term. Field Placement/Practicum Students - special permission from the Associate Dean/designate in consultation with the student’s Academic Faculty is required to proceed. Apprenticeship – MTCU Apprenticeship policy requirements must be met such that prior to commencing an apprenticeship, a passing grade in all required courses must be obtained on the Registered Student Record. 2 Any program wherein external accreditation and/or legislation/regulation require prerequisites to be completed in order to progress. In addition, in the event of an appeal by a student who is subject to an interim or final decision prohibiting the student from attending on campus or restricting his/her access to campus, that decision will prevail over the general provisions of this Policy, and nothing in this Policy relieves the student from the obligation to comply with the decision prohibiting or restricting his/her access to campus (ie under the Student Code of Conduct, security, court decision). Decisions That Are Not Appealable Decisions that are not appealable include but are not limited to: i. ii. iii. iv. Marks given for an individual assessment within a course (assignment/quiz/test marks) Grade point average (GPA) requirements for graduation Maximum course attempts Incomplete grades Examples of What Types of Resolutions May be Proposed to Resolve a Mark Concern In the event of a mark concern for an individual assessment within a course, students may request the following remedies or solutions be considered at the discretion of the faculty (this is not an exhaustive list but instead should be used as a guide for students and faculty when attempting to resolve a dispute): Informal discussion to clarify any questions about the mark Recalculation of the mark by the faculty Extension on course work with/without late penalty Rewrite/resubmit course work with/without late penalty Completion of a supplementary assignment or project Reassessment/reread of course work by the faculty Reassessment/reread of course work by another faculty in the same Academic Faculty* In situations where exceptional circumstances exist and are documented, a student may request to: Defer a test or exam Withdraw without academic penalty Receive an Incomplete or Aegrotat standing If a student feels their concern remains unresolved or has not been satisfactorily resolved, they may informally consult their Associate Dean or designate for advice and assistance. Students speaking with their Associate Dean should be prepared to discuss the following: The evidence they have to support increasing a mark The exchange with their faculty including why a resolution could not be reached The resolution they are seeking * This resolution is rare & should only be proposed after other remedies have been explored including a reassessment/reread of course work by the original faculty. If a reassessment/reread of course work by another faculty is merited, the following process should be followed: 3 1. Student will resubmit the original course work with a written explanation as to why he/she believes the work deserves a higher grade to their faculty. If possible, an ungraded copy of the original should also be submitted. 2. Faculty will submit the student’s original course work, explanation & the grading rubric for the assessment in question to their Program Coordinator. 3. Program Coordinator will give all documents (grading notations and student identifiers removed) to an impartial faculty member who will not consult with the original faculty. 4. The impartial faculty member will reassess/reread the course work with feedback and provide the Program Coordinator of the outcome. 5. Program Coordinator will advise the student & faculty via Sheridan email of the outcome of the reassessment/reread. The timeline of the reassessment/reread process is 15 business days from when the original course work and explanation was provided by the student to the faculty. Criteria for Late Appeals Appeals submitted beyond the timelines* as stipulated by the Academic Appeals Policy will only be heard at the discretion of the Associate Dean. Mitigating circumstances that may warrant the appeal being heard include: 1. An illness and/or personal situation, supported by appropriate documentation, that has reasonably impacted the student’s ability to submit the appeal within the established timelines 2. Grade related information that was not available to reasonably allow for the submission of the appeal within the established timelines *From the day official grades are posted, the students have five days to contact faculty member and three days to submit an appeal. From the day the student is notified of an academic decision, the student has five days to submit an appeal. 4. Procedure Students considering an appeal should review this information carefully and is encouraged to meet with a Student Advisor in Student Advisement before proceeding with an appeal. It is the student’s responsibility to: Use their Sheridan email account for all appeal communications. Any other email address will disqualify the appeal. Retain all correspondence with faculty, administrators and staff Retain copies of all documentation relating to the appeal ACADEMIC APPEAL PROCESS CHART (Abbreviated): The process charts below exclusively focuses on the actions taken by the student who is appealing. Refer to the section ACADEMIC APPEAL PROCESS (Complete) for a full description of the two levels of appeal including actions taken by faculty, administrators, staff & the Sheridan Appeal Committee. 4 LEVEL 1 ACADEMIC APPEAL PROCESS The College endeavours to resolve the appeal within the student’s Academic Faculty. FINAL GRADE DECISION STEP1: Student receives a final grade. ACADEMIC DECISION STEP 1: Student receives an academic decision. STEP 2: Student contacts the faculty who assigned the grade to attempt to resolve the grade dispute informally; contact must be made within five business days of notification of the grade. STEP 3: If no resolution is reached, the student meets with a Student Advisor in Student Advisement to learn about the appeal process. STEP 2: Student meets with a Student Advisor in Student Advisement to learn about the appeal process. STEP 3: Student submits a Level 1 Academic Appeal Form to the Office of the Registrar; online submission must be made within five business days of notification of the academic decision being appealed. STEP 4: Student will receive a decision on his/her appeal from his/her Associate Dean or designate: If the decision maker has all the information required, a decision will be rendered within three business days of form submission If more information is required, the decision maker will contact the student & faculty to set up a meeting within five business days of form’s submission; a decision will be rendered within three business days of the meeting. The student may request a meeting with the decision maker to discuss the outcome of the appeal. The meeting must occur within three business days of notification of the decision. STEP 4: Student submits a Level 1 Academic Appeal Form to the Office of the Registrar; online submission must be made within three business days of contact with the faculty. STEP 5: Student will receive a decision on their appeal from their Associate Dean or designate: If the decision maker has all the information required, a decision will be rendered within three business days of form submission. If more information is required, the decision maker will contact the student & faculty to set up a meeting within five business days of form’s submission; a decision will be rendered within three business days of the meeting. The student may request a meeting with the decision maker to discuss the outcome of the appeal. The meeting must occur within three business days of notification of the decision. LEVEL 2 ACADEMIC APPEAL PROCESS An impartial panel selected from the Sheridan Appeal Committee will resolve the appeal. STEP 1: For students who wish to appeal a Level 1 decision, it is mandatory that they meet with a Student Advisor in Student Advisement to learn about the Level 2 appeal process. STEP 2: Student submits a Level 2 Academic Appeal Form to the Office of the Registrar; online submission must be made within five business days of notification of Level 1 appeal decision STEP 3: Student will be notified if their appeal will be heard by the Sheridan Appeal Committee or has been dismissed: If the appeal will be heard, student will be notified of the date, time and location of the panel hearing. If dismissed, student will receive written notification from the Committee. STEP 4: Student will receive copies of all material submitted by all parties pertaining to the appeal; materials will be provided two business days prior to the panel hearing. STEP 5: Student attends panel hearing. STEP 6: Student will receive written notification of the decision from the Committee; a decision will be rendered within two business days of the panel hearing. 5 ACADEMIC APPEAL PROCESS (Complete): Level 1 Academic Appeal Process – Final Grades in a Course Students who wish to appeal a final grade must first consult with the faculty to discuss the issue. The student is responsible for contacting the faculty within five business days of his/her grades being posted online. The faculty is responsible for responding to the student within three business days of his/her request and, if deemed necessary, setting up a time to discuss the final grade within that time period. If the student does not receive a response or is unsatisfied with the outcome of the discussion, the student is encouraged to meet with a Student Advisor in Student Advisement. Student Advisors educate students about the appeal process. The student submits a Level 1 Academic Appeal Form accompanied by all pertinent documentation online to the Office of the Registrar via email to academicappeals@sheridancollege.ca within three business days of the request for response or outcome of the discussion. Please include the text ‘Appeals Level 1’ followed by the campus in the subject line of the email. The Office of the Registrar will confirm whether the student’s enrolment is impacted and will immediately forward the application to the appropriate Associate Dean or designate. In exceptional circumstances, where the responsible Associate Dean’s previous involvement in the matter being appealed places them in a conflict of interest, resulting in them not being impartial in the appeal decision, the Associate Dean shall recuse themselves and refer the appeal to another Associate Dean or the Dean within the Faculty. Within three business days of submission of the Level 1 Academic Appeal Form, the student’s Associate Dean or designate will review the appeal for the purpose of determining if he/she has sufficient information to decide the appeal, and then determine what pathways the Associate Dean or designate must follow if he/she finds he/she has sufficient information (while deciding the appeal within three days), or if he/she finds he/she does not have sufficient information (he/she will convene a meeting). Upon request, it is the responsibility of the faculty to provide to the course outline and/or the grading rubric and/or the original graded student assignment in question and/or the student’s grade breakdown and/or any correspondence to the Associate Dean or designate. Based on the information presented in the application, any supplementary information provided and/or based on the meeting, the Associate Dean or designate will make a decision on the appeal and will advise the student and the faculty of his/her decision by Sheridan email within three business days. The decision with the rationale for the decision will be documented on the Level 1 Academic Appeal Form. The completed form and all supplementary information must be emailed to the Office of the Registrar Record Specialist who initiated the appeal on behalf of the student. All documentation will be retained for one year. The student may request to meet with the Associate Dean or designate to discuss the decision of the appeal. The meeting must take place within three business days of notification of the decision. In extenuating circumstances, a Level 1 appeal may be filed past the deadline described above, provided that the student can provide a satisfactory explanation and/or supporting documentation for the delay in filing the appeal. These appeals must be filed with the Faculty Office and not to the email address academicappeals@sheridancollege.ca. Only late appeals forwarded to the Office of the Registrar by the Faculty Office will be processed. Please refer to 6 the section Criteria for Late Appeal found earlier in this document for a list of possible conditions to file a late appeal. A student who is dissatisfied with the decision of the Associate Dean or designate may formally appeal to the Sheridan Appeal Committee. In order to proceed to a Level 2 appeal, at least one of the following three grounds must be met: 1. A significant procedural error has occurred in the first level of appeal. 2. Compelling new evidence is available that could potentially influence the appeal and that could not reasonably have been obtained during the first level of appeal. 3. Sanctions imposed are unreasonable or substantially disproportionate to the circumstance or offence. If the appeal results in a change to a final grade, the Associate Dean or designate will complete a Grade Change Form and forward it to the Office of the Registrar for processing. Every attempt will be made to process grade changes within 10 business days of the appeal decision; it is the students’ responsibility to follow-up with the Associate Dean if his/her grade is not updated. If the appeal results in the grade remaining the same, the student will be removed from any course(s) in which they do not meet prerequisites and/or co-requisites by the Office of the Registrar. Level 1 Academic Appeal Process – Academic Decisions Students who wish to appeal an academic decision are encouraged to meet with a Student Advisor in Student Advisement. Student Advisors educate students about the appeal process. The student submits a Level 1 Academic Appeal Form accompanied by all pertinent documentation online to the Office of the Registrar via email at academicappeals@sheridancollege.ca within five business days of receipt of the decision. Please include the text ‘Appeals Level 1’ followed by the campus in the subject line of the email. The Office of the Registrar will confirm whether the student’s enrolment is impacted and will immediately forward the application to the appropriate Associate Dean or designate. An Associate Dean who has participated in the policy decision being appealed will remove his/herself from the process. Within three business days of receiving the form, the student’s Associate Dean or designate will review the appeal for the purpose of determining if he/she has sufficient information to decide the appeal, and then determine what pathways the Associate Dean must follow if he/she finds he/she has sufficient information (while deciding on the appeal within three days), or if he/she finds he/she does not have sufficient information (he/she will convene a meeting). Based on the information presented in the application, any supplementary information provided and/or based on the meeting, the Associate Dean or designate will make a decision on the appeal and will advise the student of his/her decision by Sheridan email within three business days. The decision with the rationale for the decision will be documented on the Level 1 Academic Appeal Form. The completed form and all supplementary information must be emailed to the Office of the Registrar Record Specialist who initiated the appeal on behalf of the student. All documentation will be retained for one year. The student may request to meet with the Associate Dean or designate to discuss the decision of the appeal. The meeting must take place within three business days of notification of the decision. 7 In extenuating circumstances, a Level 1 appeal may be filed past the deadline described above, provided that the student can provide a satisfactory explanation and/or supporting documentation for the delay in filing the appeal. These appeals must be filed with the Faculty Office and not to the email address academicappeals@sheridancollege.ca. Only late appeals forwarded to the Office of the Registrar by the Faculty Office will be processed. Please refer to the section Criteria for Appeal found earlier in this document for a list of possible conditions to file a late appeal. A student who is dissatisfied with the decision of the Associate Dean or designate may formally appeal to the Sheridan Appeal Committee. In order to proceed to a Level 2 appeal, at least one of the following three grounds must be met: 1. A significant procedural error has occurred in the first level of appeal. 2. Compelling new evidence is available that could potentially influence the appeal and that could not reasonably have been obtained during the first level of appeal. 3. Sanctions imposed are unreasonable or substantially disproportionate to the circumstance or offence. If the appeal results in a change to a student’s record, the Associate Dean or designate will complete the appropriate paperwork and forward it to the Office of the Registrar for processing. Every attempt will be made to process changes within 10 business days of the appeal decision; it is the students’ responsibility to follow-up with the Associate Dean if their record is not updated. If the original decision stands, the student will be removed from any course(s) in which they should not be registered. Level 2 Academic Appeal Process For students who wish to appeal a Level 1 decision, it is mandatory that they meet with a Student Advisor in Student Advisement to learn about the Level 2 appeal process. Students who proceed may submit a Level 2 Academic Appeal Form accompanied by all pertinent documentation online to the Office of the Registrar via email at academicappeals@sheridancollege.ca within five business days of receipt of the Associate Deans or designates decision. Please include the text ‘Appeals Level 2’ followed by the campus in the subject line of the email. The Office of the Registrar will only process those appeals where the student has met with Student Advisement. The Office of the Registrar will confirm whether the student’s enrolment is impacted and will immediately forward the application, along with the Level 1 Academic Appeal Form, to the Chair of the Academic Appeals Committee. Based on the established grounds and time limits, the committee will decide if the appeal will be heard or dismissed. If the appeal is dismissed, the student will receive written notification from the Committee within five business days. The decision with the rationale for the decision will be documented on the Level 2 Academic Appeal Form. The completed form and all supplementary information must be emailed to the Office of the Registrar Record Specialist who initiated the appeal on behalf of the student. If the appeal proceeds, the Committee will convene a panel during the last week of the first month of the semester or as needed. The student will receive written notification from the 8 Committee within five business days notifying him/her that the appeal will proceed. The panel will be made up of five individuals selected from Sheridan’s Appeal Committee. Members of the panel will not have had any previous involvement in the appeal process or be from the Academic Faculty of any of the parties involved in the appeal. The panel will review the documentation and supplementary information as provided in the Level 1 Academic Appeal. It is the responsibility of the panel to meet, review, hear and make a decision on the appeal in a timely manner. The panel will notify the student, and any faculty, administrators and/or staff involved in the appeal of the date, time and location of the hearing at least five business days prior. In the absence of evidence satisfactory to the panel establishing that a party is unable to attend, the hearing will proceed even if any of the parties choose not to attend. The student will have the opportunity to bring witnesses or someone for support to the hearing. Academic Faculty may also request the attendance of witnesses at the meeting. Both parties are responsible for submitting a list to the Chair of the Committee at least three business days prior to the hearing. Two business days prior to the hearing, the Chair will circulate copies of all material submitted to all parties involved. Each party will present his/her case (including any witnesses), starting with the student. The panel may ask questions during the presentations. After hearing both sides, the panel may query either party to clarify any points in question. Once the panel has obtained all necessary information to make a decision, the parties will be dismissed. Within two business days of the meeting, the student and all affected parties will receive written notification of the decision of the panel as documented on the Level 2 Academic Appeal Form. The decision will be based on a majority vote. The decision with the rationale for the decision will be documented on the Level 2 Academic Appeal Form. The completed form and all supplementary information must be emailed to the Office of the Registrar Record Specialist who initiated the appeal on behalf of the student. Any supplementary information should also be forwarded. All documentation is to be retained for six years. The panel’s decision is final and binding. 5. Related Documentation (Procedures/Additional Policies/Forms) 1. 2. 3. 4. 5. 6. 7. 8. 9. Level 1 Academic Appeal Form Level 2 Academic Appeal Form Academic Appeals and Consideration Policy Academic Integrity Policy Academic Standing Policy Advanced Standing Policy Graduation Policy Prior Learning Assessment and Recognition (PLAR) Policy Second Credential Policy 9