Appendix This appendix includes details about the model formulation and the parameters that were used in simulation. It is organized as follows (sections are hyperlinked): I. Epidemiological Model II. Vector Ecology Model III. Insecticide Resistance Model IV. Model limitations and extensions V. Considering Population Growth in the Epidemiological Model 1 Epidemiological Model With regard to malaria infection by two strains, drug-resistant (r) or nonresistant (n), individuals are either: i. Susceptible (π) ii. Incubating (π»π and π»π ) iii. Infectious and symptomatic (πΌπ and πΌπ ) iv. Recovered (π ) v. Infectious but asymptomatic (ππ and ππ ) The compartmental flow diagram for the disease, accounting for age-structure, is depicted in figure S1. Formally, the equations characterizing malaria epidemiology among the human population are as follows: Individuals die at age-specific rate π(π), regardless of disease status; as in previous malariological models of this sort [1-3], we make the simplifying assumption that there is no disease-induced mortality. Susceptibles are infected with nonresistant and resistant strains of malaria at age-specific rates ππ (π) and ππ (π) respectively. Recovered, untreated individuals return to susceptible status at rate π, which is the rate of immunity loss. Fractions πππ and ππ΄πΆπ of sick individuals are treated with SP and ACT respectively; these individuals recover at rates πππ and ππ΄πΆπ respectively, assuming they are not infected with a resistant strain in the case of SP. The differential equation for the number of individuals of age π who are susceptible at time π‘ is thus: ππ ππ + = ππ + (πππ πππ + ππ΄πΆπ ππ΄πΆπ )πΌπ + ππ΄πΆπ ππ΄πΆπ πΌπ − [ππ (π) + ππ (π) + π(π)]π ππ‘ ππ The average incubation time for either strain of malaria in the model is ππ» , and incubating individuals become symptomatic at a constant rate. It is assumed that individuals who have 2 naturally recovered from the illness may be reinfected and become symptomatic at rates ππ (π)ππΌ π , where ππΌ ∈ [0,1], using the subscript π = π , π to denote, nonresistant and resistant strains respectively. The differential equations for the number of incubating and symptomatic individuals are therefore: ππ»π ππ»π 1 + = ππ (π)[π + ππΌ π ] − [ + π(π)] π»π ππ‘ ππ ππ» ππΌπ ππΌπ π»π + = − {(1 − ππ΄πΆπ − πππ πππ π[π = π])ππ + πππ πππ π[π = π] + ππ΄πΆπ ππ΄πΆπ + π(π)} πΌπ ππ‘ ππ ππ» where π[π = π] is the indicator function for the nonresistant strain. Individuals who have recovered “naturally” from malaria (i.e. without the aid of SP or ACT), and are thus in the π compartment, become reinfected with malaria at the same rates ππ (π) and ππ (π) as susceptibles. As mentioned above, a fraction ππΌ of the individuals manifest symptoms, and the remaining portion 1 − ππΌ is asymptomatic, putting them in the ππ and ππ compartments. Asymptomatic infections recover at rates ππ and ππ for nonresistant and resistant strains, respectively. The differential equations for the naturally recovered and infected, asymptomatic individuals is thus: ππ ππ + = (1 − πππ − ππ΄πΆπ )ππ πΌπ + (1 − ππ΄πΆπ )ππ πΌπ − [π(π) + ππ (π) + π + π(π)]π + ππ ππ + ππ ππ ππ‘ ππ πππ πππ + = (1 − ππΌ )ππ (π)π − [ππ + π(π)]ππ ππ‘ ππ for π = π , π. In the MATLAB implementation of the model, policy controls such as the fractions πππ and ππ΄πΆπ of symptomatic individuals who are treated with SP or ACT may directly depend on age or time, or may be formulated as “feedback” controls, dependent on the state variables of the system. In the paper, we only consider coverage levels which do not vary over time. The boundary conditions for this subsystem of partial differential equations consists of initial conditions on the age-profiles of the above state variables and a characterization of 3 population recruitment using an age-specific fertility rate π(π). Denoting the population density as π ≡ π + π»π + π»π + πΌπ + πΌπ + π + ππ + ππ , recruitment into the newborn susceptible class is ∞ characterized by π(π‘, 0) = ∫0 π(π)π(π‘, π)ππ. We make the simplifying assumption that there is no recruitment into other disease compartments, i.e. there is no vertical transmission. Vector Ecology Model The vector ecology component of the model determines the forces of infection ππ (π) in the epidemiological model above, which link insecticide spraying impacts on the vector population with epidemiological impacts. The aggregate mosquito population dynamic is assumed to follow the differential equation: ππ = Π − ππ ππ‘ where Π is density-independent recruitment per unit time and π is the vector mortality rate [3]. Vectors’ disease status with regard to the naïve and drug resistant malaria strains is either susceptible (π), incubating (ππ and ππ ), or infectious (ππ and ππ ). The epidemiological dynamics among the vector population are similar to those of the human population, except that we do not specify age-structure for vectors. Vectors are infected by nonresistant and resistant malaria strains at rates πππ and πππ respectively, at which point they begin incubating parasites. At a constant rate, incubating mosquitoes become infectious to humans, such that ππ is the average incubation time of malaria in mosquitoes (a.k.a the sporogonic cycle). ππ = Π − (πππ + πππ + π)π ππ‘ πππ 1 = πππ π − ( + π) ππ ππ‘ ππ π = π ,π 4 πππ ππ = − πππ ππ‘ ππ Note that the differential equation for π is redundant, and can be eliminated using the identity π ≡ π − ππ − ππ − ππ − ππ . In the model, the rates πππ are determined by the prevalence of malaria in vectors and humans, as well as human-vector contacts determined, for example by biting behavior. For a given probability πβπ (resp. ππβ ) of passing parasites from (to) mosquitoes to (from) a human of age π, and also given a likelihood ratio π(π) of biting a human of age π relative to an arbitrary base age, we model these rates as: ππ (π‘, π) = ππ (π‘) β πβπ (π)π(π) ⋅ ∞ ππΊ ∫ π(πΌ) π(π‘, πΌ)ππΌ π = π ,π 0 ∞ πππ (π‘) β ∫ ππβ (πΌ)π(πΌ) [πΌπ (π‘, πΌ) + πππ (π‘, πΌ)]ππΌ = ⋅ 0 ∞ ππΊ ∫ π(πΌ) π(π‘, πΌ)ππΌ 0 where π is the fraction of asymptomatic human infections which are infectious to mosquitoes. The age dependence of the transmission probabilities πβπ and ππβ is due in this model to the effect of bednet coverage, which may vary by age. Specifically, if the baseline probabilities are 0 0 πβπ and ππβ , and the protective effect of nets in terms of lowering contact is to reduce both of these probabilities by a fraction π½, then for age-specific levels of net coverage πΆπππ‘π (π), we have: 0 πβπ (π) = [1 − π½πΆπππ‘π (π)]πβπ 0 ππβ (π) = [1 − π½πΆπππ‘π (π)]ππβ As with other controls, πΆπππ‘π may also be time dependent, either directly or through feedback dependence on the state variables. 5 Weather affects vector ecology by controlling vector recruitment, the gonotrophic, and the sporgonic cycle. In this model we follow Worrall, Connor et al. [3] formulate mosquito recruitment at time π‘ as Π(π‘) ∝ ππππππ(π‘) where ππππππ(β) is a continuous function. The proportionality constant implied by this relationship is a parameter to be fitted; see table 1 in the main text. The specific function ππππππ(β), displayed in Figure 2 of the main text, is obtained from a Fourier regression of precipitation on month over several decades, such that ππππππ(β) is periodic over one year intervals. Weather has also been hypothesized to affect biting behavior, through effects on mosquitoes’ reproductive frequency. In this model we again follow Worrall, Connor et al. [3] and formulate the gonotrophic cycle as ππΊ (π‘) = π£πΊ + ππΊ π‘πππ(π‘) − ππΊ where π£πΊ is the minimum time required for gonotrophy, ππΊ is the minimum temperature required for gonotrophy, and ππΊ minimum degree-time required for gonotrophy. Without good data to independently estimate these parameters, we use estimates of these parameters from Worrall, Connor et al. [3]. Note that this function can be expressed as log-linear in the deviations [ππΊ (π‘) − π£πΊ ] and [π‘πππ(π‘) − ππΊ ]. If we define “excess time until gonotrophy” as the time above the minimum, and the “excess temperature” similarly, it is apparent here that a 1% increase in excess temperature yields a 1% decrease in the excess time required for gonotrophy. Similarly to the gonotrophic cycle, we model the length of the sporogonic cycle as a function of temperature as follows: 6 πΌπ ππ ππ (π‘) = π£π + [ ] π‘πππ(π‘) − ππ where π£π , ππ , and ππ are directly analogous to π£πΊ , ππΊ , and ππΊ . The parameter πΌπ controls the relative impact of excess temperature increases on the excess length of the sporogonic cycle; we allow this parameter to vary, because restricting it to unity yields a poor fit with the data. We estimated these parameters independently of the rest of the model using data reported in Teklehaimot, Lipsitch [4]. The resulting estimates are displayed in Table S1. As with the gonotrophic cycle model, this function can be expressed as log-linear in deviations from the minimum time and temperature required for sporogony. However, our estimates indicate that magnitude of the effect is greater than unity: A 1% increase in excess temperature yields a 3.07% decrease in the excess time until sporogony. As with precipitation, the specific function temp(β), displayed in figure 2 of the main text, is obtained from a Fourier regression of temperature on month over several decades, such that temp(β) is periodic over one year intervals. Insecticide Resistance Model To incorporate insecticide resistance, we provide a mathematical characterization of how insecticides impact mosquito mortality under different levels of resistance as well as a characterization of how resistance spreads through the vector population. Here, resistance is characterized by diploid genetics; vectors are assumed to express one of two alleles (resistant or susceptible) at a single locus on a pair of chromosomes. An example of such a polymorphism in a mosquito vector is the “knockdown resistance” (kdr) gene in A. gambiae. The dynamic variable of interest here is the fraction π of the vector population which possesses at least one copy of the susceptible allele. 7 Average vector mortality π is a weighted mean of the mortality rates of individual genotypes, and depends on π , as well as the level of insecticide exposure πΆ : π = π0 + ππ (1 − π )2 + π·ππ 2π (1 − π ) + πΆβπ[(1 − π·)2π (1 − π ) + π 2 ] Here, π· ∈ [0,1] is the relative dominance of the resistant gene in heterozygotes. The extra mortality term ππ for resistant genotypes captures the possibility of an evolutionary “fitness cost” associated with possessing resistance to the insecticide, discussed further in the following paragraph. The insecticide-induced evolutionary advantage of the resistant types is captured by assuming π > 0. This representation of how vectors respond to insecticide exposure is relatively standard in the literature on insecticide resistance [e.g. 5]. To model the evolution of π , a “replicator dynamic” is used to characterize selection for the resistant or susceptible genotypes [6, 7]. In the present context, such a dynamic takes the form: ππ = πππΊ (π − βππΆ)[π·π + (1 − π·)(1 − π )]π (1 − π ) ππ‘ where π is the speed of insecticide resistance accumulation, π is the total fitness cost of the resistant type relative to the susceptible type. Here, this fitness cost is defined as π ≡ ππ + 1 ππΊ πΊ ln πΊπ , where πΊπ and πΊπ are respectively measures of the fecundity of sensitive and resistant π genotypes respectively. This definition of the fitness cost is a generalization of current definitions in the literature examining the accumulation of insecticide resistance in pest and/or vector populations. Overall insecticide exposure πΆ is modeled as: ∞ πΆ(π‘) ≡ ππππ‘π ∫0 πΆπππ‘π (π,π‘)π(π,π‘)ππ ∞ ∫0 π(π,π‘)ππ + ππΌπ π πΆπΌπ π (π‘) where ππππ‘π and ππΌπ π are the fractions of time vectors are exposed to ITNs or IRS respectively, πΆπππ‘π (π, π‘) is the coverage level of nets among individuals of age π at time π‘, π(π, π‘) is the total 8 population density of age π at time π‘, πΆπΌπ π (π‘) is the fraction of the total population covered by IRS at time π‘. So total insecticide coverage is the sum of coverage levels due to spraying and nets. And A note on numerical simulation of the model As mentioned in the text, the full model was implemented using exponential functions as opposed to linear differences, or some other differential equation simulation method. As an example of the use of exponential functions, consider the ordinary differential equation (ODE) for the overall mosquito population ππ ππ‘ = Π − ππ. This ODE can be simulated as: (π −πΔ − 1) π(π‘ + Δ) − π(π‘) =Π+ π(π‘) Δ Δ where Δ is a small increment of time. We can rearrange this to get: π(π‘ + Δ) = ΔΠ + π −πΔ π(π‘) The simulation of partial differential equations in this context can be done similarly. For example, the PDE for asymptomatic infections ππ ππ‘ ππ + ππ = (1 − ππΌ )π(π)π − [π + π(π)]ππ can be approximated using: π(π‘ + Δ, π + Δ) = {1 − exp[−(1 − ππΌ )π(π)Δ]}π (π‘, π) + exp{−[π + π(π)]Δ} π(π‘, π) Thus, this method generalizes to all of the differential equations in this paper. Model limitations and extensions In terms of modeling extensions that may be warranted, the first task is to allow for timedependent portfolios, e.g. allowing for “pulses” of IRS or abandoning SP following the advent of widespread resistance. Additionally, while deterministic, differential equations models of 9 malaria transmission remain the standard in the literature [e.g. 8], allowing for uncertainty and stochasticity in transmission dynamics seems increasingly necessary from a policy standpoint: In the standard deterministic models, disease eradication can only accomplished in the long-run and through the perpetual employment of sufficiently intensive interventions. A stochastic model can allow analysts to think in more concrete terms about the “probability of eradication,” and, because true eradication can be achieved in finite time in such models, there may be a large economic benefit (in addition to the obvious, moral benefits) to achieving eradication, since future malaria interventions could become unnecessary and thus abandoned, saving costs. A related issue is the theory underlying mass-action or pseudo-mass action disease models [9, 10]: Such models approximate random transmission well in settings with large numbers of infected individuals. Such a setting certainly describes the malaria distribution in many African countries, including Tanzania. However, when we begin to consider the possibility of malaria elimination or eradication, we must analyze transmission when there are relatively few infected individuals, pointing towards the necessity of a stochastic model. All of the limitations addressed above are not isolated to this modeling exercise: They are limitations of all current-generation deterministic, Macdonald-Ross models of vector borne transmission. Thus, one lesson from this modeling exercise is that generalizing malaria transmission models to account for the above issues has direct import for cost-effectiveness analysis of malaria control programs. Considering Population Growth in the Epidemiological Model The assumption of a stabilized human population clearly does not hold in many malaria endemic countries, including Tanzania. High fertility and mortality, as well as major migrations across national borders and between rural and urban areas, can have dramatic implications for the cost10 effective control of malaria. These implications are only just beginning to be analyzed systematically [11]. One of the most pressing issues for making theoretical models of transmission more applicable for on-the-ground disease control is resolving the problem of increasing human-vector population ratios: Even in current-generation models of vector-borne transmission, an increasing human population inevitably leads to malaria elimination in the longrun, due to the low probability of a mosquito landing on an infected human. One potential solution to this problem is to assume a constant ratio of humans-to-mosquitoes. Even though vector recruitment is assumed by convention to be independent of human population size (i.e. independent of the availability of the prey), a constant human-vector ratio could be justified on spatial terms. For example, in the Auger and Kouokam’s [12] model of vector-borne disease transmission in a “patchy environment,” one can generate a constant human-vector ratio by assuming that the number of patches is proportional to human population, and that recruitment in each patch is identical. As a preliminary investigation into this issue, we translate this assumption into the present model, assuming that vector recruitment Π is proportional to total ∞ human population ∫0 π(π)ππ. 11 Table S1: Fitted parameters for temperature-dependence of sporogonic and gonortophic cycles Symbol π£π Best Fit 4.664656106 Description Minimum days required for sporogony Units Days ππ 16.177 Degree-days required for sporogony Degree-days ππ 12.456 Minimum temperature required for sporogony Degrees celsius πΌπ 3.0757 Shape parameter on accumulation of degree days Elasticity 12 Table S2: Baseline model parameters from the literature or assumed1 Symbol Baseline Value Description Units DEMOGRAPHY AND EPIDEMIOLOGY π0 23,860 Total human population. Arbitrary humans π 1.38629 Rate of immunity loss from Águas, White et al. [1] per year πππ 0.749 Recovery rate those successfully treated with SP [13] per day ππ΄πΆπ 1.52 Recovery rate those successfully treated with ACT [13] per day ππ /ππ 0.2 Relative untreated recovery rate of drug-resistant cases; fitness cost [14-16]. ratio ππ /ππ 0.2 Relative untreated recovery rate of drug-resistant cases; fitness cost [14-16]. ratio π½ 0.8 fraction in [0,1] π€πππ π‘πππ 0.55 VECTOR ECOLOGY, TRANSMISSION PARAMETERS Physical protectiveness of nets; higher = more protective. Arbitrary: see sensitivity analysis. Fraction of time vectors are resting or attempting to lay eggs: exposed to IRS [17]. π€βπ’ππππ fraction in [0,1] 0.22 Fraction of time vectors are attempting to feed on humans: exposed to ITNs [17]. fraction in [0,1] π0 0.2712 Baseline vector mortality [3, 18] Mosquitoes per day π 0.833 Insecticide-induced vector mortality for susceptible mosquitoes [3, 18] Mosquitoes per day π£0 0.15 Initial genetic frequency of DDT/pyrethroid resistance in vectors. fraction in [0,1] π 0 Aggregate fitness cost of insecticide resistance [19-21] Rate per day π· 1 Genetic dominance of resistant genotypes [19-21] fraction in [0,1] 2.272 0.464022 0.5 Speed of evolution of insecticide resistance in vectors [17] Probability of passing parasites from humans to mosquitoes. Assumed. Fraction of vector bloodmeals on humans (human blood index, HBI) Dimensionless Probability fraction in [0,1] 1 Ability of asymptomatic malaria cases to infect mosquitoes; assumed. dimensionless weight 1 − 0.0056 β π −0.998βage Age-specific relative likelihood of mosquito bites [1]. dimensionless weight π 0 ππβ β π π(age) 1 The references in this table either provided values for the parameters, or guidance in choosing reasonable values. 13 Table S3: Univariate sensitivity analysis of cost-effective portfolios (CEPs)1 PARAMETER VARIED (IF ANY) Baseline, for comparison VECTOR CONTROL TREATMENT ITN IRS ACT SP ANNUALIZED COSTS PER CAPITA 5 years 100% 60% 60% 40% $0.42 10 years 100% 0% 80% 20% $0.50 20 years 100% 0% 100% 0% $1.91 POLICY HORIZON SENSITIVITY ANALYSIS OF ECONOMIC PARAMETERS Discount rate doubled (πΏ = 0.06) Discount rate quadrupled (πΏ = 0.12) Discount rate halved (πΏ = 0.015) Infection cost halved ($40 per case) Infection cost doubled ($160 per case) 5 years 100% 60% 60% 40% $0.44 10 years 100% 0% 80% 20% $0.56 20 years 100% 0% 100% 0% $1.67 5 years 100% 60% 60% 40% $0.49 10 years 100% 0% 80% 20% $0.69 20 years 100% 0% 100% 0% $1.32 5 years 100% 60% 60% 40% $0.40 10 years 100% 0% 80% 20% $0.48 20 years 100% 0% 100% 0% $2.05 5 years 100% 60% 40% 60% $0.34 10 years 100% 0% 60% 40% $0.41 20 years 100% 0% 100% 0% $1.58 5 years 100% 60% 100% 0% $0.55 10 years 100% 0% 100% 0% $0.67 20 years 100% 0% 100% 0% $2.58 SENSITIVITY ANALYSIS OF INTERVENTION-RELATED BIOLOGICAL PARAMETERS Positive fitness cost of insecticide resistance (π/ππΊ = 0.849) No fitness cost of drug resistance (ππ /ππ = ππ /ππ = 0) Inverted time resting versus feeding on humans (π€πππ π‘πππ = 0.22, π€βπ’ππππ = 0.55) 40% decrease in physical protectiveness of nets (π½ = 0.5) 1 5 years 80% 100% 60% 40% $0.40 10 years 60% 100% 60% 40% $0.27 20 years 0% 100% 60% 40% $0.19 5 years 100% 60% 60% 40% $0.42 10 years 100% 0% 100% 0% $0.52 20 years 100% 0% 100% 0% $1.94 5 years 100% 0% 60% 40% $0.37 10 years 60% 0% 80% 20% $2.08 20 years 100% 0% 100% 0% $3.49 5 years 80% 60% 60% 40% $0.51 10 years 100% 20% 80% 20% $2.20 20 years 100% 40% 0% 20% $4.10 Magnitudes of parameter changes based on references cited in Table S2. 14 Works cited 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 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