Title: Role of Prothrombin Complex Concentrate in Transfusion Protocols Author: Kenichi A. Tanaka, M.D., M.Sc. Affiliation: Professor, Department of Anaesthesiology, University of Pittsburgh Medical Center, Pittsburgh, Pennsylvania, USA Email: tanakak@upmc.edu Haemostasis is a natural defence mechanism against vascular injury and haemorrhage (1), and it consists of multiple phases involving both cellular and humoral elements of coagulation (2). In the presence of coagulopathy after major trauma and surgery, haemostasis management becomes a major challenge for anesthesiologists and intensivists (3-6). The haemostatic defect in perioperative patients is often multifactorial, and the coagulation status can change for the worse in a short period of time. It is thus important to address this problem with comprehensive clinical assessments of coagulopathy, and timely administration of haemostatic therapy (6-9). Transfusion of plasma and platelets has been the mainstay haemostatic therapy for many decades. However, the timing of transfusion is difficult to control particularly because blood components and laboratory test results are often unavailable in a timely fashion. Delayed decision and administration of transfusion can exacerbate coagulopathy, and potentially affect clinical outcomes. However, premature and overzealous uses of haemostatic agents can be equally harmful to the patients (10). For a number of hereditary coagulation factor deficiency, plasmaderived or recombinant factor concentrate is available to replace the deficient factor(s) without using plasma (11). The FDA has recently approved the concentrate of vitamin K dependent factors for the management of bleeding in patients treated with vitamin K antagonists (e.g., warfarin)(12). When managing perioperative bleeding, these factor concentrates can be more effective than allogeneic plasma, but inappropriate uses can be costly, and associated with worsening haemorrhage or thromboembolic complications. The goals of this lecture are to review current limitations of plasma transfusion, and discuss the roles of prothrombin complex concentrate (PCC) as a perioperative therapy for haemostasis. Human Plasma-derived PCC Acute reversal of warfarin using plasma has been a difficult and time-consuming task in case of bleeding complications or emergency surgery (13, 14). Clinical availability of PCC overcomes some of the major issues of perioperative plasma transfusion. PCCs contain the standardized amounts of lyophilized, human plasma-derived vitamin K dependent factors; FII (prothrombin), FVII, FIX and FX. There are also various amounts of protein C, protein S, protein Z, heparin or antithrombin in different PCCs (15). PCCs were historically indicated for FIX replacement in haemophilia B, and the potency of each vial is shown in the dose of FIX (international unit [IU]). Two commercial PCC products are mainly indicated for the reversal of warfarin anticoagulation. Kcentra (CSL Behring, Marburg, Germany) has been recently approved by the FDA, and Octaplex (Octapharma, Hoboken, NJ) is expected to be approved soon. Cofact is another PCC product available in some European countries (Note: these PCCs have been clinically available for years in European countries; Table 1)(16, 17). These two PCCs are different from Bebulin (Baxter, Westlake Village, CA) and Profilnine (Grifols, Los Angels, CA) with low amounts of FVII relative to FII, FIX, and FX (Note: they are referred as a 3-factor PCC; Table 1). The use of 4-factor PCC is preferred under these circumstances because additional sources of FVII are less likely to be required (i.e., plasma transfusion, or 1-2 mg of rFVIIa)(18). Table 1. Prothrombin Complex Concentrates (PCCs) Product name FII FVII FIX FX Protein C/S Additive Kcentra/Beriplex 111 57 100 150 Yes Heparin, AT Octaplex 98 66 100 96 Yes Heparin Bebulin 120 13 100 139 N.R. Heparin Profilnine 148 11 100 64 N.R. No heparin Cofact 106 48 100 103 Yes No heparin Note: Data in Table 1 indicate relative contents of vitamin K dependent factors for different PCCs. The percent (%) activity of each factor is shown relative to FIX activity (based on the prescribing information for each product; actual factor contents may vary for each vial). Manufacturers are as follows; Kcentra/Beriplex (CSL Behring, Marburg, Germany), Octaplex (Octapharma, Lachen, Switzerland), Bebulin (Baxter, Westlake Village, CA), and Profilnine (Grifols, Los Angels, CA), Cofact (Sanquin, Amsterdam, Netherlands). Other PCC products are also available in different countries. Dosing and Contraindications of PCC The dose of 4-factor PCC is chosen according to the prolongation of international normalized ratio (INR) of prothrombin time (Table 2). Hemostatic efficacy and pharmacological activity of 4-factor PCC compared to FFP have been shown in the multicenter prospective randomized study of Kcentra and FFP in warfarin-treated adult patients (INR>2.0) undergoing urgent surgery or invasive procedure (Table 2)(12). Intravenous vitamin K (5–10 mg) is administered to prevent a rebound increase in INR over 6–8 h due to the relatively short half-life of FVII (4–6 h). Table 2. Treatments for Acute Warfarin Reversal for the Kcentra® Study INR PCC Treatment (iv) Plasma Transfusion (iv) 2.0-3.9 PCC 25 IU kg-1 + vit K 5-10 mg Plasma 10 ml kg-1 + vit K 5-10 mg 4.0-5.9 PCC 35 IU kg-1 + vit K 5-10 mg Plasma 12 ml kg-1 + vit K 5-10 mg >6.0 PCC 50 IU kg-1 + vit K 5-10 mg Plasma 15 ml kg-1 + vit K 5-10 mg Table 2 indicates the study protocol from the Kcentra® study (19). Protein C/S=protein C/protein S, AT = antithrombin, N.R. = not reported, Yes = contains therapeutic amounts. IU = international unit of factor IX, vit K = vitamin K. Clinical haemostasis over 24h was judged to be effective in 72.4% (71/98) with Kcentra, and 65.4% (68/104) with FFP transfusion (i.e., PCC was non-inferior to FFP)(19). The percentage of cases in which INR was reduced to <1.3 after 30 min of intervention was clearly higher with Kcentra than with FFP; 62.2% (61/98) vs. 9.6% (10/104). Thromboembolic complication is a possible risk of PCCs. In a recent meta-analysis of 27 studies (1032 patients) including both 3-factor and 4-factor PCCs for the reversal of vitamin K antagonists, the overall incidence of thromboembolic complications was 1.4% (95% CI, 0.8–2.1). The uses of PCCs were rarely the direct cause of death, but total mortality rate was 10.6%, indicating the patients who received PCCs were often very ill. The use of PCCs is contraindicated in the case of ongoing DIC (20). PCCs are known to increase prothrombin and FX levels (half-lives, 40–72h) in a dose-dependent manner, and the balance of procoagulant and anticoagulant proteins may be shifted toward hypercoagulable state. Most PCCs contain subtherapeutic amounts of heparin and AT, although some contain therapeutic amounts of protein C, protein S, and protein Z (15). References 1. Tanaka KA, Key NS, & Levy JH (2009) Blood coagulation: hemostasis and thrombin regulation. Anesth Analg 108(5):1433-1446. 2. Tanaka KA, Bolliger D, Vadlamudi R, & Nimmo A (2012) Rotational thromboelastometry (ROTEM)-based coagulation management in cardiac surgery and major trauma. J Cardiothorac Vasc Anesth 26(6):1083-1093. 3. Bolliger D, Gorlinger K, & Tanaka KA (2010) Pathophysiology and treatment of coagulopathy in massive hemorrhage and hemodilution. Anesthesiology 113(5):12051219. 4. Dutton RP (2012) Haemostatic resuscitation. 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World Federation of Hemophlia, Montreal. 12. CSL Behring (April 2013) Kcentra, prothrombin complex concentrate (human). Prescribing Information: Marburg, Germany. 13. Goldstein JN, et al. (2006) Timing of fresh frozen plasma administration and rapid correction of coagulopathy in warfarin-related intracerebral hemorrhage. Stroke 37(1):151-155. 14. Ageno W, et al. (2012) Oral anticoagulant therapy: Antithrombotic Therapy and Prevention of Thrombosis, 9th ed: American College of Chest Physicians EvidenceBased Clinical Practice Guidelines. Chest 141(2 Suppl):e44S-88S. 15. Levy JH, Tanaka KA, & Dietrich W (2008) Perioperative hemostatic management of patients treated with vitamin K antagonists. Anesthesiology 109(5):918-926. 16. Riess HB, et al. (2007) Prothrombin complex concentrate (Octaplex) in patients requiring immediate reversal of oral anticoagulation. Thromb Res 121(1):9-16. 17. Pabinger I, et al. (2008) Prothrombin complex concentrate (Beriplex P/N) for emergency anticoagulation reversal: a prospective multinational clinical trial. J Thromb Haemost 6(4):622-631. 18. Holland L, et al. (2009) Suboptimal effect of a three-factor prothrombin complex concentrate (Profilnine-SD) in correcting supratherapeutic international normalized ratio due to warfarin overdose. Transfusion 49(6):1171-1177. 19. Sarode R, et al. (2013) Efficacy and Safety of a Four-Factor Prothrombin Complex Concentrate (4F-PCC) in Patients on Vitamin K Antagonists Presenting with Major Bleeding: A Randomized, Plasma-Controlled, Phase IIIb Study. Circulation 128:123443. 20. Anonymous (2009) Cross-sectional guidelines for therapy with blood compo- nents and plasma derivatives: Chapter 7 Procoagulators. . Transfus Med Hemother 36:419-436.