Application Form Environmental Protection Act 1994 Application for approval as an auditor for contaminated land This approved form is to be used by an individual who is applying for approval as an auditor, in order to undertake the contaminated land audit functions under Section 568(b) of the Environmental Protection Act 1994 (the Act). This includes individuals who have accreditation or approval as a contaminated land auditor in another Australian jurisdiction and who are seeking approval through mutual recognition according to the Mutual Recognition (Queensland) Act 1992. Contaminated land auditor approvals remain in force for 3 years from the date of issue unless cancelled or suspended before the period ends. It is essential that, prior to making any application for approval as an auditor, you refer to the draft prescribed guideline—contaminated land auditors under Chapter 12, Part 3A (Ref: EM1201) and the draft prescribed code of conduct—code of professional conduct for auditors approved under Chapter 12, Part 3A (EM1202). GUIDE 1. Applicant details Please note these details will be used for correspondence from the department Name Position Residential or registered business address Telephone Facsimile Mobile telephone Email 2. Are you seeking mutual recognition of one or more registration(s) or approval(s) as an auditor for contaminated land held in another Australian State? Yes Page 1 of 9 • 150324 EM815 • Version 3 Provide details about your registration(s) or approvals(s) as an auditor for contaminated land in any other State and specify all of the ABN 46 640 294 485 Application Form Application to be a contaminated land auditor applicable States. Attach evidence of: No each current registration or approval as an auditor for contaminated land including certified copies of current appointments or approval certificates any conditions or limitations associated with each current registration or approval. If No, go to Question 6. Details 3. Have any of your past or present approvals from any of the other Australian jurisdictions ever been suspended, revoked, cancelled or renewal declined? Yes Provide details of this occurrence below. No Details 4. Are you currently, or have you been, subject to any disciplinary, criminal or civil proceedings in any other Australian state in relation to your activities as an auditor? Yes Provide details of the proceedings and outcome below. No Details 5. Do you give consent to the making of inquiries and the exchange of information with the other State authorities regarding your activities as an auditor, or any other matters relevant to your request for mutual recognition? Yes No Page 2 of 9 • 150324 EM815 • Version 3 This is a requirement for any person seeking mutual recognition of a registration or approval as an auditor for contaminated land held in Department of Environment and Heritage Protection Application Form Application to be a contaminated land auditor another Australian state. 6. Do you hold a current certification against one or more of the following auditor qualification systems? Yes Check the box beside any of the following certifications currently held: ISO 19011:2003 (Guidelines for quality and/or environmental management systems auditing) by a Joint Accreditation System of Australia and New Zealand (JAS-ANZ) accredited organisation to the level of auditor or above1 Environmental Management System (EM) Auditor Qualification-based (QB) Certification Scheme2 Institute of Environmental Management and Assessment (IEMA) Environmental Auditor Register3. No The draft prescribed guideline— contaminated land auditors under Chapter 12, Part 3A sets out what the chief executive considers to be relevant qualifications. Provide a statement that, if approved, you are willing, to obtain certification against one of the above-listed auditor qualification systems. The chief executive (or delegate) may, if your application is approved, make this a condition of your approval under s.571(b) of the Act. 7. Can you provide evidence that you have the qualifications relevant to being able to perform the audit function(s) of a contaminated land auditor? (Persons seeking mutual recognition are not required to complete this question. Go to Question 10.) Yes include relevant details in the table below and attach: No a curriculum vitae showing all relevant qualifications, registrations and certifications held certified copies of all relevant tertiary qualifications on which the applicant relies to support approval of his or her application. You cannot make an application for approval as an auditor for contaminated land. Name of degree or post-graduate qualifications (and major discipline if relevant) Institution conferring the degree Year of completion 1 Certification grade of auditor or above will be considered appropriate. 2 Certification of an equivalent grade to ISO 19011:2003 auditor level or above will be considered appropriate. 3 Certification of an equivalent grade to ISO 19011:2003 auditor level or above will be considered appropriate. Page 3 of 9 • 150324 EM815 • Version 3 Department of Environment and Heritage Protection Application Form Application to be a contaminated land auditor 8. Can you provide evidence that you have the experience relevant to being able to perform the audit function(s) of a contaminated land auditor? Yes No The draft prescribed guideline— contaminated land auditors under Chapter 12, Part 3A sets out who the chief executive considers to be a suitable referee. Submitted examples of your work that evidence you played a lead role in the competencies listed in the draft prescribed guideline—contaminated land auditors under Chapter 12, Part 3A. a completed Schedule of Relevant Projects as per Attachment 1 and in accordance with the requirements of the draft prescribed guideline—contaminated land auditors under Chapter 12, Part 3A. You cannot make an application for approval as an auditor for contaminated land. 9. Have you obtained a statement from a suitable referee? Yes You must attach a signed and written statement from a referee which meets the requirements as outlined in the draft prescribed guideline— contaminated land auditors under Chapter 12, Part 3A. The referee’s curriculum vitae must also be attached to this application unless the referee is an auditor approved to perform contaminated land audit functions in Queensland. No Applicants seeking to be approved to undertake contaminated land You must include: a curriculum vitae showing all relevant experience and providing an outline of your work history that, as a minimum, demonstrates that you have been involved in roles related to contaminated land audit functions for at least 8 out of the previous 11 years You cannot make an application to undertake contaminated land audit functions. 10. Are you a member of an organisation prescribed under Schedule 8 of the Environmental Protection Regulation 2008? Page 4 of 9 • 150324 EM815 • Version 3 Department of Environment and Heritage Protection Application Form Application to be a contaminated land auditor audit functions must be members of an organisation prescribed under Schedule 8 of the Environmental Protection Regulation 2008. Yes Include relevant details in the table below and attach a copy of your current membership certificate or a statement of membership issued by the prescribed organisation. No Provide a statement that, if approved, you are willing to become a member of an organisation prescribed under Schedule 8 of the Environmental Protection Regulation 2008. Name of prescribed organisation Type of membership Membership start and end date 11. Do you have demonstrated knowledge of the Act and any other Act relevant to undertake a contaminated land audit function? Yes Demonstrate your knowledge of the relevant Act/s in an Audit Application Statement as described in the draft prescribed guideline— contaminated land auditors under Chapter 12, Part 3A. No 12. Have you been convicted of any offences under the Act? If you have been convicted of an offence, please include details of the offence including type of offence, applicable legislation, the date of the offence and any outcomes of the offence. Yes Provide a statement below which meets the requirements as outlined in the draft prescribed guideline—contaminated land auditors under Chapter 12, Part 3A. No Details 13. Have you been convicted of any offences under another Act involving misleading or fraudulent conduct? Yes Provide a statement below which meets the requirements as outlined in the draft prescribed guideline—contaminated land auditors under Chapter 12, Part 3A. No Details Page 5 of 9 • 150324 EM815 • Version 3 Department of Environment and Heritage Protection Application Form Application to be a contaminated land auditor The dollar value of your professional indemnity insurance must be no less than AUD$5 million, but in any event must be sufficient to cover the work you carry out as an auditor. Refer to the draft prescribed guideline— contaminated land auditors under Chapter 12, Part 3A for further information. 14. Do you hold professional indemnity insurance? Yes State your insurer and your level of cover below (minimum $5 million) and attach a copy of the current certificate of insurance. Confirm that the level of insurance you hold is sufficient to cover the work you intend to carry out as an auditor by ticking this box— No Provide a statement that you will, if approved; obtain professional indemnity insurance to a minimum level of $5 million and otherwise sufficient to cover the work you intend to carry out as an auditor. The chief executive (or delegate) may, if your application is approved, make this a condition of your approval. Insurer Level of professional indemnity insurance $ All credit card payments are made over the telephone. To pay by credit card you will need to provide contact details and an officer will contact you to process your payment. 15. Payment of fees (Persons seeking mutual recognition are not required to pay the application fee, go to Question 16.) The application fee4 is: You may pay your fee via cheque, money order or credit card. Select the payment method below: Payment by cheque or money order made payable to the Department of Environment and Heritage Protection (attached). Please contact me (the applicant) for credit card payment: Phone number: Note: The application fee above is non-refundable once the administering authority decides the application is valid, regardless if the decision is to refuse or approve an application. 16. Declaration I declare that: 4 The information provided within this application for approval as a contaminated land auditor is true and correct to the best of my knowledge. I understand that it is an offence under section 480 of the Act to give to the administering authority or an authorised person, a document containing information that I know is false, misleading These are the fees prescribed under Schedule 10, Part 3 of the Environmental Protection Regulation 2008. Page 6 of 9 • 150324 EM815 • Version 3 Department of Environment and Heritage Protection Application Form Application to be a contaminated land auditor or incomplete in a material particular. I understand that failure to provide sufficient information may result in the application being refused. I have read and understood the draft prescribed code of conduct—code of professional conduct for auditors under Chapter 12 Part 3A. I understand that all information supplied with this application may be disclosed publicly in accordance with the Right to Information Act 2009 and the Evidence Act 1977. I understand that a contaminated land auditor approval remains in force for 3 years from the date of issue unless cancelled or suspended before the period ends. Applicant’s name Applicant’s signature Date Please return your completed application to: Post: Permit and Licence Management Department of Environment and Heritage Protection GPO Box 2454, BRISBANE QLD 4001 Courier or hand delivery: Permit and Licence Management Department of Environment and Heritage Protection Level 3, 400 George Street, BRISBANE QLD 4001 Hours: 8.30 am—5.00 pm business days Enquiries: Permit and Licence Management Phone: 13QGOV (13 74 68) Fax: (07) 3330 5875 Email: palm@ehp.qld.gov.au Page 7 of 9 • 150324 EM815 • Version 3 Department of Environment and Heritage Protection Application Form Application to be a contaminated land auditor Applicant checklist Application form completed and the declaration signed. Question 2: Certified copies of any appointments or approvals from another jurisdiction and details of any conditions is attached (if applicable). Question 6: Current certification against relevant auditor qualification system is attached or a statement that you will, if approved; obtain certification. Question 7: Curriculum vitae and certified copies of each relevant qualification is attached. (Mutual recognition applicants are not required to complete this question. Go to Question 10.) Question 8: Work examples and a schedule of relevant projects as per Attachment 1 is attached. Question 9: Statement from a referee and the referee’s curriculum vitae (if required) is attached. Question 10: Copy of current membership certificate or a statement of membership issued by the prescribed organisation is attached or a statement that you will, if approved; obtain membership. Question 11: Audit Application Statement addressing the information required in the draft prescribed guideline—auditors under Chapter 12, Part 3A is attached. Question 14: Copy of the certificate of insurance or a statement that you will, if approved; obtain professional indemnity insurance to a minimum level of $5 million and otherwise sufficient to cover the work you intend to carry out as an auditor. Question 15: Fees paid or enclosed (Mutual recognition applicants are not required to pay the application fee) Privacy statement The department is committed to protecting the privacy, accuracy and security of your personal information in accordance with the Information Privacy Act 2009. The department is collecting your personal information to determine your suitability as an auditor under sections 562–74 of the Act. The information will only be accessed by authorised employees within the department and will not be given to any other person or agency unless you have given us permission or we are authorised or required by law. However, if your application is approved, your name, address and ABN/ACN/AN will be disclosed on the Register of approved auditors which will be publically available on the department’s website. This disclosure is authorised by section 540(1)(f) of the Act. Additionally, the information supplied on this form may be disclosed publicly in accordance with the Right to Information Act 2009 and Evidence Act 1977. For queries about privacy matters email: privacy@ehp.qld.gov.au or telephone: (07) 3330 5436. Page 8 of 9 • 150324 EM815 • Version 3 Department of Environment and Heritage Protection Application Form Application to be a contaminated land auditor Attachment 1—Schedule of relevant projects for contaminated land audit functions (Mutual recognition applicants are not required to complete this schedule.) This schedule allows the administering authority to collect information as required by the draft prescribed guideline—auditors under Chapter 12, Part 3A (the guideline). This will be used to assist the administering authority to make a decision on your application. You must provide sufficient detail in the form of the schedule below to demonstrate that you have the relevant experience and/or qualifications to meet the specialist criteria as set out in the guideline. Your schedule must describe in summary form (but with a reasonable level of detail) at least 5 relevant projects (preferably in chronological order) in which you have played a lead role in respect of the audit functions applied for. The schedule should also provide relatively detailed examples of where you have been required to manage and/or corroborate with experts of other specialisations in the preparation of assessment documentation. You must attach set examples of your work that evidence you meet the competencies. Statutory reports from other Australian jurisdictions will be accepted by the department. Schedule of relevant projects for demonstrated competency Project start and finish dates Project name Project description <Please include timeframes for project> Role of applicant in project Applicant key tasks and relationship to competencies required for particular audit functions <Please provide at least one example of corroborations with experts of other specialisations to be included> Report annexed <Please provide reports that evidence competency> Page 9 of 9 • 150324 EM815 • Version 3 <Please ensure core and desirable competencies relevant to a particular audit function are clearly identified to assist assessors in being satisfied about competency requirements> Department of Environment and Heritage Protection