Sugen Life Sciences Pvt Ltd Advanced Research Products Study Report In vitro Antimicrobial activity of ARP100101-ARP100125 Compounds Study No: XXXX Date of Submission: April28, 2012 Sponsor Advanced Research Products NJ, USA Testing Facility Sugen Life Sciences Pvt Ltd #4/86, S.V. Nagar Perumalla palli (post) Tirupati – 517 505 Andhra Pradesh India Sugenlife.com Confidential Page 1 of 25 Sugen Life Sciences Pvt Ltd S. No Advanced Research Products Table of Contents Page No 1.0 Contact Personnel 03 2.0 Study Personnel 04 3.0 Quality Assurance Statement 05 4.0 Abbreviations 06 5.0 Study details 07 5.1 Chronology of study 07 5.2 Test guidelines 07 5.3 Materials and Methods 07 5.4 Investigational drug substance 07 5.5 Materials 08 5.6 Bacterial cultures 08 5.7 Media preparation 08 5.8 Preparation of stock solutions of drugs/ compounds 09 5.9 Reference standards 09 6.0 Disc diffusion method 09 7.0 Inoculum preparation 09 8.0 Inoculation of test plates 09 9.0 Application of discs to inoculated agar plates 10 10.0 Incubation 10 11.0 Interpretation of Results 10 12.0 Results 11 13.0 25 Appendix -1 Conclusion ARP100101 Appendix -2 ARP100102 13 Appendix -3 ARP100104 14 Appendix -4a & 4b ARP100105 15 Appendix -5a & 5b ARP100106 17 Appendix -6 ARP100108 19 Appendix -7 ARP100111 20 Appendix -8 ARP100119 21 Appendix -9 ARP100120 22 Appendix -10 ARP100121 23 Appendix -11 ARP100122 24 Confidential 12 Page 2 of 25 Sugen Life Sciences Pvt Ltd Advanced Research Products 1.0 Contact personnel Study Director: Name : Y. Raja Ratna Reddy, M.Sc Address: Department of Microbiology Sugen Life Sciences Pvt Ltd # 4/86, S.V. Nagar Perumalla Palli (Post) Tirupati 517 505 Tel.: 91-877-2276118 Confidential Page 3 of 25 Sugen Life Sciences Pvt Ltd Advanced Research Products 2.0 Study Personnel The following personnel participated in conducting the study. Name of the Person Study Role Y. Raja ratna Reddy, M.Sc Study Director C. Krishna kumari, M.Sc Microbiologist S. Mamatha, M.Sc Research Assistant KSVP Ratnam, M.Sc Quality Assurance C. Sreenivasulu Reddy, B.Com Confidential Test Facility Management Page 4 of 25 Sugen Life Sciences Pvt Ltd Advanced Research Products 3.0 Quality Assurance Statement The study has been conducted at Sugen Life Sciences Pvt Ltd in accordance with CLSI (Clinical Laboratory Standards Institute) and in-house methods. This study was performed / audited and the findings were reported to the study director once in a week. Ms. KSVP. Ratnam, M.Sc Quality Assurance Unit Confidential Page 5 of 25 Sugen Life Sciences Pvt Ltd Advanced Research Products 4.0 CLSI DMSO Clinical Laboratory Standards Institute Dimethyl Sulfoxide µg Microgram ml Milliliter mm Millimeter MTCC E.coli Confidential Abbreviations Microbial Type Culture Collection Escherichia coli Page 6 of 25 Sugen Life Sciences Pvt Ltd Advanced Research Products 5.0. STUDY DETAILS Study Title: In vitro Antimicrobial activity of Compounds (ARP100101 to ARP100125) The purpose of the study was to determine in vitro antimicrobial activity of the test items viz. ARP100101-ARP100125 in Gram positive/Gram negative bacteria and fungus by disc diffusion method at the microbiology department of Sugen Life Sciences Pvt Ltd. 5.1 Chronology of Study 5.1.1 Study Initiation Date : February, 2012 5.1.2 Experiment Start Date : March, 2012 5.1.3 Experiment Completion Date : April, 2012 : April, 2012 5.1.4 Study Completion Date 5.2 Test Guidelines The study was performed in compliance with CLSI (Clinical laboratory standards Institute) and Manual on Antimicrobial Susceptibility Testing (under the auspices of Indian association of medical microbiologists). 5.3 Materials and Methods 5.4 Investigational Drug Substance Table -1.0: Details of test substances Confidential S.No 1 Name of the Test Item ARP100101 In-House code ABT01 Solubility DMSO 2 ARP100102 ABT02 DMSO 3 ARP100103 ABT03 DMSO 4 ARP100104 ABT04 DMSO 5 ARP100105 ABT05 DMSO 6 ARP100106 ABT06 DMSO 7 ARP100107 ABT07 DMSO 8 ARP100108 ABT08 DMSO 9 ARP100109 ABT09 DMSO 10 ARP100110 ABT10 DMSO Page 7 of 25 Sugen Life Sciences Pvt Ltd Advanced Research Products 11 ARP100111 ABT11 DMSO 12 ARP100112 ABT12 DMSO 13 ARP100113 ABT13 DMSO 14 ARP100114 ABT14 DMSO 15 ARP100115 ABT15 DMSO 16 ARP100116 ABT16 DMSO 17 ARP100117 ABT17 DMSO 18 ARP100118 ABT18 DMSO 19 ARP100119 ABT19 DMSO 20 ARP100120 ABT20 DMSO 21 ARP100121 ABT21 DMSO 22 ARP100122 ABT22 DMSO 23 ARP100123 ABT23 DMSO 24 ARP100124 ABT24 DMSO 25 ARP100125 ABT25 DMSO The tests were performed in duplicates. 5.5 Materials Ciprofloxacin Cf5 (5µg/disc) standard susceptibility test disc (Batch No. 0000131030), Amikacin Ak30 (30 µg/disc) (Batch No. 0000131028), Clindamycin Cd2 (Batch No.0000130591) and Fluconazole Fu25 (25µg/disc) standard susceptibility test disc (Batch No. 0000124939) were procured from Hi-Media. All media were procured from Hi-Media and chemicals from Sigma. Sterile cotton swabs (Batch No. 06-402) and sterile Petri plates (Batch No. 09-401) procured from Hi-Media laboratories. Triclosan (Positive control) was procured from Kumar Organics Private Ltd, Bangalore, India. Nicotine was supplied by the sponsor. 5.6 Bacterial Cultures The bacterial cultures Gram positive bacteria (Staphylococcus aureus, Enterococcus faecalis), Gram negative bacteria (E. Coli and, Pseudomonas aeruginosa) and fungal cultures (Candida albicans & Cryptococcus neoformans) were procured from MTCC, Chandigarh, India. 5.7 Media Preparation All the required media were prepared as per manufacturer’s instructions. Confidential Page 8 of 25 Sugen Life Sciences Pvt Ltd Advanced Research Products 5.8 Preparation of stock solutions of drugs / compounds 5000 µg /ml stock solution was prepared in DMSO for each of the drugs. From this stock solution, other working stock solutions (100 µg/ml, 50 µg/ml, 25 µg/ml 5µg/ml) were prepared by serial dilution. All the working stock solutions were stored in a refrigerator up to two months. All the stock solutions were properly labeled. 5.9 Reference Standards Ciprofloxacin, Clindamycin, Amikacin, Flucanozole and Triclosan were used as standards. Nicotine was used for comparative efficacy. 6.0 Disc diffusion method The Kirby-Bauer disc diffusion method which is recommended by the CLSI (Clinical Laboratory Standards Institute) was used to determine the antimicrobial activity of test items. The accuracy and reproducibility of the test procedure is validated and this is the most commonly used method for testing the in vitro antimicrobial sensitivity. 7.0 Inoculum Preparation The standard inoculum which is critical for disc diffusion method was prepared using broth culture suspension. At least three to five well-isolated colonies of the same morphological type of test organism was selected from an agar plate culture. The top of each colony was touched with a sterile loop, and the growth is transferred into a tube containing 4 to 5 ml of a suitable broth medium. The broth culture was incubated at 37±1°C until it reaches uniform turbidity. The turbidity of the broth culture was compared and adjusted to match the 0.5 McFarland standard with sterile saline or broth. For each microorganism the standard inoculum was prepared as described in section 8.6. 8.0 Inoculation of Test Plates Optimally, within 15 minutes after adjusting the turbidity of the inoculum, a sterile cotton swab was dipped into the inoculum, soaked and pressed firmly on the inside wall of the tube above the fluid level to remove excess inoculum from the swab. The dried surface of a sterile agar plate was inoculated by streaking the swab over the entire agar surface, rotating the plate approximately 60 each time to ensure an even distribution of inoculum. After the inoculum was absorbed on the agar surface, filter paper discs were Confidential Page 9 of 25 Sugen Life Sciences Pvt Ltd Advanced Research Products impregnated with different concentrations of the test item and applied within 15 minutes. 9.0 Application of Discs to Inoculated Agar Plates The discs were dispensed onto the surface of the inoculated agar plate. Each disc must be pressed down to ensure complete contact with the agar surface with adequate distance between the discs. 10.0 Incubation Plates were incubated in an incubator at 37±1C for 24 hrs for bacteria and at 24±1°C for 48-72 hrs for fungi within 15 minutes after dispensing the discs. 11.0 Interpretation of Results After incubation, each plate was examined for the zone of inhibition. The diameter of the zone of complete inhibition (as judged by the unaided eye) was measured in mm, including the diameter of the disc. The diameter of inhibition zone of different concentrations of test item was compared with the inhibition zones of reference standards. Confidential Page 10 of 25 Sugen Life Sciences Pvt Ltd Advanced Research Products 12.0 Results Twenty five compounds were tested for their antibacterial and antifungal activities. Compounds which did not show any activity against the organisms tested in this study are not included in the results. Compounds which showed activity on any one of the organisms or more are presented in the results. Of the 25 compounds tested, compounds # 3, 7, 9, 10, 12-18, 23, 24 and 25 did not show any antimicrobial or antifungal activity under the experimental conditions described in this report. Therefore results of these compounds are not included below. Compounds 01, 02, 04, 05, 06, 08, 11 and 19-22 exhibited antibacterial and/or antifungal activities and the detailed results are included below. Confidential Page 11 of 25 Sugen Life Sciences Pvt Ltd Advanced Research Products Appendix-1:ARP100101 (Fungi) Table -2: Zone of inihibition by disc diffusion method for the ARP100101 in different concentrations Diameter of Zone Inhibition (mm) Name of the Fungi 100 μg 50 μg 25 μg 5 μg Control Candiada albicans 10 8 - - Cryptococcus neoformans - - - - - Negative control - Positive control 30 - - 25 Positive control: 25 µg Fluconazole (Hi-Media) Negative control: Diluent (DMSO) ‘- ‘indicates no zone of inhibition mm- millimeter Zone of inhibition (mm) Antifungal activity of ARP100101 Candiada albicans Cryptococcus neoformans 35 30 25 20 15 10 5 0 100 μg 50 μg 25 μg 5 μg Control Negative Positive control control Concentraion (ug) Fig.1: Graphical representation of zone of inhibition of ARP100101 on fungi. Confidential Page 12 of 25 Sugen Life Sciences Pvt Ltd Advanced Research Products Appendix - 2: ARP100102 (Fungi) Table -3: Zone of inihibition by disc diffusion method for the ARP100102 in different concentrations. Diameter of Zone Inhibition (mm) Name of the Fungi 100 μg 50 μg 25 μg 5 μg Control Candiada albicans 13 12 10 10 Cryptococcus neoformans - - - - - Negative control - Positive control 30 - - 25 Positive control: 25 µg Fluconazole (Hi-Media) Negative control: Diluent (DMSO) ‘- ‘indicates no zone of inhibition mm- millimeter Antifungal activity of ARP100102 Candiada albicans Zone of inhibition (mm) 35 Cryptococcus neoformans 30 25 20 15 10 5 0 100 μg 50 μg 25 μg 5 μg Control Concentration (µg) Negative control Positive control Fig.2: Graphical representation of zone of inhibition of ARP100102 on fungi. Confidential Page 13 of 25 Sugen Life Sciences Pvt Ltd Advanced Research Products Appendix -3:ARP100104 (Fungi) Table - 4: Zone of inihibition by disc diffusion method for the ARP100104 in different concentrations Diameter of Zone Inhibition (mm) Name of the Fungi 100 μg 50 μg 25 μg 5 μg Candiada albicans 10 - - - Cryptococcus neoformans 13 - - - Control Negative Positive control control 30 25 Positive control: 25 µg Fluconazole (Hi-Media) Negative control: Diluent (DMSO) ‘- ‘indicates no zone of inhibition mm- millimeter Antifungal activity of ARP100104 Candiada albicans 35 Zone of inhibition (mm) Cryptococcus neoformans 30 25 20 15 10 5 0 100 μg 50 μg 25 μg 5 μg Control Concentration (µg) Negative control Positive control Fig.3: Graphical representation of zone of inhibition of ARP100104 on fungi. Confidential Page 14 of 25 Sugen Life Sciences Pvt Ltd Advanced Research Products Appendix -4a:ARP100105 (Bacteria) Table – 5A: Zone of inihibition by disc diffusion method for the ARP100105 in different concentrations. Diameter of Zone Inhibition (mm) Name of the Bacteria 100 μg 50 μg 25 μg 5 μg Staphylococcus aureus 12 10 - - Enterococcus faecalis - - - - - Escherishia. coli 12 - - - Pseudomonas aeruginosa - - - - Control Negative control - Positive control 1 27 Positive control 2 30 - 30 24 - - 32 25 - - 38 25 Positive Control 1: 5 µg Ciprofloxacin (Hi-Media) Positive Control 2: 30 µg Amikacin (Hi-Media) Negative control: Diluent (DMSO) ‘- ‘indicates no zone of inhibition mm- millimeter Antibacterial activity of ARP100105 40 Enterococcus faecalis Escherishia. coli 35 Zone of inhibition (mm) Staphylococcus aureus Pseudomonas aeruginosa 30 25 20 15 10 5 0 100 μg 50 μg 25 μg 5 μg Control Negative Positive Positive control control 1 Control 2 Concentration (µg) Fig.4a: Graphical representation of zone of inhibition of ARP100105 on different Gram positive/Gram negative bacteria. Confidential Page 15 of 25 Sugen Life Sciences Pvt Ltd Advanced Research Products Appendix – 4b:ARP100105 (Fungi) Table - 5B: Zone of inihibition by disc diffusion method for the ARP100105 in different concentrations Diameter of Zone Inhibition (mm) Name of the Fungi 100 μg 50 μg 25 μg 5 μg Candiada albicans 15 - - - Cryptococcus neoformans 15 - - - Control Negative Positive control control 30 25 Positive control: 25 µg Fluconazole (Hi-Media) Negative control: Diluent (DMSO) ‘- ‘indicates no zone of inhibition mm- millimeter Candiada albicans Antifungal activity of ARP100105 Zone of inhibition (mm) 35 Cryptococcus neoformans 30 25 20 15 10 5 0 100 μg 50 μg 25 μg 5 μg Control Concentration (µg) Negative control Positive control Fig.4b: Graphical representation of zone of inhibition of ARP100105 on fungi. Confidential Page 16 of 25 Sugen Life Sciences Pvt Ltd Advanced Research Products Appendix-5a:ARP100106 (Bacteria) Table - 6A: Zone of inihibition by disc diffusion method for the ARP100106 in different concentrations. Diameter of Zone Inhibition (mm) Name of the Bacteria 100 μg 50 μg 25 μg 5 μg Staphylococcus aureus - - - - Enterococcus faecalis 10 - - - - Escherishia. coli - - - - Pseudomonas aeruginosa - - - - Control Negative control - Positive control 1 27 Positive control 2 30 - 30 24 - - 32 25 - - 38 25 Positive Control 1: 5 µg Ciprofloxacin (Hi-Media) Positive Control 2: 30 µg Amikacin (Hi-Media) Negative control: Diluent (DMSO) ‘- ‘indicates no zone of inhibition mm- millimeter Antibacterial activity of ARP100106 Enterococcus faecalis 40 Escherishia. coli Pseudomonas aeruginosa 35 Zone of inhibition (mm) Staphylococcus aureus 30 25 20 15 10 5 0 100 μg 50 μg 25 μg 5 μg Control Negative Positive Positive control control 1 Control 2 Concentration (µg) Confidential Page 17 of 25 Sugen Life Sciences Pvt Ltd Advanced Research Products Fig.5a: Graphical representation of zone of inhibition of ARP100106 on different gram positive/gram negative bacteria. Appendix – 5b: ARP100106 (Fungi) Table - 6B: Zone of inihibition by disc diffusion method for the ARP100106 in different concentrations. Diameter of Zone Inhibition (mm) Name of the Fungi 100 μg 50 μg 25 μg 5 μg Candiada albicans 12 - - - 12 - - - Cryptococcus neoformans Control Negative Positive control control 30 - - 25 Positive control: 25 µg Fluconazole (Hi-Media) Negative control: Diluent (DMSO) ‘- ‘indicates no zone of inhibition mm- millimeter Antifungal activity of ARP100106 Zone of inhibition (mm) 35 Candiada albicans Cryptococcus neoformans 30 25 20 15 10 5 0 100 μg 50 μg 25 μg 5 μg Control Negative Positive Positive control control 1 Control 2 Concentration (µg) Fig.5b: Graphical representation of zone of inhibition of ARP100106 on fungi. Confidential Page 18 of 25 Sugen Life Sciences Pvt Ltd Advanced Research Products Appendix-6:ARP100108 (Fungi) Table - 7: Zone of inihibition by disc diffusion method for the ARP100108 in different concentrations. Diameter of Zone Inhibition (mm) Name of the Fungi 100 μg 50 μg 25 μg 5 μg Candiada albicans 15 - - - 11 - - - Cryptococcus neoformans Control Negative Positive control control 30 - - 25 Positive control: 25 µg Fluconazole (Hi-Media) Negative control: Diluent (DMSO) ‘- ‘indicates no zone of inhibition mm- millimeter Antifungal activity of ARP100108 Cryptococcus neoformans 35 Zone of inhibition (mm) Candiada albicans 30 25 20 15 10 5 0 100 μg 50 μg 25 μg 5 μg Control Negative Positive control control Concentration (µg) Fig.6: Graphical representation of zone of inhibition of ARP100108 on fungi. Confidential Page 19 of 25 Sugen Life Sciences Pvt Ltd Advanced Research Products Appendix-7:ARP100111 (Bacteria) Table - 8: Zone of inihibition by disc diffusion method for the ARP100111 in different concentrations. Name of the Bacteria Staphylococcus aureus Enterococcus faecalis Escherishia. coli Pseudomonas aeruginosa Diameter of Zone inhibition (mm) Negative Positive 5 μg Control control control 1 Positive Control 2 Triclosan 24 30 15 - 30 24 20 - - 38 25 25 - - 38 25 - 100 μg 50 μg 25 μg - - - - - - 9 - - - - 12 - - - - - - - Positive Control 1: 5 µg Ciprofloxacin (Hi-Media) Positive Control 2: 30 µg Amikacin (Hi-Media) Triclosan 50 µg Negative control: Diluent (DMSO) ‘- ‘indicates no zone of inhibition mm- millimeter Fig.7: Graphical representation of zone of inhibition of ARP100111 on different gram positive/gram negative bacteria. Confidential Page 20 of 25 Sugen Life Sciences Pvt Ltd Advanced Research Products Appendix-8:ARP100119 (Fungi) Table - 7: Zone of inihibition by disc diffusion method for the ARP100119 in different concentrations. Name of the Fungi 100 μg 50 μg Candiada albicans Cryptococcus neoformans 10 9 12 11 Diameter of Zone inhibition (mm) Negative Positive 25 μg 5 μg Control control control 30 - - - - Triclosan 25 Positive control: 25 µg Fluconazole (Hi-Media) Triclosan 50 µg Negative control: Diluent (DMSO) ‘- ‘indicates no zone of inhibition mm- millimeter Fig.7: Graphical representation of zone of inhibition of ARP100119 on fungi. Confidential Page 21 of 25 20 23 Sugen Life Sciences Pvt Ltd Advanced Research Products Appendix-9:ARP100120 (Fungi) Table - 8: Zone of inihibition by disc diffusion method for the ARP100120 in different concentrations. Name of the Fungi 100 μg 50 μg Candiada albicans Cryptococcus neoformans 9 0 9 0 Diameter of Zone inhibition (mm) Negative Positive 25 μg 5 μg Control control control 0 0 0 0 30 0 0 0 0 25 Positive control: 25 µg Fluconazole (Hi-Media) Triclosan 50 µg Negative control: Diluent (DMSO) ‘- ‘indicates no zone of inhibition mm- millimeter Fig.8: Graphical representation of zone of inhibition of ARP100120 on fungi. Confidential Page 22 of 25 Triclosan 20 23 Sugen Life Sciences Pvt Ltd Advanced Research Products Appendix-10:ARP100121 (Fungi) Table - 8: Zone of inihibition by disc diffusion method for the ARP100121 in different concentrations. Name of the Fungi 100 μg 50 μg Candiada albicans Cryptococcus neoformans 12 10 - - Diameter of Zone inhibition (mm) Negative Positive 25 μg 5 μg Control control control 30 - - - - 25 Positive control: 25 µg Fluconazole (Hi-Media) Triclosan 50 µg Negative control: Diluent (DMSO) ‘- ‘indicates no zone of inhibition mm- millimeter Fig.9: Graphical representation of zone of inhibition of ARP100121 on fungi. Confidential Page 23 of 25 Triclosan 20 23 Sugen Life Sciences Pvt Ltd Advanced Research Products Appendix-11:ARP100122 (Fungi) Table - 9: Zone of inihibition by disc diffusion method for the ARP100122 in different concentrations. Name of the Fungi 100 μg 50 μg Candiada albicans Cryptococcus neoformans 13 - - - Diameter of Zone inhibition (mm) Negative Positive 25 μg 5 μg Control control control 30 - - - - 25 Positive control: 25 µg Fluconazole (Hi-Media) Triclosan 50 µg Negative control: Diluent (DMSO) ‘- ‘indicates no zone of inhibition mm- millimeter Fig.10: Graphical representation of zone of inhibition of ARP100122 on fungi. Confidential Page 24 of 25 Triclosan 20 23 Sugen Life Sciences Pvt Ltd Advanced Research Products 13.0 Conclusion Based on the above results, it is concluded that of the 25 compounds tested for antimicrobial activity, ARP100103, ARP100107, ARP100109,ARP100110, ARP100112 to ARP100118 and ARP100123 to ARP100125 compounds did not show any activity on both bacteria and fungi tested in this report. Nicotine did not show any antibacterial activity even at 1000 μg / ml. ARP100105 and ARP100106 compounds having both antibacterial and antifungal activity. ARP100105 showed activity at the concentrations of 100μg and 50μg and ARP100106 showed the activity at 100μg. The compounds ARP100101 (100μg and 50μg), ARP100102 (100μg, 50μg, 25μg, and 5μg) ARP100104 (100μg), ARP100108 (100μg), ARP100119 (100 μg and 50μg), ARP100120 (100μg), ARP100121 (100μg and 50μg) and ARP100122 (100 μg) exhibit antifungal activity. ARP100111 showed antibacterial activity at 100μg on both gram positive and gram negative bacteria. 14. Signatures Y. Raja Ratna Reddy, M.Sc Ms. C.Krishnakumari, M.Sc Confidential Page 25 of 25