New York University Robert F. Wagner Graduate School of Public Service HPAM-GP.2836 – Current Issues in Health Policy Spring, 2015 - Version 1.1 Professor John Billings Tuesdays – 4:55-6:35 Location: GCASL (238 Thompson Street) – Room 269 Course Description This course is an introduction to major health policy issues and examines the role of government in the health care system. An important focus of the course is an assessment of the role of policy analysis in the formation and implementation of national and local health policy. Because much of government health policy relates to or is implemented through payment systems, several sessions involve some discussion of the policy implications of how government pays for care, with a more detailed review of the economics of payment systems available in Health Economics and Payment Systems (P11.1832). The role of the legal system with respect to adverse medical outcomes, economic rights, and individual rights is also discussed. Proposals for health policy reform at the national and local level are examined throughout the course, as well as Medicare and Medicaid reforms currently being implemented or considered. Course Requirements/Grading There are three assignments are required for the course: two papers (one ≤ 8 pages and one ≤ 6 pages) and a PowerPoint slide assignment bases on the first paper. These assignments account for 85% of the final grade (35% paper 1, 25% PowerPoint assignment, and 25% paper 2). Class discussion and debate are integral to the course and will account for 15% of the final grade. Papers can be submitted in class or NYU Classes File Exchange. There is no midterm or final exam. Students are expected to have studied the assigned readings. The readings for the course are primarily journal articles that will be posted in the Resources/Assigned Readings section of NYU Classes. There is no text book for the course, and the books required for the second paper are readily available at area bookstores or on the web (e.g., amazon.com, barnesandnoble.com, etc.). Copies of PowerPoint materials used in class will be posted in the Resources/Session Notes section on the NYU Classes site at least 24 hours in advance of the class. If you have questions about the reading materials or you need other help, please contact my administrative assistant, Christopher Harris [295 Lafayette Street - 3rd Floor - 212-998-7416 – christopher.harris@nyu.edu]. Office Hours By appointment (212-998-7455) - john.billings@nyu.edu 295 Lafayette Street - 3010 HPAM-GP.2836 Current Issues in Health Policy Session 1 – 1/27/15: Snow day – no class Session 2 – 2/03/15: Square One: The role of government in health/health care Description of course content, goals, and requirements A discussion of the role of policy analysis in public policy formation and the impact of public policy on the health system Objectives of government in health and health care, discussion of limitations of government, and some examples Discussion of implications for policy Required reading: S. Schoenbaum S, A. Audet, and K. Davis, “Obtaining Greater Value from Health Care: The Roles of the U.S. Government,” Health Affairs (November/December 2003): 183190. N. Tang, J. Eisenberg, G Meyer, “The Roles of Government in Improving Health Care Quality and Safety,” Joint Commission Journal on Quality and Safety (January, 2004): 47-54. Session 3 – 2/10/15: Square 2: How health care is organized/financed/paid for Brief overview of how health care is organized, financed, and paid for A little bit about insurance and “managed” care Discussion of the implications for policy Required reading: Kaiser Family Foundation: How Private Health Coverage Works: A Primer – 2008 Update. http://www.kff.org/insurance/7766.cfm Get a little health economics by reviewing this: S. Glied, “Health Insurance and Market Failure since Arrow”, Columbia University, Project Muse. Suggested reading on how the health care delivery system is organized: T. Bodenheimer and K. Grumbach, Understanding Health Policy – Fifth Edition (New York: McGraw Hill, 2008) – Chapters 4-7. - or L.Shi, D. Singh, Delivering Health Care in America (Jones & Bartlett Publishers, 2003) – Chapters 1, 7, 8, and 9 – Preview available at http://books.google.com - or -2- HPAM-GP.2836 Current Issues in Health Policy A Kovner, J Knickman, Health Care Delivery in the United States – 10th Edition (New York: Springer Publishing Company, 2011) – Chapters 4-5. Session 3 (4) – 2/17/15: Square 3: Medical practice and health policy Review of the enormous variation in medical practice Discussion of causes of variation Discussion of the implications for policy Required reading: E. Fisher, D. Wennberg, T. Stukel, et al., “The Implications of Regional Variation in Medicare Spending - Part 2: Health Outcomes and Satisfaction with Care,” Annals of Internal Medicine 138, No. 4 (2003): 288-299 J. Wennberg, E. Fisher, T. Stukel, et al., “Use of Hospitals, Physician Visits, and Hospice During the Last Six Months of Life among Cohorts Loyal to Highly Respected Hospitals in the United States,” British Medical Journal 328, No. 7440 (March 13, 2004): 607-610. K. Kozhimannil, M. Law, and B. Virnig, “Cesarean Delivery Rates Vary Tenfold Among US Hospitals; Reducing Variation May Address Quality and Cost Issues,” Health Affairs (March, 2013): 527-535 D. Eddy, “Evidence-Based Medicine: A Unified Approach,” Health Affairs (January/February, 2005): 9-17. D. Jones, “Visions of a Cure,” Isis (September 2000):91:504-541 – [http://www.jstor.org/browse/00211753/ap010310?frame=noframe&userID=807af334@ nyu.edu/01cc99333c3c2f10d557f64a8&dpi=3&config=jstor] A. Gawande, “The Cost Conundrum,” New Yorker, June 1, 2009 Sessions 5-6 – 2/24/15 and 3/03/15: Medicare: The basics and Issues for reform A discussion of the role and objectives of government in health Description of who and what is covered by Medicare Review of how Medicare pays for health care Description of the recent expansion Medicare to provide coverage for prescription drugs Required reading: C. Eibner, D. Goldman, J. Sullivan et al., “Three Large-Scale Changes to the Medicare Program Could Curb Its Costs but Also Reduce Enrollment,” Health Affairs (May, 2013): 891-899. K. Davis, C. Shoen, S. Guterman, “Medicare Essential: An Option to Promote Better Care and Curb Spending Growth,” Health Affairs (May, 2013)” 900-909. -3- HPAM-GP.2836 Current Issues in Health Policy Henry J. Kaiser Family Foundation, Prescription Drug Coverage for Medicare Beneficiaries: A Summary of the Medicare Prescription Drug, Improvement, and Modernization Act of 2003 (December 10, 2003), http://www.kff.org/medicare/loader.cfm?url=/commonspot/security/getfile.cfm&PageID=28710 Also take a look at: Henry J. Kaiser Family Foundation, Policy Options to Sustain Medicare for the Future, http://kaiserfamilyfoundation.files.wordpress.com/2013/02/8402.pdf Medicare and You: 2015 - http://www.medicare.gov/Pubs/pdf/10050.pdf Sessions 6-7 – 3/03/15 and 3/10/15: Medicaid: The basics and issues for reform History and financing of Medicaid Description of who and what is covered by Medicaid Discussion of recent reforms/Issues for reform/Role of managed care Required reading: S. Decker, “In 2011 Nearly One-Third of Physicians Said They Would Not Accept New Medicaid Patients but Rising Fees May Help,” Health Affairs (August, 2012) 1673-1679. B. Sommers, K. Baicker, and A. Epstein, Mortality and Access to Care among Adults after State Medicaid Expansions,” NEJM 2012;367:1025-34. D. Draper, R. Hurley, and A. Short, “Medicaid Managed Care: The Last Bastion of the HMO?” Health Affairs (March/April 2004): 155-167. J. Billings, T. Mijanovich, “Improving the Management of Care for High-Cost Medicaid Patients” Health Affairs no 6 (2007) 1643-1655. See also: Medicaid: A Primer 2013 - http://kff.org/medicaid/issue-brief/medicaid-aprimer/ Session 8 – 3/24/15: The major challenges confronting the health “system”: Part 1 - Disparities and Part 2 - Uninsurance Overview of disparities in health services, utilization, and outcomes Discussion of the factors that are contributing to these disparities Description of the size and characteristics of the uninsured population Review of the causes of uninsurance Required Reading: J. Billings, L. Zeitel, J. Lukomnik, et al., “Impact of Socioeconomic Status on Hospital Use in New York City” Health Affairs (Spring 1993): 162-173. -4- HPAM-GP.2836 Current Issues in Health Policy J. Billings, J. Anderson, L. Newman, “Recent Findings on Preventable Hospitalizations” Health Affairs (Fall 1996): 239-249. J. Billings, “Management Matters: Strengthening the Research Base to Help Improve Performance of Safety Net Providers,” Health Care Management Review 28, No 4 2003): 323-334. Jha AK, Orav EJ. Low-Quality, High-Cost Hospitals, Mainly in the South, Care for Sharply Higher Shares of Elderly Black, Hispanic, and Medicaid Patients, Health Affairs (October 2011): 1904-1911. J Holahan, A Cook, “The U.S. Health Economy and Changes in Health Insurance Coverage,” Health Affairs – Web Exclusive (20 February 2008) W135-144 Kaiser Family Foundation, The Uninsured: A Primer, December, 2014 http://kff.org/uninsured/report/the-uninsured-a-primer/ Session 9 – 3/31/15: The major challenges confronting the health “system”: Part 3 - Costs Description of the dynamics of current cost increases Review of the causes and implications of cost increase Discussion of the implications of these challenges for policy makers and providers and for the current health reform initiative Required Reading: D. Altman and L. Levitt, “The Sad History of Health Care Cost Containment as Told in One Chart,” Health Affairs – Web Exclusive (23 January 2002): W83-4. Phillipson T, Eber M, Lakdawalla DN, “An Analysis of Whether Higher Health Care Spending in the United States Versus Europe is “Worth It” in the Case of Cancer,” Health Affairs (April, 2012): 667-675. P. Cunningham, “The Growing Financial Burden of Health Care,” Health Affairs (May 2010): 1037-1044. W Hsiao, A Knight, S Kappel, et al., “What Other States Can Learn from Vermont’s Bold Experiment: Embracing A Single-Payer Health Care Financing System,” Health Affairs (July 2011): 1232-1241. U. E. Reinhardt, Is it Time for a More Rational All-Payer System? Health Affairs (November, 2011): 2125-2133. D. Cutler and N. Sahni, “If Slow Rate of Health Care Spending Growth Persists, Projections May Be Off by $700 Billion,” Health Affairs (May, 2013): 841-850. Song Z, Safran DG, Landon BD et al., “The ‘Alternative Quality Contract,’ Based on a Global Budget, Lowered Medical Spending and Improved Quality” Health Affairs (August, 2012): 1885-1894. -5- HPAM-GP.2836 Current Issues in Health Policy Session 10 – 4/07/15: Prior efforts to respond to these challenges: The role of the states, the Clinton Health Plan, and other federal initiatives Overview of policies/programs at the federal, state, and local level to reduce disparities, expand coverage, and control costs Discussion of the strengths and limits of state/local initiatives Discussion of the Clinton health plan, what problems it might have solved or created, and why it failed Implications for current reform initiatives Required Reading: J. Holahan, L. Blumberg, A. Weil, et al, “Roadmap to Coverage – Report for the Blue Cross Blue Shield of Massachusetts Foundation,” October, 2005 S. Long and K Stockey, “Sustaining Health Reform in a Recession: An Update on Massachusetts,” Health Affairs (June 2010): 1234-1241. W. Zelman, “The Rationale behind the Clinton Health Care Reform Plan,” Health Affairs (Spring 1994): 9-29. D. Yankelovich, “The Debate That Wasn’t: The Public and the Clinton Health Plan,” Health Affairs (Spring 1995): 7-23. R. Blendon, M. Brodie, and J. Benson, “What Happened to America’s Support for the Clinton Health Plan,” Health Affairs (Summer 1995): 7-23. Session 11 – 4/14/15: Health Reform 2010 Overview of Patient Protection and Affordable Care Act (PPACA) Discussion policy, politics, and power Required Reading: Kaiser Family Foundation: “Summary of New Health Reform Law” – http://kaiserfamilyfoundation.files.wordpress.com/2011/04/8061-021.pdf Kaiser Family Foundation: “Health Reform Implementation Timeline” – http://kff.org/interactive/implementation-timeline/ J Morone, “Presidents and Health Reform: From Franklin D. Roosevelt to Barack Obama,” Health Affairs (June 2010): 1096-1100. J Oberlander, “Long Time Coming: Why Health Reform Finally Passed,” Health Affairs (June 2010): 1112-1116. S. Shortell, L Casalino, and E. Fisher, “How CMS Innovation Should Test Accountable Care Organizations,” Health Affairs (July 2010): 1293-1298. -6- HPAM-GP.2836 Current Issues in Health Policy C. Price and C. Eibner, “For States That Opt Out of Medicaid Expansion: 3.6 Million Fewer Insured and $8.4 Billion Less in Federal Payments,” Health Affairs (June, 2013): 1030-1036. Session 12 – 4/21/15: More policy issues concerning the pharmaceutical industry Overview of the major policy issues concerning the pharmaceutical industry Discussion of the factors that are contributing to these emergence of these issues now Discussion of the role of government with respect to the pharmaceutical industry Required Reading: P. Stein and E Valery, “Competition: An Antidote to the High Price of Prescription Drugs,” Health Affairs (July/August 2004): 151-158. K. Kaphingst and W. DeJong, “The Educational Potential of Direct-to-Consumer Prescription Drug Advertising,” Health Affairs (July/August 2004): 143-150. J. Jeffords, “Direct-to-Consumer Drug Advertising: You Get What You Pay For,” Health Affairs - Web Exclusive (28 April 2004): W4 253-255. P. Kelly, “DTC Advertising’s Benefits Far Outweigh Its Imperfections,” Health Affairs Web Exclusive (28 April 2004): W4 246-248. C. Manz, J. Ross, and D. Grande, “Marketing to Physicians in a Digital World,” NEJM (November 14, 2014) 371;20: 1857-59/ Optional reading: J. Weisman, D. Blumenthal, A Silk, et al., “Consumers’ Reports on the Health Effects of Direct-to-Consumer Drug Advertising,” Health Affairs - Web Exclusive (26 February 2003): W3 82-95. J. Weisman, D. Blumenthal, A Silk, et al., “Physicians Report on Patient Encounters Involving Direct-to-Consumer Drug Advertising,” Health Affairs - Web Exclusive (28 April 2004): W4 219-233. Session 13 – 4/28/15: Medical errors – Medical malpractice Brief overview of current malpractice law Description of what is known about medical errors Analysis of the effectiveness of the legal system and malpractice law in assuring quality and compensating victims of harm Discussion of current “crisis” and proposals for reform -7- HPAM-GP.2836 Current Issues in Health Policy Required reading: Institute of Medicine, “Report Brief - To Err is Human: Building a Safer Health System” - http://www.nap.edu/catalog/9728.html M. Hatlie and S. Sheridan, “The Medical Liability Crisis of 2003: Must We Squander the Chance to Put Patients First?” Health Affairs (July/August 2003): 37-40. C. Landrigan, G. Parry, C. Bones et al., “Temporal Trends in Rates of Patient Harm Resulting from Medical Care,” NEJM 2010;363:2124-34. D. Waxman, M. Greenberg, M. Ridgely, et al., “The Effect of Malpractice Reform on Emergency Department Care,” NEJM (October 16, 2014) 371;16: 1518-1525 A.J. Starmer, N.D Spector, R. Srivastave, et al., “Change in Medical Errors after Implementation of a Handoff Program,” NEJM (November 6, 2014) 371;19: 1803-12. Session 14 – 5/05/15: Role of Patients – Making informed decisions Patient’s rights to refuse/withdraw treatment What information do patients need to make health care decisions (choice of treatment, doctor/hospital, health plan, etc.) What’s the best way to get information to patients Required reading: Cruzan v. Director, Missouri Department of Health – 497 U.S. 261 (1990) http://caselaw.lp.findlaw.com/scripts/getcase.pl?court=us&vol=497&invol=261 M. Morgan, R Deber, H. Llewellyn-Thomas, “Randomized Controlled Trial of an Interactive Videodisc Decision Aid for Patients with Ischemic Heart Disease,” Journal of General Internal Medicine 15 No. 10 (2000): 685-693 A. O’Connor, H. Llewellyn-Thomas, and A. Flood, “Modifying Unwarranted Variations in Health Care: Shared Decision Making Using Patient Decision Aids,” Health Affairs – Web Exclusive (7 October 2004): VAR 63-72. D. Arterburn, R Wellman, E Westbrook, et al., “Introducing Decision Aids at Group Health Was Linked to Sharply Lower Hip and Knee Surgery Rates and Costs,” Health Affairs (September, 2012): 2094-2104. D. Veroff, A. Marr, and D. Wennberg, “Enhanced Support for Shared Decision Making Reduced Costs of Care for Patients with Preference Sensitive Conditions,” Health Affairs (February, 2013): 285-293. E.O. Lee, E.J. Emanuel, “Shared Decision Making to Improve Care and Reduce Costs,” NEJM (January 3, 2013) 368;1: 6-8. New York State Department of Health, Acute Cardiac Surgery in New York State: 20092011 (March, 2014): http://www.health.ny.gov/statistics/diseases/cardiovascular/heart_disease/docs/20092011_adult_cardiac_surgery.pdf -8- HPAM-GP.2836 Current Issues in Health Policy REQUIRED ASSIGNEMNTS/PAPERS Assignment 1 – Personal Resume (Pass/Fail) – Provide a very brief resume/vita/something that describes who you are, employment experience (if any), and career goals (if any) and attach a recent photo of yourself (try Xeroxing you ID if you can’t do any better). Due Date: Session 2 – 2/03/15 – 11:59pm (submit in class or use NYU Classes File Exchange) Note: For papers 1 and 2 and assignment 2, you may work in teams of up to 3 students, although working on team is not required. Teams must have members from at least two different programs at Wagner or NYU and two different “professions”. Player trades are allowed, and you can work on different teams for papers 1 and 2 (or no team on one or the other). For assignment 2, you may submit as your paper 1 team, or you may submit individually. Submit only one paper/assignment per team and list all the team members. Paper 1 – The Dartmouth Atlas Memo (35% of final grade) - ≤ 8 pages – Take a look at the website for the Dartmouth Atlas of Healthcare. There is an interactive site, where you can pick out specific utilization measures for specific geographic areas or individual hospitals (http://www.dartmouthatlas.org/), and there is also an area of the site where you can download Excel or pdf files with the data (http://www.dartmouthatlas.org/downloads.aspx) – this latter site much easier to navigate and I strongly recommend using it. Pick an example of variation in utilization that you believe is unwarranted and describe the range of factors that are likely to contribute to the differences among areas (or hospitals). Examples utilization rates on the site include: Care of chronically ill patients during the last two years of life (http://www.dartmouthatlas.org/tools/downloads.aspx?tab=40) Selected surgical discharge rates (http://www.dartmouthatlas.org/tools/downloads.aspx?tab=41) Selected medical discharge rates (http://www.dartmouthatlas.org/tools/downloads.aspx?tab=41) Children's health care in Northern New England, 2007-10 (http://www.dartmouthatlas.org/tools/downloads.aspx?tab=35) Prescription drug use, 2010 (http://www.dartmouthatlas.org/tools/downloads.aspx?tab=35) Please look at utilization levels, not variation in mortality, costs/spending/reimbursement or resource inputs that are reported in some files or tables. While you can write about some of the “quality” measures (primary care access and quality or post discharge events) if you have an abiding interest in these topics, I would much prefer you to focus on variation in rates of utilization – also please note that these “quality” measures will be more difficult to tie into the discussions we had in class. After discussing the range of factors that affect variation in rates, pick one contributing factor that you think is important (or that you think something can be done about it) and make some suggestions about what might be done to reduce variation. Be specific and detailed in your suggestions, including who ought to do what to whom. Be realistic, don’t make suggestions that -9- HPAM-GP.2836 Current Issues in Health Policy cannot be implemented because of technical, financial, or political considerations. This is a conceptual piece and not a research paper, but footnote sources of ideas from others that you use for the causes of variation (or the suggested solutions if the ideas come from a specific source). Please see more detailed instructions/suggestions in the PowerPoint presentation located in the Other Material tab of NYU Classes. Due Date: 3/03/15 – 11:59pm (submit in class or use NYU Classes File Exchange) Assignment 2 – Dartmouth Atlas PowerPoint Slides (25% of final grade) – Take your Dartmouth Atlas paper and make it into a PowerPoint presentation. As with the paper, describe the “unwarranted” variation, discuss the potential causes of the variation, and make recommendations on what might be done about it. Incorporate or address any suggestions that I made in grading the paper. While substantive content matters, you will also be graded on how clearly and effectively the material is presented. Don’t make slides too busy or have too much text on a slide, and avoid cute graphics. You will not actually have to present the slides, but keep the length to a presentation that would take not more than 15 minutes. If you worked on team on the paper, you may submit as a team or individually. Due Date: 4/07/15 – 11:59pm (submit in class or via NYU Classes File Exchnage) Paper 2 – Book Memo (25% of final grade) - ≤ 6 pages – You are a newly hired policy staff person for some senator, the governor of any state, a state legislator, a state/cityhealth commissioner, the president of the National Association of Community Health Centers, CEO of a large health insurance plan/managed care plan, a hospital CEO, or some other health organization of your choice (domestic or international). Your boss walks by your cubicle and plops down one of the books listed below and asks you to read it and tell her/him i) what it’s about, ii) why it’s important, and iii) what ought to be done about it by your organization or boss. Select a book from the list below and write a brief memo (remembering your boss has a very short attention span and will stop reading if it goes beyond 6 pages). Make sure you identify your hypothetical employer. If there is a book relevant to the class that you are dying to read that is not on the list, let me know and, if I have read it or am willing to read it, the book can be added to the list. Adrian Nicole LeBlanc – Random Family: Love, Drugs, Trouble, and Coming of Age in the Bronx. Anne Fadiman – The Sprit Catches You and You Fall Down. Sherwin Nulin – How We Die. Eric Klineberg – Heat Wave: A Social Autopsy of Disaster in Chicago; Going Solo: The Extraordinary Rise and Surprising Appeal of Living Alone Laurie Kaye Abraham – Mama Might Be Better Off Dead: The Failure of Health Care in Urban America. Jerry Avorn – Powerful Medicines : The Benefits, Risks, and Costs of Prescription Drugs. Andrew Solomon – The Noonday Demon. Richard Deyo and Donald Patrick – Hope or Hype: The Obsession with Medical Advances and the High Cost of False Promises. - 10 - HPAM-GP.2836 Current Issues in Health Policy Shannon Brownlee - Overtreated: Why Too Much Medicine Is Making Us Sicker and Poorer Jerome Groopman – How Doctors Think John Abramson - Overdosed America : The Broken Promise of American Medicine Atul Gawande – Being Mortal: Medicine and What Matters in the End or The Checklist Manifesto: How to Get Things Right. David Kessler – The End of Overeating: Taking Control of the Insatiable American Appetite John Wennberg – Tracking Medicine Otis Brawley – How We Do Harm: A Doctor Breaks Ranks Eric Manheimer - Twelve Patients: Life and Death at Bellevue Hospital Angela Coulter – Engaging Patients in Healthcare Nina Teicholz – The Big Fat Surprise Elizabeth Bradley/Lauren Taylor – The American Health Care Paradox: Why Spending More Is Getting Us Less Sanjeep Jauhar – Doctored: The Disillusionment of an American Physician Due Date: 5/05/15 – 11:59pm (submit in class or via NYU Classes File Exchnage) - 11 -