Using herbicides to control aquatic pest plants Guidance on preparing an annual report April 2015 TECHNICAL GUIDE 2 Using herbicides to control aquatic pest plants Guidance on preparing an annual report Background The Environmental Protection Authority (EPA) has modified the approvals for herbicides containing metsulfuron-methyl, haloxyfop-R-methyl, imazapyr isopropylamine or triclopyr triethylamine salt. These substances can now be applied onto or into water as herbicides to control aquatic pest plants. Anyone wanting to apply these herbicides onto or into water, including organisations such as councils or the Department of Conservation, must first obtain a permission from the EPA under the Hazardous Substances and New Organisms Act (HSNO) 1996. A permission holder must provide the EPA with an annual report that outlines the activities that have been undertaken when applying these herbicides to water bodies. This will provide transparency and provide the public with information about operations involving the use of these substances. An annual report must be provided to the EPA by 31 July each year and will cover the period 1 January–31 December for each calendar year. The annual report must provide details of all applications of the substances onto or into water and must include: a map of all locations where the substances have been applied details of the spray operation by location, including application method used, quantity of the substance applied, rates of application, frequency of application and the dates of application details (including results) of water sampling conducted to confirm compliance with Environmental Exposure Limits (EEL). details of sediment testing conducted details of pest plant species targeted details of dissolved oxygen levels prior to application of the substance to any static water body details of pH testing conducted prior to application of substances containing metsulfuron-methyl details of engagement/consultation activities undertaken details of any incidents reported or complaints received in reference to the application of the substance and details of any actions taken to remedy complaints an overall assessment of the outcome of each operation and any proposed follow-up spraying for the forthcoming year. April 2015 3 Using herbicides to control aquatic pest plants Guidance on preparing an annual report Purpose of this guide This document provides guidance on how to prepare and submit an annual report. Annual reporting requirements are split into two sections that discuss the level of detail required. This will ensure permission holders will provide the EPA with annual reports that are consistent in their scope, structure and content, and will provide a reporting template for permission holders (refer to Appendix 1). Permission holders are expected to provide the EPA with a summary of incidents and monitoring that has been undertaken before and after spray operations. This document provides further guidance on when monitoring is required and how permission holders are expected to report results of monitoring activities and incidents. The guide is split into two sections, these sections outline: 1. Annual reporting requirements Details of the operation Details of engagement Incident reporting Assessment of operation outcomes 2. Monitoring requirements What monitoring requirements are there How should data be presented How should measurements and samples be taken How should data be presented April 2015 4 Using herbicides to control aquatic pest plants Guidance on preparing an annual report Section 1: Annual reporting requirements Details of operations An annual report to the EPA must contain a summary of all spray operations undertaken by a permission holder during a calendar year. This summary should be provided at the beginning of an annual report and the level of detail that should be included is detailed below. What information must be provided? A permission holder must provide the EPA with: 1. A map of all locations where herbicides containing metsulfuron-methyl, haloxyfop–R-methyl, imazapyr isopropylamine or triclopyr triethylamine salt have been applied onto or into water. 2. A suggested method for mapping is to split the map into quadrats of areas treated rather than trying to pin point each and every individual spray location. The reason for this is that some operations may consist of multiple small spray applications along the body of water. As such, it may be impossible and impractical to know how much is applied in every spot application. Therefore, dividing the area into quadrats of treated areas enables the total volume in that stretch of river or water body and amount of herbicide used to be calculated for that day. 3. The technical details of each spray event within an operation including the spray dates, as described below. What technical details must be provided? A spray operation may consist of multiple spraying events. It is important that an annual report contains information about each spray event and where these occurred.This section should identify: the dates of each spray event the location where a substance was applied the target pest plant the quantity of substance applied and the rate of application for each spray event the methods of application (for example, aerial spray or knapsack) You should also record: the name of the operator undertaking the application GPS coordinates of location should be provided the substance used (metsulfuron-methyl, haloxyfop–R-methyl, imazapyr isopropylamine or triclopyr triethylamine salt) and its concentration the trade name of the substance. April 2015 5 Using herbicides to control aquatic pest plants Guidance on preparing an annual report Details of engagement activities An annual report must provide details of notification and consultation activities carried out with local interest groups. Consultation The EPA recommends that a permission holder provides opportunities for consultation with iwi, the wider community and interested parties, if a spray operation is likely to directly impact these groups. If local iwi are concerned at the potential effect of spray operations, consultation will enable the sharing of customary knowledge and expertise that will help identify issues of significance and traditional sites that require protection. Consultation may be a requirement of any resource consent. In general, consultation is recommended when you are first proposing to applying a substance to an area. Additionally, if the activity is to be on going all interested parties should be made aware of this. Subsequent applications of the substance in the same operation programme should not require further consultation. Notification of application should be sufficient to advise local communities in an area that spraying will be undertaken. What evidence of consultation should be provided? If consultation has occurred, evidence must be provided in an annual report and could include: the names of the parties/local iwi spoken with and the date this occurred (unless parties don’t want to be identified) how parties were contacted, for example, by email, phone or hui with iwi representatives responses received from iwi representatives and interested parties an explanation of how the permission holder has taken into account the concerns of interested parties, which may include a description of any plans developed with interested parties (for example, a description of a plan developed during consultation with irrigation users that manages risks to crops associated with treated water). Notification All parties who may be directly affected, including those identified in a permission must be given written notification at least five working days prior to each application of a substance onto or into water. Notification requirements will be set out in any permission issued for the application of these substances onto or into water. An annual report must demonstrate these requirements have been met. What details must a notification provide? A written notification must include: the name and location of the water body(s) that the substance will be applied to the date and approximate duration of each application the identity of the substance that is being applied the relevant restrictions on the use of water that will apply the name and contact details of the permission holder. April 2015 6 Using herbicides to control aquatic pest plants Guidance on preparing an annual report A template for written notification is provided in Appendix 2. Written notifications can be sent via letter or email. What evidence of notification should be provided? An annual report needs to incorporate evidence that demonstrates interested parties were notified. Evidence provided in an annual report should include: the dates interested parties were notified a list of notified parties how interested parties were notified, for example, by letter or by email responses received from the notified parties. Reporting of Incidents Permission holders need to ensure incidents of unintended by-kills are reported to the EPA within one week of the application of the substance. This excludes the by-kill of non-target plants that may be expected from the herbicidal nature of the substance. A template for reporting incidents is provided in Appendix 3. Annual reports must contain a summary of incidents. This should include: a list of each incident that occurred during the calendar year the time, date and location of each incident (including GPS coordinate) the species killed in an incident any actions that were taken to prevent further instances of by-kill the volume and type of substance used in the area where an incident occurred the name of the person and company that applied the substance. If the permission holder receives complaints in reference to the application of a substance, this must be included in the annual report. Actions taken to remedy the complaint must also be included. Details provided in the annual report should follow the incident reporting requirements above. Details of any monitoring undertaken The level and type of monitoring required will depend on the substance being used and the nature of the water body to which the substance is applied. Permission holders may be required to measure, sample and analyse any of the following variables: 1. Dissolved oxygen levels, this is a requirement as per the controls 2. pH measurement 3. The concentration of the substances in the water to confirm compliance with Environmental Exposure Limits (EEL).compliance with EELs is a control requirement 4. Biological communities and the persistence of the substances in the sediment. If any monitoring has been undertaken then the permission holder must outline this in their annual report. Further details of monitoring are to be found in section 2. April 2015 7 Using herbicides to control aquatic pest plants Guidance on preparing an annual report Assessment of operation outcomes Herbicides containing metsulfuron-methyl, haloxyfop-R-methyl, imazapyr isopropylamine or triclopyr triethylamine salt have been identified as being the most effective way of controlling aquatic pest plants. To provide transparency an annual report of operations must include: details of the pest plant species targeted by the operation an overall assessment of the outcome of each operation any proposed follow-up spraying for the forthcoming year. An overall assessment of the outcome of an operation could be a comparison of the pest plant before and after a substance has been applied. April 2015 8 Using herbicides to control aquatic pest plants Guidance on preparing an annual report Section 2: Monitoring requirements Permission holders are required to provide a monitoring plan to the EPA within one year of the granting of the permission. In the interim, permission holders are still required to comply with the controls that apply to the use of these substances and this includes monitoring requirements. This section provides guidance on how to report incidents related to the application of these substances to the EPA and how to fulfil the monitoring requirements specified under HSNO. Whilst individual users may wish to undertake their own monitoring , collaborative monitoring of sites is also acceptable and in that case a joint monitoring framework should be submitted to the EPA for approval. What monitoring requirements are there? The use of all four substances to control aquatic plants should have some form of monitoring. There should be at a minimum one site per substance. The level and type of monitoring required will depend on the nature of the water body to which the substance is applied. For each substance, monitoring of a sensitive site or worst case scenario is preferred over a degraded site as the data is more valuable. The following variables should be measured: 5. The concentration of the substances in the water at a suitable distance downstream from the application site to confirm compliance with Environmental Exposure Limits (EEL) compliance with EELs is a control requirement 6. The persistence of the substances in the sediment 7. Dissolved oxygen levels, where required as per the controls 8. pH measurement, where required as per the controls 9. Biological communities in sediment When the dissolved oxygen content of a site is less than 4 mg/l then only monitoring for EEL compliance and sediment residue should be undertaken. Recording of the site conditions is also recommended e.g. area treated, size of overall water body, flow rate, depth, date. i.e. treatment area 60 m 2, river 3 m wide with a flow of 0.2 m 3/s, 1.2m depth 1/1/14. Dissolved oxygen monitoring Monitoring of dissolved oxygen levels is a requirement where large areas of a static water body will be treated with a substance. This is because dissolved oxygen levels in static water bodies are more likely to be depleted through the decomposition of dead plants than would be the case in flowing water. Dissolved oxygen levels must be measured and reported if a permission holder intends to apply a substance to either: more than 33% of a static water body in a single application, or if multiple applications occur, the treated area exceeds more than 33% of a water body within a seven day period. April 2015 9 Using herbicides to control aquatic pest plants Guidance on preparing an annual report To treat more than 33% of a static water body within a seven day period the average dissolved oxygen level must be less than 4mg/L. An annual report must provide details of dissolved oxygen monitoring undertaken prior to the application of a substance to any static water body. If no monitoring of dissolved oxygen has been undertaken for the year, this needs to be justified in the annual report. pH monitoring The results of pH monitoring undertaken prior to the application of substances containing metsulfuron-methyl must be provided in an annual report. The annual report should also include details of pH testing undertaken after the application of a substance containing metsulfuron-methyl onto or into water. If no pH monitoring has been undertaken for the year, this should be justified why in the annual report. Environmental Exposure Limits (EEL) It is a legal requirement to ensure that set EELs are not exceeded. EEL values have been set to ensure harm to the environment is mitigated. All four substances should be monitored for EEL compliance and monitoring for environmental EELs should ideally occur before application to check what background levels of these herbicides are.Samples should be collected, stored and transported in accordance with internationally recognised protocols and analysed by International Accreditation New Zealand (IANZ) recognised laboratories. In the case of moving water bodies, water samples should be taken within 24 hours of application of the substance, 100 metres downstream from the application area. For static water bodies, samples must be taken at a point no more than 100 metres from the application area. Sediment monitoring Details of sediment testing must be included in the annual report. Sediment monitoring may include: Measures of the biological diversity or species richness in sediments before and after a substance is applied. The persistence of the substance in the sediment before and after subsequent applications of the substance. It is recommended that samples are taken prior to spraying to account for possible background levels of herbicide in the environment. Repeat measurements should be taken at subsequent applications of the substance and control sites should be sampled in order to isolate any impacts of the substance. April 2015 10 Using herbicides to control aquatic pest plants Guidance on preparing an annual report How should measurements and samples be taken? Dissolved oxygen levels, pH, sediment biology and the concentration of substances in sediment are likely to vary throughout an application area. To account for this natural environmental variability, random samples should be taken over a representative sample of the application area to ensure statistically relevant data. At each randomly selected site within the application area, replicate measurements or samples should be taken to ensure the data is consistent and statistically relevant. Water samples for EEL monitoring should be taken at the following time periods after application. 0, 1, 7, 24 days. Samples for persistence in sediment monitoring should be taken prior to the application to take account for any background herbicide in the environment and then again 24 days later. If the substance is present at levels above the minimum level of detection at that time further monitoring is required to report when substance concentrations fall below detectable levels. How should data be presented in an annual report? Results from any monitoring of dissolved oxygen, pH, sediment and concentration of the substances in the water must be supplied to the EPA as part of an annual report. Results should: be summarised in tabular form and be a compilation of the raw data be presented as means with standard errors include the sample sizes include analysis method include storage method The following section provides details of the information that should be included in an annual report. April 2015 11 Using herbicides to control aquatic pest plants Guidance on preparing an annual report Appendix 1: Annual Report Template Every person or organisation that holds a permission to apply herbicides with the approval codes HSR000373, HSR002431, HSR000063, HSR100098, HSR100054, HSR008025, HSR007690, HSR000232, HSR000242, HSR000238, HSR000245 or HSR000521 must produce an annual report of their activities. The report must show the name and address of the reporting person or organisation and could be on an organisations letter headed paper. Reports should follow the following structure: Name of permission holder and postal address: Postal address: Street number and name: in New Zealand Suburb: Town/City: Postal code: Permission register number: Report prepared by: (Name / Position / Contact Details) Report checked/approved by: (Name and position) 1. Details of operations 1.1. Map of locations A permission holder is required to provide a map of their region that highlights where spray operations were undertaken. 1.2. Description of operations This sub-section should provide a summary of each operation undertaken during a calendar year. This should be presented in a table format like the example provided below: Title of operation and weed plant targeted: (eg. Whangape stream alligator weed control) Date of application Name of water body/GPS coordinates Substance applied/trade name Area of water body treated Quantity applied Rate of application Application method 5/1/13 Whangape stream Metsulfuron – methyl 1190 m2 0.010 kg ai 0.084 kg ai/ha Knapsack 6/2/13 Whangape stream Metsulfuron – methyl 595 m2 0.005 kg ai 0.084 kg ai/ha Knapsack April 2015 Operator/company 12 Using herbicides to control aquatic pest plants Guidance on preparing an annual report 2. Details of engagement activities 2.1. Evidence of notification A permission holder must notify all the people and organisations identified in a permission before each application of a substance. Annual reports require a list of the parties notified, details of notification and when the notification occurred. An example is presented below: Details of notification before substance was applied to name of site on the application date: Parties notified Detail of notification Timing Relevant territorial authority (city or district council) Letter 1 February 2013 The name of every holder of a resource consent to take water for water supply purposes within one km downstream of application area Letter 1 February 2013 The name of every local iwi runanga representative Phone calls / letter 30 January to 1 February 2013 2.2. Evidence of consultation Permission holders should consult with iwi and other parties that may be directly affected by a spray operation at the earliest opportunity. Evidence of the consultation process should be provided in an annual report. A tabular summary of consultation procedures should be presented as follows: Details of consultation before substance was applied to name of site on the application date: Parties consulted Detail of notification Timing Actions taken to remedy concerns The names of local iwi runanga representatives Hui to discuss the presence of inanga and traditional sites of importance 1 February 2013 Follow up meetings to discuss changes to operation area The name of every holder of a resource consent to take water for water supply purposes within one km downstream of application area Letter 1 February 2013 10 February 2013 - Letters received from consent holders are responded to April 2015 13 Using herbicides to control aquatic pest plants Guidance on preparing an annual report 3. Incident reporting 3.1. Incident reporting A permission holder needs to provide the EPA with a summary of the incidents that occurred during the 12 month reporting period. Each summary must include details of the incidents reported or complaints received in reference to the application of a substance and details of any actions taken to remedy complaints. Details of each incident should include: the date and time of the incident the location the operation date the substance used in the operation and the name of the operator and company 4. Assessment of operation outcomes To demonstrate the efficacy and critical nature of the use of these substances to control aquatic pest plants, permission holders are required to provide an overall assessment of their operations undertaken and any proposed follow-up spraying for the forthcoming year. Operations should be summarised in chronological order and must include the identification of the aquatic pest plant species targeted. The summary could also outline: the percentage cover of the aquatic plant before application the percentage cover after application at an appropriate interval. 5. Monitoring requirements 3.2. Additional monitoring If monitoring is undertaken in your area then evidence of dissolved oxygen monitoring must be provided to the EPA where a substance has been applied to more than 33% of a static water body within a seven day period. The pH should also be measured where the substance applied contains metsulfuron - methyl as the active ingredient. If sediment testing of biological communities and water sampling to confirm EEL compliance has been undertaken these details must also be listed. Results from any monitoring should be presented in a tabular summary similar to below. Details of monitoring undertaken before and after the application of name of substance to name of treatment site. Pre-application / date Oxygen mg/L (no. of samples) pH (no. of samples) 2.1 +/- 0.4 mg/L (n = 26) 7.5 +/- 0.02 (n = 32) Post application / date 7.4 +/- 0.07 (n = 32) EEL µg/L (no. of samples) N/A 0.00021 +/- 0.0001 µg/L NOTE 1. n = the number of measurements or samples taken 2. Measurements of dissolved oxygen and date should be presented as the mean +/- standard error. April 2015 Sediment testing N/A 14 Using herbicides to control aquatic pest plants Guidance on preparing an annual report Appendix 2: Example of notification letter On a company letterhead with your contact details Name of person Address Postcode Date Dear Occupant Re: Notification of application of [name of substance] to treat [target pest plant] We are writing to notify you of our intention to apply [name of substance] at [name of location] on [date]. The spray operation will be carried out between the hours of [ ] and [ ]. Signage will be erected on the day of application before the operation starts. These signs will be located at public access areas within 100 m of the application area and will state: Do not swim. Do not gather food from the waterway (including fish). Do not take water for consumption. It is important that you adhere to these restrictions while signage remains in place. We will contact you to inform you if there are any changes to the spray operation. Please contact us on [provide a contact phone number or email address] if you require any further information. Yours sincerely signature of person in charge of operation Name April 2015 15 Using herbicides to control aquatic pest plants Guidance on preparing an annual report Appendix 3: How to report incidents Notifying the EPA about incidents An organisation or person who holds a permission to apply the substances to control aquatic pest plants must ensure that any incidents of accidental by-kills of non-target organisms are reported to the EPA within a week of the application of the substance. The report must include the time, date and location where the incident occurred. Sample incident notification form: Name of person reporting the incident: Organisation: Phone: Email: Postal address: Street number and name: in New Zealand Suburb: Town/City: Postal code: Permission register number: Description of incident Date incident occurred Time Site/place where incident happened and GPS coordinates Description of incident Substance used in operation prior to incident Name of operator and company Additional information: Possible reason(s) for incident: Appendix 4: Interpretation Consultation: Discussing the details of an activity with a person(s) and taking into account any concerns that they may have prior to commencing the activity. April 2015 16 Using herbicides to control aquatic pest plants Guidance on preparing an annual report Environmental Exposure Limit or EEL: An environmental exposure limit (EEL) establishes the maximum concentration of an ecotoxic substance that is legally allowable in a particular environmental medium (eg, water, soil or sediment). Incident: Incidents are events that may have resulted from non-compliance with regulatory requirements and/or may have caused adverse effects to human health and safety, or the environment. Incidents also include accidental by-kill. Notification: Formally notifying a person(s) of an activity that is about to commence b before using certain substances a person (or organisation) must obtain a prior permission from the EPA Sensitive site: Sensitive sites includes but is not limited to, aquatic farms, water ways used for crops irrigation, drinking water, ecologically important sites spray application: each individual application of spray e.g. spot spraying spray event: all spray applications within a defined area on a given day spray operation: spray programme to treat each target area. May consist of multiple of spray events over a number of days. April 2015 Level 10, 215 Lambton Quay, Wellington 6011, New Zealand