Aquacultural Engineering 22 (2000) 33–56 www.elsevier.nl/locate/aqua-online Review Solids management and removal for intensive land-based aquaculture production systems Simon J. Cripps *, Asbjørn Bergheim RF-Rogaland Research, P.O. Box 2503 Ullandhaug, N-4091 Stavanger, Norway Abstract This review aims to identify and examine realistic aquaculture waste solids management strategies. The main reason for treating solids to be discharged from flow-through systems is to reduce potential negative impacts on the surrounding aquatic environment. In reuse and recycle systems, solids management will be required to maintain culture water quality. In such cases, solids management will often be designed to be combined with other unit processes. Solids concentrations in the untreated effluent from flow-though farms are low at around 5-50 mg l-1, and do not appear to have altered greatly within the last 20 years. These solids can commonly carry 732% of the total nitrogen and 30-84% of the total phosphorus in the wastewater. Feed quality and feeding management can be manipulated to reduce the quantity of waste solids produced. Decreases in the specific water consumption within a farm, increase the concentration of solids in the effluent, which results in an increase in particle separation efficiency. Particles should be separated from the culture stock and the primary effluent flow quickly and efficiently (i.e. at high solids concentrations). This can be achieved by within-tank separation systems, often comprising a separate low-flow particle outlet. Rotating microscreens are commonly used at land-based intensive fish-farms in Europe. Screen mesh pore sizes of 60-200 um are common. There is little advantage in using pore sizes smaller than 60 um. Low concentration aquaculture solids usually settle discretely in sedimentation tanks, i.e. with no agglomeration of particles that would increase their settling velocity. Such basins are prone to many technical problems, and in most situations are unlikely to be suitable for the treatment of solids in the primary wastewater from aquaculture facilities. Sedimentation basins may be appropriate for secondary de-watering or thickening. Overflow rates of 1.0-2.7 m3 m-2 h -1 have been reported. Bead filters and * Corresponding author. Tel.: +47-51875000; fax: +47-51875200. Email address: scripps@wwfnet.org (S.J. Cripps) 0144-8609/00/$ - see front matter © 2000 Elsevier Science B.V. All rights reserved. PII : S 0 1 4 4 - 8 6 0 9 ( 0 0 ) 0 0 0 3 1-5 34 S.J. Cripps, A. Bergheim/Aquacultural Engineering 22 (2000) 33–56 flotation columns have been shown to perform well for solids removal in limited flow-rate recycle systems. The sludge produced by separation technology can be thickened and stabilised by the addition of lime, to kill pathogenic diseases and restrict putrefaction. The resulting sludge has been spread on agricultural land. © 2000 Elsevier Science B.V. All rights reserved. Keywords: Solids; Particles; Wastewater; Effluent; Aquaculture; Treatment 1. Introduction Wastes from aquaculture include all materials used in the process which are not removed from the system during harvesting. The main wastes from aquaculture operations are uneaten feed, excreta, chemicals and therapeutics, as described by Ackefors and Enell (1990, 1994), Beveridge et al. (1991), Braaten (1992). Dead and moribund fish, escaped fish and pathogens (Bergheim and Asga˚rd, 1996) can also be considered forms of waste. The main source of potentially polluting waste either discharged in the farm effluent, or to be made available for reuse within the farm, is feedderived (Pillay, 1992), such as uneaten feed, undigested feed residues and excretion products. The feed-derived wastes include components that are either dissolved, such as phosphorus (P) and nitrogen (N) based nutrients, or are in the solid phase as suspended solids, as described by Losordo and Westers (1994). This review will present information relating to the management of particulate wastes in intensive land-based aquaculture facilities. The management of solids, through feed design, feeding management and flow regulation, in addition to the eventual removal of solids using separation and sludge treatment technology, becomes increasingly important as aquaculture systems intensify. For recycle systems, in which reused water must be of an adequate quality to maintain the culture organisms in a healthy and fast-growing condition, it is especially important to remove waste products. A build-up of solids in an aquaculture system can lead to a decline in culture water quality that will increase the stress on the culture organisms (Rosenthal et al., 1982; Klontz et al., 1985; Braaten et al., 1986). This will be as a result of: a direct impact of the solids on the animals, e.g. through the partial smothering of gills; or indirectly, e.g. by offering a suitable habitat for the proliferation of pathogenic organisms (Braaten et al., 1986; Liltved and Cripps, 1999), and the consumption of dissolved oxygen as the solids decay (Welch and Lindell, 1992). This review aims to identify and examine realistic aquaculture waste solids management strategies. This will be achieved by the critical analysis of the components that could comprise a multi-stage treatment system. The aims of waste treatment in general and solids management in particular differ, depending on whether the intensive culture system is single-pass flow-through, water reuse with little reconditioning, or recycle, as summarised by Losordo and Westers (1994). S.J. Cripps, A. Bergheim /Aquacultural Engineering 22 (2000) 33–56 35 The main reason for treating solids to be discharged from flow-through systems will be to reduce potential negative impacts on the surrounding aquatic environment. Feedderived wastes from intensive aquaculture facilities can degrade the environment and conflict with other aquatic resource users. Many authors have described these impacts, including impacts from solids, such as: Enell and Lof (1983), Ackefors and Enell (1990), Gowen (1991), Gowen et al. (1991), Pillay (1992), Costa-Pierce (1996). In reuse and recycle systems, solids management will normally be aimed at providing at least an adequate culture water quality. In such cases, solids management will often be designed to be combined with other unit processes for the control of dissolved nutrients, biochemical oxygen demand (BOD), dissolved gases (O2 and CO2), pH and pathogens. Irrespective of the type of culture system, modern solids management commonly comprises a series of stages, or unit processes. More advanced systems integrate these so that solids are prepared by one unit process or management regime, to be better handled at the next stage (Cripps and Bergheim, 1995). Hence, solids control stages such as feed management, pre-treatment, primary separation, secondary solids handling and disposal may comprise an integrated solids management system (Alana¨ra¨ et al., 1994; Summerfelt, 1998). 2. Solids characteristics 2.1. Solids loads In order to maintain the solids at acceptable levels for discharging or recycling, it is important to understand the nature of the wastes. Appropriate management practices and/or treatment technology can then be applied. Many studies and reviews, including Cripps and Kelly (1996), have shown that aquaculture waste characteristics are not conducive to easy treatment, because of their low concentrations in the effluent. In the 1980s, Alabaster (1982), Muir (1982) Solbe´ (1982), and Warrer-Hansen (1982) showed that effluent total solids (TS) concentrations from intensive cold-water, flow-through fish-farms were about 9, 11.1, 5–50, and 5–50 mg l-1, respectively. Fish-farm operations have changed in recent years, due to an intensification of farming, through culture density increases and specific water consumption (flow of water required per biomass of stock per unit time — l kg-1 min-1) decreases, improvements in feed formulations, and improved feeding systems that reduce losses. Nevertheless, solids concentrations in farm effluents prior to treatment, do not appear to have altered greatly. This was shown by Hennessy et al. (1991), Bergheim et al. (1993a,b) and Cripps (1995), who reported a wide range of total solids concentrations of 1.6–14.1, 0–20.1, and 6.9 mg l-1, respectively, though strict comparisons with earlier data are difficult. Data presented by Kelly et al. (1997) and Bergheim et al. (1998) showed that treatment efficiency, in terms of the separation of particles from the effluent, increased with increased solids concentration. This indicates both that aquaculture 36 S.J. Cripps, A. Bergheim/Aquacultural Engineering 22 (2000) 33–56 wastes solids are difficult to treat, and that by increasing the concentration prior to treatment, an increase in treatment efficiency, or clarification rate, would be expected. 2.2. Nutrients in the solids Suspended solids (SS), total nitrogen (TN) and total phosphorus (TP) concentrations are also commonly low in aquaculture effluents, at about 14, 1.4 and 0.13 mg l_1, respectively (Cripps and Kelly, 1996). Further, of these total waste concentrations, not all are bound to the particulate fraction (Ackefors and Enell, 1994). About 7-32% of the TN and 30-84% of the TP is in the particulate fraction (Foy and Rosell 1991a; Bergheim et al., 1993a,b). The remainder is transported out of the farm in the dissolved fraction. This is largely not possible to remove by particle separation techniques, which are commonly employed for aquaculture wastewater treatment. Much of the bio-degradable organic matter, which produces the BOD and reduces dissolved oxygen (DO) levels, is also present in the particulate fraction (Amirtharajah and O’Melia, 1990). In one of the few aquaculture studies to quantify this, Kelly et al. (1997) showed that 21% of the BOD load remained after screening a particle-rich effluent through a 60-^m pore size microscreen. 2.3. Physical properties of suspended particles Whilst there have been many studies of the nutrient loading of aquaculture wastewaters, little work has been conducted to quantify the physical characteristics of the solids particles. A study by Clark et al. (1985) is one of the few, or only, to consider the shear resistance of suspended particles, which they considered to be low compared with sewage flocs. Cripps (1995) and Kelly et al. (1997) examined the distribution of SS and nutrients within different particle size fractions of salmon (Salmo salar) smolt farms in Sweden and Scotland, respectively. Chen et al. (1993a,b) and Cripps (1995) using particle characterisation techniques (Cripps, 1993) showed that though the majority of the number of particles were smaller than 30 ^m diameter, the total volume of these particles was much lower than relatively infrequently occurring particles larger than 30 ^m. Cripps (1995) further proposed that the particle-bound P and N concentrations were significantly greater in the larger particles, but because these larger particles occurred infrequently, overall, no individual size fraction of particles contained an especially high nutrient load (amount rather than concentration). Kelly et al. (1997) achieved a much greater reduction in SS and TP concentration with the use of smaller pore-size filters than Cripps (1995) — about a reduction of 77 and 33% at 100 \m; 71 and 64% at about 25-30 ^m, respectively. Both studies indicated the value of screening out solids down to a filter pore-size of about 60 ^m, smaller than which produced negligible benefits in terms of treated effluent quality. S.J. Cripps, A. Bergheim /Aquacultural Engineering 22 (2000) 33–56 37 3. Management of solids produced 3.1. Feed quality In addition to treatment technology, waste management techniques can be employed to reduce the production of particles in the first place, or to facilitate their removal should their production be unavoidable. Improved feed quality in recent years has resulted in enhanced bio-availability of phosphorus and proteins, at lower concentrations. This results in a reduction in the quantity of faecal solids produced. Improved pellet integrity, with subsequent slower breakdown rates, further reduces feed losses. Optimised feeding systems and protocols have also reduced wastage. The close connection between feed quality and feed-derived waste production has been demonstrated in several reports, such as Cho et al. (1991) and Asgard and Hillestad (1998). The development of ‘high-energy diets’ with increased fat content, reduced carbohydrate levels, reduced protein levels, and improved digestibility has significantly decreased waste production in salmonid farming. In a standard diet for salmonids, the following fractions of the main components were shown to be indigestible and excreted as faecal waste: 13% of the protein, 8% of fat, 40% of carbohydrate (fibre completely indigestible), 17% of organic matter, 50% of ashes and 23% of dry matter (Asgard and Hillestad, 1998). About 40% of ingested protein N is excreted as dissolved N (TAN = NH3 + NH4+) by salmon. Recent studies, indicate that a minimum of 11 g kg -1 dietary P is required by juvenile Atlantic salmon (Asgard and Shearer, 1997). The daily nutrition discharges per fish (DND) for nitrogen and phosphorus are predicted by the following equation (Einen et al., 1995): DND (N, P) = nutrient fed - nutrient gain (1) nutrient fed = ration fed (g) × nutrient in feed (g g-1 diet) (2) nutrient gain = growth (g) × nutrient in fish (g g-1 fish) (3) where and At a feed conversion ratio (FCR) of 1.0 kg feed kg -1 gain, the estimated discharges from juvenile salmonids, in terms of g (N, P) kg -1 fish gain, are about 33 g N (26 g dissolved and 7 g solid-bound) and 7.5 g P (80-90% solid-bound). Based on digestibility estimates of typical diets (Asgard and Hillestad, 1998), the calculated discharge of suspended solids from salmon and trout farms should be 150-200 g SS kg-1 fish gain at a FCR of 0.9-1.0. 3.2. Feeding management Clearly the best means of reducing the quantity of waste discharged by an aquaculture facility is to reduce its production in the first instance. The feeding 38 S.J. Cripps, A. Bergheim/Aquacultural Engineering 22 (2000) 33–56 regime and technology used to both deliver rations to the stocks and monitor its intake can be used to minimise waste losses, as described by many authors specialising in feeding management, such as Alana¨ra¨ (1992), Durant et al. (1995), Summerfelt et al. (1995) and Derrow et al. (1998). Connections have been demonstrated between feeding management practices and either production economics and efficiency (Storebakken and Austreng, 1987; Hankins et al., 1990), or waste production (Seymour and Bergheim, 1991; Asga˚rd et al., 1991; Westers, 1992). A full evaluation of different feeding regimes is outside the scope of this review. The concept is however, that feed utilisation should be maximised by supplying feed to the stock, such that the uneaten quantity is minimised. The required capacity of treatment systems can then be minimised, thus reducing capital and operating costs. Additionally, in water reuse systems that generally have a fixed carrying capacity based on the ability of the system to handle the daily feed application, removing the waste feed load can effectively increase fish rearing capacity (Summerfelt et al., 1995). Technology for monitoring uneaten pellets has been shown to be a useful means of reducing wastage (Summerfelt et al., 1995). Durant et al. (1995), Summerfelt et al. (1995) and Derrow et al. (1998) described devices that use ultrasound to detect feed particles. When pellets are detected in the tank effluent, the devices discontinue feeding. A pre-set timer is then activated to control the interval between feedings. Whilst these studies indicated an increase in growth of fish using these devices of up to 60%, compared with ration feeding (fixed portions), the effect on the solids loading in the effluents was not quantified. As well as optimising the timing of feeding, the location of feeding can affect both the quantity of solids wasted and their distribution within the culture facility. Many fish for example will not take feed pellets off the bottom, so tank hydrodynamics, pellet structure (which affects the sinking rate) and location of the feeder, need to be adjusted in order to maintain the solids in suspension as long as possible. Auto-feeders that broadcast pellets to the centre of a tank, or to the effluent end of a pond may be used to reduce the length of time the pellets remain within the culture facility, but also reduce the time available for the stock to eat those pellets. 3.3. Flow management Culture stock density increases and water resource shortages have in some cases necessitated the use of oxygen addition and CO2 removal systems. Wastewater flow rates from these systems tend to be markedly reduced, with a subsequent rise in waste concentrations. Higher solids concentrations are usually easier to treat in order to obtain significant benefits in wastewater quality. The specific water consumption in intensive farming has been reduced during the last decade by the use of supplemental oxygen. This affects the within-tank water quality and the self-cleaning efficiency of the tanks (e.g. Colt et al., 1991; Fivelstad and Binde, 1994). The water flow can be reduced from 1–2 l kg-1 min-1 down to about 0.2 l kg-1 min1 , or even lower, by using inlet water supersaturated to 160–200% oxygen saturation. Consequently, the tank outlet solids concentration is S.J. Cripps, A. Bergheim /Aquacultural Engineering 22 (2000) 33–56 39 then a factor of 2-5 times greater than without oxygenation. Fivelstad and Binde (1994) found that a water flow below 0.16-0.20 l kg-1 min-1 reduced growth and caused tissue damage in freshwater fish. The concentration of carbon dioxide in freshwater should not exceed 10-20 mg l-1 in freshwater (Colt and Watten, 1988). A reduced water consumption, often by combining recirculation and addition of oxygen, is a means to improve the utilisation of the water supply and to reduce the discharged effluent load because of improved treatment efficiency (Cripps and Bergheim, 1995). 3.4. Variation in solids loading Several parameters have been found to influence the waste load, and hence cause variability in the quality of the wastewater. Kelly et al. (1994) found that the waste quantity discharged from a fish farm increased with temperature. Foy and Rosell (1991b) however showed that the proportion of nutrients in the particulate fraction increased with temperature. These nutrients were not then becoming more soluble with increasing temperature as may have been expected. At sites where water temperature changes throughout the year, care must be taken at the planning stage of development, to ensure that the capacity of treatment facilities will be adequate to consistently produce the required discharge or recirculation water quality. Changes in ionic composition, dissolved nutrient concentration and physical parameters, such as flow rate and scouring, also influence the partitioning of nutrients between the dissolved and particulate phases, as reviewed by Hamann et al. (1990). Again changes in these parameters will form design criteria. Intermittent solids loading increases can occur as a result of intermittent tank cleaning operations (Kelly et al., 1997), or from unit processes that function irregularly, such as back-pressure activated rotating micro-screens (see below). Studies also indicate the advantage of continuous pre-treatment to concentrate wastes (Twarowska et al., 1997). Bergheim et al. (1998) further provided evidence that if the waste solids concentration is increased, then the efficiency of the clarification processes will increase (see below). 4. Pre treatment 4.1. Advantages The main parameter determining flow-through tanks is the need for adequate gaseous exchange, as described above. Solids handling is normally a lower priority that has to be accommodated into an already designed and managed tank or pond. The three main advantages to preparing (i.e. concentrating) solids prior to clarification processes are an improved culture environment, an increased treatment efficiency and a reduction in required treatment capacity. 40 S.J. Cripps, A. Bergheim/Aquacultural Engineering 22 (2000) 33–56 4.2. Tank hydrodynamics and culture environment Numerous studies have indicated the advantages of maintaining a ‘clean’ culture environment, with the minimum of waste matter present that could lead to an increase in the incidence of diseases (Klontz et al., 1985; Braaten et al., 1986), and/or an increase in stress as a result of sub-optimal water quality (Pickering, 1981; Rosenthal et al., 1982; Klontz et al., 1985; Braaten et al., 1986). In particular, environmental gill disease, which is a chronic, non-infectious condition that occurs under intensive culture, is thought to be caused directly by the accumulation of suspended solids and/or un-ionised ammonia (Burrows, 1964). Braaten et al. (1986) propose that it is these physical/chemical parameters, including prolonged exposure to organic particles, that cause the gill lesions, rather than micro-organisms that are secondary invaders. In order to optimise culture production, it is therefore important to remove solids quickly and efficiently from culture facilities. Various studies have been conducted into the effects of tank hydrodynamics on suspended particle movement, such as feed distribution (Backhurst and Harker, 1989), self-cleaning and efficient use of available water (Watten and Beck, 1987; Westers, 1991; Cripps and Poxton, 1992; Yoo et al., 1995), and periodic cleaning (Stabell, 1992). This information, combined with a knowledge of the water quality requirements of different species (e.g. Alabaster and Lloyd, 1980; Wickins, 1981; Poxton and Allouse, 1982), has lead to the development of tank designs in which solids transport and separation are important design criteria (e.g. Boersen and Westers, 1986; Watten, and Johnson, 1990; Wagner, 1993). Various devices have been proposed or used for moving particles within tanks or ponds. Such devices include: the juxtapositioning of inflow and outflows; vanes; or screens. Inflow direction and distribution, with outflow location and size, can be used: to create high energy and/or quiescent zones, as described by Cholette and Cloutier (1959), Rosenthal et al. (1982), and Burley and Klapsis (1985); for the effective transport of particles to the effluent (e.g. Cobb and Titcomb, 1930; Burrows and Chenoweth, 1955, 1970; Watten and Johnson, 1990); or for transport to a quiescent collection point (Westers, 1991). 4.3. Treatment efficiency and capacity Kelly et al. (1997) showed a large variation in effluent solids loading as a result of farm management regimes such as intermittent tank cleaning. The greater loads increased the efficiency (i.e. proportion of the total waste load removed by any screen pore size) with which the effluent was clarified using micro-screens (see below). Cripps (1995) proposed that the reason for such an effect may be the build-up of a filter cake that would restrict the passage of particles smaller than the nominal pore diameter, as described by Hamann et al. (1990). A similar effect was described by Bergheim et al. (1998), who found that the settling efficiency of an aquaculture sludge sedimentation chamber increased from about 58% at about 1 mg SS min-1 to nearly 90% at 18 mg SS min-1 at the same flow rate. Such an effect is likely to be due to an increase in the probability of S.J. Cripps, A. Bergheim /Aquacultural Engineering 22 (2000) 33–56 41 particles contacting and coalescing in more concentrated suspensions, and so increasing their mass, thereby settling faster, as described by Tchobanoglous and Burton (1991) (pp. 220–240). Solids concentrations from culture vessels that have been increased in order to increase treatment efficiency, can be discharged either as a continuous stream of a lesser flow than the primary effluent, or as a discontinuous stream of short duration–high flow pulses. In either case, the total mass flow of the wastes should be approximately similar to the flow with no pre-treatment, however the total mass flow of the wastes and water in the pre-treated effluent will be substantially less than with no pre-treatment. Hence, facilities for treating pre-treated wastes can be reduced in size, because of the reduced capacity required to treat a smaller volume of waste. This should result in savings in both capital and operational costs at the treatment stage. 4.4. Pre-treatment technology Technology used to pre-concentrate solid wastes prior to treatment can, as proposed above, be classified into equipment or procedures that produce an intermittent plug, or continuous flow, of high solids content waste. The need to expel waste solids from a tank in an intermittent plug can arise from the accumulation of material, either deliberately or accidentally. Solids can be deliberately deposited within a section of a tank that is either close to the effluent and/or partitioned from the culture stock, e.g. particle traps described by Westers (1991). Accidental deposition can arise as a result of sub-optimal tank flow management. Intermittent tank cleaning is the traditional means of removing solids from a tank. Wastes that have accumulated are scrubbed and then flushed out of the tank by increasing the inflow rate and lowering the water level. This method is not as good as continual removal because it can lead to a stressed stock and poor water quality in the tank. Rather than allowing this plug to exit the farm in the main effluent, it may be stored in separate holding facilities to allow treatment devices sufficient time to function at a lower hydraulic load than if treatment of the primary flow was required. A preferential alternative to flushing is the use of a combined concentrator and separate waste solids outlet, as reviewed by (Cripps and Bergheim, 1995). Particle concentrators, though sometimes expensive, are becoming more popular. They are devices at the tank outlet which assist the settlement and consolidation of solids. This concentrated waste is removed from the tank periodically, or preferably continuously, through an outlet which is separate from the primary flow (Fig. 1). This sludge outlet is then led to the treatment device. The primary flow commonly does not require treatment for solids removal. Eikebrokk and Ulgenes (1993) described a system which combined a within-tank particle concentrator with a separate outlet and sludge dewatering unit (whirl separator). The particle-enriched outlet flow was 5–6% of the total flow, thus pre-concentrating particles by a factor of 20 (assuming approximately 80% of the particles were trapped). An overall system removal of 71% SS, 38% TP and 14% 42 S.J. Cripps, A. Bergheim/Aquacultural Engineering 22 (2000) 33–56 TN was estimated. The dry matter content of the dewatered sludge from the whirl separator was about 14%. Ma¨kinen et al. (1988) studied the effluent P budget in tanks with two separate outlets: a ‘bottom effluent’ and a main ‘surface effluent’ with flow rates of 10 and 90% of the total flow, respectively. Without tank flushing, the average P concentration in the effluent from the tank bottom was more than double the surface concentration. Using a stationary microsieve removing particles from the bottom effluent, the overall P treatment efficiency was 46%, incorporating the flushing load. A commercially available particle concentrator system has recently been further developed which is a combination of a Norwegian Ecofish tank separator system and a US recycle system (Twarowska et al., 1997). This system combined both a specially designed particle trap that separated excess feed pellets from faecal wastes so that feeding could be more closely monitored, and collectors for sludge and dead fish removal. Fig. 1. Within-tank pre-treatment and separate particle treatment system (courtesy of Aqua Optima-Ecotank/Eco-trap®). S.J. Cripps, A. Bergheim /Aquacultural Engineering 22 (2000) 33–56 43 5. Solids separation technology 5.1. Choice of unit process Several types of particle separators, or clarifiers, are commercially available for integration into an intensive aquaculture treatment system and are capable of accepting the pre-concentrated wastes from tanks or ponds. Not all are suitable for treating aquaculture wastewater that has not been pre-treated. Several authors have reviewed particle separators, including Wheaton (1977), Huguenin and Colt (1989), Landau (1992), Lawson (1994), Chen et al. (1994a) and Cripps and Kelly (1996) (Fig. 2). It is generally more feasible to remove the solids (and thus the nutrients and BOD associated with them) in high flow–low concentration commercial aquacul-ture wastewaters, than to treat the dissolved fraction using some form of filter bed. The exception to this is where a large proportion of the wastewater is to be reused, such as in intensive recirculation systems, or where discharge legislation is restrictive. Solids separation technology can be conveniently divided into mechanical and gravitational methods. The most popular method of mechanical particle separation is by the use of screens. Traditionally, the aquaculture industry in Europe and North America have used sedimentation for first stage particle separation. The low residence times, and hence high overflow rates associated with intensive systems makes sedimentation, as a first stage technique, inefficient (Cripps and Kelly, 1996; Summerfelt, 1998). It may however prove a suitable process for the clarification of lower flow rates, such as the sludge flow produced by a screen separator. Fig. 2. Particle sizes removed by different solids separation processes (adapted from Chen et al., 1994a). 44 S.J. Cripps, A. Bergheim/Aquacultural Engineering 22 (2000) 33–56 5.2. Microscreens Makinen et al. (1988) reported the use of a triangle filter which is a static screen inclined so that the primary flow through the screen also serves to carry the separated particles to the waste trough. Its current lack of widespread use may be due to capacity limitations, though no data have been found to verify this. Rotating microscreens are an alternative to primary sedimentation (Tchobanoglous and Burton 1991) and so have been more commonly installed at farms in recent years. These usually comprise a fine mesh screen (often 60 to 200 ^.m pore size) in the form of a rotating drum or disc through which the wastewater is passed. Particles held back on the mesh are backwashed or scraped, to a waste collection trough. Rotating microscreens are especially suited to applications where blockage is likely (Wheaton, 1977), and so are used in fish farms because of the large flow of wastewater which must pass through the screen and the small screen pore size which is required to separate out the solids. Cripps and Kelly (1996) reviewed commercially available rotating microscreens and concluded that the majority currently used in aquaculture were developed for the treatment of drinking water. The near perpendicular flow of water through the screens was designed to stop the particles rather than remove them. Setting the screen at a gradient of about 30° to the water surface towards the water flow, such as is achieved using band or belt ‘filters’, had the potential to gently remove particles, with minimal damage, out of the primary waste stream. Rotating screens can have a substantial backwash sludge water flow that usually requires further thickening/dewatering (see below). The backwashing however can be initiated automatically with little intervention required. Pore size, rotation speed and backwash flow can be adjusted to the application. In order to minimise the quantity of backwash water required and maximise the solids concentration, advanced units can be operated intermittently. As particles build up on the static screen, a filter mat becomes established. The back pressure increases and a level indicator is used to initiate the rotating and backwashing operation when the water height difference across the screen exceeds a pre-deter-mined value. For special operations, such as high fat content wastes, warm/hot water can be used for backwashing. When discharging to a marine recipient or recycle system, sea-water can be used for backwashing. Little of the salt is retained within the sludge that may be later applied to farm land (Bergheim et al., 1998). Usually, wastewater flows into a drum microscreen through one of the ends of the drum. It then passes out through the walls of the drum, which are composed of the filter mesh. The backwash jets are located out of the water on the outside of the drum, so that collected particles are washed into a trough inside the drum (Huguenin and Colt, 1989). These are directed out of the drum through one of the open ends. Wheaton (1977) described an alternative design of drum screen which acted more like a water mill and was more suited to applications with large debris-type particles. In this device, the effluent is passed through the screen from the outside to the inside of the drum, whilst the particles are carried over the drum to a S.J. Cripps, A. Bergheim /Aquacultural Engineering 22 (2000) 33–56 45 collection channel. It is important to ensure that the hydraulic capacity and pore size is matched to the characteristics of the effluent to be treated (Cripps and Kelly, 1996). The treatment efficiency of a Hydrotech drum filter has been tested by several workers including Ulgenes (1992a), Ulgenes and Eikebrokk (1992) and Twarowska et al. (1997). During extensive tests conducted by the Norwegian Hydrotechnical Laboratory, the treatment efficiency of a 60-^m pore size drum screen varied considerably within the ranges SS (67-97%), TP (21-86%) and TN (4-89%). Again, efficiency was found to vary proportionally with the waste effluent concentration. Twarowska et al. (1997) however achieved lower solids removal rates of 36.5% using the same type of 60-^m pore size screen. Clearly then the efficiency of such screens is dependent on the characteristics of the effluent and hence, and pre-treatment techniques applied. Unpublished information has been located that describes a design of drum screen with axially positioned troughs located on the inside of the drum. These troughs were designed to catch large particles, such as uneaten pellets or faeces, and deposit them in the backwash trough. Such a design would appear to be a useful method to quickly and gently transport large particles to waste, but no operational data to verify this has been located. Rotating disc screens are composed of a flat circular disc of microscreen material held approximately perpendicular to the primary wastewater flow. Large screens are required in high flow-rate situations, such as is common in aquaculture, but these are difficult to rotate, so a sequence of screens with pore sizes decreasing downstream (e.g. 200 and 60 |am) may be required. The main effluent flow travels through an axial flow screen perpendicular to the plane of the screen, which is disc-shaped. Commonly, backwash water jets extend across the full radius of the downstream side of each screen. The waste, which accumulates on the screen during a rotation cycle, is then collected in a trough on the upstream side. The sludge streams from multiple screen units are usually combined prior to disposal or further treatment (Cripps and Kelly, 1996). Several workers (Liltved, 1988; Liltved and Hansen, 1990; Bergheim et al., 1991; Ulgenes, 1992b; Bergheim et al., 1993a,b) have tested the treatment efficiency of a commercially available Unik disc microscreen. Similar to the drum screen results, treatment efficiency estimates using this unit vary considerably, both due to variations in effluent quality and characteristics, and with the pore size of the screens chosen (Table 1). Ulgenes (1992b) testing 250- and 120-^m pore screens together achieved a wide range of SS removal efficiencies of 16–94%, whilst Bergheim et al. (1991) achieved an average 40% suspended dry matter (SDM) removal using 350- and 60-^m pore size screens. Liltved (1988) obtained even lower TS removal efficiencies of 20%, but this was using large pore size screens of 1600 and 600 ^m. During tank washing operations, this value was however increased to greater than 80%. The low removal efficiency could be attributed to the low particle concentration in the effluent and the large pore sizes of screens employed. 46 S.J. Cripps, A. Bergheim/Aquacultural Engineering 22 (2000) 33–56 Table 1 Published removal efficiencies using Unik disc screens Screen pore size Coarse 250 1600 350 Removal efficiency (%) Fine 120 600 60 SS 16-94 80 > 40 > 40 TP Reference TN 18-65 201–49 Ulgenes (1992b) Liltved (1988) Bergheim et al. (1991) 7–30 These results indicate that screen pore size should be chosen to suit the application and that the choice should be based on the characteristics of the wastewater to be treated. The capacity of a drum screen is proportional to its length and its diameter, while the capacity of a disc screen is limited by the diameter (Wheaton, 1977). Drum microscreens are therefore not as capacity limited as disc screens. In practice however, at high flow rates, such as those in aquaculture applications, several disc or drum units are operated in parallel. This also allows for a unit to be out of operation, for repair or maintenance. 5.3. Sedimentation The use of sedimentation in aquaculture has been reviewed by Wheaton (1977) (pp. 505–513), Lawson (1994), Cripps and Kelly (1996) and Summerfelt (in press). Sedimentation is the process by which settleable suspended solids, that have a greater density or specific gravity than water, can settle out of suspension and so be separated from the main flow. It is gravity, in the absence of other confounding influences, that causes particu-late waste matter to sink. The settling velocity is controlled by the viscosity of the fluid (water) and the diameter of the particle (if the particle is assumed spherical), as described by Stokes’ Law. The physical properties of sedimentation have been described by Weber (1972), Wheaton (1977), Gregory and Zabel (1990) and Lawson (1994). There are four types of sedimentation: type 1, discrete; type 2, flocculent; type 3, hindered or zone; and type 4, compression settling (Gregory and Zabel, 1990). The type of sedimentation that occurs in a vessel is dependent on the concentration of the particles and their interaction with each other. The low particle concentrations of aquaculture wastes, that have not been pre-treated, usually settle discretely without interacting with each other (Chesness et al., 1975). Only in pre-concentrated aquaculture backwash water or sludge is there likely to be flocculent or hindered settling, as described by Bergheim et al. (1998). The processes of flocculation, whereby waste particles combine, either through natural collision or attraction, or are induced artificially, can assist settlement by increasing particle size and settling velocity. S.J. Cripps, A. Bergheim /Aquacultural Engineering 22 (2000) 33–56 47 In view of the large number of parameters affecting sedimentation and the complicated physical characteristics of the wastewater, it is common to conduct site-specific analyses of settling prior to planning a settling basin for a specific application. 5.4. Settling basins Settling tanks for aquaculture applications are usually designed to have a plug flow (Wheaton, 1977) in which turbulence and resuspension are minimised (Sum-merfelt, in press), though both circular and rectangular settling basins are common (Lawson, 1994). A basin will have three design functions. Any failure in one of these functions will impair the performance of the tank and, if serious, destroy the effectiveness of the process almost completely (Weber, 1972). These are: to effectively remove SS, leaving a clear effluent; to collect and discharge the settled sludge; to provide a thickened sludge with minimal volume. In practice however, especially at the high flow rates encountered in aquaculture applications, short-circuiting (movement of inlet water directly to the outlet without mixing in the basin), turbulence and resuspension (scouring, by the water flow, of settled material off the bottom) can occur, so that it becomes difficult to collect waste concentrations of less than 10 mg l-1 (Henderson and Bromage, 1988). In ideal sedimentation tanks, four zones can be identified: inlet, settling, sludge and outlet (Wheaton, 1977; Lawson, 1994). Baffles and an outlet weir are often incorporated to promote quiescent conditions. Whilst settling efficiencies are independent of basin depth (Hazen’s Law), hence overflow rates (the maximum flow through a basin that will still allow a given particle to settle) are calculated in terms of volume of effluent per unit area per h (m3 m-2 h-1), the tank must have sufficient depth to collect the sludge and to minimise the cross-sectional area through which the wastewater flows. An exception to this is the use of inclined plate or tube settlers, in which settling depth is minimised to a few centimetres. Various design criteria have been proposed specifically for aquaculture applications. To avoid the scouring of settled solids and the risk of turbulence reducing settling velocity, Henderson and Bromage (1988) recommended that flow velocities should not exceed 4 m min-1, though preferably 1 m min-1. Warrer-Hansen (1982) adopted more conservative guidelines of 1.2–2.4 m min-1. Within wastewater treatment, it is more common to quote design recommendations in terms of retention time or overflow rate. Mudrak (1981) recommended a retention time of longer than 30 min, which was in agreement with the findings of Henderson and Bromage (1988) who calculated the retention times at 16 farms. Overflow rates of about 1.5–3.0 m3 m-2 h-1 would seem to produce adequate settlement of aquaculture solids, with Mudrak (1981) reporting 1.7, Warrer-Hansen (1982) 2.4 and Bergheim et al. (1998) 1.0– 2.7 m3 m-2 h-1. The use of coagulants to assist the agglomeration and hence faster settlement of small particles was not considered economically viable by either Chesness et al. (1975) or Cripps (1994). 48 S.J. Cripps, A. Bergheim/Aquacultural Engineering 22 (2000) 33–56 Sedimentation basins of various designs are common throughout the industry. They range in design from simple ponds dug downstream of the farm, to compact second stage cones, or advanced basins incorporating automatic sludge removal and flow manipulation (Tchobanoglous and Burton, 1991). Their main advantage is that spare ponds or tanks can be adapted for this use. Despite their widespread use, the practical problems inherent in their operation limit their application within aquaculture wastewaters so that they are, in any form, rarely suitable for the treatment of the primary effluent from land-based, flow-through facilities, because of inadequate flow dynamics and sludge removal problems. Though particle settlement velocities of aquaculture wastes are sufficiently fast to allow the use of sedimentation as a means of separation, flow rates from farms are high. This can lead to various flow dynamics problems including: insufficient residence time to allow the particles time to settle out; scouring of settled particles off the bottom; and short circuiting of influent water direct to the outflow. The use of sedimentation is not inherently wrong. It is the application to which the operation is applied that is often inappropriate. Flow rates of the primary untreated effluent are high, but sludge flows from treatment devices, such as screening, are far lower, commonly less than 1% of the primary flow. This sludge almost always requires further thickening. Sedimentation is one of the most suitable methods to accomplish this. Sedimentation therefore is appropriate for the localised (i.e. within tank) pre-concentration of wastes, and for second stage de-watering of separated sludge within a multistage treatment system (Cripps and Kelly, 1996). It is not suitable for clarifying the untreated main wastewater flow from a farm. 5.5. Bead filters Bead filters or expandable granular biofilters (EGBs) can function as both mechanical and biological filters (Chen et al., 1993a,b) and because of this they have been used for recycle systems. Chen et al. (1993a,b) claimed that the filter offered both high hydraulic loading rates and removal of particles smaller than 100 Chen et al. (1993a,b, 1994a), Wheaton et al. (1994a) and Malone et al. (1998) described the functioning of bead filters. Buoyant, inert, 3- to 5-mm diameter polyethylene beads retained within the filter housing are fluidised as the wastewater is up-flowed through the bead bed. Suspended particles are either strained out or deposited on the bead surface. Flow to the filter is then stopped and the beads are aggressively backwashed. The bed is expanded to remove the retained particles from the system. Solids are then allowed to settle to the bottom of the filter chamber, where they are discharged to waste. The volume of backwash water produced using this method is said to be 1 -5% of that produced by comparable sized sand filters, whilst filtration flux rates can be as high as 0.5-1.5 m3 m-2 bead surface min-1 (Chen et al., 1994a). The dual function of the filter, whilst advantageous within recycle system, may lead to problems of optimising operation for both biological and physical processes simultaneously. Wheaton et al. (1994b) confirmed this by noting that bead filters achieve satisfactory solids removal at loading rates S.J. Cripps, A. Bergheim /Aquacultural Engineering 22 (2000) 33–56 of 80 kg feed m feed m~3 beads. 3 49 beads, whilst the nitrification capacity is reached at about 24-32 kg 5.6. Flotation The removal of fine solids smaller than about 50 ^m from wastewater is difficult. Sedimentation rates for these particles are slow and the flow capacities of micros-creens with such small pore sizes are low. In flow-through systems, these are less of a problem because they do not represent a large fraction of the discharged solids, either by weight or volume (Cripps, 1995). These sized particles do however tend to build up in recirculating systems (Timmons, 1994) and hence need to be removed (polished). Foam fractionation can be used to remove these small particles. Whilst Timmons (1994), referring to bubble and surfactant interface theory, expected foam fractionation to remove only particles smaller than about 30 |im, Chen et al. (1992) showed that the mean particle size distribution in the wastewater and the foam were similar at 10.6 |im, indicating that a wide range of sizes were being separated. Descriptions of the process of foam fractionation, also known as flotation, protein skimming or air stripping, are given by Gregory and Zabel (1990), Lawson (1994), Timmons (1994) and Summerfelt (in press). The wastewater is passed downwards through a contact chamber. Bubbles, produced near the bottom of the chamber float upwards against the wastewater flow. Surface-active particles become attached to these bubbles so that the density of the bubble-solids aggregates is less than water. They rise to the surface, the bubbles break and the associated surface-active material is released into the foam. Should a stable foam build up, this can be collected over a weir and discharged to waste. Ozone gas can be used in foam fractionation to remove fine particulate organics (Otte and Rosenthal, 1979; Williams et al., 1982). Flotation is dependent on bubble diameter, solids concentration, air-to-water ratio, surface chemistry of the solids, and the surfactant concentration in the water (Huguenin and Colt, 1989; Summerfelt, in press). Wheaton (1977) considered that foam systems function better in seawater than freshwater and cited Dwivedy (1973) who showed that it was even possible to remove bacteria from water using foam fractionation. In order to remove particles with the minimum of mechanical disruption that would cause them to be sloughed off the bubbles, and to increase the bubble surface contact area available, it is normally the aim to produce small bubbles (about 10 |im), even though they have less buoyancy than larger bubbles (> 100 |im). Even these small bubbles, singly or in groups, should be capable of removing the small particles and compounds that foam fractionation is aimed at. Hence, the method used to produce the bubbles is important. The two main types of bubble generation that can be applied to aquaculture systems are dispersed and dissolved air. Dissolved air injection is achieved by the manipulation of pressure. Weber (1972) and Gregory and Zabel (1990) make a case that the dispersed air systems produce large, inefficient bubbles. Air is injected into the system using some form of diffuser such as a venturi constriction. Nevertheless these have been shown to be suitable for aquaculture applications (Weeks et al., 1992; Chen et al., 1994b,c). 50 S.J. Cripps, A. Bergheim /Aquacultural Engineering 22 (2000) 33–56 6. Secondary sludge thickening, stabilisation and disposal Although the backwash water flow from the microscreens may be less than 0.1% of the primary flow, this still requires dewatering. Sedimentation is well suited for this purpose because the flow rates are markedly reduced (Cripps and Kelly, 1996; Summerfelt, in press). There are several potential ways for beneficial disposal of organic waste from aquaculture: application on agriculture land, composting, vermiculture and reed drying beds (Tchobanoglous and Burton, 1991; Summerfelt, in press). Newly produced sludge from aquaculture is considered a good ‘slow-release’ fertiliser in agriculture with a high concentration of organic matter, nitrogen and phosphorus, but with a low potassium content (Bergheim et al., 1993a,b; Westerman et al., 1993). Test application rates of such sludge for plant production have been reported (Willett and Jakobsen, 1986; Myhr, 1989). Composting has been reported as suitable for treating fish farm sludge (Bergheim et al., 1998). A system combining effluent treatment and sludge processing by sedimentation and lime stabilisation is presented in Fig. 3. In tests, the sedimentation unit of this commercially developed system removed 85-90% of the solids at an overflow rate of about 1 mh-1, producing a sludge with a dry matter content of 5-10% after 24 h settling (Bergheim et al., 1998). Throughout the whole process, from primary flow to stabilised sludge, the solids content increased by a factor of about 20 000. This system produced on average 0.7 l of settled sludge (10% dry matter) per kg feed supplied at a FCR of about 1 kg feed kg-1 gain. In order to achieve a stabilised sludge (pH > 12), a lime dosage of about 15 g CaO per l of sludge was required. After storage for up to 3 months the sludge should then be suitable for land application as an agricultural fertiliser. Trace metal concentrations in the sludge may need to be monitored to ensure that they are below regulatory limits. Fig. 3. Diagram of an integrated effluent treatment and sludge processing system developed in conjunction with Sterner Aquatech a.s., Sweden. S.J. Cripps, A. Bergheim /Aquacultural Engineering 22 (2000) 33–56 51 The capital and running costs for effluent treatment that are considered acceptable are dependent on the size of the farm and the potential profit margin (Muir, 1982). In a review of some effluent treatment systems used in European salmonid production, Bergheim et al. (1998) found that the treatment costs amounted to 2–10% of the total production costs. 7. Conclusions 1. Whilst the proportion of waste nutrients (P and N) in the particulate phase is variable and commonly low, it is important to remove solids quickly and gently from the wastewater. This will significantly lessen the nutrient and organic loading discharged into the surrounding environment in flow-through systems, or maintain the quality of water returned to the culture stock in recycle systems. 2. The different stages of solids management in aquaculture systems should be integrated so that the overall rate of solids removal and reuse is optimised. Such stages will comprise feed quality manipulation, feeding management, pre-treat-ment, primary separation, secondary thickening, sludge stabilisation and sludge reuse or disposal. 3. 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