World War III Predicting the Fate of the World System The System Level of Analysis Polarity and Polarization The World System A. B. Composed of states, IGOs and NGOs (see textbook) Characteristics 1. Number of units – Figure 3.1 a. b. Increased Uncertainty Increased War? 2. Distribution of Power a. b. c. States vs. Nonstate Actors Major vs. Minor Powers Concentration of Power: depends on measurement 0.9 Sum of cap CINC Scores as measures of power concentration, 1816-2000 0.8 0.7 0.6 0.5 0.4 abbrev USA UKG RUS JPN IND GMY GFR GDR 0.3 0.2 0.1 0 1816 1824 1832 1840 1848 1856 1864 1872 1880 1888 1896 1904 1912 1920 1928 1936 1944 1952 1960 1968 1976 1984 1992 2000 FRN CHN AUH The World System A. B. Composed of states, IGOs and NGOs (see textbook) Characteristics 1. Number of units – Figure 3.1 a. b. Increased Uncertainty Increased War? 2. Distribution of Power a. b. c. States vs. Nonstate Actors Major vs. Minor Powers Concentration of Power: depends on measurement 3. Political Organization a. Anarchy vs. Hierarchy – Figure 4.2 b. Polarity and Leadership GREAT POWERS UNIPOLAR WORLD MIDDLE POWERS SMALL POWERS GREAT POWERS BIPOLAR WORLD MIDDLE POWERS SMALL POWERS GREAT POWERS MIDDLE POWERS SMALL POWERS MULTIPOLAR WORLD Is the world unipolar? Depends on definition: capabilities, political influence, or leadership? • What makes a state stronger? • What gives a state influence? Economic, Demographic, and Military Capabilities in the 21st Century CINC GDP B Pop M 2001 2002 2003 USA 14.9% $10,138 292 PRC 13.4% $5732* 1296 India 6.8% $2695 1069 Russia 5.4% $1142 146 Japan 5% $3261 128 Germany 2.8% $2172 83 UK 2.3% $1511 59 France 1.9% $1554 60 * Some believe China overstates its GDP Mil $ 2002 $399 $47** $16** $65 $43 $25 $38 $30 Nukes 2003 10,650 400 40 18,200 0 0 200 350 ** Somewhat higher if PPP data used Is the world unipolar? Depends on definition: capabilities, political influence, or leadership? • What makes a state stronger? • What gives a state influence? Most dramatic differences between US and rest: military spending and global reach te d Ch te s St a in Ru a ss Un ia ite Fra n d Ki ce ng do m Ja G pan er m an y So ut Italy h Ko re a Sa In d ud i A ia ra Au bia st ra li Tu a rk ey Br az il Sp a Ca in na da I Ne sr th ae l er la nd Ta s iw a M n ex ic G o re Si ec ng e ap o Sw re No ed rth en Ko re a Ira n Un i Spending 700.00 600.00 500.00 400.00 Spending 300.00 200.00 100.00 0.00 Military Spending: US (FY 2008) vs. Rest of World OTHERS United Arab Emirates Kuwait Algeria Vietnam Denmark South Africa Portugal Poland Colombia Chile Norway Belgium Pakistan Iran North Korea Sweden Singapore Greece Mexico Taiwan Netherlands Israel Canada Spain Brazil Turkey Australia Saudi Arabia India South Korea Italy Germany United States Japan United Kingdom France Russia China c. Alliances and Polarization 3 3 5 3 9 2 5 5 WEAKLY POLARIZED MULTIPOLAR WORLD 5 3 9 2 5 5 STRONGLY POLARIZED MULTIPOLAR WORLD A Brief History of General Wars Are there patterns of world war in history? General Wars in History A. Habsburgs and Universal Empire 1494-1559 1. 2. 3. Italian Wars (1494-1515): France vs. Spain (Habsburgs) France vs. Holy League (Spain, England, Papal States, Venice) French vs. Habsburgs (1521-1529, 1536-1538) French and Ottomans vs. Habsburgs and England (15421546, 1552-1559) B. Dutch Independence (1568-1609) 1. 2. 3. 4. 5. 1570s – 1600s: Dutch Revolt vs. Hapsburgs (Spain) 1585: England Intervenes vs. Hapsburgs Spanish Armada (1588) Stalemate French Protestants Aid Dutch Rebels 1590s: Spanish intervention in French religious wars Spain defeated in France (1590s) C. Thirty Years’ War (1618-1648) 1. 2. Protestants vs. Catholics Stages: a. b. c. 3. Hapsburgs (Spain, Holy Roman Empire) vs. German Protestants Fear of Hapsburg unity –> anti-Hapsburg intervention (France, England, Netherlands, Denmark, Sweden) Worldwide: Dutch vs. Portuguese and Spanish Ending = Peace of Westphalia (book) a. b. c. Hapsburg Power Limited (Territorial States) French Gains Collapse of Holy Roman Empire Dutch naval dominance D. Anglo-Dutch Wars (1652-1679) 1. 2. 3. 4. England and France vs. Netherlands Worldwide, but not very bloody Dutch colonies lost Renewal of Anglo-French competition E. War of the Grand Alliance (1688-1696) 1. 2. 3. 4. 5. France invades Germany (1688) League of Augsburg (Spain, Sweden, German states) opposes France 1689: Grand Alliance formed vs. France (Austria, England, Netherlands, Spain, Germans) “King William’s War” in America French naval power destroyed, but France gains in Europe F. War of the Spanish Succession (1701-1714) 1. 2. 3. 4. 5. Hapsburg King of Spain dies – After partition fails, France claims throne France, Spain, Bavaria, Portugal, Savoy vs. new Grand Alliance (England, Holland, Austria, other German states) “Queen Anne’s War” in America France agrees never to unite with Spain English power increases dramatically G. War of the Austrian Succession (1739-1748) 1. 2. Hapsburg Heir to Austria dies Succession crisis German states attack Austria (Saxon, Bavarian, Silesian Wars) a. France aids German states Franco-Austrian War (1744-1748) b. Britain, Netherlands, Austria vs. France and Spain 3. 4. “King George’s War” in America France fails in objectives; Hapsburgs win H. Seven Years’ War (1756-1763) 1. French-English rivalry meets Austrian-Prussian competition a. b. c. d. 2. 3. France and Native American allies attack English colonies (1755) Prussia declares neutrality in French-English war France responds by aiding Austria against Prussia Alliances: France, Austria, Russia, Saxony, Sweden, Spain vs. Prussia, Britain, Hanover More global than previous wars a. b. French and Indian War in America War in India and Southeast Asia a. b. c. d. France loses Quebec, India and other areas to Britain Austria loses in Europe Prussia becomes Great Power Expenses American Revolution and renewed FrenchBritish war Results I. Wars of the French Revolution and Napoleon (1792-1815) 1. War of the First Coalition (1792-1798): England, Spain, Austria, Prussia, Sardinia vs. France a. Reaction to executions, threat of revolution b. France wins in Continental Europe, but England keeps fighting 2. War of the Second Coalition (17981802): England, Russia, Austria, Turkey vs. France a. Triggered by French gains in Italy, Germany b. Rise of Napoleon 3. French-British War (1803-1805) 3. War of the Third Coalition (18051807) a. b. c. d. Britain, Russia, Austria, Sweden vs. France and Spain Austria surrenders unconditionally French-Spanish fleet destroyed (Trafalgar) Napoleon gains Poland, most of Germany. Forced alliance with Austria. 4. Continued Napoleonic Wars a. b. c. d. Peninsular War (1807-1812): Napoleon vs. Portugal, Britain, and Spanish guerillas Austro-French War (1809): Austria defeated again Franco-Russian War (1812): Severe defeat for Napoleon War of 1812 (to 1814): United States vs. Britain 5. Allies vs. Napoleon (1812-1815) a. 1812-1814: Napoleon defeated; return to 1793 status quo b. Napoleon’s Return (1815): France defeated, punished 6. Results a. b. British supremacy at sea Congress of Vienna: i. Russia, Prussia gain territory ii. Austria gains in Germany and Italy iii. “Congress System” c. “Eastern Question” J. Crimean War (1854-1856) 1. 2. 3. Russia vs. Turkey Intervention by France, Britain, Piedmont-Sardinia Limited War: Crimea and Baltic coasts Results a. Russia concedes before war becomes general b. Concert of Europe c. Power vacuum Rise of Prussia (Wars against Austria and France, German unification) K. World War I (1914-1919) 1. Prewar: Multipolar but Polarized system Triple Alliance (Germany, AustriaHungary, Italy) vs. Triple Entente (Britain, Russia, France) 2. Threat of Hapsburg collapse after assassination A-H vs. Serbia Russia vs. A-H Germany vs. Russia Germany vs. France Germany vs. Britain 3. Europe at War: Central Powers vs. Allies 4. Results of World War I a. b. c. d. e. Final collapse of Hapsburgs End of “Eastern Question” Destruction of German naval challenge Relative decline of Europe League of Nations L. World War II (1939-1945) Germany and Italy vs. Britain and France (1939-1941) Japan vs. China (1937-1941) Soviet and American entry (1941) 1. 2. 3. Allies (USA, USSR, Britain, France, China) vs. Axis (Germany, Italy, Japan) Results 4. i. Five victorious “Great Powers” but only two superpowers ii. Beginning of Cold War – and “Long Peace” iii. Nuclear weapons M. Summary of General Wars War Years Side A Side B Various 1494-1559 France Hapsburgs, England Dutch Indep. 1568-1609 England, France, Holland Hapsburg Spain Thirty Years’ 1618-1648 England, France, Holland Hapsburgs Anglo-Dutch 1652-1679 England, France Holland Grand Alliance 1688-1696 France Hapsburgs, Britain Spanish Succ. 1701-1714 France, Spain Hapsburgs, Britain Austrian Succ. 1739-1748 France, Spain Hapsburgs, Britain Seven Years’ 1756-1763 France, Austria, Russia, Spain Britain, Prussia Napoleonic 1792-1815 France, Spain Britain Crimean 1854-1856 France, Britain Russia World War I 1914-1918 France, Britain, Russia, USA Germany, Austria World War II 1939-1945 France, Britain, USSR, USA, China Germany, Italy, Japan The War That Wasn’t Why did the Cold War stay cold? The War that Wasn’t: The Cold War A. US vs. USSR: The world chooses sides B. Impact of Nuclear Weapons 1. Destructiveness of a single weapon Example: 100 KT Surface Blast, Fort Hood Main Gate 100 KT = larger explosion than WW II atomic bombs but much less powerful than many 1950s weapons 15 psi: Virtually all dead 5 psi: 50% dead, 45% injured 2 psi: 5% dead, 45% injured) 1 psi: 25% injured Compare: 1 MT Surface Blast Compare: 20KT Surface Blast Example: 100 KT Surface: Fallout 54321Possible hour: Lethal hours: Zone Lethalof and 50% Lethal Sickness 2. Effects of full-scale nuclear war a. Immediate Deaths b. Fallout b. Fallout b. Fallout c. “Nuclear Winter” Controversial theory condemned as “defeatist” by Cold Warriors C. Nuclear Crises 1. 2. 3. 4. 5. 6. 7. 8. Iran 1946 Berlin Blockade 1948-1949 Korea 1950-1953 Quemoy-Matsu 1954 and 1958 Berlin Wall 1961 Cuban Missile Crisis 1962 Vietnam 1969 October War 1973 D. Pervasiveness of US-Soviet Competition 1. Popular culture a. US images of Communism b. Communist Images of the US “Freedom, American style” b. Communist Images of the US “Two worlds two goals. We are planning new life. They are planning death.” b. Communist Images of the US “This is freedom?” b. Communist Images of the US “Vietnam. How America Exports ‘Human Rights.’” b. Communist Images of the US “Stop the killers!” b. Communist Images of the US b. Communist Images of the US “A Christmas present for the people” b. Communist Images of the US “What dangerous madness!” b. Communist Images of the US “Myth – and reality.” 2. Fallout Shelters and Civil Defense 3. Nuclearphilia While the public was nuclearphobic, many elites (scientists, politicians, military leaders) were nuclearphilic Need a few examples? Meet Davy Crockett…the recoilless rifle with a nuclear warhead The nuclear landmine (MADM)… …and a nuclear depth charge The nuclear arms race Quotes on nuclear war “The bombing of Hiroshima was the greatest event in world history since the birth of Jesus Christ.” • - Senator Brien "Mr. Atom" McMahon, 1952 “Everybody's going to make it if there are enough shovels to go around. Dig a hole, cover it with a couple of doors, and then throw three feet of dirt on top. It's the dirt that does it!” • - T.K. Jones, Deputy Undersecretary of Defense for Strategic and Nuclear Forces, 1982. "I do not consider the atomic bomb as such a serious force. Atomic bombs are intended to frighten people with weak nerves." • - Joseph Stalin "Only the imperialists will perish in an Atomic war." • - V.Molotov, 1949 E. Termination 1. 2. 3. Soviets abandon bipolarity: Desire to cut off allies and reduce military spending Soviet Union disintegrates: Component republics secede under new political elites generated by internal reforms US influence expands: West Germany absorbs East Germany, NATO expands into former Soviet sphere of influence Theories of World War System-level explanations and predictions Theories of World War A. Long Cycle of Leadership 1. Phases of the cycle a. b. c. d. Global War World Power – Single dominant state with global reach Delegitimation – Other states recover from the global war, seek increased influence Deconcentration – Deconcentration Challengers and the leader build coalitions Global War – The new leader is decided, as one state emerges with dominant global reach Delegitimation World Power 2. Global Reach Naval power is key: definition changes over time 3. Evidence: Cycles of War? Deaths in major power wars: Scope of wars 4. Predictions Global war: 2030 B. Power Transition 1. Assumptions a. System Level: World is Hierarchic DOMINANT POWER MAJOR POWERS MIDDLE POWERS SMALL POWERS Region Level: Multiple hierarchies model b. Dyad Level: Challenger vs. Dominant Power Preemptive war by Dom War by Challenger to change SQ Challenger P o w e r Dominant Unstable t c. State Level: What creates transitions? i. ii. Existence of challenger: status quo evaluations Rise of challenger: development curve 2. Measuring Power a. b. GNP Ultimately reduces to population! Relative Political Capacity – Taxes 3. Evidence 1920-2000 Evidence: Summary 4. Predictions Predictions (continued) Predictions (continued) C. Hegemonic Stability Theory 1. Assumptions: Primarily Economic Theory a. Depressions Major Wars b. International Economic Cooperation Prevents Depressions Assumptions c. Public Goods Theory: i. ii. iii. World Economy as “Public Good:” Cannot exclude countries from existing in a prosperous world Problem: World economic stability costs money (currency stability, free trade/lost jobs, military intervention, international law, etc.) – but no one wants to pay since their contributions won’t make a difference! Free Riding: Enjoying benefits of stable world economy without paying costs d. Hegemony: When a single state… i. ii. iii. CAN pay the costs of world economic stability MUST pay those costs or stability won’t be provided is WILLING to pay those costs because the benefits to itself outweigh the costs e. State-level: “Law of Uneven Growth” 2. Historical Applicability Theory doesn’t apply before 18th century, according to HST proponents • Why? a. Economic Growth is Recent Growth of World Real GDP per Person 1,000% 900 800 700 600 500 400 300 200 100 0 –100 11th 12th 13th 14th 15th 16th 17th 18th 19th 20th 21st Century b. Increasing Importance of Trade 3. Evidence Free Trade a. i. Napoleonic Wars: Challenge to British Hegemony (Continental System) – Consistent ii. 1815-1840: Increased Protectionism: Corn Laws, etc – Inconsistent iii. 1840s-1850s: Rise of free trade in Britain -Consistent iv. 1860s-1880s: Rise of free trade in Europe, i.e. Cobden-Chevalier Treaty (1860) -- Consistent v. Free Trade and US Hegemony AVERAGE US TARIFF YEAR RATE ---------------1940 36% 1946 25% 1950 13% 1960 12% 1970 10% 1975 6% 1984 5% AVERAGE WORLD TARIFF ---------40% -25% 17% 13% -5% b. Economics and War Europe's GNP growth rate, 1856-1913 12.0 10.0 8.0 Five-year moving average 6.0 4.0 2.0 -4.0 -6.0 -8.0 -10.0 1906 1896 1886 1876 1866 -2.0 1856 0.0 c. US Hegemonic Decline? A New World Order? Will democracy, trade, and the UN save us? Trends toward world peace Kantian Peace (More on this later): Democracy, Interdependence, IGOs trend toward world peace All data presented begins in 1816 Average IGO Memberships / State, Since 1816 IGO Membership Normalized by # States, 1815-1910 16 14 12 10 8 6 4 2 0 % States Democratic Since Percentage Percentage of all countries of all countries rated asrated democratic as democratic (with Polity (withIIIPolity scoreIII score above 6 above out1816 of 610), out1800-1913 of 10), 1800-1913 30 25 20 15 10 5 0 World Trade Dependence (Trade/GDP) Since 1816 Per Capita GDP By Region Since 1816 "International finance has become so interdependent and so interwoven with trade and industry that ... political and military power can in reality do nothing.... These little recognized facts, mainly the outcome of purely modern conditions (rapidity of communication creating a greater complexity and delicacy of the credit system), have rendered the problems of modern international politics profoundly and essentially different from the ancient.“ – Norman Angell "International finance has become so interdependent and so interwoven with trade and industry that ... political and military power can in reality do nothing.... These little recognized facts, mainly the outcome of purely modern conditions (rapidity of communication creating a greater complexity and delicacy of the credit system), have rendered the problems of modern international politics profoundly and essentially different from the ancient.“ – Norman Angell, 1910 Average IGO Memberships / State 1816 - 1910 IGO Membership Normalized by # States, 1815-1910 16 14 12 10 8 6 4 2 0 % States Democratic Percentage Percentage of all countries of all countries rated asrated democratic as democratic (with Polity (withIIIPolity scoreIII score 1816 - 1800-1913 1913 above 6 above out of 610), out of 10), 1800-1913 30 25 20 15 10 5 0 % States Democratic 1816 - 1992 World Trade Dependence 1816 - 1913 World Trade Dependence 1816 - 2000 Interdependence? Exports as % of GDP • 1913: 13% • 1992: 14% FDI as % of GDP • 1914: 11% • 1993: 11% British-German trade was high • Lloyd’s insured Germany’s ships! Per Capita GDP By Region 1820 - 1913 Per Capita GDP By Region 1820 - 2000