CDSL
Welcomes You
Enhancements in
Depository and KRA
CDSL Group
Central
Depository
Services (India)
Limited
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Depository Services
e-Voting
National Academic Depository
Go Green Services
Authentication Service Agency (ASA) for UIDAI
CDSL Ventures
Limited
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Wholly owned subsidiary of CDSL
KYC Registration Agency
1st and largest KRA with over 12 mn KYCs
Authentication User Agency (AUA) for UIDAI
Central
Insurance
Repository
Limited
• Promoted by CDSL (51%) and Insurance
companies (49%)
• Facilitates policyholders to hold insurance
policies in electronic form
CDSL Today !
BO Accounts
• 9.2 million
• Situated in 23,000 pin-codes
DPs
Registered
• 575
• Operating from over 11,000 locations
Issuer
Companies
• 8709 Unique companies
• Equity, Debentures, Bonds, Mutual Fund
Units, G-Secs, CDs, CPs, etc.
Securities
under Custody
• Volume 18,950 crore
• Value Rs.14,05,300 crore
Current Enhancements
CDSL - DP Admission
*Limited Purpose DP
*The minimum net worth requirement for a
stock broker to become CDSL DP is Rs.2 crores
*New CDSL DP category 'Limited Depository
Participant'
* Stock broker having net worth of not less than Rs.1
crore
* Increase net worth to atleast Rs.2 crores
2 financial years
in the next
CDSL SYSTEMS
* Single File (Common) Upload for all types of transactions
* Single download transaction report (DP57) for convenient
Back office Updation.
* CDAS application has been made available as a browser
based version to keep pace with the new technology and
provide greater flexibility and ease of use.
* CDSL has obtained ISO 27001 certification for not only its
main site, but also for its DRS from world renowned
certifying body DNV.
* CDSL has obtained BS 25999-2:2007 certification for its
Business Continuity Management System
CDSL Process
* DP-BO Agreement has been replaced with Rights and Obligation
documents
* Transfer of securities which are under Inactive or Lock-in
* Target demat account is within CDSL
* Balances under Pending Demat / Remat / Destat / Restat will also
be transferred
* Scanning of Delivery Instruction Slips (DIS)
* For operational ease, CDSL has provided a facility to DPs to
upload scanned images in the System directly
* Scanned Images will be stored by CDSL, hence the DP need not
store any DIS after upload nor take backup of the same
* CDSL will also provide the Pending DIS Scan report so that there is
no Non-Compliance by the DP
CDSL – IAPs and Training
* NISM (National Institute of Securities Markets)
* CDSL is an NISM Accredited CPE Provider for
conducting CPE Programmes for NISM Series - VI:
Depository Operations Certification Examination (DOCE).
* CDSL has conducted 59 NISM DOCE –CPE training
programmes across the country and has trained 1398
Officials.
* CDSL has been conducting various training programmes
across the country to help prepare for NISM VI: DOCE.
* Audio visual tutorial has been prepared by CDSL which is
uploaded in YouTube.
CDSL – IAPs and Training
* IAPs (Investor awareness programs )
* Conducting IAPs across the country free of cost to
Investors
* In association with DPs and media
* Distribution of booklets i.e. investor guides and Q&A on
demat
* DP Training
* Over 10000 officials of DPs across the country
* Over 1200 Compliance Officers & Over 1785 officials of
Auditors
Value Additions
Easi – Internet Based
* Electronic access to securities information
* Easi enables demat A/c holders (BOs / Brokers)
to view the
holdings and transactions
* Anytime/Anywhere access to the demat account through
CDSL’s website www.cdslindia.com
* Transaction information for last 7 days
* Valuation of their holding
* Information on Corporate announcements on a separate tab
* BO can add/modify Mobile Number for SMS Alerts
* BOs registered for easi/easiest can now freeze
/unfreeze their securities at their convenience.
Easiest- Internet based
* Electronic access to securities information and execution
of secured transactions
* All the benefits of easi are available
* BO/CM can enter debit/credit instructions on the internet.
* Easiest has two types of facility a) Trusted A/c b) Account
of choice
* BOs using Easiest can now transfer securities to
any 4 pre-notified accounts including CM a/c.
* BOs can use their existing Class 2 digital signature
for using Easiest- Account of choice.
TRUST - Mobile Based
* TRUST -TRansactions Using Secured
Texting
* Mobile Application for Payin which the BO
can use anywhere/anytime.
* BO can confirm instructions for trades
done on a stock exchange by sending an
SMS using any Android mobile phone
* BO can also confirm using GPRS based
version of TRUST for Android, iPhone,
Blackberry and Windows based mobile
devices
* TRUST application has now been hosted
on Google Play Store for Android Users.
e-Voting
* CDSL’s e-Voting System enables
investors to cast their votes
pertaining to company resolutions
through www.evotingindia.com
* e-Voting can be used for AGMs, EGMs, Postal Ballots and any
other meeting
* 3345 companies have signed e-Voting Agreement & 2923
companies have Used CDSL’s e-Voting Platform
* Automated system which records votes and gives results
instantaneously.
* Corporate and MF can now use CDSL’s e-Voting Platform
* Single Sign-on to enable online customers to vote
CVL KRA
* CDSL Ventures Limited (CVL) is the first
and largest KRA with over 1.2 crore KYC
and 3152 Intermediaries registered
* Intermediary can check in CVL KRA, the
KYC status of a customer across all KRAs
* CVL - KRA Interoperability enables
intermediary to download KYC data
available in other KRA
* Registered Users of Intermediaries can
get the Investors KYC status using SMS.
User can also download the data using
SMS facility.
ABCDE1234F
KYC
REGISTERED
*CDSL –Other Updates
* Statement Dispatch:
* Dispatch of transaction cum holding statements on behalf of
Depository Participants
* Personalised Billing/Ledger of the client can be dispatched.
* Database of Distinctive Number (DNs)
* Maintained by Depository to facilitate capital reconciliation
* Facility for DN database inquiry through ‘CDAS’ for DPs
* Participants are required to check the correctness of the ISINs
based on DNs before entering the demat request
Future Enhancements
*E-KYC
* E-KYC (electronic, paper-less
KYC experience to Aadhar
holders) will be soon available
through CVL.
* Approx 71 crore Aadhar cards
have been issued
* KYC details available in Aadhar
can be downloaded by the
intermediary using two Options:
* OTP Authentication
* Biometric Authentication
Single Demat account
Bank FDs
Postal
Saving
Schemes
Corporate
FDs
Pension
Products
Demat A/c
(Equity, Debt,
MF)
Insurance
Consolidated A/c Statement
(CAS)
*Investors will be able to view
their entire investments in
Mutual Funds and Securities
held in demat A/c in a single
Consolidated Account
Statement sent by the
Depository
Single KYC for all financial
products
* Single KYC can be used
across all segments of
the Financial Markets.
* Uniform KYC norms
will encourage
Investors to participate
in Indian capital
markets.
Thank You