LASA Q Conference Let’s talk quality Ross Bushrod General Manager Accreditation TMP-GEN-0015 v14.0 • What new, what’s not • Governance • Our processes • Residential • Home care • Industry performance • Promoting high quality care • Better understanding the resident experience TMP-GEN-0015 v14.0 Quality Agency • Started operations 1 January 2014 • Australian Aged Care Quality Agency Act 2013 • Residential care accreditation transferred • Responsible for home care review, 1 July 2014 • Existing staff, existing offices, existing contacts • www.aacqa.gov.au TMP-GEN-0015 v14.0 Quality Agency • Accreditation processes unchanged • Quality Agency Principles 2013 • Accreditation Standards unchanged • Quality of Care Principles 1997 • Quality review process continues • Quality of Care Principles 1997 • Home care common standards (previously Community care…) TMP-GEN-0015 v14.0 Australian Aged Care Quality Act 2013 • Accreditation of residential services • Quality review of home care services (from 1 July) • Advise Secretary of services not meeting Standards • Promote high quality care • Innovation in quality management, continuous improvement • Provide information, education and training • Other functions as specified by Minister • Anything incidental/conducive to the above TMP-GEN-0015 v14.0 Advisory Council • Appointed by Minister • Chair and 6-10 members − Evaluation of quality management systems − Provision of aged care − Consumers − Geriatrics/gerontology/nursing − Public administration, management, law − Any other appropriate field of expertise TMP-GEN-0015 v14.0 The accreditation cycle APPLICATION Approved provider applies for accreditation Re-accreditation audit Decision-maker assessment team report and recommendation approved provider report other relevant information Accreditation due to expire Ongoing monitoring Assessment contacts announced / unannounced Continuous improvement Accreditation decision • met/not met • period of accreditation • arrangement for ongoing monitoring • required improvements TMP-GEN-0015 v14.0 Quality review process • At least once every 3 years • Site visit* • Interim report − Provider response • Final report − Met/not met − Improvements − Revise PCI – timetable to make improvements TMP-GEN-0015 v14.0 *Site visits • Premises of the approved provider • 28 days’ notice (at least) • Assess quality of care • Meet AP daily re progress TMP-GEN-0015 v14.0 Assessment contacts • Assess performance • Assist continuous improvement • Identify whether quality review required • Information/education • AP premises or “A site where home care is provided” 14 days’ notice AP to tell care recipients TMP-GEN-0015 v14.0 Care recipients • Must be told of planned audits and quality reviews • Must be given opportunity to talk to quality assessors/quality reviewers • Assessors/Reviewers must consider information by care recipients, former care recipient, or representative TMP-GEN-0015 v14.0 How quality is seen….. TMP-GEN-0015 v14.0 Industry Performance (residential) % of homes 44/44 as at last audit* • Round one (2000) – 64 per cent − 243 homes had 10 or more not met expected outcomes • Round five (2012) – 95 per cent − 26 homes had 10 or more not met *Based on the last decision before 31 December every three years e.g. 2000, 2003, 2006, 2009, 2012. • Governance is not a performance factor TMP-GEN-0015 v14.0 Current 2,703 homes as at 31 January 2014 • 32 on timetables for improvement • One home with 4+ not met • Nil homes with 10+ not met TMP-GEN-0015 v14.0 How you rate us 100% Overall Satisfaction 90% 80% 70% 65% 60% 50% 40% 26% 30% 20% 7% 10% 1% 0% Fair Poor 0% Excellent Very good Good Overall satisfaction rating Response rate: 52% TMP-GEN-0015 v14.0 How you rate us 100% Allowing care staff to continue their duties during the visit 90% 80% 70% 60% 53% 50% 36% 40% 30% 20% 8% 10% 1% 0% Fair Poor 0% Excellent Very good Good Rating Response rate: 52% TMP-GEN-0015 v14.0 Promoting high quality care • Better Practice 2014 • “Choose your own adventure” • One-day workshops • Risk, Information, Complaints • Understanding accreditation • QUEST • Quality Standard TMP-GEN-0015 v14.0 Promoting high quality care • Better Practice Awards • QUEST for home care • CALD workshop • Industry needs analysis • Residential and community/home care TMP-GEN-0015 v14.0 Better understanding the care recipient experience (res. care) • >10% sample on any visit • 55,000 resident interviews pa • Observation is part of the assessor toolkit • Resident responses, staff-resident interactions • Not all residents can reliably give information • Short observational framework (SOFI2) TMP-GEN-0015 v14.0 SOFI2 – what is it • Licensed from Bradford University • Strictly controlled training and use • UK Care Quality Commission • Scottish Care Inspectorate • Care and Social Services Inspectorate of Wales • Australian Aged Care Quality Agency TMP-GEN-0015 v14.0 Some CQC feedback “Using the tool has given me greater insight into residents experiences than any other methodology I have ever used.” “I now have graphic evidence to back up my judgment about the quality of communication with residents.” “The tool also really helped me focus on how disempowering poor communication can be, and highlighted that some recent staff training had not been successful.” TMP-GEN-0015 v14.0 SOFI2 – Australian pilot • Train-the-trainer, strict selection criteria • Four-day program for trainers, delivered by Bradford trainers • Observation tool and manuals customised for the Australian context, Quality Agency audit methodology • Field pilot involving SOFI-trained trainers TMP-GEN-0015 v14.0 What our SOFI-trained assessors said “While not specifically assessing staff performance I am more aware of how staff are interacting with residents and the potential impact on the residents.” “It enabled me to follow up on ‘quiet’ residents to ensure they were receiving appropriate emotional support, choices and decisions and activities and lifestyle.” “I used SOFI2 in a dementia specific unit and it gave me a good sense of normal interactions between residents and staff and the environment in which the residents live.” “The observation time reinforced my general impressions of good staff interactions from earlier in the day.” TMP-GEN-0015 v14.0 Aged care managers • Generally positive, understood the purpose of the trial • Is the tool available for use by aged care managers? • How will it be reported? • Time management TMP-GEN-0015 v14.0 SCRQOL – a study • Social Care-Related Quality of Life (SCRQOL) - An attempt to measure and monitor the value of social care services • Personal Social Services Research Unit • • University of Kent • London School of Economics • University of Manchester www.pssru.ac.uk TMP-GEN-0015 v14.0 SCRQOL • Domains • Personal cleanliness and comfort • Safety • Control over daily life • Accommodation cleanliness and comfort • Food and nutrition • Occupation • Social participation and involvement • Dignity TMP-GEN-0015 v14.0 Interviews and observations • Staff interviews covered their perceptions of residents’ current SCRQOL and expected levels absent care home • Resident interviews focused on their experiences living in the home, their views about staff and the help they receive, and their current care needs • Observations – usually two hours (4pm-6pm) TMP-GEN-0015 v14.0 Some findings and conclusions • Needs in the most basic domains of peoples’ lives well met overall, but not so well in areas such as social participation, occupation and control • Some divergence between regulators’ ratings of homes’ performance and SCRQOL scores • Differences may reflect emphasis by homes and by the regulator on management systems and processes and resident health outcomes rather than social care factors and quality of life TMP-GEN-0015 v14.0 Campbell (2007) • Aged care managers, staff • Quality of care = clinical outcomes • Quality of life = lifestyle, activities • Residents, relatives • Quality of care = what’s acceptable • Quality of life = resident/family/community expectations • Balance/emphasis varies according to health status Quality of care is the degree to which acceptable standards are met Quality of life is the degree to which individual well-being meets personal expectations TMP-GEN-0015 v14.0 Campbell “Domains” of quality (based on stakeholders) • Environment • Services • Interactions • Personal • Health TMP-GEN-0015 v14.0 Campbell • Overall quality (v. good/excellent) • DON/Quality manager - 93% • Resident/family - 70% • Care staff - 63% • Clinical quality (v.good/excellent) • DON/quality manager - 95% • Resident/family - 67% • Care staff - 73% TMP-GEN-0015 v14.0 The Georgia Quality Initiative • Collaborative, involving governments, NGOs (Alzheimers), public advocates, Georgia Health Care Association • Started in 2003, voluntary • High participation rates • 95% homes • 70% residents • Linked to incentive payments through Medicaid TMP-GEN-0015 v14.0 Measures • Tracks “technical measures” as well as satisfaction scores • Technical data submitted monthly • Falls • Pressure sores • Pain management • Restraint • Catheter use • Unexpected weight gain/loss • Staff turnover • Staff satisfaction survey at least annually • Family satisfaction survey at least annually TMP-GEN-0015 v14.0 Georgia QI 2013 results • Residents/relatives • 89% rated their home as excellent/good, willing to recommend • Staff • 75% rated their home excellent/good, willing to recommend • Overall satisfaction score – 2013 vs 2004 (out of 100) • Families – 78 vs 71 • Residents – 78 vs 75 • Staff – 63 vs 59 TMP-GEN-0015 v14.0 Quality Perceptions vary as to:• What it means ? • Quality of care • Quality of life • SCRQOL • Its measurement? • Those in charge of the system • Those at the front line • Those the system is designed for TMP-GEN-0015 v14.0 Thank you TMP-GEN-0015 v14.0 Risk indicators • Change of management systems (incl. IT) • Change of key personnel • Change in business strategy/restructuring • Change of approved provider/ownership • Changes in processes, procedures not supported by appropriate training • Change in resident numbers or mix – sudden or gradual • Building programs The problem is not the risk! Problems occur when risk is not appropriately managed. TMP-GEN-0015 v14.0