MIS/FMS Implementation in ICAR Implementation of Management Information System (MIS) including Financial Management System (FMS) in ICAR (NAIP Funded Project) User Acceptance Testing – Payroll MIS/FMS Implementation in ICAR Agenda – First Day Employee’s Data View in HR System. Employee’s Service Details View in System. Payroll Component Entries View in System. HR to Payroll Process Flow. Payroll Processes & Reports. Payroll Integration with Finance. 2 2 MIS/FMS Implementation in ICAR Agenda – Second Day Superannuation Initiation Process. Pension Forms & Reports. Pension Sanctioning. Pension Authorization. Retrials & Benefits Disbursement. Regular Pension. MIS/FMS Implementation in ICAR Monthly Payroll Life Cycle Start Concerned Personnel Authorities and Competent Authorities( in the Cash section) enter the changes related to the Employee Payroll Data including Leave Information, Gratuity, Leave Encashment, Final GPF information to be processed in payroll before 20th of every month Stop Employees can log in to Self Service HR, navigate to the Pay Slip link to generate the month’s pay slip. DDO receives an offline intimation from relevant stakeholders to process the Payroll Run for the month Employees receive the Monthly Salary/ Any other payments processed as a part of the monthly payroll DDO runs Monthly Payroll Process DDO intimates the Audit & Accounts Deptt. for verification of Pay Bill , Deduction Schedule and payment Changes and corrections are carried out by the stakeholder The DDO runs the Pay Slip Report job DDO receives an offline confirmation that the final process is complete Competent The Competent Authority in Audit Authority in the & Accounts Audit and Accounts Section runs section verifies the Payroll Run Payroll Run Report Report Changes needed? NO Yes Competent authority proposes required changes and sends back to DDO for correction and re-run of Payroll The final process run by the Authority at the Audit and Accounts will be “Transfer to GL” Costing Process is run next to apply the cost allocation of the elements to the various accounts from which the money is debited The Competent Authority in the Audit and Accounts section runs the PrePayment Process The Pre-payment Process is followed by Cheque Writer, Direct Deposit processes to disburse the amounts to the employee MIS/FMS Implementation in ICAR HR-Payroll-Finance Integration Personnel/Establishment Employee gets created and Service details are entered. Payroll Entries are made. Eligibility Reports will be checked and Sanction Orders will be generated from System incase of Loans & Advances. Retirement process initiates and forms are submitted by Employee incase of Pension. DDO/Sanctioning Authority DDO gets offline intimation to execute the Payroll. Incase of Loans & Advances, Pension DDO will have Read only Access to Validate the data along with the respective reports which can be referred before Sanctioning the Case. Finance/Audit & Accounts Section. Finance Dealing hand gets offline intimation to run Post-Payroll Processes and Payment is disbursed. Incase of Loans & Advances, Pension – Audit & Accounts officer will Authorize the case after running the reports. Audit & Accounts will also have Read Only Access of HR Personnel Data. MIS/FMS Implementation in ICAR Logging into Oracle Application Enter Login Credential Information to gain access. MIS/FMS Implementation in ICAR Personnel Responsibility Dealing Hand Access to HRMS Data MIS/FMS Implementation in ICAR Personnel Dealing Hand Access For HR Data & Payroll Entries Different Tasks Under HRMS Responsibility MIS/FMS Implementation in ICAR DDO Access For Payroll & HR View Data DDO Access For Payroll Run, Related Processes & Reports DDO Read Only Access to HR Data MIS/FMS Implementation in ICAR Payroll & Related Processes Access For DDO Different Tasks Related to Payroll for DDO to Perform MIS/FMS Implementation in ICAR HR Read Only Data For DDO Different Tasks Under Read Only HR Access. MIS/FMS Implementation in ICAR Clicking on “Open Employee Service Record” Task Will Open the below Form MIS/FMS Implementation in ICAR Find Person Form Enter Either Employee Name or Employee Number and Click on Find Button to Open the Record of an Employee. MIS/FMS Implementation in ICAR Employee Basic Details Form This form will show all the Basic details of an employee as already entered by Dealing Hand. MIS/FMS Implementation in ICAR Employee Address Details Clicking on Address Button will display Address Details of an Employee as already entered by Dealing Hand, MIS/FMS Implementation in ICAR Employee PAN Details Clicking on PAN Tab in Employee Basic Details Form will display PAN information of an employee as already entered by Dealing hand. MIS/FMS Implementation in ICAR Employee Service Details. Clicking on Service Details Button in Employee Basic Details Form will display Service Details of an employee as already entered by Dealing hand. MIS/FMS Implementation in ICAR Employee’s Payroll & Statutory Information. Employee’s Payroll Information in Service Details as already entered by Dealing hand. Clicking on Statutory Information Tab in Service Details Form will display Statutory Info of an employee as already entered by Dealing hand. MIS/FMS Implementation in ICAR Employee Basic Salary Information. Clicking on Salary Information Button to know the Basic Salary Of an employee as already entered by Dealing Hand. MIS/FMS Implementation in ICAR Basic Salary Information New Page will display Monthly & Yearly Salary Of An Employee. MIS/FMS Implementation in ICAR Payroll Components Information. Click on Salary Components Button to Display all Eligible Payroll Components. MIS/FMS Implementation in ICAR Payroll Components Another Form will open and display the Information & frequency of Payroll Components as already attached by Dealing Hand. MIS/FMS Implementation in ICAR Employee Pay Method Details Click on Payroll Related Button to display Payment Method Details of an Employee as already entered by Dealing hand. MIS/FMS Implementation in ICAR Employee Pay Method Details View Clicking on Pay Method button will display another form with List Of values. MIS/FMS Implementation in ICAR Employee Pay Method Details View Double Click on Pay Method option to see Employee Payment Methods MIS/FMS Implementation in ICAR Payment Details Form Bank Details field captures the information of Bank Details. MIS/FMS Implementation in ICAR Employee Bank Account & Related Details. Clicking on Bank Details Field will display Bank Account & Related Details. MIS/FMS Implementation in ICAR DDO Payroll Access Choose “IASRI DDO Payroll Access Responsibility” to perform Payroll Related Activities MIS/FMS Implementation in ICAR Run Payroll For Group Of Employees Click on “Create Group of Employees for Payroll Run” to Create a Set of employees to be used in Payroll Run for Execution MIS/FMS Implementation in ICAR Creating Set Of Employees Enter the name of the Set. The same name will be used as an input Parameter for Payroll Run MIS/FMS Implementation in ICAR Payroll Run For All Employees / Group Of Employees. Click on “Run Payroll for all Employees / Group Of Employees” Task to execute Payroll Run. MIS/FMS Implementation in ICAR Payroll Run Search for the Payroll which has to be executed MIS/FMS Implementation in ICAR Interest & Non-Interest Bearing Advances Life Cycle Start The Employee obtains and fills the required application form for availing the specific advance Submits the application form to the Competent Authority in Establishment Section Competent Authority in Establishm ent Section verifies the application form Generates the Advances Eligiblity Report Is the employee eligible for the availed Loan? No Inform the Employee offline about the ineligibility for the Loan Stop Stop Employee receives the payment. DDO Send the file to Finance Section for Payment Disbursement Yes Competent Authority at Establishment Section enters the required loan advance information in to the system DDO runs the Offcycle Payroll Run for the month Sends the Note sheet of Proposal, Application Form, Related documents, and System generated Interest calculation sheet to the Sanctioning Authority for approval offline The Sanctioning Authority approves the proposal and sends sanctioning Order to DDO. MIS/FMS Implementation in ICAR Non-Interest Bearing Advance : Festival Advance MIS/FMS Implementation in ICAR Interest Bearing Advance : Computer Advance MIS/FMS Implementation in ICAR GPF Advance & Withdrawal Process Flow Start Employee fills the prescribed application form and applies for GPF Advance / Withdrawal offline GPF Withdrawal GPF Advance Stop The application is submitted to Establishment Section Competent Authority in Establishment Section runs the GPF Withdrawal eligibility report from the system Competent Authority in Establishment Section creates the GPF Withdrawal element in the system and extracts Sanction Order Form from the System for Sanctioning Authority’s Approval. Stop No The application is submitted to Establishment Section Inform the employee offline about the ineligiblity Competent Authority in Establishment Section runs the GPF Advance eligibility report from the system No Employee eligible? Competent Authority in Establishment Section creates the GPF Advance element in the system and extracts Sanction Order Form from the System for Sanctioning Authority’s Approval. Yes Establishment Section Sends the application offline, to the seek approval of the sanctioning authority. Upon receiving the approval from the Sanctioning authority, the DDO runs the Quick Pay for the employee. The DDO passes the report offline along with the sanction letter from the approving authority to the Audit and Accounts Department The Competent authority in the Audit and Accounts Department verifies the report Establishment Section Sends the application offline, to the seek approval of the sanctioning authority. The competent authority proposes the required changes and passes it back to the DDO for correction and re-run of Quick Pay Process post corrections Yes Changes required? No The Competent Authority in the Audit and Accounts section runs the Pre-Payment, Cheque Writer, Direct Deposit , Costing and Transfer to GL Processes Employee receives the payment. Stop Upon receiving the approval from the Sanctioning authority, the DDO runs the Quick Pay for the employee. The DDO passes the report offline along with the sanction letter from the approving authority to the Audit and Accounts Department The Competent authority in the Audit and Accounts Department verifies the report No Inform the employee offline about the ineligiblity No Employee eligible? Yes MIS/FMS Implementation in ICAR GPF Withdrawal Disbursement MIS/FMS Implementation in ICAR Employee Wise Payroll Run Task Form will be opened for DDO to run Employee wise Payroll. MIS/FMS Implementation in ICAR Single Employee Payroll Run Click on “Run Payroll for a Single Employee” Task to run Employee Wise Payroll. MIS/FMS Implementation in ICAR Employee Wise Payroll Run Enter Either Full Name or Number of an Employee and Click on Find Button. MIS/FMS Implementation in ICAR Employee Wise Payroll Run Core Form to run Payroll for Individual Employees MIS/FMS Implementation in ICAR Employee Wise Payroll Run Enter Date Paid & Date Earned as Last Day Of The Month before Clicking on Start Run Button MIS/FMS Implementation in ICAR Employee Wise Payroll Run Employee Wise Payroll Run is successfully Completed.. MIS/FMS Implementation in ICAR Validation : Employee Wise Payroll Run Click on View Results Button to Validate the Payroll Run. MIS/FMS Implementation in ICAR Validation : Employee Wise Payroll Run Choose SOE Report option from the available list of Values and Click Ok Button. MIS/FMS Implementation in ICAR Statement Of Earnings Report MIS/FMS Implementation in ICAR Finance Dealing Hand Access For Payroll & HR View Data Finance Dealing Hand Access for Payroll Processes. Finance Dealing Hand Read Only Access for HR Data. MIS/FMS Implementation in ICAR Payroll Tasks Available Under Finance Payroll Access Different Tasks Available Under Payroll Access For Finance Dealing Hand. MIS/FMS Implementation in ICAR Employee Wise PrePayments. Click on “Process PrePayments for a Single Employee” task to run PrePayments. MIS/FMS Implementation in ICAR Run Employee Wise PrePayments A new form will be opened. MIS/FMS Implementation in ICAR Employee Wise PrePayments Enter Either the Full Name or Number for whom PrePayments have to be run and Click on Find Button. MIS/FMS Implementation in ICAR Employee Wise PrePayments New Form will be opened and it can be used to Validate the Payroll executed by DDO before running the PrePayments. MIS/FMS Implementation in ICAR Employee Wise PrePayments Click On View Results Button to Validate the Payroll Run. New Form will be opened. MIS/FMS Implementation in ICAR Employee Wise PrePayments Double Click on SOE Report to Validate the Payroll Results. MIS/FMS Implementation in ICAR Statement Of Earnings Report MIS/FMS Implementation in ICAR Start PrePayments Click on Start Pre-payments Button to run Pre-Payments of an Employee and generate a report by the name : “ICAR Employee Payment Mode Report” MIS/FMS Implementation in ICAR Validating Pre-Payments Process Click on View Results Button to Validate PrePayments Process. Another form will be opened. MIS/FMS Implementation in ICAR Verifying PrePayment Results Double Click on Payment Methods to Validate the Pre-Payment Process. MIS/FMS Implementation in ICAR PrePayments Status Another Form will be opened displaying the Status of Pre-payments Process. MIS/FMS Implementation in ICAR Start Payroll Archival Click on Start Archive Button to run Payroll Archival for Payslip Generation. MIS/FMS Implementation in ICAR Payroll Archival Payroll Archival has been successfully completed and Payslip can be generated after this Stage. MIS/FMS Implementation in ICAR Verifying Employee Wise Payroll Process Results. Click on “Verify Employee Wise Payroll Process Results” to review the Payroll Processes being executed at Employee level for each period. MIS/FMS Implementation in ICAR Verifying Employee Wise Payroll Process Results. A form will be opened to review the Payroll Processes and their Statuses already executed. MIS/FMS Implementation in ICAR Verifying Employee Wise Payroll Process Results. Enter either Full Name or Number as a Search Criteria and then Click on Find Button for System to display all Payroll Processes already executed for the same employee. MIS/FMS Implementation in ICAR Verifying Employee Wise Payroll Process Results. System will display period wise information of all Payroll Processes and their Status. MIS/FMS Implementation in ICAR Reviewing Payroll Process Results Click on “Verify Payroll Process Results” to review the Status of all Payroll Processes MIS/FMS Implementation in ICAR Reviewing Payroll Process Results MIS/FMS Implementation in ICAR Reviewing Payroll Process Results MIS/FMS Implementation in ICAR Reviewing Payroll Process Results MIS/FMS Implementation in ICAR Reviewing Employees Processed in Payroll MIS/FMS Implementation in ICAR Reviewing Employees Processed in Payroll MIS/FMS Implementation in ICAR Investment Declaration & Approval For Accurate Income Tax Calculation Stop Employees log in to Self Service HR, navigate to the Investments, HRA and Saving declaration section at the beginning of the financial year before the cut off date window. The Payroll Run after the validation of the proof will include the balance (income tax if applicable) TDS components equally divided in the remaining payroll runs of the financial year The DDO runs the Form 16 Report job after the closure of the Fiscal Year Enter the amounts as applicable in the section and save the changes The Monthly payroll run calculates the TDS based on the entries made by the employees The Payroll Run after the validation of the proof will include the balance (income tax if applicable) TDS components equally divided in the remaining payroll runs of the financial year Hard Copies of the Form 16 is made available for the employees after the DDO signs them The employees will not be able to make changes further before the circular is released for investment proof submission The Investment proofs are validated against the entries made in the Oracle System Stop The Competent Authority releases a circular to all the departments and its employees for Investment and Saving declaration along with proofs and a cut off date for submitting the same for getting the benefits of IT during the 3rd quarter of the financial year. The DDO also recieves the hardcopy of the investment proofs by the Pensioners The Investment declaration in the system will be unlocked in the system by the DDO for the employees to make changes. The DDO receives the hard copies of the proof along with the declaration details entered on Self Service HR before the specified cut off date Employees log in to Self Service HR, navigate to the Investments and Deductions section and make the required changes (in case there have been changes to their investments since the last change) as per the available documents of proof of investments, HRA and savings available for submission A print out is taken and attached with the investment proofs due to be submitted to the DDO MIS/FMS Implementation in ICAR Income Tax Proofs Approval Click on “Search Tax Declaration” to Approve Income Tax Proofs. MIS/FMS Implementation in ICAR Income Tax Proofs Approval MIS/FMS Implementation in ICAR Quarterly & Annual Archival & Tax Returns. Click on “Annual Payroll Archival” to Archive Yearly Data after the Completion of all the Payroll runs in a Financial year. Click on “Quarterly Payroll Archival” task to Archive Quarterly Payroll Runs. Click on “Employee Quarterly Tax Returns” task to generate Quarterly Tax Reports. Click on “Employee Annual Tax Returns” to generate Form16 of employees. MIS/FMS Implementation in ICAR Arrear Payment Start The competent authority in the concerned establishment sections prepare the input sheet with Arrears and Salary Change details Sends the sheet to the DDO offline for making system changes Employee receives the payment. Stop DDO makes the required entries in to the system Monthly Payroll Run DDO runs the Retro Process for the past months System calculates the difference amount and creates element entries in current pay period MIS/FMS Implementation in ICAR Arrears Payments : A Pre-Payroll Process Click on “Arrear Notification Report” task to review all the Employees Eligible to get Arrear Payment. Click on “Arrear Process” task to attach Arrear Components with all the Eligible Employees. MIS/FMS Implementation in ICAR Appendix