Microelectronics Reliability 45 (2005) 1924–1929 www.elsevier.com/locate/microrel Evaluation of compatibility of thick-film PTC thermistors and LTCC structures Darko Belavič a, Marko Hrovat b,*, Jaroslaw Kita c, Janez Holc b, Jena Cilenšek b, Leszek Golonka c, Andrzej Dziedzic c a HIPOT-R&D, d.o.o., Trubarjeva 7, 8310 Sentjernej, Slovenia Jožef Stefan Institute, Jamova 39, SI-1000 Ljubljana, Slovenia Wroclaw University of Technology, Wybrzeze Wyspianskiego 27, 50-370 Wroclaw, Poland b c Received 15 November 2004; received in revised form 8 January 2005 Available online 25 May 2005 Abstract The electrical and microstructural characteristics of 1 kX/sq. thick-film thermistors with high positive temperature coefficients of resistivity, i.e. PTC 5093 (Du Pont) fired either on ‘‘green’’ LTCC (low temperature cofired ceramics) substrates or buried within LTCC structures, were evaluated. The active phase (ruthenium oxide) in the PTC thermistors is not present in the dried films but is formed during firing due to the decomposition of the ruthenate phase. Because of interactions between a glassy LTCC material and thermistors electrical characteristic, i.e. sheet resistivities and noise indices of thermistors fired on the surface LTCC substrates, changed from values obtained on alumina substrates. The differences in the measured electrical parameters were attributed to the interactions between the thermistor layers and the glassy LTCC substrates. The inter-diffusion of oxides, mainly PbO and Al2O3, was confirmed by microanalysis. In the case of buried thermistors, presumably due to the incompatibility of both materials, the structure delaminated during firing. Cracks between the buried PTC films and the LTCC substrates as well as cracks in PTC films resulted in high sheet resistivities and high noise indices. 2005 Elsevier Ltd. All rights reserved. 1. Introduction Thick-film thermistors with positive TCRs (PTC) have a positive and linear temperature dependence of resistivity, as described by the following linear equation: RðT Þ ¼ R0 ð1 þ aT Þ ð1Þ where R0 (X) is the resistance at the reference temperature, T is the temperature (K) and a is the TCR (1/K). * Corresponding author. Tel.: +386 1 477 39 00; fax: +386 1 426 31 26. PTC thick-film resistors are prepared by ‘‘loading’’ a high concentration of RuO2 into a glass phase. RuO2 has a relatively low specific resistivity, 40 · 106 X cm, and a positive, linear, metallic-like resistivity vs. temperature dependence, with a TCR of 7000 · 106/K for single crystals and a few 1000 · 106/K for sintered microcrystalline samples [1,2]. Due to the high concentration of RuO2, the sheet resistivities are relatively low, between 1 and 10 X/sq. The majority of producers of thick film PTC thermistors offer products in the indicated resistivity range. To the best of the authorsÕ knowledge, the Du Pont 5093 (1 kX/sq.) PTC thermistors are currently the thermistors with the 0026-2714/$ - see front matter 2005 Elsevier Ltd. All rights reserved. doi:10.1016/j.microrel.2005.03.002 D. Belavič et al. / Microelectronics Reliability 45 (2005) 1924–1929 highest sheet resistivity values commercially available. The above mentioned high resistivities are obtained with materials, based on ruthenates with an addition of copper oxide instead of ruthenium oxide [3,4]. It is known that at high enough temperatures and/or long enough time of firing the ruthenate conductive phase in most ruthenate based thick film resistors decomposes due to interactions with a glass phase into RuO2 and, for example, PbO or Bi2O3 in the case of lead ruthenate or bismuth ruthenate, respectively [5,6]. RuO2 crystallises as equi-axed crystallites. This is shown schematically in Fig. 1(a). The ‘‘real’’ microstructure of the ruthenate based thick film resistor (8039, Du Pont) fired for 6 h at 950 C, is shown in Fig. 1(b) [6]. Equi-axed RuO2 particles, denoted ‘‘R’’ and larger SiZrO4 grains denoted ‘‘SZ’’ can be observed. The decomposition of the ruthenate phase depends on the concentration of PbO in the glass, i.e. the lower Fig. 1. (a) After high enough temperatures and/or long enough time of firing the ruthenate conductive phase in thick film resistors decomposes due to interactions with a glass phase into RuO2. RuO2 crystallises as equi-axed crystallites (schematically). (b) TEM micrograph of ruthenate based 8039 thick film resistor fired for 6 h at 950 C. RuO2 particle are, denoted ‘‘R’’ and larger SiZrO4 particles are denoted ‘‘SZ’’ [6]. 1925 the concentration of the PbO in the glass the lower the temperature of the decomposition will be [7,8]. Usually, rather high temperatures and long firing times (e.g. 950 C and a few hours) are required for ‘‘normal’’, low-TCR ruthenate-based-resistors, the characteristics of which have to be reasonably independent of the processing parameters for the phase transformation of the conductive phase from the ruthenate to the RuO2 to take place. However, the same transformation is essential for the electrical characteristics, i.e. the high, positive and linear TCR of the 5093 PTC resistors, which are fired at 850 C for only 10 min. As mentioned above, a lower concentration of PbO in the glass phase enhances the decomposition of the ruthenates. The molar ratio SiO2/PbO is around 2 for low TCR thick film resistors while it is around 4 for 5093 PTC thermistors [9]. A relatively low concentration of lead oxide means that the reaction between the ruthenate and the glass occurs at lower firing temperatures, i.e. at 850 C. Due to added copper oxide, RuO2, which is formed due to the decomposition of ruthenate, crystallises in the form of needle-like grains, which form the conducting network through the glass matrix. This is a result of a specific crystallographic relationship between the CuO and the RuO2 [10]. This is shown schematically in Fig. 2(a). The microstructure of the 5093 thermistor fired for 10 min at 850 C is shown in Fig. 2(b) [9]. Needle-like RuO2 grains are denoted ‘‘R’’ and SiZrO4 particles are denoted ‘‘SZ’’. The PTC characteristics of the 5093 thermistors are therefore due to the formation of elongated RuO2 needle-like crystals during firing and not as a result of the original composition, i.e. ruthenate, copper oxide and glass in the thermistor paste. Ceramic multi-chip modules (MCM-Cs) are multilayer substrates with buried conductor lines, which mean they have a high density of interconnections. Low-temperature co-fired ceramic (LTCC) materials, which are sintered at the low temperatures typically used for thick-film processing, i.e. around 850 C, are widely used for the production of MCM-Cs, especially for telecommunications and automotive applications. LTCCs are either based on crystallisable glass or a mixture of glass and ceramics [11,12]. Thick-film resistors with high TCRs are of interest as temperature sensors in MCMCs as well as in MEMS (Micro Electro Mechanical Systems) [13–15]. As the thick-film PTC thermistors are developed for firing on alumina substrates, their compatibility and interactions with the rather glassy LTCC substrates, leading to changes in the electrical characteristics, needs to be evaluated. The aim of this paper is to study the characteristics of thick-film PTC 5093 thermistors fired on Du Pont LTCC 951 substrates. Characteristics of PTC thermistors fired on alumina substrates [9] are used 1926 D. Belavič et al. / Microelectronics Reliability 45 (2005) 1924–1929 current noise was measured in dB on 100-mW loaded resistors using the Quan Tech method (Quan Tech Model 315-C). For the microstructural investigation the samples were mounted in epoxy in a cross-sectional orientation and then cut and polished using standard metallographic techniques. A JEOL JSM 5800 scanning electron microscope (SEM) equipped with an energy-dispersive X-ray analyzer (EDS) was used for the overall microstructural and compositional analysis. Boron oxide, which is also present in the glass phase, cannot be detected in the EDS spectra because of the low relative boron weight fraction in the glass and the strong absorption of the boron Ka line during EDS analysis in the glass matrix. Dried thermistors (150 C) and thermistors fired at 850 C were analysed by X-ray diffraction (XRD) analysis with a Philips PW 1710 X-ray diffractometer using CuKa radiation. 3. Results and discussion Fig. 2. (a) The ruthenate conductive phase in thick film resistors decomposes due to interactions with a glass phase into RuO2. Due to added copper oxide RuO2 crystallises in the form of needle-like grains (schematically). (b) TEM micrograph of 5093 thermistor, fired for 10 min at 850 C. Elongated RuO2 particles are denoted ‘‘R’’ and SiZrO4 particles are denoted ‘‘SZ’’ [9]. as reference. The nominal TCR of PTC 5093 is 2750 ± 250 · 106/K. 2. Experimental The PTC 5093 thermistors were screen printed and fired for 10 min at 850 C on green LTCC (951, Du Pont) substrates. The LTCC substrates were made by laminating three layers of LTCC tape at 70 C and at a pressure of 200 bar. The thick-film thermistors were terminated with Pd/Ag electrodes that were cofired together with printed thermistors and LTCC substrates. The dimensions of the resistors for microstructural analysis and X-ray diffraction (XRD) analysis, which were printed and fired without conductor terminations, were 12.5 · 12.5 mm2. Cold (from 25 C to 25 C) and hot (from 25 C to 125 C) TCRs were calculated from resistivity measurements at 25 C, 25 C, and 125 C. The The X-ray diffraction spectra of the PTC 5093 thermistors dried at 150 C and cofired at 850 C on LTCC substrates are shown in Fig. 3. The spectrum of ruthenium oxide, denoted ‘‘RuO2’’, is also included. The peaks of the ruthenate phase in the dried films are denoted ‘‘RU’’. The dried PTC 5093 composition is based on ruthenate, with an addition of Cu2O. After firing for 10 min at 850 C the peaks of ruthenate and Cu2O disappear and the peaks of RuO2 appear. The peak at 2H 27 in the XRD spectra can be attributed to the strongest reflection of the SiZrO4 compound, i.e. (2 0 0) (JCPDS file PDF-83-1383), which was also detected with EDS analyses in the microstructures of the thermistor material. The decomposition of ruthenate and the formation of the RuO2 during firing is due to the interaction between the glass phase and the ruthenate in the PTC 5093 thermistor, as described in Section 1. The sheet resistivities, the cold (25 C to 2 C) and hot (25 C–125 C) TCRs, and the noise indices of the PTC 5093 thick-film thermistors fired for 10 min at 850 C on alumina [9] and either on or buried within LTCC substrates are shown in Table 1. The sheet resistivities vs. temperature are shown in Fig. 4. Note that the noise indices are expressed in ‘‘uV/V’’ and in ‘‘dB’’. These two units are related with the simple equation: noiseðdBÞ ¼ 20 log noiseðuV=VÞ The PTC 5093 thermistors co-fired on LTCC (as compared to resistors fired on alumina substrates [9]) have lower sheet resistivities, (180 X/sq. vs. 850 X/sq.), around 20% higher TCRs (3070 · 106/K vs. 2570 · 106/K), and significantly lower noise indices (11 dB vs. 32 dB). However, for buried resistors the sheet resistivities considerably increase to over 3 kX/sq. while TCRs D. Belavič et al. / Microelectronics Reliability 45 (2005) 1924–1929 200 1927 PTC 5093 180 Rel. intensity (%) 160 850 deg. C 140 120 RU RU RU Cu2O RU 100 Cu2O dried 80 RU RU 60 40 20 RuO2 0 20 25 30 35 40 45 50 55 60 65 70 2 theta (deg.) Fig. 3. The X-ray diffraction spectra of the PTC 5093 thermistors, dried at 150 C and fired at 850 C on LTCC substrates. The spectrum of ruthenate, denoted ‘‘RuO2’’, is also included. Peaks of ruthenate phase in dried films are denoted ‘‘RU’’. Table 1 Sheet resistivities, cold (25 C to 25 C) and hot (25 C to 125 C) TCRs, and noise indices of the PTC 5093 thermistors on alumina, on LTCC substrates and buried within LTCC structure Substrate R sheet (X/sq.) Cold TCR (·106/K) Hot TCR (·106/K) Noise (dB) Noise (uV/V) A2O3 [9] LTCC-surface LTCC-buried 850 180 3270 2570 3070 2380 2580 3075 2360 11 32 18 0.28 0.02 7.90 PTC 5093 - 850 deg. C 5000 Resistivity (ohm/sq.) 4500 4000 3500 buried within LTCC 3000 2500 2000 1500 on alumina 1000 on LTCC 500 0 -50 -30 -10 10 30 50 70 90 110 130 150 T (deg. C) Fig. 4. The sheet resistivities vs. temperature for PTC 5093 thermistors, fired at 850 C on alumina [9], and either on or buried within LTCC substrates. are only a few percent lower than TCRs of thermistors fired on alumina substrates. Also, noise indices are very high, near 18 uV/V. The differences in electrical charac- teristics of PTC thermistors fired on LTCC substrates could be attributed to the interaction between the PTC films and the glassy LTCC substrates during firing. 1928 D. Belavič et al. / Microelectronics Reliability 45 (2005) 1924–1929 Cross-sections of the PTC 5093 thermistors fired on alumina [9] and LTCC substrates are shown in Figs. 5(a) and (b), respectively. The microstructure of PTC 5093 on alumina shows three distinct layers: the layer with small, sub-micrometer-sized round inclusions on the top (left side of Fig. 3(a)); the middle layer with whitish areas, rich in Ru, in the glass phase; and a darker glassy layer, rich in alumina, near the alumina substrate. The glass infiltrates into the substrate to depths of around 5 lm, promoting the growth of Al2O3 grains, presumably due to a dissolution–precipitation mechanism. The EDS microanalysis of the light-coloured spots shows a high concentration of Ru and Cu. The microstructure of the PTC 5093 on LTCC (Fig. 3(b)) is more homogenous. Again, some interaction at the interface between the PTC film and the substrate can be observed. Light areas in the LTCC substrate are glass phase and darker areas are a mixture of glass and small alumina particles. The EDS micro-analyses of the PTC films on the alumina and LTCC substrates showed the higher concentration of Al (4 at.% vs. 2 at.%) and the lower Fig. 6. Cross-section of buried PTC thermistor, fired at 850 C. The structure de-laminated during firing. PTC layers are indicated by arrows. concentration of Pb (3 at.% vs. 6 at.%) in the films, fired on LTCC substrates. This indicates the diffusion of Al2O3 from the LTCC into the PTC and of the PbO from PTC into the LTCC. The microstructure of buried PTC thermistors is shown in Fig. 6 which shows the ‘‘overall’’ appearance of the cavity between LTCC tapes in the place where the PTC films was printed. White layers on the top and bottom of cavity, indicated by arrows, are PTC films. When PTC thermistor are fired on the surface of LTCC tapes (Fig. 3(b)) no cracks appear on the PTC/ LTCC interface which indicates good compatibility. In the case of buried thermistors, presumably due to the incompatibility of both materials, the structure de-laminated during firing. Some cracks between the PTC film and the LTCC substrate as well as cracks in the PTC film can be observed. Relatively high sheet resistivities and high noise indices of buried PTC thermistors are probably a consequence of these cracks. 4. Conclusions Fig. 5. (a) Cross-section of PTC 5093 thermistor, fired at 850 C on alumina [9]. The alumina substrate is on the right. (b) Cross-section of PTC 5093 thermistor, fired at 850 C on LTCC. The LTCC substrate is on the right. Because the thick-film with high positive TCR were developed for firing on alumina substrates their compatibility with (rather glassy) LTCC substrates was evaluated. The PTC 5093 thermistors were fired either on the surface of LTCC substrates or buried within the structure. XRD analysis confirmed the decomposition of ruthenate phase and formation of ruthenium oxide during firing. EDS micro-analysis indicated the inter- diffusion of oxides, mainly alumina and lead oxide, between LTCC substrates and thermistor films during firing. The thermistors co-fired on LTCC (as compared to resistors fired on relatively inert alumina substrates) have lower sheet resistivities, (180 X/sq. vs. 850 X/sq.), around 20% higher TCRs (3070 · 106/K vs. 2570 · 106/K), and significantly lower noise indices (11 dB D. Belavič et al. / Microelectronics Reliability 45 (2005) 1924–1929 vs. 32 dB). For buried resistors the sheet resistivities considerably increase to over 3 kX/sq. while TCRs are lower than TCRs of thermistors fired on alumina substrates and noise indices are very high. The changes in electrical characteristics are attributed to the de-lamination of the structure during firing and a cracking of PTC films. Results therefore indicate that PTC thermistors can be fired on the top of LTCC tapes, while, due to formation of large cavities during firing, they cannot be used as buried components. Acknowledgments The authors wish to thank Mr. Mitja Jerlah (HIPOTR&D) for printing and firing the samples as well as for measuring the electrical characteristics. This work is part of a joint research project and has been supported through the Slovenian-Polish Intergovernmental Science and Technology Cooperation Programme. The financial support of the Ministry of Education, Science and Sports of the Republic of Slovenia is gratefully acknowledged. References [1] van Loan PR. Conductive ternary oxides of ruthenium, and their use in thick film resistor glazes. Ceram. Bull. 1972;51(3):231–3. [2] Pierce JW, Kuty DW, Larry JR. The chemistry and stability of ruthenium based resistors. Solid State Technol. 1982;25(10):85–93. [3] J. Hormadaly, Thermistor composition, U.S. Patent No. 4,906,406, March 6, 1990. [4] J. Hormadaly, Thermistor composition, U.S. Patent No. 4,961,999, Oct. 9, 1990. 1929 [5] Hrovat M, Samardžija Z, Holc J, Belavič D. Microstructural and electrical characteristics of some ‘‘overfired’’ thick-film resistors. J. Mater. Sci. Lett. 2001;20(4):347–51. [6] Hrovat M, Benčan A, Belavič D, Holc J, Dražić G. The influence of firing temperature on the electrical and microstructural characteristics of thick-film resistors for strain gauge applications. Sens. Actuators A, Phys. 2003;103:341–52. [7] Adachi K, Kuno H. Decomposition of ruthenium oxides in lead borosilicate glass. J. Am. Ceram. Soc. 1997;80(5): 1055–64. [8] Adachi K, Kuno H. Effect of glass composition on the electrical properties of thick film resistors. J. Am. Ceram. Soc. 2000;83(10):2441–8. [9] Hrovat M, Belavič D, Benčan A, Holc J, Dražič G. A characterization of thick-film PTC resistors. Sensors Actuators A 2005;117(2):256–66. [10] Jiang JC, Crosbie GM, Tian W, Cameron KK, Pan XQ. Transmission electron microscopy structure and platinumlike temperature coefficient of resistance in ruthenate-based thick film resistor with copper oxide. J. Appl. Phys. 2000; 88(2):1124–8. [11] Jean J-H, Chang C-R. Camber development during cofiring Ag-based low-dielectric-constant ceramic package. J. Mater. Res. 1997;12(10):2743–50. [12] R.E. Doty, J.J. Vajo. A study of field-assisted silver migration in low temperature cofirable ceramic. In: Proc. 1995 Int. Symp. on Microelectronics ISHM-95, Los Angeles, 1995. p. 468–74. [13] A. Dziedzic, L.J. Golonka, Thick-film and LTCC thermistors. In: W. Zaraska, A. Cichocki, D. Szwagierezak, editors. In: Proc. XXIV. Int. Conf. IMAPS—Poland 2000, Rytro, 2000. p. 77–83. [14] Zhong J, Bau HH. Thick film thermistors printed on LTCC tapes. Am. Ceram. Bull. 2001;80(10):39–42. [15] H. Birol, T. Maeder, C. Jacq, P. Ryser. Effect of firing conditions on thick-film PTC thermistor characteristics in TLCC technology. In: Proc. IMAPS Ceramic Interconnect Technology Conf., Denver, 2004. p. 106–9.