© 2007 University of Sydney. All rights reserved. www.arch.usyd.edu.au/asr Architectural Science Review Volume 50.2, pp 163-172 How well do New Zealand Architects Understand Systems and Methods for Re-Directing Natural Light into the Deep, Windowless Spaces of Buildings? Richard Barrett School of Architectural Studies, Christchurch Polytechnic Institute of Technology, Christchurch, New Zealand Tel: +64-3-940-6052; Fax: +64-3-940-6065; E-mail: barrettr@cpit.ac.nz Received 4 August 2006; accepted 16 February 2007 Abstract: The natural lighting of buildings is conventionally achieved directly through apertures in the external envelope, and in particular through the walls (windows) and the roof (skylights). There is, however, a growing catalogue of methods and systems which facilitate daylighting in spaces remote from these exterior openings where conventional methods cannot be used effectively, if at all. This provision for natural lighting of deep architectural space is referred to in this paper as ‘core-daylighting’. The paper addresses two main issues: (i) a range of core-daylighting systems, and (ii) the findings from a survey of New Zealand architects (approximately 1 in 3 of those listed in the Architects Education and Registration Board register). The respondents were canvassed to establish their knowledge of, and interest in, systems and methods for re-directing natural light into the deep, windowless spaces of buildings. Keywords: Core daylighting, Natural lighting, Skylights, Windowless spaces, Windows Introduction Writing in Architectural Record, American environmental psychologist Winifred Gallagher (1999) emphasised the importance of access to natural light for health and wellbeing. In her earlier book, The Power of Place, Gallagher (1994) suggested that the Industrial Revolution made a significant difference to the way we lived. We changed from an agrarian, outdoor way of life, to an indoor, urban environment. She believes we adapted rapidly to this new lifestyle, in spite of millions of years of evolution, which had seen us respond to the cycles of the earth and sun. Gallagher states, however, that environmentally minded scientists are now questioning what we traded off in order to live indoors, with artificial lighting, heating and cooling – a new world order structured, as she says, around economic rather than biological concerns. For the first time in our history, we were no longer wakened by the dawn, and lulled to sleep by darkness (Gallagher, 1994). The availability of daylight and its impact on the health and wellbeing of building users is generally nowadays acknowledged as scientific fact, and Gallagher cites winter statistics for the north of the United States, pointing out the serious nature of the problem of an illness known as seasonal affective disorder (SAD). Six percent of New York residents suffer depressive illness during winter, but as many as 50% of the residents suffer mild symptoms, including low energy, and disturbed eating and sleeping patterns. Gallagher believes that this behavioural problem has a specifically environmental cause, lack of daylight, and she suggests that architects have an important role to play in addressing the problem (Gallagher, 1999). The rationale for undertaking a survey of New Zealand architects is based on the dual-premise firstly that daylight is important for human wellbeing, and secondly that architects hold some considerable responsibility in the design of their buildings to make best use of natural light. The cataloguing of a range of daylighting systems and methods used internationally for the manipulation of daylight into the deepest, darkest recesses of our buildings sets a backdrop against which to weigh the survey, in which respondents could be asked directly if they knew of, or had used, particular systems. For the purposes of classifying the core-daylighting systems and methods, this paper suggests categorisation under two broad headings: (i) integral systems, in which the geometry and fabric of the architecture itself facilitates light redirection and the potential for core illumination (ii) non-integral systems, in which devices are added to the building to facilitate enhanced natural lighting 164 Architectural Science Review Volume 50, Number 2, June 2007 Figure 1: Reichstag Building, Berlin (photograph by the author, 2006). In carrying out research into the manipulation of natural light, and in doing so in a New Zealand context, it is first necessary to question the relevance to that context. It is perhaps not surprising that some of the more densely populated developed parts of the world take the matter very seriously indeed. In Berlin, for example, the building code is very clear on the issue, and architects in that city must design their buildings with prescribed minima of natural lighting to all occupied spaces (with some obvious specialist room exceptions, such a theatres and certain laboratories). These requirements can be seen to significantly influence architectural planning and form, as illustrated dramatically for example, by the refurbishment of the Reichstag Building in Berlin by Foster and Partners. In New Zealand, however, we continue to enjoy the perceived luxury (rightly or wrongly) of abundant space between and around our buildings, and it might be expected that there is less of a sense of urgency amongst architects to manipulate daylight into windowless core spaces. The survey, therefore, set out to test the ‘state of the art’ amongst practitioners in New Zealand. Both the idea, and the practice, of daylighting of deep architectural space (core-daylighting) are investigated, and the underlying hypothesis is tested that neither the concept, nor its application, are widely embraced through contemporary architectural practice in New Zealand. Literature Review Several prominent 20th century architects used natural light as a significant part of their armoury, and did so in the design of the architectural form itself, as much as by using conventional windows and skylights. This can be seen in the work of architects such as Le Figure 2: Kimbell Art Museum, Fort Worth, Texas, Cross Section (Lee, 1983; reprinted by permission of E.S-H. Lee). Richard Barrett Natural Light in Buildings 165 Figure 3: St Mary Axe, Swiss Re HQ, London (Foster and Partners, 2006 used by permission of Foster and Partners). Figure 4: St Mary Axe – lens at apex (Foster and Partners; 2006 used by permission of Foster and Partners). Corbusier (Chapel at Ronchamp), Frank Lloyd Wright (Johnson Wax Building), and in particular Louis I Khan, as exemplified in his 1972 design for the Kimbell Art Museum, Fort Worth, Texas (Lee, 1983). These architects were drawing upon earlier examples, such as St Sophia in Istanbul, St Peters in Rome, and even as far back as Ancient Egyptian tomb architecture, in which natural light was able to enter the most inner sanctum of the temple (Wildung, 1997). Coming more up to date, prominent amongst current practitioners is the British architect Lord Norman Foster, whose approach in the design of his buildings is to address the total environmental package, including the important issue of natural lighting. Foster’s work to the German Reichstag building in Berlin is possibly the world’s best known example, the design of which combines both integral and non-integral core-daylighting systems, with the form of the building playing as important a role (glazed dome over central public space), as the technology of the cone shaped reflector element at the centre of the dome. The cone itself is clad with mirror panels and photovoltaic cells for storing solar energy (Jodidio, 1994). Other of Foster’s more recent projects develops the idea of architectural geometry as a means of bringing natural light into the core, as for example in 30 St Mary Axe in London (better known as ‘the gherkin’). In this building, a huge lens sits on an inverted lattice cone of glass at the apex, directing light downwards. The form of the building (a double helix) enables the atrium to wind its way around the building as it gains height, thus allowing for maximum daylight penetration throughout its 41 storeys (Foster and Partners, 2006). Somewhat more playful (as might be expected from Peter Cook, a founder member of the anarchic 1960s Archigram group), is a recently constructed museum in Graz, Austria. The building, Kunsthaus Graz (also known as Spacelab), was designed by architects Cook-Fournier, and uses a system of ‘nozzles’ to capture northlight for gallery display (Cook-Fournier, 2006; Lackner, 2006). Integral Systems Figure 5: Spacelab, Kunsthaus Graz, Graz, Austria (Cook-Fournier, 2006; Lackner, 2006; reprinted with permission of Peter Cook). Integral systems include toplighting methods, such as roof windows and skylights and other of the more commonly used and understood systems. Although even in this area there has been some interesting experimentation undertaken to enhance the quality and quantity of incoming daylight. For example, in the United Kingdom the Building Research Establishment has developed what they call an experimental northlight (for which, of course, we should read southlight in the southern hemisphere, as it captures diffuse skylight rather than sunlight) (Littlefair, 1996). As described later in this paper (under Methodology), and as might be expected, the survey of New Zealand practitioners brought up the debate about daylight versus artificial light, and the 166 Architectural Science Review Volume 50, Number 2, June 2007 North Diffuse sky light North facing glazing Sloping mirror This area receives direct sky light This area receives no direct sky light but does receive reflected light Figure 6: Experimental northlight (Littlefair, 1996; ©BRE; fact that the choice should be based on the functions of the spaces within. This ‘choice’, however, is never fully obvious, as shown for example in the design of exhibition spaces. In his Kimbell Art Museum, Louis I Khan uses roof aperture core-daylighting, in which the light is softly reflected and filtered via curved mesh screens at ceiling level. Opinions appear to be entirely polarised on the advisability of lighting art and museum spaces using daylight. Some argue that this is how art should be viewed and that it was the traditional method of illumination before electric lighting came along, others, that the risk from UV and other potentially damaging components require the use of more controllable artificial systems. Khan takes a bold stance in using natural light in the Kimbell, although opinions also vary on his motivation. Some argue that Khan intended the softly diffused light to be specifically for viewing the art, others that it was for ambience and atmosphere only (Sze-Heng Lee, 1983). Lightwells, internal courts and atria, are amongst the other more commonly used integral systems, and numerous examples were constructed in New Zealand, particularly during the 1980/90s, a period that has been described as “The Age of the Atrium” (Walker, 1990). Whilst most integral systems use overhead apertures, or wells, mention should also be made of a feature known as the light shelf. This is simply a horizontal baffle which redirects light, via its reflective upper surface, to the ceiling, and consequently more from BRE Report BR305 with light permission). Figurereproduced 6: Experimental north (Littlefair, 1996; used by permission of the publisher). Figure 7: The principle of lightshelves (Littlefair, 1996; ©BRE; reproduced from BRE Report BR305 with permission). Figure 8: Lightshelves, options for(Littlefair, reflective surface (Littl Figure 8: Lightshelves, options for reflective surface 1996; ©BRE; reproduced from BRE Report BR305 with permission). the publisher). Figure 7: The principle of lightshelves (Littlefair, 1996; used by permission of the publisher). Richard Barrett Natural Light in Buildings 167 Rays from sun Redirecting mirror Collecting mirror Motorised solar tracking system Clear rooflight Roof Back-up lamp (metal halide) Open shaft Ceiling of departure lounge Glass rods Top of solar chandelier Mirrors and prisms redirect light onto chandelier Figure 9: Manchester Airport (Cross Section) (Littlefair, 1996; ©BRE; reproduced from BRE Report BR305 with permission). Figure 9: Manchester Airport (Cross Section) (Littlefair, 1996; deeply into the interior space than would otherwise have occurred (Ander, 1995). Light shelves have the threefold advantages, firstly, of shading the occupants from directly incoming sunlight, secondly reducing the effects of glare, and thirdly, because light shelves are located high on the window wall, the view to the exterior can be maintained (Littlefair, 1996). publisher). Non-Integral Systems These are perhaps best thought of as ‘clip-on’ systems, in that they are not strictly part of the architectural fabric and form. Of particular note in this category is the use of mirror devices, which generally comprise three parts: (i) daylight collection – a heliostat (system of mirrors) that ‘captures’ and redirects the daylight. The ‘collector’, which is positioned on the roof, will be either an active optical system, in which the sun’s path is tracked, or a passive system that has fixed orientation and does not track the sun. The advantage of the active system is the degree of certainty it presents, and the control it allows, although a major drawback is the mechanical complexity and high cost of such a system. By contrast, passive optical systems are at best a compromise, with mirrors being set to a fixed part of the sky, which is predetermined to give an optimal (average) result. The system has no moving elements, and is therefore less complex and costly. This lack of sophistication also means, however, that there is an absence of adjustment or control (Ander, 1995). (ii) daylight transportation – using either fibre optic cable or light ducts lined with highly reflective material (Ander, 1995). (iii) daylight emission – which occurs either at the end point of the transporter (cables or ducts) or, as in the case of an installation at Manchester Airport in which the light is emitted via ‘solar chandeliers’ (Littlefair, 1996). Mirrors can also be used internally in vertical shafts to redirect light. However a high degree of maintenance is required, in particular removal of accumulated dust and grime (Littlefair, 1996). The idea of simply ‘scooping’ light is not a new one, an example from Edwardian times can be found in Ironmonger Lane in the City of London. In order to compensate for a reduction in available daylight because of the growing concentration of buildings, angled scoops were fitted. This enhanced the internal light levels and doing so more deeply than could be achieved from windows. On a more scientific level, though with precisely the same aim in mind, the VALRA (Variable-Area Light-Reflecting Assembly) system uses a reflective plastic film the angle of which is adjustable 168 Architectural Science Review Volume 50, Number 2, June 2007 Figure 11: Early light scoops, Ironmonger Lane (Littlefair, 1996; ©BRE; reproduced from BRE Report BR305 with permission). using a moving roller. As can be seen in Figure 12, not only the angle of inclination of the film, but also its reflective surface area, can be adjusted to suit the sun’s altitude (Littlefair, 1996). There are numerous other variations on a theme when it comes to light redirection methods, some of which are highly complex and require constant checking and maintenance, where others are very simple. The extremes of the solar tube (equivalents of which are obtainable through any DIY outlet), through to computerised sun tracking devices, effectively illustrate the extent of available options. In concluding, however, some consideration should be given to the development of specific materials that enhance daylight transmission and redirection. One of the major advances relating to both conventional daylighting and core-daylighting over the past thirty years has been in the development of glazing technologies. This includes not only the glass, but also such elements as glazing films and coatings, and also a variety of non-glass products such as acrylics and holographic coatings. Of particular note, optical switching materials are glazing materials that are responsive to hourly, daily and seasonal changes. They are applied as coatings which can control the flow of light Figure 10: Optically aligned ‘tapping mirrors’ (Littlefair, 1996; ©BRE; reproduced from BRE Report BR305 with permission). Figure 10: Optically aligned ‘tapping mirrors’ (Littlefair, 1996; used by permission of the publisher). Rays from low altitude Winter sun Reflected rays Protective glazing Reflective plastic film Rays from high altitude Summer sun Tilted glazing Roller Path of roller View glazing Reflected rays 30 Roller Winter and summer operations of the VALRA (Variable-Area Light-Reflecting Assembly)36 Figure 12: VALRA system (Littlefair, 1996; ©BRE; reproduced from BRE Report BR305 with permission). Figure 12: VALRA system (Littlefair, 1996; used by permission of the publi Richard Barrett Natural Light in Buildings 169 (or heat) in and out of the building. They change the optical properties of the glazing. Other research into glazing technologies over this period has led to the development of thermochromic (the optical properties change with temperature), photochromic (the optical properties change with light intensity - as used in eyeglasses), and electrochromic materials (the optical properties change when a voltage is applied in response to building conditions) (Ruck, 1989). Methodology A survey was undertaken of a group of New Zealand architects to establish the level of knowledge and interest in core-daylighting methods and systems. The group, which was randomly selected, equated to approximately 33% of the total number of architects registered nationally in 2002, thus involving a mailed questionnaire to 493 respondents. The full survey was preceded by a small pilot survey, in which 12 architects were asked to respond both to the actual questions in the survey, and also to make comment on the efficacy of the survey in terms of its aims. This proved to be a valuable exercise as it resulted in several points of clarification being incorporated before the final questionnaire was mailed. The questionnaire comprised six questions as outlined below. There was a 41% overall response to the survey and many of the respondents took full advantage of the invitation to make comments in addition to answering the six questions. Results Question 1 – Do you believe the health and wellbeing of a building’s occupants is influenced by the presence of daylight within the building? Respondents were asked to tick along a scale of 1 (‘not at all’) to 10 (‘significantly’). A very high number (96%) indicated this to be a very important aspect, although several respondents qualified their answers by suggesting, for example, that ventilation and outlook were of equal importance. Considerations such as room use and duration of occupancy, were mentioned as mitigating considerations where daylight was absent (a one hour lecture in an artificially lit auditorium was acceptable, where 8 hours at an office desk with total lack of daylight, would not be). Question 2 – When you prepare designs for clients, do you consult them on which spaces require natural daylight? Having established that most practitioners believed natural light to be an important element in the design of their architecture, the second question related to client consultation on the issue. A similar scale, 1 (‘never’) to 10 (‘always’) was used for this question. Around half of those polled indicated they would always consult with the client on which spaces should be daylit, where others felt it should be the architect’s call; as one respondent commented, “I see it primarily as my decision as the designer”. Others stated they would only consult if the provision of natural light were becoming difficult to achieve in any given situation, or where the decision was not obvious. Question 3 – Which of the following core-daylighting systems have you (a) used, or are (b) knowledgeable about? The first two questions were intended as a ‘warm-up’ to the topic of daylighting in architecture before going on to address the main issue underlying the research project, to gauge levels of Figure 13. Wellington, New Zealand. Figure 13: Parliament ParliamentBuildings, Buildings. (Published by permission of Architecture New Zealand, January/ (Architecture New Zealand, Jan / Feb February 1995, p 61), Warren & Mahoney Architects, and New 1995 p 13). Zealand Parliamentary Service; ©New Zealand Parliamentary Service, Parliament Buildings, Wellington, New Zealand.) knowledge and understanding of the various core-daylighting and light redirection systems and methods. In question 3, therefore, the architects were asked to tick those systems they either had used or were knowledgeable about. The systems were simply listed as follows, with no accompanying illustrations, which might otherwise have triggered an empirical understanding of the system where no prior knowledge had formerly existed. • light pipe (e.g. ‘Solar Tube’) • built up rooflight • roof window (opening) • skylight (non-opening) • atrium • lightwell • internal courtyard • light reflection from exterior • light shelf • light reflector • louvres • heliostat (solar tracking mirror) • fresnel lenses • anidolic zenithal system • prismatic daylighting system • optical daylighting system • light guiding glass system 170 Architectural Science Review Volume 50, Number 2, June 2007 Figure 14: Winter solstice sun penetrates deeply into this converted warehouse - architect Gus Watt. (Reprinted with permission from Architecture New Zealand, November/December 1995, p 31.) •Figure other daylight • factory floor 14: redirection systems - please specify The list started with systems that were ticked by around 93%converted • hospital ward Winter solstice sun penetrates deeply into this of respondents (roof lights, light pipes, lightwells, internal courts), • theatre warehouse - architect Gus Watt. through to those where very few of the architects indicated any • public swimming pool (Architecture Newlenses, Zealand, November/December 1995, p 31.) knowledge (heliostats, fresnel fibre optics for daylight transmis• church sion, special light guiding glazings and films, optical daylight systems, • classroom etc). In spite of this lack of knowledge, it was encouraging to receive • gymnasium comments from several respondents indicating their own use of • art gallery (exhibition room) innovative light re-direction methods, including the use of pooled • other non-residential - please specify: water on flat roofs for reflecting light, photo-electric/polarised light When referring to residential buildings, rooms such as bathshutters, and glass blocks in floor constructions. rooms (81% of respondents) and hallways (86%) were acceptable Question 4 – Imagine a difficult project where you are forced choices for artificial illumination, with living rooms (4%) being at to use artificial lighting as the sole means of illumination for the other end of the acceptability spectrum. In the non-residential some of the interior spaces – tick those spaces where this would category, the nominations were somewhat more spread, and there be acceptable. were more spaces that respondents felt could be solely artificially The following list was presented to the respondents: lit. Areas such as theatres (83%) and art galleries (79%) were residential acceptable to the highest numbers, with two areas in particular • dining area being at the low end of acceptability, namely hospital wards (11%) • living area and classrooms (10%). • bedroom Question 5 – Do you believe New Zealand architects are as • bathroom knowledgeable as they might be in the use of core-daylighting • kitchen systems? • hallway The remaining two questions required a simple ‘yes’ or ‘no’ • other residential - please specify: response. Although a majority of the architects answered ‘no’ to non-residential question 5, it was interesting to note a substantial gender varia• individual office tion that was far more noticeable than with any of the other five • open-plan office space questions. Of the females, 84% felt that their own knowledge was • restaurant lacking, with a significantly lower 68% of the male respondents • wine bar admitting to a lack of knowledge. • retail shop Question 6 – Would you personally like to be more knowl• reception area to company office edgeable in the use of core-daylighting systems? • airport terminal In spite of the fact that question 3 threw up examples of Richard Barrett ingenuity on the part of a few architects, the survey fairly much confirmed the hypothesis that New Zealand practitioners were largely uninformed on the subject. This, of course, begged the question (the final one in the survey), in which the architects indicated their attitude towards gaining knowledge of coredaylighting. In response, around 83% of the group answered ‘yes’, though qualifying statements were made by many of the respondents. Significantly, a recurring comment was made that the knowledge would be sought only when needed: “Yes; I will research when required”, and “Yes, but only if applicable to specific projects, and I would not research otherwise”. To close the survey the architects were invited to make general comments, and to cite examples of their own projects in which innovative daylighting methods had been used. Fifty-five written observations were made, and of these, 18 suggested there were much higher priority issues in the design of architecture, such as ventilation and view to the exterior. Others felt that the need for core-daylighting in New Zealand was not as pressing as it might be in the inner cities of the USA and Europe, where less natural light was available. It therefore followed, they suggested, that the need for architects to be skilled in the manipulation of natural light was less pressing in New Zealand. Ten of the survey participants cited examples of their own projects that they felt had either incorporated some form of coredaylighting, or would have benefited from having done so. By far the most common method was the use of skylights, or other overhead apertures. One respondent had used solar tubes for lighting ground floor en-suites in a two-storey rest home, and another, employing some lateral thinking, suggested fitting solar tubes in prisons, thus providing daylight without compromising security. Several of the architects participating in the survey expressed an interest in seeing drawings and photographs of some of the less common light redirection systems. Some felt the survey task was made more difficult because of the lack of visual information, however, this perhaps served to confirm the theory that New Zealand architects were largely uninformed on the issue. In spite of this finding, two examples of New Zealand projects are worthy of mention, as having gone some way towards addressing the issue of core-daylighting. The first example is the refurbishment and seismic strengthening of Parliament Buildings in Wellington. Following a limited competition in 1989, the architectural practice of Warren and Mahoney was selected to carry out the work. The commission proved to be highly exacting, as might be expected from a heritage building of such importance, and it is to the architects’ credit that they were able to make major new structural elements into fine examples of core-daylighting provision. Reinforced concrete ‘boxes’ were inserted into two of the building’s existing lightwells, and the resulting spaces were then roofed over with glass to create both a four-storey ‘galleria’ and ‘conservatory’. The second example, although on a more modest scale, also indicates considered use of core-daylighting methods by a New Zealand architect. In his 1995 conversion of a warehouse in Te Aro, Wellington, architect Gus Watt has taken a lateral approach to addressing the limitations posed by changing the use of an industrial building into residential apartments. Not the least of the problems addressed is how to bring daylight into the deep inner spaces, and to do this Watt has carved a void through the centre of the building’s second floor and roof. This void terminates in Natural Light in Buildings 171 an angled clerestory skylight, and the angle of the clerestory pitch is precisely that of the winter solstice sun, allowing sunlight to penetrate to the rear wall of the building. The second floor is detached from the rear wall by means of a ‘slot’ in the floor slab, and by using a mirror, sun and daylight are able to penetrate to the kitchen on the floor level below. Amongst a number of other devices to optimise natural lighting, the design includes another open ‘slot’, which in this case connects the first floor laundry to the bathroom above, thus allowing both spaces to share the same incoming sun. Conclusions The relatively low density of urban development in New Zealand has been used by some of the survey respondents as justification for remaining ignorant of core-daylighting, however, there are other very compelling reasons for gaining a reasonable understanding of the topic. Global warming, and in particular, increasing levels of UV in New Zealand, may eventually be considered sufficient reason to develop appropriate design skills. Imagine a well-designed core-daylighting solution in a kindergarten, for example, in which young children were protected from too much exposure to UV during the height of summer, whilst allowing them good access to daylight. In addition, well-designed internal windowless spaces could become attractive and multidimensional in mid-winter if light redirection was addressed more proactively as a design solution. At first sight, the outcomes of the questionnaire are encouraging. A majority of the architects acknowledge daylight to be very important in their buildings. However, there is little or no evidence presented by the respondents that they are applying innovative techniques such as core-daylighting in their built work. Possibly somewhat more discouraging, however, was the fact that so many of the respondents seemed interested in learning more, but qualified this apparent show of interest with various get out clauses. This is of concern, given that architects have such immense and wide-ranging responsibilities towards the users of their buildings. In making their design decisions, architects can enhance or detract from the enjoyment of users, and, of particular significance, the health and wellbeing of those who occupy their buildings. The ways and means of incorporating good levels of quality natural light to as much of the building as possible (whilst avoiding pitfalls such as overheating, or heat loss) is certainly an area worthy of better understanding and application. This should start at the foundation level of the architect’s education, with innovative daylight design forming a central part of the architecture school curriculum. In this way, the ability to work creatively with natural light would become part of the architect’s skills package, and practitioners would no longer see this as being something ‘extra’ and beyond their normal sphere of design activity. References Ander, G., (1995). Daylighting Performance and Design. New York: Van Nostrand Reinhold. Architecture New Zealand, Jan/Feb1995 p 61. Architecture New Zealand, Jan / Feb1995 p 61 Bish, S. (1997). Character restored. Architecture New Zealand, September/October, 76-79. 172 Architectural Science Review Buttiker, U. (1994). 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