FEES FOR NON-DISPLAY USE OF NYSE EURONEXT INFORMATION Fees for Non-Display Use of NYSE Euronext Information V1.5 www.nyx.com FEES FOR NON-DISPLAY USE OF NYSE EURONEXT INFORMATION NON-DISPLAY FEES – INTERNAL USE CATEGORY 1 FEES – TRADING AS PRINCIPAL Category 1 Fees apply where a customer’s Non-Display Use of real time NYSE Euronext Information is for the purpose of trading based activities as principal. CATEGORY 2 FEES – BROKING/AGENTS Category 2 Fees apply where a customer’s Non-Display Use of real time NYSE Euronext Information is for the purpose of trading-based activities to facilitate their customers’ business. CATEGORY 3 FEES – TRADING PLATFORM Category 3 Fees apply where a customer’s Non-Display Use of real time NYSE Euronext Information is, in whole or in part, for the purpose of providing reference prices in the operation of one or more trading platforms including, but not restricted to Multilateral Trading Facilities, Alternative Trading Systems, Broker Crossing Networks, Dark Pools and Systematic Internalisation systems. Customers will not be liable for Category 3 Internal Use Non-Display Fees for those Information products for which they are also paying Category 1 and/or Category 2 Fees. Fees for Non-Display Use of NYSE Euronext Information V1.5 2 FEES FOR NON-DISPLAY USE OF NYSE EURONEXT INFORMATION 1.1 EQUITIES 1.1.1 US Equities. Fees effective from April 2013 Product Category 1 Trading as Principal (per month) $5,000 $5,000 $5,000 NYSE BBO $1,500 $1,500 $1,500 NYSE Trades $2,000 $2,000 $2,000 NYSE Arca Integrated Feed 2 $5,000 $5,000 $5,000 NYSE ArcaBook $4,000 $4,000 $4,000 NYSE Arca BBO $1,000 $1,000 $1,000 NYSE Arca Trades $1,000 $1,000 $1,000 NYSE MKT OpenBook $1,500 $1,500 $1,500 $500 $500 $500 $1,000 $1,000 $1,000 NYSE MKT Trades 2 Category 3 Trading Platform (per month) NYSE OpenBook 1 NYSE MKT BBO 1 Category 2 Broking/Agents (per month) Customers subscribing to the NYSE OpenBook Bundle, which includes access to NYSE BBO and NYSE Order Imbalances are NOT required to subscribe to the individual services as part of the Non-Display activity for these products within the same Category. Note, customers who are not currently subscribing to the NYSE OpenBook bundle will be responsible for the individual product licenses for the Non Display activity. The Non-Display Fees for NYSE Arca Integrated Feed covers all Non-Display use of NYSE ArcaBook, NYSE Arca BBO and NYSE ArcaTrades within the same Category. Fees for Non-Display Use of NYSE Euronext Information V1.5 3 FEES FOR NON-DISPLAY USE OF NYSE EURONEXT INFORMATION 1.1.2 European Equities. Fees effective from June 2013 Product Category 1 Trading as Principal (per month) Category 2 Broking/Agents (per month) Category 3 Trading Platform (per month) NYSE Euronext Cash Level 2 * € 2,500 € 2,500 € 2,500 NYSE Euronext Cash Level 1 * € 1,750 € 1,750 € 1,750 € 425 € 425 € 425 NYSE Euronext Cash Last Price *Customers subscribing to Level 2 services are not required to subscribe separately to the corresponding Level 1 or last Price services within the same Category. Customers subscribing to Level 1 services are not required to subscribe separately to the corresponding Last Price services within the same Category. 1.2 DERIVATIVES 1.2.1 NYSE LIFFE Category 1 Trading as Principal (per month) Category 2 Broking/Agents (per month) Category 3 Trading Platform (per month) NYSE Liffe Fixed Income Level 1 Fee Waiver Fee Waiver Fee Waiver NYSE Liffe Fixed Income Level 2 Fee Waiver Fee Waiver Fee Waiver NYSE Liffe Equity & Index Level 1 Fee Waiver Fee Waiver Fee Waiver NYSE Liffe Equity & Index Level 2 Fee Waiver Fee Waiver Fee Waiver NYSE Liffe Commodities Level 1 Fee Waiver Fee Waiver Fee Waiver NYSE Liffe Commodities Level 2 Fee Waiver Fee Waiver Fee Waiver Category 1 Trading as Principal (per month) Category 2 Broking/Agents (per month) Category 3 Trading Platform (per month) Fee Waiver Fee Waiver Fee Waiver Product 1.2.2 NYSE LIFFE U.S. Product NYSE Liffe US Fees for Non-Display Use of NYSE Euronext Information V1.5 4 FEES FOR NON-DISPLAY USE OF NYSE EURONEXT INFORMATION 1.2.3 US Options. Fees effective from May 2013. Product Category 1 Trading as Principal (per month) Category 2 Broking/Agents (per month) Category 3 Trading Platform (per month) NYSE Amex Options $1,000 $1,000 $1,000 NYSE Arca Options $1,000 $1,000 $1,000 1.3 INDICES 1.3.1 US Indices. Fees effective from April 2013. Product Category 1 Trading as Principal (per month) NYSE Euronext Global Index Feed 1.3.2 $1,000 Category 2 Broking/Agents (per month) $1,000 Category 3 Trading Platform (per month) $1,000 European Indices . Fees effective from June 2013. Product Category 1 Trading as Principal (per month) NYSE Euronext All Indices Fees for Non-Display Use of NYSE Euronext Information V1.5 € 300 Category 2 Broking/Agents (per month) € 300 Category 3 Trading Platform (per month) €300 5 FEES FOR NON-DISPLAY USE OF NYSE EURONEXT INFORMATION 2. NON-DISPLAY FEES - MANAGED NON-DISPLAY SERVICE 2.1 EQUITIES 2.1.1 US Equities. Fees effective from April 2013. Product Monthly Fee2 (per organization) NYSE OpenBook NYSE Trades $2,000 $700 NYSE Arca Integrated Feed1 $1,750 NYSE ArcaBook $1,500 NYSE Arca Trades $400 NYSE MKT OpenBook $500 NYSE MKT Trades $400 1 NYSE Arca Integrated Feed includes NYSE ArcaBook, and NYSE ArcaTrades. Fees for Non-Display Use of NYSE Euronext Information V1.5 6 FEES FOR NON-DISPLAY USE OF NYSE EURONEXT INFORMATION 2.1.2 European Equities. Fees effective from June 2013. Product Monthly Fee (per organization) NYSE Euronext Cash Level 2 * € 1,000 NYSE Euronext Cash L1* € 700 NYSE Euronext Cash Last Price € 200 *Customers subscribing to Level 2 services are not required to subscribe separately to the corresponding Level 1 or Last Price services. Customers subscribing to Level 1 services are not required to subscribe separately to the corresponding Last Price services. 2.2 DERIVATIVES 2.2.1 NYSE LIFFE Product Monthly Fee (per organization) NYSE Liffe Fixed Income Level 1 Fee Waiver NYSE Liffe Fixed Income Level 2 Fee Waiver NYSE Liffe Equity & Index Level 1 Fee Waiver NYSE Liffe Equity & Index Level 2 Fee Waiver NYSE Liffe Commodities Level 1 Fee Waiver NYSE Liffe Commodities Level 2 Fee Waiver 2.2.2 NYSE LIFFE U.S. Product NYSE Liffe US Fees for Non-Display Use of NYSE Euronext Information V1.5 Monthly Fee (per organization) Fee Waiver 7 FEES FOR NON-DISPLAY USE OF NYSE EURONEXT INFORMATION 2.3 INDICES 2.3.1 US Indices. Fees effective from April 2013. Product Monthly Fee (per organization) NYSE Euronext Global Index Feed 2.3.2 $200 European Indices. Fees effective from June 2013. Product NYSE Euronext All Indices Fees for Non-Display Use of NYSE Euronext Information V1.5 Monthly Fee (per organization) € 200 8 FEES FOR NON-DISPLAY USE OF NYSE EURONEXT INFORMATION 3. GENERAL 3.1 A flat Fee per Information product per organization applies. Fees apply on an enterprise-wide basis to the organization, any of its holding companies and its subsidiaries. For the purposes of this chapter, a subsidiary means a company in which the user owns directly or indirectly 50% (fifty percent) or more of the issued share capital and over which it exercises effective control. 3.2 Users will not be liable for Managed Non-Display Fees for those Information products for which they pay the Internal Non-Display Fee. 3.3 Users will not be liable for Category 3 Internal Use Non-Display Fees for those Information products for which they are also paying Category 1 and/or Category 2 Fees. 3.4 All Fees set forth in this Non-Display Fee Schedule are in addition to Access Fees, Licence Fees, Usage Fees or other Fees that are otherwise payable in respect of the applicable NYSE Euronext Information products in accordance with other NYSE Euronext Agreements, policies and/or price lists. 3.5 To the extent applicable, for the purposes of the Trading Platform Agreement including, but not limited to, its policies, references in this Non-Display Fee Schedule to European Equities shall mean Euronext Securities Markets and references to NYSE LIFFE shall mean Euronext Derivatives Markets. Fees for Non-Display Use of NYSE Euronext Information V1.5 9