Document title in the Subject property

advertisement
FEES FOR NON-DISPLAY USE OF NYSE EURONEXT INFORMATION
Fees for Non-Display Use of NYSE Euronext Information V1.5
www.nyx.com
FEES FOR NON-DISPLAY USE OF NYSE EURONEXT INFORMATION
NON-DISPLAY FEES – INTERNAL USE
CATEGORY 1 FEES – TRADING AS PRINCIPAL
Category 1 Fees apply where a customer’s Non-Display Use of real time NYSE Euronext Information is for
the purpose of trading based activities as principal.
CATEGORY 2 FEES – BROKING/AGENTS
Category 2 Fees apply where a customer’s Non-Display Use of real time NYSE Euronext Information is for
the purpose of trading-based activities to facilitate their customers’ business.
CATEGORY 3 FEES – TRADING PLATFORM
Category 3 Fees apply where a customer’s Non-Display Use of real time NYSE Euronext Information is, in
whole or in part, for the purpose of providing reference prices in the operation of one or more trading
platforms including, but not restricted to Multilateral Trading Facilities, Alternative Trading Systems, Broker
Crossing Networks, Dark Pools and Systematic Internalisation systems.
Customers will not be liable for Category 3 Internal Use Non-Display Fees for those Information products
for which they are also paying Category 1 and/or Category 2 Fees.
Fees for Non-Display Use of NYSE Euronext Information V1.5
2
FEES FOR NON-DISPLAY USE OF NYSE EURONEXT INFORMATION
1.1
EQUITIES
1.1.1
US Equities. Fees effective from April 2013
Product
Category 1
Trading as Principal
(per month)
$5,000
$5,000
$5,000
NYSE BBO
$1,500
$1,500
$1,500
NYSE Trades
$2,000
$2,000
$2,000
NYSE Arca Integrated Feed 2
$5,000
$5,000
$5,000
NYSE ArcaBook
$4,000
$4,000
$4,000
NYSE Arca BBO
$1,000
$1,000
$1,000
NYSE Arca Trades
$1,000
$1,000
$1,000
NYSE MKT OpenBook
$1,500
$1,500
$1,500
$500
$500
$500
$1,000
$1,000
$1,000
NYSE MKT Trades
2
Category 3
Trading Platform
(per month)
NYSE OpenBook 1
NYSE MKT BBO
1
Category 2
Broking/Agents
(per month)
Customers subscribing to the NYSE OpenBook Bundle, which includes access to NYSE BBO and NYSE
Order Imbalances are NOT required to subscribe to the individual services as part of the Non-Display
activity for these products within the same Category. Note, customers who are not currently
subscribing to the NYSE OpenBook bundle will be responsible for the individual product licenses for the
Non Display activity.
The Non-Display Fees for NYSE Arca Integrated Feed covers all Non-Display use of NYSE ArcaBook, NYSE
Arca BBO and NYSE ArcaTrades within the same Category.
Fees for Non-Display Use of NYSE Euronext Information V1.5
3
FEES FOR NON-DISPLAY USE OF NYSE EURONEXT INFORMATION
1.1.2
European Equities. Fees effective from June 2013
Product
Category 1
Trading as Principal
(per month)
Category 2
Broking/Agents
(per month)
Category 3
Trading Platform
(per month)
NYSE Euronext Cash Level 2 *
€ 2,500
€ 2,500
€ 2,500
NYSE Euronext Cash Level 1 *
€ 1,750
€ 1,750
€ 1,750
€ 425
€ 425
€ 425
NYSE Euronext Cash Last Price
*Customers subscribing to Level 2 services are not required to subscribe separately to the corresponding
Level 1 or last Price services within the same Category. Customers subscribing to Level 1 services are not
required to subscribe separately to the corresponding Last Price services within the same Category.
1.2
DERIVATIVES
1.2.1
NYSE LIFFE
Category 1
Trading as Principal
(per month)
Category 2
Broking/Agents
(per month)
Category 3
Trading Platform
(per month)
NYSE Liffe Fixed Income Level 1
Fee Waiver
Fee Waiver
Fee Waiver
NYSE Liffe Fixed Income Level 2
Fee Waiver
Fee Waiver
Fee Waiver
NYSE Liffe Equity & Index Level 1
Fee Waiver
Fee Waiver
Fee Waiver
NYSE Liffe Equity & Index Level 2
Fee Waiver
Fee Waiver
Fee Waiver
NYSE Liffe Commodities Level 1
Fee Waiver
Fee Waiver
Fee Waiver
NYSE Liffe Commodities Level 2
Fee Waiver
Fee Waiver
Fee Waiver
Category 1
Trading as Principal
(per month)
Category 2
Broking/Agents
(per month)
Category 3
Trading Platform
(per month)
Fee Waiver
Fee Waiver
Fee Waiver
Product
1.2.2
NYSE LIFFE U.S.
Product
NYSE Liffe US
Fees for Non-Display Use of NYSE Euronext Information V1.5
4
FEES FOR NON-DISPLAY USE OF NYSE EURONEXT INFORMATION
1.2.3
US Options. Fees effective from May 2013.
Product
Category 1
Trading as Principal
(per month)
Category 2
Broking/Agents
(per month)
Category 3
Trading Platform
(per month)
NYSE Amex Options
$1,000
$1,000
$1,000
NYSE Arca Options
$1,000
$1,000
$1,000
1.3
INDICES
1.3.1
US Indices. Fees effective from April 2013.
Product
Category 1
Trading as Principal
(per month)
NYSE Euronext Global Index Feed
1.3.2
$1,000
Category 2
Broking/Agents
(per month)
$1,000
Category 3
Trading Platform
(per month)
$1,000
European Indices . Fees effective from June 2013.
Product
Category 1
Trading as Principal
(per month)
NYSE Euronext All Indices
Fees for Non-Display Use of NYSE Euronext Information V1.5
€ 300
Category 2
Broking/Agents
(per month)
€ 300
Category 3
Trading Platform
(per month)
€300
5
FEES FOR NON-DISPLAY USE OF NYSE EURONEXT INFORMATION
2.
NON-DISPLAY FEES - MANAGED NON-DISPLAY SERVICE
2.1
EQUITIES
2.1.1
US Equities. Fees effective from April 2013.
Product
Monthly Fee2
(per organization)
NYSE OpenBook
NYSE Trades
$2,000
$700
NYSE Arca Integrated Feed1
$1,750
NYSE ArcaBook
$1,500
NYSE Arca Trades
$400
NYSE MKT OpenBook
$500
NYSE MKT Trades
$400
1
NYSE Arca Integrated Feed includes NYSE ArcaBook, and NYSE ArcaTrades.
Fees for Non-Display Use of NYSE Euronext Information V1.5
6
FEES FOR NON-DISPLAY USE OF NYSE EURONEXT INFORMATION
2.1.2
European Equities. Fees effective from June 2013.
Product
Monthly Fee
(per organization)
NYSE Euronext Cash Level 2 *
€ 1,000
NYSE Euronext Cash L1*
€ 700
NYSE Euronext Cash Last Price
€ 200
*Customers subscribing to Level 2 services are not required to subscribe separately to the corresponding
Level 1 or Last Price services. Customers subscribing to Level 1 services are not required to subscribe
separately to the corresponding Last Price services.
2.2
DERIVATIVES
2.2.1
NYSE LIFFE
Product
Monthly Fee
(per organization)
NYSE Liffe Fixed Income Level 1
Fee Waiver
NYSE Liffe Fixed Income Level 2
Fee Waiver
NYSE Liffe Equity & Index Level 1
Fee Waiver
NYSE Liffe Equity & Index Level 2
Fee Waiver
NYSE Liffe Commodities Level 1
Fee Waiver
NYSE Liffe Commodities Level 2
Fee Waiver
2.2.2
NYSE LIFFE U.S.
Product
NYSE Liffe US
Fees for Non-Display Use of NYSE Euronext Information V1.5
Monthly Fee
(per organization)
Fee Waiver
7
FEES FOR NON-DISPLAY USE OF NYSE EURONEXT INFORMATION
2.3
INDICES
2.3.1
US Indices. Fees effective from April 2013.
Product
Monthly Fee
(per organization)
NYSE Euronext Global Index Feed
2.3.2
$200
European Indices. Fees effective from June 2013.
Product
NYSE Euronext All Indices
Fees for Non-Display Use of NYSE Euronext Information V1.5
Monthly Fee
(per organization)
€ 200
8
FEES FOR NON-DISPLAY USE OF NYSE EURONEXT INFORMATION
3.
GENERAL
3.1 A flat Fee per Information product per organization applies. Fees apply on an enterprise-wide basis
to the organization, any of its holding companies and its subsidiaries. For the purposes of this chapter, a
subsidiary means a company in which the user owns directly or indirectly 50% (fifty percent) or more of the
issued share capital and over which it exercises effective control.
3.2 Users will not be liable for Managed Non-Display Fees for those Information products for which they
pay the Internal Non-Display Fee.
3.3 Users will not be liable for Category 3 Internal Use Non-Display Fees for those Information products
for which they are also paying Category 1 and/or Category 2 Fees.
3.4 All Fees set forth in this Non-Display Fee Schedule are in addition to Access Fees, Licence Fees, Usage
Fees or other Fees that are otherwise payable in respect of the applicable NYSE Euronext Information
products in accordance with other NYSE Euronext Agreements, policies and/or price lists.
3.5 To the extent applicable, for the purposes of the Trading Platform Agreement including, but not
limited to, its policies, references in this Non-Display Fee Schedule to European Equities shall mean
Euronext Securities Markets and references to NYSE LIFFE shall mean Euronext Derivatives Markets.
Fees for Non-Display Use of NYSE Euronext Information V1.5
9
Download