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IN THE UNITED STATES BANKRUPTCY COURT
FOR THE DISTRICT OF DELAWARE
In re:
HAGGEN HOLDINGS, LLC, et al.,1
Debtors.
)
)
)
)
)
)
)
Chapter 11
Case No. 15-11874(KG)
(Jointly Administered)
GLOBAL NOTES AND STATEMENT OF LIMITATIONS, METHODOLOGY
AND DISCLAIMER REGARDING THE DEBTORS’ SCHEDULES OF
ASSETS AND LIABILITIES AND STATEMENTS OF FINANCIAL AFFAIRS
The above-captioned debtors and debtors in possession (each, a “Debtor,” and
collectively, the “Debtors”) are filing their respective Schedules of Assets and Liabilities
(collectively, the “Schedules”) and Statements of Financial Affairs (collectively, the
“Statements,” and together with the Schedules, collectively, the “Schedules and Statements”)
in the United States Bankruptcy Court for the District of Delaware (the “Court”). The Debtors,
which were assisted by their professional advisors, prepared the Schedules and Statements in
accordance with section 521 of title 11 of the United States Code, 11 U.S.C. §§ 101 et seq. (the
“Bankruptcy Code”), and Rule 1007 of the Federal Rules of Bankruptcy Procedure (the
“Bankruptcy Rules”).
These Global Notes and Statement of Limitations, Methodology and Disclaimer
regarding the Schedules and Statements (collectively, the “Global Notes”) pertain to, are
incorporated by reference in, and comprise an integral part of, all of the Schedules and
Statements. These Global Notes should be referred to, and reviewed in connection with, any
review of the Schedules and Statements.2
The Schedules and Statements have been prepared based on information provided
by the Debtors’ management and are unaudited and subject to potential adjustment. In preparing
the Schedules and Statements, the Debtors relied on financial data derived from their books and
records that was available at the time of preparation. The Debtors have used commercially
reasonable efforts to ensure the accuracy and completeness of such financial information;
however, subsequent information or discovery may result in material changes to the Schedules
1
The Debtors in these chapter 11 cases, along with the last four digits of each Debtor’s federal tax identification
number, are: Haggen Holdings, LLC (7558), Haggen Operations Holdings, LLC (6341), Haggen Opco South, LLC
(7257), Haggen Opco North, LLC (5028), Haggen Acquisition, LLC (7687), and Haggen, Inc. (4583). The mailing
address for each of the Debtors is 2211 Rimland Drive, Bellingham, WA 98226.
2
These Global Notes are in addition to any specific notes that may be contained in each of the Schedules or Statements.
The fact that the Debtors have prepared a general note herein with respect to any of the Schedules and Statements and
not to others should not be interpreted as a decision by the Debtors to exclude the applicability of such general note to
any of the Debtors’ remaining Schedules and Statements, as appropriate.
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and Statements and inadvertent errors, omissions or inaccuracies may exist. The Debtors and
their estates reserve all rights to amend or supplement their Schedules and Statements.
Reservation of Rights. Nothing contained in the Schedules and Statements or these Global
Notes shall constitute a waiver of any of the Debtors’ rights or an admission with respect to their
chapter 11 cases, including, but not limited to, any issues involving objections to claims, setoff
or recoupment, substantive consolidation, equitable subordination, defenses, characterization or
re-characterization of contracts, leases and claims, assumption or rejection of contracts and
leases and/or causes of action arising under the Bankruptcy Code or any other applicable laws to
recover assets or avoid transfers.
Description of the Cases and “As of” Information Date. On September 8, 2015 (the “Petition
Date”), each of the Debtors filed a voluntary petition for relief with the Court under chapter 11
of the Bankruptcy Code. The Debtors are operating their business and managing their properties
as debtors in possession pursuant to sections 1107(a) and 1108 of the Bankruptcy Code. On
September 10, 2015, the Court entered an order [Docket No. 45] jointly administering the
Debtors’ chapter 11 cases pursuant to Bankruptcy Rule 1015(b). All financial information for
the Debtors in the Schedules and Statements and these Global Notes is provided as of the
Petition Date unless otherwise indicated herein or in the Schedules and Statements.
Basis of Presentation. The Schedules and Statements do not purport to represent financial
statements prepared in accordance with Generally Accepted Accounting Principles (“GAAP”),
nor are they intended to fully reconcile to any financial statements prepared by the Debtors.
Therefore, combining the assets and liabilities set forth in the Schedules and Statements could
result in amounts that could be substantially different from any financial information regarding
the Debtors prepared on a consolidated basis under GAAP. Unlike any consolidated financial
statements, the Schedules and Statements, except where otherwise indicated herein or in the
Schedules and Statements, reflect the assets and liabilities of each Debtor on a non-consolidated
basis, where possible.
Recharacterization. Notwithstanding the Debtors’ reasonable efforts to properly characterize,
classify, categorize, or designate certain claims, assets, executory contracts, unexpired leases,
and other items reported in the Schedules and Statements, the Debtors may nevertheless seek to
recharacterize, reclassify, recategorize, redesignate, add, or delete items included in the
Schedules and Statements, and the Debtors and their estates reserve all rights in this regard.
Consolidated Entity Accounts Payable and Disbursement Systems. The Debtors maintain a
centralized cash management system (the “Cash Management System”). The Debtors maintain
the Cash Management System to collect, concentrate, and disburse funds generated from their
operations. A more complete description of the Debtors’ Cash Management System is set forth
in the Motion of the Debtors for Entry of an Order, Pursuant to Sections 105(a), 345, 363 and
503(b) of the Bankruptcy Code, Bankruptcy Rule 2015 and Local Rule 2015-2, (A) Authorizing
and Approving (I) Continued Use of Cash Management System and (II) Use of Prepetition Bank
Accounts and Business Forms, (B) Authorizing Banks Participating in the Cash Management
System to Honor Certain Transfers and Charge Certain Amounts, (C) Waiving the Requirements
of Section 345(b) on an Interim Basis, (D) Granting Administrative Expense Status to Post-
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Petition Intercompany Claims and (E) Granting Related Relief [Docket No. 10] (the “Cash
Management Motion”) filed on the Petition Date.
Insiders. For purposes of the Schedules and Statements, the Debtors define “insiders” pursuant
to section 101(31) of the Bankruptcy Code as (a) current or former directors, officers or persons
in control of a Debtor, (b) relatives of current or former directors, officers, or persons in control
of a Debtor, (c) a partnership in which a Debtor is a general partner or (d) an affiliate of a
Debtor. Except as otherwise disclosed herein or in the Statements, payments to insiders listed in
(a) through (d) above are set forth on Statement 3(c). Persons listed as “insiders” have been
included for informational purposes only, and such listing is not intended to be, nor should it be
construed as, a legal characterization of such person as an insider, and does not act as an
admission of any fact, claim, right or defense, and all such rights, claims, and defenses with
respect thereto are hereby expressly reserved. Further, the Debtors and their estates do not take
any position with respect to: (a) such person’s influence over the control of the Debtors; (b) the
management responsibilities or functions of such individual; (c) the decision-making or
corporate authority of such individual; or (d) whether such individual could successfully argue
that he or she is not an “insider” under applicable law, including, without limitation, the federal
securities laws, or with respect to any theories of liability or for any other purpose.
Summary of Significant Reporting Policies. The following is a summary of certain significant
reporting policies:
a.
Current Market Value – Net Book Value. In many instances, current
market valuations are neither maintained by, nor readily available to, the
Debtors. It would be prohibitively expensive and unduly burdensome to
obtain current market valuations of the Debtors’ property interests that are
not maintained or readily available. Accordingly, unless otherwise
indicated herein or in the Schedules and Statements, the Schedules and
Statements reflect the net book values, rather than current market values,
of the Debtors’ assets as of the Petition Date (unless another date is
indicated herein or in the Schedules and Statements) and may not reflect
the net realizable value.
b.
First Day Orders. Pursuant to various “first day” orders and any
supplements or amendments to such orders entered by the Court (each, a
“First Day Order,” and collectively, the “First Day Orders”), the
Debtors and their estates are authorized to pay certain pre-petition claims,
including, without limitation, certain claims relating to employee wages
and benefits, claims for taxes and fees, claims of vendors, claims related to
customer programs, and claims related to insurance programs. Except to
the extent that these parties have claims in excess of the authority granted
to the Debtors under the First Day Orders, in certain instances, the Debtors
may have not included certain claims of this nature in the Schedules and
Statements.
c.
Setoffs. To the extent the Debtors have incurred or effectuated any
ordinary course setoffs with third parties (including, without limitation,
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customers and vendors) prior to the Petition Date, or are subject to the
occurrence of, or maintain the right to effectuate, ordinary course setoffs
on account of activities occurring prior to the Petition Date, such setoffs
are excluded from the Debtors’ Schedules and Statements. The Debtors
and their estates reserve all of their rights with respect to any such setoffs.
d.
Credits and Adjustments. Claims of creditors are listed in the amounts
entered on the Debtors’ books and records and may not reflect credits,
allowances or other adjustments due from such creditors to the Debtors.
The Debtors and their estates reserve all of their rights with regard to such
credits, allowances and other adjustments, including, without limitation,
the right to assert claims objections, setoffs and recoupments with respect
to the same.
e.
Accounts Receivable. The accounts receivable information listed on
Schedule B includes both billed and unbilled receivables, and is net of
allowance for doubtful accounts.
f.
Leases. In the ordinary course of business, the Debtors may lease certain
real property, fixtures and equipment from certain third-party lessors for
use in the daily operation of their business. Nothing in the Schedules and
Statements is, or shall be construed as, an admission as to the
determination of the legal status of any lease (including, without
limitation, whether any lease is a true lease or a financing arrangement,
and whether such lease is unexpired), and the Debtors and their estates
reserve all rights with respect to such issues.
g.
Entity Classification Issues. The Debtors have endeavored in good faith
to identify the assets owned by each Debtor, the liabilities owed by each
Debtor, and the Debtor that is a counterparty to executory contacts and
unexpired leases. While the Schedules reflect the results of this effort,
several factors may impact the ability of the Debtors to precisely assign
assets, liabilities, and executory contacts and unexpired leases to particular
Debtor entities, including, but not limited to: (a) certain assets and
executory contacts and unexpired leases may be primarily used by a
Debtor other than the entity which holds title to such assets or is a party to
such executory contact and unexpired lease according to the Debtors’
books and records; (b) the Debtor entity that owns or holds title to certain
assets or is a party to certain executory contacts and unexpired leases may
not be ascertainable given the consolidated manner in which the Debtors
have operated their business; (c) certain liabilities may have been
nominally incurred by one Debtor, yet such liabilities may have actually
been incurred by, or the invoices related to such liabilities may have been
issued to or in the name of, another Debtor; and (d) certain creditors of the
Debtors may have treated one or more of the Debtors as a consolidated
entity rather than as differentiated entities. Specifically, in instances
where a creditor classification between Debtors Haggen Opco North, LLC
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and Haggen Opco South, LLC is unclear, liabilities have been reported at
Debtor Haggen Operations Holdings, LLC.
h.
Executory Contracts and Unexpired Leases. The Debtors have not set
forth executory contracts and unexpired leases as assets in the Schedules
and Statements, even though these contracts and leases may have some
value to the Debtors’ estates. Rather, the Debtors’ executory contracts and
unexpired leases have been set forth solely on Schedule G. The Debtors’
rejection of executory contracts and unexpired leases may result in the
assertion of rejection damages claims; however, the Schedules and
Statements do not reflect any claims for rejection damages. The Debtors
and their estates reserve any and all rights with respect to the assertion of
any such claims.
Intercompany Claims. For certain reporting and internal accounting purposes, the Debtors
record certain intercompany receivables and payables. Receivables and payables among the
Debtors are reported as assets on Schedule B or liabilities on Schedule F as appropriate
(collectively, the “Intercompany Claims”). While the Debtors have used commercially
reasonable efforts to ensure that the proper intercompany balance is attributed to each legal
entity, the Debtors and their estates reserve all rights to amend the Intercompany Claims in the
Schedules and Statements, including, without limitation, to change the characterization,
classification, categorization or designation of such claims, including, but not limited to, the right
to assert that any or all Intercompany Claims are, in fact, consolidated or otherwise properly
assets or liabilities of a different Debtor entity. Intercompany payable and receivable balances
are reflective of the book values of such items as of the closing of the Debtors’ sixth fiscal
period, which was August 13, 2015 (the “Sixth Period Closing”). These balances may not
reflect off-balance sheet adjustments or material changes that have occurred from such date
through the Petition Date.
Unknown or Undetermined Amounts. Where a description of an amount is left blank or listed
as “unknown” or “undetermined,” such response is not intended to reflect upon the materiality of
such amount.
Liabilities. At the time of the filing of the Schedules and Statements, the Debtors are continuing
to reconcile certain accounts payable liabilities. The Debtors have sought to allocate liabilities
between the prepetition and post-petition periods based on the information available at the time
of the filing of the Schedules and Statements. As additional information becomes available and
further research is conducted, the allocation of liabilities between the prepetition and postpetition periods may change. Accordingly, the Debtors and their estates reserve all rights to
amend, supplement, or otherwise modify the Schedules and Statements as is necessary or
appropriate.
The liabilities listed on the Schedules do not reflect any analysis of any claims under section
503(b)(9) of the Bankruptcy Code or PACA and PASA (as defined at Docket No. 11).
Accordingly, the Debtors and their estates reserve all rights to dispute or challenge the validity of
any claims asserted under section 503(b)(9) of the Bankruptcy Code, PACA, or PASA or the
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characterization of the structure of any transaction, document or instrument related to any such
claim.
Estimates. To timely close the books and records of the Debtors and to prepare such
information on a legal entity basis, the Debtors were required to make certain estimates and
assumptions that affect the reported amounts of assets and liabilities and reported revenue and
expenses. The Debtors and their estates reserve all rights to amend the reported amounts of
assets, liabilities, revenue and expenses to reflect changes in those estimates and assumptions.
Classifications. Listing a claim (a) on Schedule D as “secured,” (b) on Schedule E as
“unsecured priority,” or (c) on Schedule F as “unsecured non-priority,” or listing a contract or
lease on Schedule G as “executory” or “unexpired,” does not constitute an admission by the
Debtors and their estates of the legal rights of any claimant, or a waiver of the rights of the
Debtors and their estates to recharacterize or reclassify any claim or contract.
Claims Description. Any failure to designate a claim on a given Debtor’s Schedules as
“disputed,” “contingent,” or “unliquidated” does not constitute an admission by the Debtor and
its estate that such amount is not “disputed,” “contingent” or “unliquidated.” The Debtors and
their estates reserve all rights to dispute, or to assert any offsets or defenses to, any claim
reflected on their Schedules on any grounds, including, without limitation, amount, liability,
validity, priority or classification, or to otherwise subsequently designate any claim as
“disputed,” “contingent” or “unliquidated.” Listing a claim on the Schedules does not constitute
an admission of liability by the Debtors and their estates, and the Debtors and their estates
reserve all rights to amend the Schedules.
Guaranties and Other Secondary Liability Claims. Guaranties and other secondary liability
claims (collectively, the “Guaranties”) with respect to the Debtors’ contracts and leases may not
be included on Schedule H and the Debtors believe that certain Guaranties embedded in the
Debtors’ executory contracts, unexpired leases, secured financings, debt instruments and similar
agreements may exist. Therefore, the Debtors and their estates reserve all rights to amend the
Schedules to the extent additional Guaranties are identified.
NOTES FOR SCHEDULES
Schedule B – Personal Property. Despite their commercially reasonable efforts to identify all
known assets, the Debtors may not have listed all of their respective causes of action or potential
causes of action against third parties as assets in their respective Schedules and Statements,
including, but not limited to, causes of action arising under the Bankruptcy Code or any other
applicable laws to recover assets or avoid transfers. The Debtors and their estates reserve all of
their rights with respect to any claims and causes of action that they may have, and neither these
Global Notes nor the Schedules and Statements shall be deemed a waiver of any such claims and
causes of actions, or in any way waive, prejudice, impair or otherwise affect the assertion of such
claims and causes of action.
Patents, trademarks, and other intellectual property is listed on Schedule B22 as an unknown or
undetermined amount on account of the fact that the fair market value of such ownership is
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dependent on numerous variables and factors and may differ significantly from the net book
value.
Any leasehold improvements and equipment identified on Schedule B29 are listed net of any
depreciation.
Ownership interests in businesses, partnerships, and joint ventures (including any subsidiaries)
have been listed in Schedules B13 and B14 at net book value. The fair market value of such
ownership is dependent on numerous variables and factors and may differ significantly from the
listed net book value.
Since the deposit provided for under that certain Final Order, Pursuant to Sections 105(a) and
366 of the Bankruptcy Code, (I) Prohibiting Utility Companies From Altering, Refusing, or
Discontinuing Utility Services, (II) Deeming Utility Companies Adequately Assured of Future
Payment, and (III) Establishing Procedures for Determining Additional Adequate Assurance of
Payment [Docket No. 275] did not exist as of the Petition Date, the Debtors have not accounted
for it on Schedule B.
Schedule D – Creditors Holding Secured Claims. Except as otherwise agreed pursuant to a
stipulation, agreed order, or general order entered by the Court that is or becomes final, the
Debtors and their estates reserve all rights to dispute or challenge the validity, perfection or
immunity from avoidance of any lien purported to be granted or perfected in any specific asset to
a creditor listed on Schedule D of any of the Debtors. Moreover, although the Debtors may have
scheduled claims of various creditors as secured claims for informational purposes, no current
valuation of the Debtors’ assets in which such creditors may have a lien has been undertaken.
Except as otherwise agreed pursuant to a stipulation, agreed order, or general order entered by
the Court that is or becomes final, the Debtors and their estates reserve all rights to dispute or
challenge the secured nature of any such claim or the characterization of the structure of any
transaction, document or instrument related to any such claim. The descriptions provided in
Schedule D are intended only to be a summary.
The Debtors have not included on Schedule D all parties that may believe their claims are
secured through setoff rights, deposits posted by, or on behalf of, the Debtors, inchoate statutory
lien rights, or real property lessors, utility companies and other parties which may hold security
deposits.
By listing a party on Schedule D based on a UCC-1 filing, the Debtors and their estates are not
conceding that such party actually holds a perfected, unavoidable security interest in the asset
that is the subject of such filing, and reserve all rights as set forth in these Global Notes.
Certain of the amounts listed for parties on Schedule D may not be reflective of any accrued and
unpaid interest, prepayment premiums, and other similar fees or expenses that such parties may
be entitled to.
Schedule E – Creditors Holding Unsecured Priority Claims. The Debtors have not listed on
Schedule E any tax and priority employee wage and benefit claims for which the Debtors have
been granted authority (but not direction) to pay pursuant to a First Day Order. The Debtors
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believe that such claims have been, or will be, satisfied in the ordinary course of business during
these chapter 11 cases pursuant to the authority granted in the relevant First Day Orders. The
Debtors and their estates reserve all rights to dispute or challenge whether creditors listed on
Schedule E are entitled to priority claims.
At the time of the filing of the Schedules and Statements, the Debtors are not able to liquidate
individual employee claims for paid time off (“PTO”). As a result, no such claims have been
listed in the Schedules. The Debtors will supplement the Schedules at a later date for PTO
liability as is necessary or appropriate.
Schedule F – Creditors Holding Unsecured Non-Priority Claims. Certain creditors listed on
Schedule F may owe amounts to the Debtors; as such, the Debtors and their estates may have
valid setoff and recoupment rights with respect to such amounts, which rights are not reflected
on Schedule F. Also, the amounts listed on Schedule F reflect known prepetition claims as of
Petition Date. Such amounts do not reflect any rights of setoff or recoupment that may be
asserted by any creditors listed on Schedule F, and the Debtors and their estates reserve all rights
to challenge any setoff and recoupment rights that may be asserted against them. The Debtors
and their estates reserve all rights to dispute or challenge the validity, perfection or immunity
from avoidance of any lien purported to be perfected by a creditor listed on Schedule F.
As noted above, certain claims listed on Schedule F may be entitled to priority under section
503(b)(9) of the Bankruptcy Code, PACA or PASA, and the Debtors and their estates reserve all
rights with respect to any such claims.
Schedule F contains certain information regarding pending litigation involving the Debtors. The
amounts for these potential claims are listed as unknown or undetermined, contingent,
unliquidated and disputed in the Schedules.
The Debtors have used commercially reasonable efforts to include all creditors on Schedule F;
however, the Debtors believe that there are instances in which vendors have yet to provide
proper invoices for prepetition goods or services. While the Debtors maintain general accruals to
account for these liabilities in accordance with GAAP, these amounts are estimates and not
tracked on a vendor by vendor basis, and as such may not have been included on Schedule F.
The Debtors may not have listed on Schedule F certain (but not all) unsecured non-priority
employee wage or benefit claims, claims related to customer programs, claims related to
vendors, or claims related to the Debtors’ insurance programs for which the Debtors have been
granted authority (but not direction) to pay pursuant to a First Day Order. The Debtors believe
that such claims have been, or will be, satisfied in the ordinary course of business during these
chapter 11 cases pursuant to the authority granted in the relevant First Day Orders. The Debtors
and their estates reserve their rights to dispute or challenge whether creditors listed on Schedule
F are entitled to priority claims.
Schedule G – Executory Contracts and Unexpired Leases. Although commercially
reasonable efforts have been made to ensure the accuracy of Schedule G regarding executory
contracts and unexpired leases, inadvertent errors, omissions or over-inclusion may have
occurred in preparing Schedule G. Given the voluminous number of contracts, leases and other
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agreements to which the Debtors are a party, the Debtors’ review with respect to Schedule G is
ongoing, and the Debtors anticipate amending Schedule G at a later date to add contracts, leases
and agreements. In the ordinary course of business, the Debtors enter into various agreements
with their customers and vendors. The Debtors may have entered into various other types of
agreements in the ordinary course of their business, such as indemnity agreements, supplemental
agreements, letter agreements, and confidentiality agreements which may not be set forth in
Schedule G. Omission of a contract, lease or other agreement from Schedule G does not
constitute an admission that such omitted contract, lease or agreement is not an executory
contract or unexpired lease and, as noted above, the Debtors anticipate amending Schedule G at a
later date. Schedule G may be amended at any time to add any omitted executory contracts,
unexpired leases and other agreements to which the Debtors are a party, including, without
limitation, to add any executory contracts, unexpired leases and other agreements that the
Debtors, due to the voluminous number of such contracts, leases and agreements, were unable to
list on Schedule G at this time. Likewise, the listing of an agreement on Schedule G does not
constitute an admission that such agreement is an executory contract or unexpired lease, or that
such agreement was in effect or unexpired on the Petition Date or is valid or enforceable. The
agreements listed on Schedule G may have expired or may have been modified, amended, or
supplemented from time to time by various amendments, restatements, waivers, estoppel
certificates, letters and other documents, instruments and agreements which may not be listed on
Schedule G.
Any and all rights, claims and causes of action of the Debtors and their estates with respect to the
agreements listed on Schedule G are hereby reserved and preserved. The Debtors and their
estates hereby reserve all of their rights to: (a) dispute the validity, status, or enforceability of
any agreements set forth on Schedule G; (b) dispute or challenge the characterization of the
structure of any transaction, document or instrument related to a creditor’s claim, including, but
not limited to, the agreements listed on Schedule G; and (c) amend or supplement Schedule G, as
necessary, including, without limitation, to modify which Debtor entity is a counterparty to the
agreement.
NOTES FOR STATEMENTS
Statement 3b. Statement 3b includes any disbursement or other transfer made by that particular
Debtor, except for those made to insiders, employees, and bankruptcy professionals. The
amounts listed in Statement 3b reflect that Debtor’s disbursements netted against any check level
detail; thus, to the extent a disbursement was made to pay for multiple invoices, only one entry
has been listed on Statement 3b. All disbursements listed on Statement 3b were made by that
particular Debtor.
Statement 3(c) and 23. As previously set forth herein and in more detail in the Cash
Management Motion, the Debtors maintain a centralized cash management system. As a result,
during the year preceding the Petition Date, certain payments may have been made to insiders of
each of the Debtors by one or more of the other Debtors, and some of these payments may have
been for the benefit of another Debtor. These payments are listed on Statement 3(c) and 23 for
the Debtor making the payment, even if the payment was made to or for the benefit of an insider
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of another Debtor. To ascertain information relating to all payments that were made to insiders,
Statement 3(c) and 23 for all of the Debtors should be consulted. Individual payments to Debtor
affiliates are not reflected in Statement 3(c) due to their complexity and voluminous nature.
Current inter-company payables and receivables can be found on Schedules B and F, and
represent the aggregate of transfers among affiliate entities as of the Sixth Period Closing.
Statement 4(a). The Debtors and their estates reserve all rights, claims and defenses with
respect to any and all listed lawsuits and administrative proceedings (or potential lawsuits and
administrative proceedings). The listing of any such suits and proceedings shall not constitute an
admission by the Debtors and their estates of any liabilities or that the actions or proceedings
were correctly filed against the Debtors. The Debtors and their estates reserve all rights to assert
that the Debtors are not an appropriate party to such actions or proceedings. The Debtors may
not have included on Statement 4(a) certain parties that may have asserted informal workers’
compensation claims or similar claims that were resolved or otherwise addressed without formal
litigation or an administrative hearing or similar proceeding having been commenced.
Statement 9. Debtor Haggen Operations Holdings LLC made payments on behalf of all of the
Debtors to various professionals for restructuring services. The payments listed in Statement 9
are generally only for restructuring-related services. The Debtors may have made other
payments to the listed professionals for non-bankruptcy related services, but these payments are
not listed in Statement 9.
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01245667879
124
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Filed 10/12/15
9!"#$%4&'
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15-11874-KG
896
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Page 13 of 26
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Filed 10/12/15
Page 14 of 26
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Case 15-11874-KG
0134567884169
18
01+371,4956717
;<=>-?@<;ABC<D>@E
Doc 374
Filed 10/12/15
Page 16 of 26
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Case 15-11874-KG
0134567884169
18
01+371,4945716
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Doc 374
Filed 10/12/15
Page 17 of 26
749
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Case 15-11874-KG
0134567884169
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Filed 10/12/15
Page 18 of 26
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Case 15-11874-KG
01245667879
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Page 20 of 26
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Case 15-11874-KG
Doc 374
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Page 21 of 26
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Case
01245667879
2124
15-11874-KG
9
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Doc 374
Filed 10/12/15
Page 23 of 26
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Case 15-11874-KG
01245667879
124
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Doc 374
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Filed 10/12/15
Page 24 of 26
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Case 15-11874-KG
Doc 374
Filed 10/12/15
Page 25 of 26
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Doc 374 Filed 10/12/15 Page 26 of 26
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