Standards MT MT and MX Equivalence Tables This document provides a list of all MT messages together with the equivalent MX messages, where these exist. This document is for readers that wish to know the equivalences between MT and MX messages. 01 July 2016 Standards MT MT and MX Equivalence Tables Table of Contents Table of Contents Preface .................................................................................................................................................3 1 Category 1 – Customer Payments and Cheques ..................................................................4 2 Category 2 – Financial Institution Transfers .........................................................................6 3 Category 3 – Foreign Exchange, Money Markets, and Derivatives ....................................7 4 Category 4 – Collection and Cash Letters .............................................................................9 5 Category 5 – Securities Markets ...........................................................................................10 6 Category 6 – Commodities, Syndications, and Reference Data .......................................15 7 Category 7 – Documentary Credits and Guarantees ..........................................................16 8 Category 8 – Travellers Cheques..........................................................................................18 9 Category 9 – Cash Management and Customer Status .....................................................19 Legal Notices ....................................................................................................................................21 01 July 2016 2 Standards MT MT and MX Equivalence Tables Preface Preface About this document This document provides a list of payments, securities, treasury, and trade MT messages together with the equivalent MX messages, where these exist. Note The intention of this document is to identify the primary MX equivalent to an MT message. In many cases, there are secondary purpose MX messages, for example to amend, reject or return an instruction or confirmation. These are fully described in the relevant message definition reports. Intended audience This document is for readers that wish to know the equivalences between MT and MX messages. Related documentation • Standards MT Message Reference Guides • Standards MX Message Definition Report and Schemas Significant changes The following tables list all significant changes to the content of the MT and MX Equivalence Tables since the 29 May 2015 edition. These tables do not include editorial changes that SWIFT makes to improve the usability and comprehension of the document. 01 July 2016 New information Location Add MX equivalent to MT 300 Category 3 – Foreign Exchange, Money Markets, and Derivatives Updated information Location Corrections to MT 102, MT 103 and MT 104 equivalents Category 1 – Customer Payments and Cheques Corrections to MT 202 equivalents Category 2 – Financial Institution Transfers 3 Standards MT MT and MX Equivalence Tables Category 1 – Customer Payments and Cheques 1 Category 1 – Customer Payments and Cheques MT Number MT Name MX ID MX Name MT 101 Request for Transfer pain.001 CustomerCreditTransferInitiation MT 102 MT 102 STP Multiple Customer Credit Transfer pacs.008 FIToFICustomerCreditTransfer MT 103 MT 103 STP MT 103 REMIT Single Customer Credit Transfer pacs.008 FIToFICustomerCreditTransfer pacs.003 FIToFICustomerDirectDebit (when MT 104 is Direct Debit) MT 104 Direct Debit and Request for Debit Transfer Message pain.008 CustomerDirectDebitInitiation (when MT 104 is Request for Direct Debit) MT 105 EDIFACT Envelope None available MT 107 General Direct Debit Message pacs.003 MT 110 Advice of Cheque(s) None available MT 111 Request for Stop Payment of a Cheque None available MT 112 Status of a Request for Stop Payment of a Cheque None available MT 190 Advice of Charges, Interest and Other Adjustments None available MT 191 Request for Payment of Charges, Interest and Other Expenses None available MT 192 Request for Cancellation camt.055 CustomerPaymentCancellationRequest camt.026 UnableToApply camt.027 ClaimNonReceipt camt.033 RequestForDuplicate camt.034 Duplicate camt.028 AdditionalPaymentInformation camt.031 RejectInvestigation camt.029 ResolutionOfInvestigation FIToFICustomerDirectDebit Common Group MT 195 MT 196 MT 198 01 July 2016 Queries Answers Proprietary Message None available 4 Standards MT MT and MX Equivalence Tables Category 1 – Customer Payments and Cheques MT Number MT Name MX ID MT 199 Free Format Message None available 01 July 2016 MX Name 5 Standards MT MT and MX Equivalence Tables Category 2 – Financial Institution Transfers 2 Category 2 – Financial Institution Transfers MT Number MT Name MX ID MX Name MT 200 Financial Institution Transfer for its Own Account pacs.009 FinancialInstitutionCreditTransfer camt.050 LiquidityCreditTransfer MT 201 Multiple Financial Institution Transfer for its Own Account pacs.009 FinancialInstitutionCreditTransfer MT 202 MT 202 COV General Financial Institution Transfer pacs.009 FinancialInstitutionCreditTransfer MT 203 Multiple General Financial Institution Transfer pacs.009 FinancialInstitutionCreditTransfer MT 204 Financial Markets Direct Debit Message pacs.010 FinancialInstitutionDirectDebit MT 205 MT 205 COV Financial Institution Transfer Execution pacs.009 FinancialInstitutionCreditTransfer MT 207 Request for Financial Institution Transfer pain.001 CustomerCreditTransferInitiation MT 210 Notice to Receive camt.057 NotificationToReceive MT 256 Advice of Non-Payment of Cheques None available MT 290 Advice of Charges, Interest and Other Adjustments None available MT 291 Request for Payment of Charges, Interest and Other Expenses None available MT 292 Request for Cancellation camt.056 camt.026 UnableToApply MT 295 Queries camt.027 ClaimNonReceipt camt.033 RequestForDuplicate camt.034 Duplicate camt.028 AdditionalPaymentInformation camt.031 RejectInvestigation camt.029 ResolutionOfInvestigation Common Group MT 296 Answers FIToFIPaymentCancellationRequest MT 298 Proprietary Message None available MT 299 Free Format Message None available 01 July 2016 6 Standards MT MT and MX Equivalence Tables Category 3 – Foreign Exchange, Money Markets, and Derivatives 3 Category 3 – Foreign Exchange, Money Markets, and Derivatives MT Number MT Name MX ID MT 300 Foreign Exchange Confirmation trea.014 MT 303 Forex/Currency Option Allocation Instruction None available MT 304 Advice/Instruction of a Third Party Deal None available MT 305 Foreign Currency Option Confirmation None available MT 306 Foreign Currency Option Confirmation None available MT 307 Advice/Instruction of a Third Party FX Deal None available MT 320 Fixed Loan/Deposit Confirmation None available MT 321 Instruction to Settle a Third Party Loan/Deposit None available MT 330 Call/Notice Loan/Deposit Confirmation None available MT 340 Forward Rate Agreement Confirmation None available MT 341 Forward Rate Agreement Settlement Confirmation None available MT 350 Advice of Loan/Deposit Interest Payment None available MT 360 Single Currency Interest Rate Derivative Confirmation None available MT 361 Cross Currency Interest Rate Swap Confirmation None available MT 362 Interest Rate Reset/Advice of Payment None available MT 364 Single Currency Interest Rate Derivative Termination/Recouponing Confirmation None available MT 365 Cross Currency Interest Rate Swap Termination/Recouponing Confirmation None available MT 370 Netting Position Advice None available MT 380 Foreign Exchange Order None available MT 381 Foreign Exchange Order Confirmation None available MT 390 Advice of Charges, Interest and Other Adjustments None available MT 391 Request for Payment of Charges, Interest and Other Expenses None available MT 392 Request for Cancellation None available Common Group 01 July 2016 7 Standards MT MT and MX Equivalence Tables Category 3 – Foreign Exchange, Money Markets, and Derivatives MT Number MT Name MX ID MT 395 Queries None available MT 396 Answers None available MT 398 Proprietary Message None available MT 399 Free Format Message None available 01 July 2016 8 Standards MT MT and MX Equivalence Tables Category 4 – Collection and Cash Letters 4 Category 4 – Collection and Cash Letters MT Number MT Name MX ID MT 400 Advice of Payment None available MT 410 Acknowledgement None available MT 412 Advice of Acceptance None available MT 416 Advice of Non-Payment/Non-Acceptance None available MT 420 Tracer None available MT 422 Advice of Fate Request for Instructions None available MT 430 Amendment of Instructions None available MT 450 Cash Letter Credit Advice None available MT 455 Cash Letter Credit Adjustment Advice None available MT 456 Advice of Dishonour None available MT 490 Advice of Charges, Interest and Other Adjustments None available MT 491 Request for Payment of Charges, Interest and Other Expenses None available MT 492 Request for Cancellation None available MT 495 Queries None available MT 496 Answers None available MT 498 Proprietary Message None available MT 499 Free Format Message None available Collections Cash letters Common Group 01 July 2016 9 Standards MT MT and MX Equivalence Tables Category 5 – Securities Markets 5 Category 5 – Securities Markets For investment funds, there is also a document available that shows the mapping from the MT 502, MT 509, and MT 515 to the equivalent MX messages. This document is available in the User Handbook Online on www.swift.com. MT Number MT Name MX ID MT 500 Instruction to Register None available MT 501 Confirmation of Registration or Modification None available MT 502 Order to Buy or Sell MX Name setr.004 RedemptionOrder setr.005 RedemptionOrderCancellationRequest setr.010 SubscriptionOrder setr.011 SubscriptionOrderCancellationRequest setr.013 SwitchOrder setr.014 SwitchOrderCancellationRequest colr.003 MarginCallRequest colr.005 CollateralManagementCancellationRequest colr.005 CollateralManagementCancellationRequest colr.007 CollateralProposal colr.005 CollateralManagementCancellationRequest colr.010 CollateralSubstitutionRequest CollateralValuationReport MT 503 Collateral Claim MT 504 Collateral Proposal MT 505 Collateral Substitution MT 506 Collateral and Exposure Statement colr.016 MT 507 Collateral Status and Processing Advice None available MT 508 Intra-Position Advice MT 509 Trade Status Message MT 509 Trade Status Message None available MT 510 Registration Status and Processing Advice None available MT 513 Client Advice of Execution None available MT 514 Trade Allocation Instruction None available 01 July 2016 semt.015 IntraPositionMovementConfirmation semt.020 SecuritiesMessageCancellationAdvice setr.016 OrderInstructionStatusReport setr.017 OrderCancellationStatusReport 10 Standards MT MT and MX Equivalence Tables MT Number MT 515 MT Name Client Confirmation of Purchase or Sale Category 5 – Securities Markets MX ID MX Name setr.027 SecuritiesTradeConfirmation setr.006 RedemptionOrderConfirmation setr.012 RedemptionOrderConfirmation setr.015 SwitchOrderConfirmation MT 516 Securities Loan Confirmation None available MT 517 Trade Confirmation Affirmation None available MT 518 Market-Side Securities Trade Confirmation None available MT 519 Modification of Client Details None available MT 524 Intra-Position Instruction MT 526 General Securities Lending/Borrowing Message None available MT 527 Triparty Collateral Instruction None available MT 530 Transaction Processing Command sese.030 SecuritiesSettlementConditionsModificationRequest semt.002 SecuritiesBalanceCustodyReport.003 semt.003 SecuritiesBalanceAccountingReport.003 semt.020 SecuritiesMessageCancellationAdvice semt.017 SecuritiesTransactionPostingReport semt.020 SecuritiesMessageCancellationAdvice semt.018 SecuritiesTransactionPendingReport semt.020 SecuritiesMessageCancellationAdvice semt.016 IntraPositionMovementPostingReport semt.020 SecuritiesMessageCancellationAdvice sese.020 SecuritiesTransactionCancellationRequest sese.023 SecuritiesSettlementTransactionInstruction sese.032 SecuritiesSettlementTransactionGenerationNotification sese.033 SecuritiesFinancingInstruction sese.036 SecuritiesFinancingModificationInstruction sese.020 SecuritiesTransactionCancellationRequest MT 535 Statement of Holdings MT 536 Statement of Transactions MT 537 Statement of Pending Transactions MT 538 Statement of Intra-Position Advices MT 540 MT 541 01 July 2016 Receive Free Receive Against Payment semt.013 IntraPositionMovementInstruction sese.020 SecuritiesTransactionCancellationRequest 11 Standards MT MT and MX Equivalence Tables MT Number MT 542 MT 543 MT 544 MT 545 MT 546 MT 547 01 July 2016 MT Name Deliver Free Deliver Against Payment Receive Free Confirmation Receive Against Payment Confirmation Deliver Free Confirmation Deliver Against Payment Confirmation Category 5 – Securities Markets MX ID MX Name sese.023 SecuritiesSettlementTransactionInstruction sese.032 SecuritiesSettlementTransactionGenerationNotification sese.033 SecuritiesFinancingInstruction sese.036 SecuritiesFinancingModificationInstruction sese.020 SecuritiesTransactionCancellationRequest sese.023 SecuritiesSettlementTransactionInstruction sese.032 SecuritiesSettlementTransactionGenerationNotification sese.033 SecuritiesFinancingInstruction sese.036 SecuritiesFinancingModificationInstruction sese.020 SecuritiesTransactionCancellationRequest sese.023 SecuritiesSettlementTransactionInstruction sese.032 SecuritiesSettlementTransactionGenerationNotification sese.033 SecuritiesFinancingInstruction sese.036 SecuritiesFinancingModificationInstruction semt.020 SecuritiesMessageCancellationAdvice sese.025 SecuritiesSettlementTransactionConfirmation sese.026 SecuritiesSettlementTransactionReversalAdvice sese.035 SecuritiesFinancingConfirmation semt.020 SecuritiesMessageCancellationAdvice sese.025 SecuritiesSettlementTransactionConfirmation sese.026 SecuritiesSettlementTransactionReversalAdvice sese.035 SecuritiesFinancingConfirmation semt.020 SecuritiesMessageCancellationAdvice sese.025 SecuritiesSettlementTransactionConfirmation sese.026 SecuritiesSettlementTransactionReversalAdvice sese.035 SecuritiesFinancingConfirmation semt.020 SecuritiesMessageCancellationAdvice sese.025 SecuritiesSettlementTransactionConfirmation 12 Standards MT MT and MX Equivalence Tables MT Number MT 548 MT Name Settlement Status and Processing Advice Category 5 – Securities Markets MX ID MX Name sese.026 SecuritiesSettlementTransactionReversalAdvice sese.035 SecuritiesFinancingConfirmation sese.022 SecuritiesStatusOrStatementQueryStatusAdvice sese.024 SecuritiesSettlementTransactionStatusAdvice sese.027 SecuritiesTransactionCancellationRequestStatusAdvice sese.031 SecuritiesSettlementConditionModificationStatusAdvice sese.032 SecuritiesSettlementTransactionGenerationNotification sese.034 SecuritiesFinancingStatusAdvice semt.021 SecuritiesStatementQuery sese.021 SecuritiesTransactionStatusQuery MT 549 Request for Statement/Status Advice MT 558 Triparty Collateral Status and Processing Advice None available MT 559 Paying Agent's Claim None available MT 564 Corporate Action Notification MT 565 Corporate Action Instruction MT 566 Corporate Action Confirmation MT 567 Corporate Action Status and Processing Advice seev.031 CorporateActionNotification seev.035 CorporateActionMovementPreliminaryAdvice seev.039 CorporateActionCancellationAdvice seev.044 CorporateActionMovementPreliminaryAdviceCancellationAdvice seev.033 CorporateActionInstruction seev.040 CorporateActionInstructionCancellationRequest seev.036 CorporateActionMovementConfirmation seev.037 CorporateActionMovementReversalAdvice seev.032 CorporateActionEventProcessingStatusAdvice seev.034 CorporateActionInstructionStatusAdvice seev.041 CorporateActionInstructionCancellationRequestStatusAdvice MT 568 with linked MT 564 Corporate Action Narrative seev.031 CorporateActionNotification MT 568 standalone Corporate Action Narrative (for restricted business processes) seev.038 CorporateActionNarrative MT 569 Triparty Collateral and Exposure Statement None available 01 July 2016 13 Standards MT MT and MX Equivalence Tables Category 5 – Securities Markets MT Number MT Name MX ID MT 574 IRS 1441 NRA-IRS Beneficial Owners' List None available MT 574 IRS 1441 NRA-Form W8-BEN None available MT 575 Report of Combined Activity None available MT 576 Statement of Open Orders None available MT 577 Statement of Numbers None available MT 578 Settlement Allegement MX Name semt.020 SecuritiesMessageCancellationAdvice sese.028 SecuritiesSettlementTransactionAllegementNotification sese.029 SecuritiesSettlementAllegementRemovalAdvice MT 579 Certificate Numbers None available MT 581 Collateral Adjustment Message None available MT 586 Statement of Settlement Allegements sese.037 PortfolioTransferNotification semt.019 SecuritiesSettlementTransactionAllegementReport semt.020 SecuritiesMessageCancellationAdvice Common Group MT 590 Advice of Charges, Interest and Other Adjustments None available MT 591 Request for Payment of Charges, Interest & Other Expenses None available MT 592 Request for Cancellation None available MT 595 Queries None available MT 596 Answers None available MT 598 Proprietary Message None available MT 599 Free Format Message None available 01 July 2016 14 Standards MT MT and MX Equivalence Tables Category 6 – Commodities, Syndications, and Reference Data 6 Category 6 – Commodities, Syndications, and Reference Data MT Number MT Name MX ID MT 600 Commodity Trade Confirmation None available MT 601 Commodity Option Confirmation None available MT 604 Commodity Transfer/Delivery Order None available MT 605 Commodity Notice to Receive None available MT 606 Commodity Debit Advice None available MT 607 Commodity Credit Advice None available MT 608 Statement of a Commodity Account None available MT 609 Statement of Commodity Contracts None available MT 620 Commodity Fixed Loan/Deposit Confirmation None available MT 643 Notice of Drawdown/Renewal None available MT 644 Advice of Rate and Amount Fixing None available MT 646 Payment of Principal and/or of Interest None available MT 649 General Syndicated Facility Message None available MT 670 Standing Settlement Instruction Update Notification Request None available MT 671 Standing Settlement Instruction Update Notification None available MT 690 Advice of Charges, Interest and Other Adjustments None available MT 691 Request for Payment of Charges, Interest and Other Expenses None available MT 692 Request for Cancellation None available MT 695 Queries None available MT 696 Answers None available MT 698 Proprietary Message None available MT 699 Free Format Message None available Commodities Syndications Reference Data Common Group 01 July 2016 15 Standards MT MT and MX Equivalence Tables Category 7 – Documentary Credits and Guarantees 7 Category 7 – Documentary Credits and Guarantees MT Number MT Name MX ID MX Name Documentary Credits MT 700 Issue of a Documentary Credit None available MT 701 Issue of a Documentary Credit None available MT 705 Pre-Advice of a Documentary Credit None available MT 707 Amendment to a Documentary Credit None available MT 710 Advice of a Third Bank's or a Non-Bank's Documentary Credit None available MT 711 Advice of a Third Bank's or a Non-Bank's Documentary Credit None available MT 720 Transfer of a Documentary Credit None available MT 721 Transfer of a Documentary Credit None available MT 730 Acknowledgement None available MT 732 Advice of Discharge None available MT 734 Advice of Refusal None available MT 740 Authorisation to Reimburse None available MT 742 Reimbursement Claim None available MT 747 Amendment to an Authorisation to Reimburse None available MT 750 Advice of Discrepancy None available MT 752 Authorisation to Pay, Accept or Negotiate None available MT 754 Advice of Payment/Acceptance/Negotiation None available MT 756 Advice of Reimbursement or Payment None available MT 760 Guarantee / Standby Letter of Credit tsrv.001 UndertakingIssuance MT 767 Guarantee / Standby Letter of Credit Amendment tsrv.005 UndertakingAmendment MT 768 Acknowledgement of a Guarantee / Standby Message tsrv.019 UndertakingStatusReport MT 769 Advice of Reduction or Release tsrv.015 ExtendOrPayResponse Guarantees Common Group 01 July 2016 16 Standards MT MT and MX Equivalence Tables Category 7 – Documentary Credits and Guarantees MT Number MT Name MX ID MT 790 Advice of Charges, Interest and Other Adjustments None available MT 791 Request for Payment of Charges, Interest and Other Expenses None available MT 792 Request for Cancellation None available MT 795 Queries None available MT 796 Answers None available MT 798 Proprietary Message None available MT 799 Free Format Message None available 01 July 2016 MX Name 17 Standards MT MT and MX Equivalence Tables Category 8 – Travellers Cheques 8 Category 8 – Travellers Cheques MT Number MT Name MX ID MT 800 T/C Sales and Settlement Advice [Single] None available MT 801 T/C Multiple Sales Advice None available MT 802 T/C Settlement Advice None available MT 824 T/C Inventory Destruction/Cancellation Notice None available MT 890 Advice of Charges, Interest and Other Adjustments None available MT 891 Request for Payment of Charges, Interest and Other Expenses None available MT 892 Request for Cancellation None available MT 895 Queries None available MT 896 Answers None available MT 898 Proprietary Message None available MT 899 Free Format Message None available Common Group 01 July 2016 18 Standards MT MT and MX Equivalence Tables Category 9 – Cash Management and Customer Status 9 Category 9 – Cash Management and Customer Status MT Number MT Name MX ID MX Name MT 900 Confirmation of Debit camt.054 BankToCustomerDebitCreditNotification MT 910 Confirmation of Credit camt.054 BankToCustomerDebitCreditNotification MT 920 Request Message camt.060 AccountReportingRequest MT 935 Rate Change Advice None available MT 940 Customer Statement Message camt.053 BankToCustomerStatement MT 941 Balance Report camt.052 BankToCustomerAccountReport MT 942 Interim Transaction Report camt.052 BankToCustomerAccountReport MT 950 Statement Message camt.053 BankToCustomerStatement MT 970 Netting Statement camt.053 BankToCustomerStatement MT 971 Netting Balance Report camt.052 BankToCustomerAccountReport MT 972 Netting Interim Statement camt.052 BankToCustomerAccountReport MT 973 Netting Request Message camt.060 AccountReportingRequest MT 985 Status Enquiry None available MT 986 Status Report None available Common Group MT 990 Advice of Charges, Interest and Other Adjustments None available MT 991 Request for Payment of Charges, Interest and Other Expenses None available MT 992 Request for Cancellation camt 056 FIToFIPaymentCancellationRequest (Interbank space only) camt.026 UnableToApply camt.027 ClaimNonReceipt camt.033 RequestForDuplicate camt.034 Duplicate camt.028 AdditionalPaymentInformation MT 995 MT 996 01 July 2016 Queries Answers 19 Standards MT MT and MX Equivalence Tables MT Number MT Name Category 9 – Cash Management and Customer Status MX ID MX Name camt.031 RejectInvestigation camt.029 ResolutionOfInvestigation MT 998 Proprietary Message camt.998 ProprietaryMessage MT 999 Free Format Message camt.998 ProprietaryMessage 01 July 2016 20 Standards MT MT and MX Equivalence Tables Legal Notices Legal Notices Copyright SWIFT © 2016. All rights reserved. Disclaimer SWIFT supplies this publication for information purposes only. The information in this publication may change from time to time. You must always refer to the latest available version. SWIFT Standards Intellectual Property Rights (IPR) Policy - End-User License Agreement SWIFT Standards are licensed subject to the terms and conditions of the SWIFT Standards IPR Policy - End-User License Agreement, available at www.swift.com > About Us > Legal > IPR Policies > SWIFT Standards IPR Policy. Translations The English version of SWIFT documentation is the only official and binding version. Trademarks SWIFT is the trade name of S.W.I.F.T. SCRL. The following are registered trademarks of SWIFT: the SWIFT logo, SWIFT, SWIFTNet, Accord, Sibos, 3SKey, Innotribe, the Standards Forum logo, MyStandards, and SWIFT Institute. Other product, service, or company names in this publication are trade names, trademarks, or registered trademarks of their respective owners. 01 July 2016 21