E-participation and e-governance from the perspective of citizens in the Central and Eastern European region Prepared by Chuck Hirt and Mate Varga CEE Citizens Network The Central and Eastern Europe region provides an interesting place to consider the issues related to e-governance and e-participation. The region is an area in considerable transition and a mixture of near extremes including the eight countries admitted to the EU that have rather rapidly converted from a socialist country and economy to becoming capitalistic and democratic. On the other extreme are countries like the Republic of Belarus and its neighbor Russia that are strongly resisting democratic and certainly participative reforms. Within countries such as Slovakia there are considerable extremes as well as there are several small towns that are very interested and open to develop increased and meaningful participation including e-governance approaches. Meanwhile there are others including the city of Banska Bystrica where Chuck has lived for the past ten years for which issues of e-governance are considered by citizens to be “science fiction”. Much of the material being published related to e-governance and e-participation describes the situation in which western established democratic countries are struggling with participation. The situation is the CEE region has some similarities but also many differences from established democracies. There are fundamental problems about democracy and participation but they originate from quite different places and thus require a number of different solutions. The CEE region trails significantly behind western countries when talking about e-related issues. It might be helpful to start with some background context to help understand this situation. Context for the CEE region Historical aspect: The region “woke up” only in the very end of the 1980’s. They received the chance to even consider these issues much later that the rest of Europe. It was only twenty years ago that most in the region had to wait five years get telephone service hooked up or to be able to buy a car. There was nearly zero communication and zero mobility outside the region. While this has changed significantly in the last fifteen years, there are more than a few who wonder if times weren’t better then. Social aspect: Middle aged and older people in the region found themselves trying to “survive” the new tempo and changes that were ushered in. In general, they find themselves unable to accommodate to the too-quick technical and lifestyle changes. They have been described by some as like deer caught in the headlights. The younger generation has been able to accommodate very well with the technical challenges but in general, they have totally lost a sense of social sensitivity as the orientation for them has been on very intensive individualism. This has been reinforced primarily from the economic sphere but from the state and parents as well who at last had the possibility to run their own lives and businesses. Psychological aspect: There are a number of those who are not able to deal with all of the changes. They simply hate virtually all changes and either can’t or don’t want to keep up with the new tempo that has been ushered in. They grew up disliking capitalism and were not trained in technical items including computers, telephones and technology in general. There is little or no trust. They are searching for a calm, quiet, safe and of course more successful life. Existing frameworks in the region Government: The national governments generally support the usage of technical developments but do this with infrastructure, not an actual belief in citizen participation. The priorities for government do not include participation. There are a number of pressing issues facing all of the countries in the region and rarely do governments have a sense that greater participation will assist in the solutions. There has been a much greater reliance on “experts” than on citizens. The fact that citizens are “experts” on their own neighborhoods has not been realized as yet. Another significant factor in relation to governance is that for many politicians, involvement of citizens also increases the transparency and thus the opportunities for corruption are reduced. They are generally not happy about this and thus make no effort to include citizens. Even in countries where NGO’s helped to provide a change of government like occurred in Slovakia in 1998, the newly elected officials almost immediately ignored them and continue to operate without desire to hear from their “NGO friends”. The situation with local governments is generally worse, especially in urban areas. There are a growing number of exceptions but generally the situation in local urban areas is not one open or interested in participation. There are a number of smaller towns and rural areas that are more interested and open to these ideas but they are more often stretched for resources to support these activities. Possibly this is because there are fewer chances for corrupt business in this setting. Education: The education systems in most countries in the region have poor strategies regarding the preparation of future citizens. Schools are producing “encyclopedias” but without any real practical aspects of life and citizenship. The emphasis is on preparation for work and a growing individualism rather than on citizenship. Young people are generally emerging as “islands on the sea of reality”. There is less and less motivation and encouragement for students to connect to community life. Employment: Most often significant changes from socialism since 1989 are described as “democracy” but actually the larger influence is probably “capitalism”. Money is the much larger driving force. Along with this change has been a significant growth of individualism. This is most noticeable with young people who are moving to the capital cities to find work or moving to western countries to make even more money. There is little attention paid to community activity. Related to this phenomenon is adult education which has as its focus the training of professional and employable skills. People are getting trained as managers, secretaries and computer technicians. There is zero democratic education, zero community skills, zero practice and zero culture being provided. Physical space: Construction under the period of socialism has left a number of complications. This was a period of considerable urban migration so there was tremendous pressure to build housing for many people in the cities. Each decade these new neighborhoods were generally constructed more densely and with less and less public space. In many of these areas, there still are no community centers or spaces where citizens can hold meetings much less have access to things like the internet. There are a few notable exceptions to this like in Hungary where their legislation requires the existence of “culture houses” which serve a part of this function. There is one significant advantage resulting from this form of housing in that neighborhoods are not economically segregated. They are still quite mixed in professions, skills, talents and income. With the emerging capitalism, they are becoming more income segregated but for the time being, they remain mixed. Minority groups: Problems related to segregation remain very high in the region. The most significant issue in the region is that faced by Roma although the percentage of Roma in several countries is much lower than in others. In many cases, Roma are socially excluded and thus their ability to connect to issues of e-governance and e-participation are much more difficult to address. There are several projects which have helped to create community centers and computer/internet training programs in minority communities which will provide some help in this area but there remains a considerable amount to do to better ensure that minority participation is ensured. It starts with information As has been said a number of times regarding the topic of e-governance and e-participation, the stating point is not technology, money or training or any of the other details related to information technology. The starting point is the political will to include and involve citizens in decision making. The engagement of citizens in public discourse is not growing as rapidly in the CEE region as in other more developed democracies. There are continued signs of improvement but they remain all too limited. One model for citizen participation that has been used for several decades is the “ladder of participation” which has appeared in several different forms but generally suggests that the minimal starting point for participation is simply providing information. There are additional steps of consultation, deciding together, acting together and then government supporting citizen initiated activities. Governments, especially local governments across the CEE region struggle even with this basic issue of providing information to its citizens. The city of Banska Bystrica in Slovakia is a good example of one that still hasn’t yet crossed this basic threshold of involving citizens. One of the best examples of this has just occurred as this paper was being prepared. A new urban plan was prepared for a rather large and significant space in the city where a National Museum exists and one of only two parks and which continued beyond the park for several additional blocks of the adjoining neighborhood. The plan was prepared without any consultation of citizens as is the continued practice in the city. An initial decision was made by the City to utilize a minimum legally required level of information to citizens so the project with three variants was posted in City Hall on the first floor for thirty days. Citizens could write their comments regarding the variants but there was no information provided about where to send their comments. Before the end of the thirty days, several city council members raised this issue at the regular meeting of City Council in April. A resolution was presented and approved to extend this period for an additional thirty days with an additional requirement that a public hearing was to be held during this time. The date of the public meeting was finally set and there was some, but very limited information provided about the event. A newly formed citizen’s initiative became very active in this issue and began informing citizens about the plans and the opportunity to attend the public hearing. The week prior to the public hearing, a number of fliers were posted on entrances to buildings and around local businesses informing people about the event. Several days before the actual meeting, both local police as well as the Mayor himself were seen taking these posters down. Despite the city’s attempt to limit the information about the event, over three hundred citizens came and nearly all expressed their strong displeasure with the proposed plans. While the eventual outcome of this project is uncertain, it does serve as a clear example of the problems in front of us as we explore the issue of e-participation in the context of the CEE region. To move to a more positive note finally, there is an example fifty kilometers away in a smaller town that has just asked the Center for Community Organizing (where Chuck works) to assist them in a project of working with young people in the city to get them more active in public issues. They have applied for a project with the Ministry of Education but have already started the activity by inviting young people from each of the local high schools to come together. They have begun identifying issues they wish to work on based on surveys taken in each of the schools. The group then met once with the Mayor to begin a conversation with him on their concerns. The City had agreed that they are going ahead with the project regardless of the outcome of the proposed grant. While discussing this project together, they mentioned that they are participating as well in a proposed project of e-participation in which they would simulcast meetings of City Council via the internet. Citizens would be invited and encouraged to write their comments on issues as they are being discussed live. This serves as an indication that there signs of hope in the region and that there are minimally “islands of interest” in this issue currently. As citizens become aware of these new ways of managing cities and being able to influence decision, the desire and demand for changes will increasingly grow. Participation in EU funded projects, where a new EU member countries are partnering with established EU partners, is also assisting the learning as well as interest to bring about needed changes in the CEE region. The Center for Community Organizing (CCO) has been participating in a two year project dealing with issues of large housing estates. One of the major contributions of CCO’s involvement was to document the involvement of citizens in the various partner projects. There were a number of interesting results from this study. One of which was that the level of participation of citizens was significantly higher in the western EU countries. All partners from western countries had a number of examples of significant levels of participation. The CEE region partners had only a couple of examples and they were clearly at the minimal level of involvement. But another interesting finding was that involvement in the EU project itself was cause for at least two of the CEE region cities to decide to begin involving citizens in the project. They both concluded that while they would not have done so without the encouragement under the project, they were very delighted with the results and would expand their efforts to involve citizens. These kinds of projects need to be continued with an increased emphasis fro the EU directly on participation. What about the citizens? Beside the aspect of government initiated involvement of citizens there is another side of eparticipation. It is the interest and capacity of citizens themselves to participate. This is a somewhat unique challenge in the CEE region as there was a learned helplessness that occurred during the period of socialism. There was not a tradition for citizens to become active. It was dangerous to do so. This was further complicated by the fact that you couldn’t trust others as one in five was an informant. People learned to keep to themselves. One manifestation of this is that there were not mass demonstrations on issues like the war in Iraq in the CEE region like were experienced in Western Europe. Although there was considerable opposition to the war at the citizen level and the national governments actively supported the war, citizens did not go to the streets to voice their protest as happened in other European countries. Another aspect of this issue is the lack of citizen structures to allow them to participate. Very few neighborhood initiatives exist in the region. They are starting to be formed, like in Banska Bystrica when there are issues like the proposed plans for the area of the park. In the previous decade, there was a considerable amount of international money which helped to mobilize citizens and much of this money still remains in the more eastern and southern parts of the CEE region. Much of this development work was concentrated in rural areas as opposed to urban areas however. There is a lack of existing organizations, leaders and experience. There is much more fertile ground remaining in this area. The region contains a number of people with good technical knowledge but who are primarily motivated by money and their individual objectives who would say; “participate? for what?”. There are others with good intentions and social sensibility but who are without much skill and sensibility to the globalized physical changes who would likely reply; “participate? how?”. There are then yet others who are against everything who would reply: “participate? why?” Each of the three categories mentioned are represented in those who are currently in power. They are almost always separated from each other and have different handicaps in dealing with issues like e-governance. But there also are a small number of people who are interested in making changes in society and ready to “make the world better”. But among them, there are only a handful of those who can be really effective and who have the attitude, knowledge, sensibility and capacity to influence. Their main task is to cooperate with the partly handicapped responsible bodies and to link them to each other and also with citizens to ensure that they will be able to become engaged in the public discourse. Citizens are learning to use the new technology and are making headway in using these tools in the public area. In Hungary recently, the Hungarian Association for Community Development successfully carried out a project in several village areas to work with inhabitants in the local “telehouses” in what they called “internet browser nights” to teach them how better to utilize the internet to both improve their person access to information but also to ultimately learn to become better engaged as citizens. Citizens had little experience before this on how to utilize the limited resources in the village and were quite thankful for the opportunity to learn this new skill. As citizens struggle to just get accurate information in Banska Bystrica, one civic leader with significant technical skills initiated several web sites devoted to increasing the flow of information. He did this after being appointed several years ago to the City Council committee who makes recommendations on communication and found it nearly impossible to make any progress. One of the new web sites was devoted to offering a communication channel between citizens and their elected city council members. The interest in this site has been growing and it has provided an important tool in communication. This is a good example of a bottom up approach to e-participation. It will be difficult to keep it operating however, at its current level of effectiveness without some limited funding as it is a very time consuming activity. Exchanges with other EU countries have also influenced the motivation for citizens to become more involved in the use of new technology to increase effective participation. This has occurred at least twice alone in Banska Bystrica in this past year. In January, a group of five citizens traveled along with me to visit several groups in England. When we met with the eplanning staff from the Office of the Deputy Prime Minister in London, they were amazed at what could be done. On one hand, they referred to it as “science fiction for Slovakia”. On the other hand, they have begun to tell the stories of their experiences to others and are now fighting harder for changes in our city. There was also a chance to visit this past year with the impressive project operating in the Marghera section of Venice where the city has made a significant investment in e-governance and e-participation. They have trained thousands of citizens how to use the internet. They are connecting this effort to participation in the budgeting process and have now launched a new effort that has created citizen groups in each part of the city who in turn have received a wireless computer connection and training on how to use the equipment in order to allow them to have regular access to all the city officials. Contacts with these types of efforts continue to provide motivation but occasionally lead to a sense of discouragement when the gap between the two conditions is realized. Basic questions The conference is attempting to address several questions regarding e-governance and eparticipation. What should constitute e-governance and e-participation? We would see this as a commitment to a broad but appropriate inclusion of citizens into governance issues utilizing the technological tools available to support this effort. The local level of governance is most critical to this as this is the place where most citizens come in contact with governmental issues. Fundamental to this being actualized is a belief and desire to have citizens involved. The tools will support and follow. What should be the objectives of e-government and e-participation in the service of the citizen? Quite simply, that technological tools and strategies continue to be developed and implemented which help to improve the involvement of citizens in governance. If we continue to see increased levels of participation and tools to support this, the objectives are being met. Is one conceptual model of “how to” for e-government indeed feasible or desirable? One conceptual model does not seem feasible or desirable. There is certainly a need for a basic vision and common standards which need to be used as a way to measure progress for all countries. But the backgrounds and realities in various parts of the world are different. One example would be that in developed western countries, the emphasis on national activity makes considerable sense and has made a significant difference in countries like England. But in the CEE region, it might make more sense to emphasize the local level at this point more than the national level. How can we measure e-government and e-participation? Measurement tools that are being used at this point seem quite good and particularly the indicators of inclusion. What was not clear was issue of use at the local level as opposed to the readiness and use at a national level. This seems to be a very critical issue, at least in terms of the CEE area. What does all this mean? There is a growing awareness of attention to the topic of e-governance and e-participation within the CEE region. There is some recognition of this issue at a national governmental level as the UN Global E-government Readiness Report 2005 reflects. Progress is being made in the CEE region. Estonia is undoubtedly the leading country in the region as they have managed to make a considerable investment into high technology and it cuts across all sectors of the country. But as recent research in this matter has shown, most of the experience in e-participation is top-down, not bottom-up. But in fact, this issue rarely ever reaches citizens themselves in the CEE region. The fact that some national services are available on-line has not reached many people and will have limited impact as they are more concerned with services locally. However, citizens are intuitively learning about these issues though their own life experience and are beginning to utilize tools such as e-mail groups, websites and blogs in the public area. There are of course a number of real obstacles for this to occur. The first of which is the basic access to computers and internet connection. A growing number of people have access at their work but the use for public area activity is prohibited or certainly limited. There are also a number of people who have been able to purchase a personal computer and can afford to connect to the internet but this constitutes a significant minority of the population. There are a number of internet cafes available and increasingly schools are able to offer a computer and internet connection. But the usage is still quite limited. Mobile phones are increasingly offering an available option for customers and the technological capacity is constantly increasing. What are critically missing in most areas of the region are community centers with available capacity for access to computers and internet. Along with this is the need for training for many, especially the elderly and minorities that are so often left behind in these strategies. Money is of course then another critical factor to make progress in this area. Funding will be needed to broaden the number of computers, internet connections, provide the training and to create the public spaces for the thousands without the ability to finance their own. However, the primary obstacle to making this happen is the vision and will to make it occur. One this starts to move forward, the resources will follow. The CEE Citizens Network was formed in 2000 as an attempt to bring together the leading NGO’s in the region who were attempting to improve citizen participation in their countries. We now have members from seventeen countries. The mission of the Network is to promote citizen participation in Central and Eastern Europe and provide opportunities for grassroots initiatives to learn and exchange experiences and ideas. We carry this mission out through a number of activities including Citizen Participation Week, an annual training event, an enewsletter and an every other year conference. The issue of e-participation has recently come more clearly to the attention of our Network and we have decided to become more directly involved as we believe that it will serve as a critical capacity in the near future. We know that new forms of democracy will continue to emerge in the digital era. E-participation will serve as an important tool in helping us to accomplish our mission throughout the region. But in fact, we have quickly realized that we ourselves are far behind in this capacity as well. While there is limited use of technology within the Network itself, we are far behind the public and private sector in many ways. There was clear realization that if our member organizations are far behind, citizen groups themselves must be nearly left out of the conversation entirely at this point. Thus a new group has been formed to develop a strategy for how to move forward with this issue and to prepare a pilot project for the Network. Our long term objective in this work is to ensure that citizens are engaged and prepared to be able to utilize the emerging technological tools which will help promote participation. As citizens continue to press for increased participation, they need to be prepared to enter into the public area. The CEE Citizens Network would set as an ideal to ensure that citizens are provided training in technology that provides: Development of attitude – to provide knowledge to citizens which is linked to the reality of the public discourse, to make this as useful and simple as possible and to give them the skills to season the change. Knowledge – make this easy to use, affordable (if not for free) and provide variety. Culture – not just entertainment and access to games but also provides invention, innovation, education and change. Contents – appropriate, motivating and useful and lets the users contribute and develop as well. Real chances for participation – they must experience that it means something, it can help and make a difference and that it is for me! And by me! It is important that people are able to express what they need and also offers appropriate opportunities. Encouragement – give reflections and real feedback This is certainly an ambitious goal for the Network and we are just beginning. But we strongly believe passionately in the value of and need for significant citizen participation in our countries. We know that new technologies can assist this effort and applaud the United Nations and others involved in this issue for giving this attention and support to this important work. We look forward to our future cooperation together.