ENVIRONMENTAL RISK MANAGEMENT AUTHORITY DECISION 14 December 2005 Application Code HSC05036 Application Type To import or manufacture a hazardous substance in containment under Section 31 of the Hazardous Substances and New Organisms (HSNO) Act 1996 Applicant Dow AgroSciences (NZ) Ltd 89 Paritutu Road New Plymouth Purpose of the Application EF-1440, GF-1571: To import a limited quantity of EF1440 under containment to use on a trial basis to manufacture a pilot batch of GF-1571 to export to Australia for use in product evaluation trials as a herbicide Date Application Received 10 November 2005 Consideration Date 14 December 2005 Considered by Rob Forlong, Chief Executive of ERMA New Zealand 1 Summary of Decision 1.1 The application to import and manufacture in containment the hazardous substances EF-1440 and GF-1571 is approved with controls in accordance with the relevant provisions of the Hazardous Substances and New Organisms Act 1996 (the HSNO Act) and the HSNO (Methodology) Order 1998, (the Methodology). 1.2 The substances have been given the following unique identifiers for the ERMA New Zealand Hazardous Substances Register: EF-1440 GF-1571 2 Legislative Criteria for Application 2.1 The application was lodged pursuant to section 31 of the HSNO Act. The decision was determined in accordance with section 32, taking into account additional matters to be considered in that section and matters relevant to the purpose of the Act, as specified under Part II of the HSNO Act and the provisions of Part III of the Third Schedule of the HSNO Act. Unless otherwise stated, references to section numbers in this decision refer to sections of the HSNO Act. 2.2 Consideration of the application followed the relevant provisions of the Methodology. Unless otherwise stated, references to clauses in this decision refer to clauses of the Methodology. 3 Application Process 3.1 The application was formally received on 10 November 2005 and assessed as having sufficient information on 14 November 2005. 3.2 Project Team: Beth Dye Applications Manager (Hazardous Substances) Sue Scobie Senior Science Advisor (Hazardous Substances) Report review and sign-out by: Noel McCardle Applications Team Leader (Hazardous Substances) 3.3 The applicant supplied the following documents: The application, including confidential appendices containing commercially sensitive information. 3.4 The following Government departments were advised of the receipt of the application (in accordance with clause 2(2)(e)) and given the opportunity to comment: The Ministry of Health The Department of Labour (Occupational Safety and Health) The New Zealand Food Safety Authority (Agricultural Compounds and Veterinary Medicines Group (ACVM Group)). 3.5 A response was received from the Ministry of Health, stating that “with appropriate HSNO controls, the Ministry has no issues to raise at this time relating to the acceptance of this application based on non-confidential information provided from a public health perspective (non-occupational)”. 3.6 The applicant was provided with a copy of the proposed controls for EF-1440 and GF1571 and given the opportunity to comment on them. Issues raised by the applicant were taken into consideration in setting the controls. 4 Consideration Sequence of the Consideration 4.1 This application was considered by the Chief Executive of ERMA New Zealand under delegated powers from the Authority (section 19(2)(e) of the HSNO Act). ERMA New Zealand Decision: Application HSC05036 Page 2 of 8 4.2 In accordance with section 32 of the HSNO Act, the approach adopted when considering this application was to confirm whether the application was for one of the purposes specified in section 30, to identify and assess the risks and to determine whether the substances could be adequately contained by controls to provide for each of the matters specified in Part III of the Third Schedule of the HSNO Act. Purpose of the Application 4.3 The purpose of the application is to import a limited quantity of EF-1440 under containment to use on a trial basis to manufacture a pilot batch of GF-1571 to export to Australia for use in product evaluation trials as a herbicide. 4.4 As the purpose amounts to “research and development on any hazardous substance”, I consider that the application qualifies for consideration under section 30(ba) of the HSNO Act. Description and Use of the Substances 4.5 EF-1440 is a florasulam manufacturing concentrate which will be imported and then used in the manufacture of GF-1571. GF-1571 will be manufactured at the Dow AgroSciences manufacturing facility in New Plymouth and exported to Australia for use in field trials under an APVMA permit. Hazardous Properties 4.6 I note that a containment application only requires sufficient understanding of the hazardous properties of the substance to ensure that any risks can be managed by the containment controls. 4.7 The applicant notes that limited information is available about the toxicity of the substances to humans and considers that both substances may cause eye irritation. Likewise limited information is available regarding ecotoxicity but the substances are expected to be very ecotoxic to terrestrial and aquatic plants as would be expected of herbicides. 4.8 I have reviewed the applicant’s hazard information. This is insufficient to fully describe the hazards of the substances but provides a workable basis for setting the containment controls to ensure that any risks can be adequately managed. Life Cycle 4.9 A total of 1000 litres of EF-1440 will be imported into New Zealand in 200 litre containers, and transported by road or rail to the manufacturing site of Dow AgroSciences in New Plymouth. It will be used to manufacture a 10,000 litre pilot batch of GF-1571. This process will be a “test run” to determine the optimal formulating processes, as GF-1571 has never been formulated on a pilot scale previously. ERMA New Zealand Decision: Application HSC05036 Page 3 of 8 4.10 GF-1571 will be exported in 5 and/or 10 litre containers to Australia for use in field trials under an APVMA permit. Identification and Evaluation of the Significant Risks of the Substance in Containment 4.11 In accordance with sections 5, 6, and 8 and clauses 9 and 11, I considered the potential risks of escape from containment under the headings of environmental, human health and welfare and Māori issues and concerns. 4.12 In the application, the applicant identified and assessed potential risks, and detailed proposals for, and impacts of risk management. I have reviewed the applicant’s assessment of risks and agree that it is suitable for the consideration below. Risks to the Environment 4.13 Limited information is available regarding ecotoxicity but the substances are expected to be very ecotoxic to terrestrial and aquatic plants as would be expected of herbicides and EF-1440 will be toxic to birds. 4.14 On the basis of the lifecycle of the substances outlined in paragraph 4.9-4.10, adverse effects could arise from: An accident during manufacture or transportation, resulting in release of the substances. 4.15 I note that limited quantities of the substances will be imported and manufactured. I note that the manufacturing site is fenced and secure and contains appropriate bunding and other physical measures designed to prevent accidental discharge of substances into the environment. I note that the substances will be packaged in appropriate containers, and their size (200L for EF-1440 and 10 L maximum for GF-1571) will limit the amount able to be released should an accident occur during transport. 4.16 I consider that, taking into account the likely properties of the substances, the quantities involved, the containment controls in Appendix 1 and controls in place under other legislation, there are no significant risks to the environment. Risks to Human Health and Welfare 4.17 Limited toxicological data are available on the substance, but the applicant considers that the significant risk with respect to human health may be eye irritation for both substances. I note that the substances also have possible target organ effects. 4.18 On the basis of the lifecycle of the substance outlined in paragraph 4.9-4.10, adverse effects on human health and welfare could arise from: An accident, resulting in exposure during manufacture or transportation. 4.19 I note that limited quantities of the substances will be imported and manufactured. I note that manufacture and packing will be done in a manufacturing facility designed and operated for the purposes of handling hazardous substances. All personnel are required to wear appropriate personal protective equipment. Transport of the ERMA New Zealand Decision: Application HSC05036 Page 4 of 8 substances will be done by contract carriers who specialise in the transport of hazardous substances. 4.20 I consider that, taking into account the likely properties of the substances, the quantities involved, the containment controls in Appendix 1 and controls in place under other legislation, there are no significant risks to human health and welfare. Māori issues and concerns 4.21 I have considered the potential Māori cultural effects of this application in accordance with sections 6(d) and 8 of the HSNO Act 1996, and the assessment framework contained in the ERMA New Zealand User Guide “Working with Māori under the HSNO Act 1996”. 4.22 I consider that the substances are unlikely to have an impact on the relationship of Māori and their culture and traditions with their ancestral lands, water, sites, waahi tapu, valued flora and fauna and other taonga. This is on the condition that the substances are managed in accordance with the controls in Appendix 1, and in accordance with any other relevant controls applied under other legislation. 5 Containment and Controls 5.1 I have evaluated the adequacy of the containment arrangements proposed by the applicant and the controls listed in Appendix 1, and note that these cover the matters set out in Part III of the Third Schedule of the Act, being: To limit the likelihood of escape of any contained hazardous substances or contamination by hazardous substances To exclude organisms from a facility To exclude unauthorized people from the facility To prevent unintended release of the substances by experimenters working with the substances To control the effects of any accidental release of the substances Inspection and monitoring requirements. 5.2 I am satisfied that with adherence to the controls listed in Appendix 1 and those controls in place under other legislation, the substance can be adequately contained. 6 Decision 6.1 I have considered this application under section 31 to import and manufacture in containment any hazardous substance, and pursuant to section 32, I am satisfied that this application is for the purpose specified in section 30(ba). 6.2 Having considered the risks associated with the lifecycle of EF-1440 and GF-1571, I am satisfied that the controls imposed, including those in place under other legislation, will result in the substances being adequately contained. 6.3 In accordance with clause 36(2)(b) of the Methodology I record that, in reaching this conclusion, I have applied the criteria specified in section 32 of the HSNO Act. ERMA New Zealand Decision: Application HSC05036 Page 5 of 8 6.4 I have also applied the following criteria in the Methodology: clause 9 – equivalent of sections 5, 6 and 8; clause 11 – characteristics of substances; clause 21 – the decision accords with the requirements of the HSNO Act and regulations; clause 22 – the evaluation of risks – relevant considerations; clause 24 – the use of recognised risk identification, assessment, evaluation and management techniques. 6.5 The application to import into containment the hazardous substance EF-1440 and to manufacture in containment the hazardous substance GF-1571 is thus approved pursuant to section 32 of the HSNO Act, with controls as set out in Appendix 1. Rob Forlong Date 14 December 2005 Chief Executive of ERMA New Zealand ERMA New Zealand Approval Codes: EF-1440: GF-1571: HSC000226 HSC000227 ERMA New Zealand Decision: Application HSC05036 Page 6 of 8 Appendix 1: List of controls that apply to the hazardous substances EF-1440 and GF-1571 1. A maximum of 1000 litres of EF-1440 shall be imported under this approval. A maximum of 10,000 litres of GF-1571 shall be manufactured under this approval. 2. Manufacture of GF-1571 shall take place at the Dow AgroSciences pesticide manufacturing plant at New Plymouth. 3. All GF-1571 which is manufactured shall be exported to Australia for use in field trials under an APVMA permit. 4. All personnel carrying out the manufacture and packaging of the substances shall wear appropriate personal protective equipment. 5. The substances shall be securely packed in suitable containers that comply with the Hazardous Substances (Packaging) Regulations 2001. 6. The outer packaging of a multiple package or the packaging of a single container which is not contained within a multiple package must comply with: a) the priority identifier information required by regulations 9, 11 and 14 of the Hazardous Substances (Identification) Regulations 2001; or o the labelling or marking required by Land Transport Rule 45001: Dangerous Goods 2005; or Civil Aviation Rule 92: Carriage of Dangerous Goods; or Maritime Rule 24A: Carriage of Cargoes - Dangerous Goods; or o The pictogram for “Dangerous in the Environment” as described in directive 92/32/EEC (instead of identifier requirements of regulations 9 and 20); or o The relevant class or subclass label assigned by the 14th revised edition of the Recommendation on the Transport of Dangerous Goods Model Regulations, published by the United Nations b) EF-1440 and GF-1571 must be identified by enough information to enable their New Zealand supplier or manufacturer to be contacted, either in person or by telephone c) EF-1440 and GF-1571 shall not have on their packaging, or with them, any information suggesting that either belongs to a class or subclass it does not in fact belong to. d) If the outer packaging of a multiple package or the packaging of a single container which is not contained within a multiple package complies with these requirements, it does not need to comply with the secondary identifier requirements of regulations 18, 19, 20, 22 and 25 of the Hazardous Substances (Identification) Regulations 2001. e) Any requirement to label the outer packaging of a multiple package of EF-1440 or GF1571 or the packaging of a single container which is not contained within a multiple package of EF-1440 or GF-1571 as containing a substance that is hazardous to the environment/ecotoxic, specified in the rules and regulations stated above, is omitted when the substance is stored in New Zealand in a secure warehouse or other secure ERMA New Zealand Decision: Application HSC05036 Page 7 of 8 storage facility owned, operated or otherwise under the control of the manufacturer or the shipping agency prior to exportation from New Zealand. 7. A Safety Data Sheet for each substance shall accompany each shipment. 8. The substances shall be transported in accordance with good practice. This may require compliance with the Land Transport Rule: Dangerous Goods 2005. 9. Any surplus EF-1440 remaining at the end of the manufacturing process shall be held in secure storage in an exempt laboratory, exported or degraded to non-hazardous substances (note that once the manufacturing process is complete the substance does not have approval to be present in New Zealand except in an exempt laboratory). 10. If for any reason a breach of containment occurs, Dow AgroSciences shall notify OSH (HSNO Project Manager) and ERMA New Zealand (Beth Dye) within 24 hours of the breach being detected. It is suggested that if a breach in containment results in contamination of a waterway, the relevant iwi authorities be advised of the contamination and the measures taken in response. 11. The Authority, or its authorised agent or properly authorised enforcement officers, may inspect the facility at any reasonable time. 12. This approval remains in place for one year from the date of signature of the decision. ERMA New Zealand Decision: Application HSC05036 Page 8 of 8