HTS Journal of Economic Issues
Ethical Review Application Form
Section A: Project Proposal
1. Title of Project:
2. Name of Researcher(s):
3. Proposed start date:
4. Proposed end date:
5. Describe the contribution of each researcher to the overarching project (in no more
than 100 words):
6. Please provide a summary of the project written in language accessible for a nonexpert audience (approximately 300 words)
HTS Journal of Economic Issues, Ethical Review Application Form (August 2014)
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HTS Journal of Economic Issues
Section B: Risk Assessment
Will the study involve:
Causing participants physical damage, harm or more than minimal pain
Yes
No
Manual handling of participants, vigorous physical exercise, or physical
activity from which there is a likelihood of accidents occurring?
Yes
No
Physiological interventions or procedures outside of standard practice These might include the administration of drugs or other substances;
taking bodily samples or human tissue (e.g. blood, saliva, biopsy or urine)
from participants; use of probes or other equipment to measure or
monitor bodily performance
Yes
No
Psychological interventions or procedures outside of standard practice These might include techniques such as hypnotherapy, psychometric
testing
Yes
No
Exposure of participants to hazardous or toxic materials, such as
radioactive materials
Yes
No
Inducing psychological stress, anxiety or humiliation
Yes
No
Questioning of participants regarding sensitive topics, such as beliefs,
painful reflections or traumas, experience of violence or abuse, illness,
sexual behaviour, illegal or political behaviour, or their gender or ethnic
status
Yes
No
Children under 16
Yes
No
Incapacitated adults and/or people with learning disabilities or mental
health problems
Yes
No
Groups where permission of a gatekeeper is normally required for access
to its members, for example specific patient groups, traditional
communities or school pupils?
Yes
No
Access to records of personal or confidential information?
Yes
No
Storage and analysis of tissue samples
Yes
No
Have you considered the possibility that your investigations might
uncover unexpected and possibly clinically relevant findings?
Yes
No
A heavily researched population e.g. BSMS students
Yes
No
Any other risk not identified above
Yes
No
4.1 If you have answered ‘Yes’ to any of the above questions please describe the
safeguards and monitoring procedure.
HTS Journal of Economic Issues, Ethical Review Application Form (August 2014)
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HTS Journal of Economic Issues
Section C: Project Protocol
1. What is the purpose of this study? Please clearly state the aims of the study or hypothesis to
be tested.
2. What methodology will be employed in this study?
3. What sort of participants will be involved? (i.e. how many, gender, ages)
4. If vulnerable and disadvantaged groups (i.e. children, incapacitated adults, populations in low
income countries) will be involved, please give full details and outline the steps that will be taken
to protect them.
5. What are the inclusion/exclusion criteria, if any?
6. Please state the rationale for your participant choice.
7. Please state the rationale for the number of participants to be recruited. (It is generally
considered unethical to recruit either more, or less, participants than required to adequately
power a study).
8. How will participants be identified and recruited?
9. What measures will be taken to ensure confidentiality, privacy and data protection?
Data should be secured against unauthorised access. Where possible, the data should be
anonymised, where this is not possible confidentiality should be maintained.
10. What is your procedure for obtaining informed consent from the study participants? If it is
not possible to obtain informed consent, full reasons must be given.
11. Are there any risks to the participants? If so, how will these be managed?
HTS Journal of Economic Issues, Ethical Review Application Form (August 2014)
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HTS Journal of Economic Issues
12. Are there any risks to the researchers? If so, how will these be managed?
13. Will participants be reimbursed for expenses or given any inducements?
If so, please give details.
14. How, where and when will the data be collected?
Please include a copy of any questionnaire that will be used, or sample questions (e.g. a topic
guide), in structured or semi-structured interviews.
15. What facilities will be needed and who will provide them?
16. How will the results be analysed and by whom?
17. What are the expected benefits of the research to participants or researchers?
18. How will any expected benefits be disseminated to participants or researchers?
19. What arrangements will be made for giving the participants access to the results?
20. What results/end points are to be measured/noted?
21. Do any of the researchers have any financial interests in this research or its outcomes or any
relevant affiliations?
If ‘Yes’ please give details and include an appropriate comment on the Participant Information
Sheet.
HTS Journal of Economic Issues, Ethical Review Application Form (August 2014)
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