vii TABLE OF CONTENTS CHAPTER 1 TITLE PAGE DECLARATION ii DEDICATION iii ACKNOWLEGMENTS iv ABSTRACT v ABSTRAK vi TABLE OF CONTENTS vii LIST OF TABLES xii LIST OF FIGURES xiv LIST OF ABBREVIATIONS xvi LIST OF SYMBOLS xviii LIST OF APPENDICES xix INTRODUCTION 1 1.1 Background 1 1.2 Rationale for extraction using subcritical water Extraction 4 1.3 Research Objectives 6 viii 2 1.4 Statement of Hypothesis 6 1.5 Scope of the study 7 1.6 Benefit of research 7 1.7 Thesis outlines 7 LITERATURE REVIEWS 9 2.1 Subcritical water 9 2.2 The effect of temperature 13 2.3 Subcritical water extraction 16 2.4 Extraction method of natural products 17 2.5 Method of extraction 17 2.6 Natural calcium carbonate 18 2.7 Silica gel 19 2.8 Activated charcoal 20 2.9 Zingiberaceae family 20 2.10 Alpinia mutica 21 2.11 The distribution of compounds in Alpinia 22 Mutica 2.12 The use of Alpinia mutica 24 2.13 The chemistry of the analytes 25 2.14 Compounds studied 26 2.15 Calotropis procera 28 2.15.2 Some use of Calotropis procera 28 2.15.3 The medicinal use of Calotropis 29 procera 3 EXPERIMENTAL 30 3.1 Introduction 31 3.2 Chemicals and materials 31 3.3 Extraction of the three analytes from the 31 rhizomes of Alpinia mutica 3.4 Subcritical water extraction parts 32 3.5 Single extraction temperature 32 3.6 Effect of extraction temperature, pressure and time in the extraction of natural products using SWE-NCC 34 ix 3.7 3.6.1 Effect of extraction temperature 34 3.6.1 Effect of extraction pressure 34 3.6.2 Effect of extraction time 35 Optimization of Extraction Parameters and 35 Practical Considerations 3.8 High performance liquid chromatography 36 Parts 3.9 3.10 3.11 3.12 3.13 4 Method validation 37 3.9.1 Selectivity 37 3.9.2 Linearity 37 Preparation of stock standards and working Solution 3.10.1 Optimization parameters of HPLC 38 3.10.2 The selection of suitable UV wavelength detection 3.10.3 The selectivity of optimum Flow rate 3.10.4 The selection of appropriate elution 38 Standard addition 40 3.11.1 Calibration curve 40 The analysis of subcritical water extraction 40 3.12.1 Sampling procedure 40 3.12.2 HPLC Analysis 41 3.12.3 Limit of detection 42 3.12.4 Limit of quantification 43 3.12.5 Precision 43 Quantitative determination by HPLC 44 PREPARATION AND CHARACTERIZATION OF NATURAL CALCIUM 38 39 39 46 CARBONATE ADSORBENT 4.1 Introduction 46 4.2 Objectives 47 4.3 Methodology 47 4.3.1 The surface of CNCC 47 4.3.1 Scanning Electron Microscope (SEM) 47 x 4.3.1 Fourier Transform Infrared Spectroscop 48 (FTIR) 4.4 Results and discussion 48 4.4.1 BET surface area plot of CNCC 49 4.4.2 Scanning Electron Microscope (SEM) 52 of NCC 4.4.3 Fourier Transform Infrared 54 Spectroscopy (FTIR) 5 4.5 Conclusion 55 4.6 Preparation of the sample 54 EXTRACTION OF C. CONVENTIONAL procera USING METHOD 57 AND SUBCRITICAL WATER EXTRACTION 5.1 General introduction 57 5.2 Objective of this chapter 58 5.3 Equipments and apparatus 58 5.4 Methodology 58 5.4.1 58 Soxhlet extraction method 5.4.1.1 Test of unsaturated sterols 59 5.4.1.2 Test for alkaloids 60 5.4.1.3 Test for flavonoids 60 5.4.1.4 Test for tannin 61 5.4.1.5 Test for saponin 61 5.4.1.6 Test for anthraquinone 61 glycoside 5.4.2 6 SWE-CNCC of C. procera 62 5.5 Results and discussion 63 5.6 Conclusion 65 EXTRACTION OF NATURAL PRODUCTS 67 FROM RHIZOMES OF A. mutica USING SWE WITH CNCC 6.1 Introduction 67 xi 6.2 Objective of this chapter 68 6.3 Methodology 68 6.4 Results and discussion (comparison of SWECNCC with two different adsorbents) 6.4.1 SWE coupled with Si 69 69 6.4.1.1 Effect of organic modifier on SWE-Si extract 6.4.1.2 Effect of extraction pressure 72 73 on SWE-Si extract 6.4.2 SWE coupled with AC column 74 6.4.2.1 Effect of extraction pressure 75 on SWE-AC extract 6.4.3 SWE coupled with CNCC column 77 6.4.3.1 The effect of extraction 77 temperature 6.4.3.2 The effect of organic 80 modifier 6.4.3.3 The effect of extraction 82 pressure 6.4.3.4 6.4.3.5 The effect of extraction time The effect of extraction 83 83 solvent Flow rate 6.4.4 Chromatographic results of SWECNCC 6.4.5 Method validation of extraction 6.5 7 Conclusion 85 85 95 CONCLUSIONS AND FUTURE WORK 96 7.1 Conclusions 96 7.2 Future work 98 REFERENCES 100 Appendices A-H 111-128 xii LIST OF TABLES TABLE NO. TITLE PAGE 2.1 Critical points of typical solvents. 12 2.2 Distribution of Compounds in Alpinia Species 22 2.3 Distribution of Compounds in A. mutica rhizomes 23 3.1 Acceptable value for reproducibility [AOAC, 2009] 44 4.1 BET surface area of NCC 50 4.2 Infrared frequency (cm-1) of NCC 55 5.1 Preliminary phytochemical screening of C. procera 63 5.2 Conditions applied for the comparison of subcritical 64 water extraction and Soxhlet. 5.3 Yield at different extraction methods (Soxhlet and SWE- 66 CNCC) using different temperatures and modifiers (ACN, MeOH and EtOH) of the dried leaves of C. procera 6.1 Effect of SWE-Si extraction temperature in the yield of 69 the components from A. mutica rhizomes. 6.2 Yield at different extraction temperature obtained from 71 (SWE-Si) using 6% acetonitrile, 6% Methanol and 6% Ethanol from the rhizomes of A. mutica 6.3 Effects of different ratio of modifier on the yield of 72 analytes from A. mutica rhizomes obtained by SWE-Si 6.4 Effect of SWE-Si extraction pressure in the yield of the 73 components from A. mutica. 6.5 Effect of temperature on the recovery efficiencies (%) of the components from A. mutica rhizomes using SWE-AC 74 xiii 6.6 Effect of SWE-AC extraction pressure in the yield 75 recovery of the components from A. mutica. 6.7 Effect of different extraction temperature on yield obtained from SWE-AC using different 76 modifier (acetonitrile, methanol and Ethanol) from the rhizomes of A. mutica 6.8 Yield (g) of the rhizomes extract from A. mutica using 78 SWE- CNCC at different extraction temperatures. 6.9 Effect of SWE-CNCC extraction temperature in the yield 79 recovery of the components from A. mutica rhizomes. 6.10 Effect of different ratio of modifier on the % yield of 81 analytes from A. mutica rhizomes. 6.11 Effect of SWE-CNCC extraction pressure in the yield of 82 the components from A .mutica. 6.12 Analytical performance of SWE-CNCC in spiked 85 extraction sample 6.13 calibration curve data for the SWE-CNCC of standards 88 xiv LIST OF FIGURES FIGURE NO 2.1 TITLE PAGE Typical phase diagram. Pc is critical pressure, Tc is 11 critical temperature, Tp is the triple point and Cp is the critical point 2.2 The molecular structure of kawain 26 2.3 The molecular structure of flavokawain 27 2.4 The molecular structure of 1,7-diphenyle-5-hydroxy-6- 27 heptene-3-one 3.1 Homemade subcritical water extraction 33 3.2 Schematic diagram of HPLC system 36 4.1 BET surface area of NCC 51 4.2 BJH pore size distribution derived from the adsorption 52 and desorption branch of the isotherm of natural calcium carbonate (CNCC) 4.3 Scanning electron microscope image of CNCC particle 53 sample. (A) 10 µm, (B) 5µm and (C) 1µm 4.4 IR spectrum of CNCC 54 6.1 Effect of flow rate on the SWE-CNCC from 3.5 g of A. 84 mutica rhizomes. 6.2 6.3 Calibration curve for A. Flavokawain, B. DHH, C. Kawain HPLC separation of the SWE-CNCC extract of the 87 89 rhizomes of A. mutica recorded at 254 nm 6.4 HPLC chromatogram of standard solution of kawain at 90 wavelength of 254 nm 6.5 HPLC chromatograms of the extract from the rhizomes of A. mutica 91 xv 6.6 6.7 HPLC chromatogram obtained from SWE-CNCC and identified as Flavokawain A. HPLC chromatograms of the extract from the 91 92 rhizomes of A. mutica 6.8 6.9 B. HPLC chromatogram obtained from SWE-CNCC and identified as kawain HPLC separations from the rhizomes of A. mutica by (A) 92 93 SWE-Si, (B) SWE-AC and (C) SWE-CNCC 6.10 HPLC separation of the extract of the rhizomes of A .mutica. (A) Direct injection of extraction before SWECNCC; (B) cleanup the extract by SWE-CNCC. Peak 1 identify as solvent; 2 kawain; 3, DHH; 4, (unknown peak); 5, flavokawain; 6, (unknown peak). 94 xvi LIST OF ABBREVIATIONS AOAC - Association of analytical communities ASE - Accelerated solvent extraction a.m.u - Atomic mass unit BPR - Backpressure regulator AC - Activated Charcoal CNCC - Compacted natural calcium carbonate CPEA - Calotropis procera ethyl acetate Cp - Critical point AK - Alkaloids DH - Diarylheptanoids DHH - 1,7-diphenyl-5-hydroxy-6-heptene-3-one e - Dielectric constant FV - Flavonoids GC - Gas chromatography GC-MS - Gas chromatography – mass spectrometer HPLC - High performance liquid chromatography HPLC-MS - High performance Liquid Chromatography Mass Spectrometer ISWE - Improved subcritical water extraction IR - Infrared LC - Liquid chromatography LG - Lignans LOD - Limit of detection LOQ - Limit of quantification MAE - Microwave assisted extraction xvii MPa - Megapascal (1MPa = 10.19 atm = 145.03 psi) NCC - Natural calcium carbonate nm - Nanometer NMR - Nuclear magnetic resonance PAF - Plated activating factor PB - Phenylbutanoids PH - Phenolic PP - Phenylpropanoids ppm - Part per million PSE - Pressurized solvent extraction Pc - Critical pressure R% - Recovery percent RP.HPLC - Reverse phase high performance liquid chromatography RP-LC - Reverse phase liquid chromatography RSD% - Relative standard deviation percent SFE - Subcritical fluid extraction ST - Stilbenes STD - Standard deviation SWE - Subcritical water extraction Tp - Triple point Tc - Critical temperature UV - Ultraviolet ZPC - Zero point of charge xviii LIST OF SYMBOLS Cp - Critical point e - Dielectric constant Pc - Critical pressure Tc - Critical temperature Tp - Triple point