Photosynthesis Research 71: 99–123, 2002. © 2002 Kluwer Academic Publishers. Printed in the Netherlands. 99 Regular paper The quantitative relationship between structure and polarized spectroscopy in the FMO complex of Prosthecochloris aestuarii: refining experiments and simulations Markus Wendling1,∗ , Milosz A. Przyjalgowski1,4, Demet Gülen2 , Simone I. E. Vulto3,5, Thijs J. Aartsma3 , Rienk van Grondelle1 & Herbert van Amerongen1 1 Vrije Universiteit, Faculty of Sciences, Division of Physics and Astronomy, Department of Biophysics and Physics of Complex Systems, De Boelelaan 1081, 1081 HV Amsterdam, The Netherlands; 2 Department of Physics, Middle East Technical University, TR-06531 Ankara, Turkey; 3 Rijksuniversiteit Leiden, Department of Biophysics, Huygens Laboratory, P.O. Box 9504, 2300 RA Leiden, The Netherlands; 4 Present address: National University of Ireland, Department of Physics, Galway, Ireland; 5 Present address: Philips Research Laboratories, Building WB6, Prof. Holstlaan 4, 5656 AA Eindhoven, The Netherlands; ∗ Author for correspondence (e-mail: markus@nat.vu.nl; fax: +31-20-4447999) Received 10 May 2001; accepted in revised form 14 June 2001 Key words: circular dichroism, electron-phonon coupling, excitons, homogeneous line shape, inhomogeneous broadening, lifetime broadening, light harvesting, linear dichroism, modeling, photosynthesis, pigment–protein complex, polarized fluorescence, polarized spectroscopy Abstract New absorption, linear dichroism (LD) and circular dichroism (CD) measurements at low temperatures on the Fenna–Matthews–Olson complex from Prosthecochloris aestuarii are presented. Furthermore, the anisotropy of fluorescence excitation spectra is measured and used to determine absolute LD spectra, i.e. corrected for the degree of orientation of the sample. In contrast to previous studies, this allows comparison of not only the shape but also the amplitude of the measured spectra with that calculated by means of an exciton model. In the exciton model, the point-dipole approximation is used and the calculations are based on the trimeric structure of the complex. An improved description of the absorption and LD spectra by means of the exciton model is obtained by simply using the same site energies and coupling strengths that were given by Louwe et al. (1997, J Phys Chem B 101: 11280– 11287) and including three broadening mechanisms, which proved to be essential: Inhomogeneous broadening in a Monte Carlo approach, homogeneous broadening by using the homogeneous line shape determined by fluorescence line-narrowing measurements [Wendling et al. (2000) J Phys Chem B 104: 5825–5831] and lifetime broadening. An even better description is obtained when the parameters are optimized by a global fit of the absorption, LD and CD spectra. New site energies and coupling strengths are estimated. The amplitude of the LD spectrum is described quite well. The shape of the CD spectrum is modelled in a satisfactory way but its size can only be simulated by using a rather large value for the index of refraction of the medium surrounding the chromophores. It is shown that the estimated coupling strengths are compatible with the value of the dipole strength of bacteriochlorophyll a, when using the empty-cavity model for the local-field correction factor. Abbreviations: BChl – bacteriochlorophyll; Cb. tepidum – Chlorobium tepidum; CD – circular dichroism; FLN – fluorescence line-narrowing; FMO – Fenna–Matthews–Olson; fwhm – full width at half maximum; IDF – inhomogeneous distribution function; LD – linear dichroism; Pc. aestuarii – Prosthecochloris aestuarii; PW – phonon wing; T-S – triplet-minus-singlet; ZPL – zero-phonon line 100 Introduction Photosynthesis is the synthesis of organic compounds by the use of photons: the energy of sunlight is converted into chemical energy. The primary steps in this process are ‘light harvesting’ and charge separation. For light harvesting, all photosynthetic organisms have so-called antenna complexes. The function of these pigment–protein complexes is to absorb light and to transport the excited-state energy finally to a special pigment–protein complex – the photosynthetic reaction centre, where charge separation occurs (van Grondelle et al. 1994; Sundström et al. 1999). In green sulphur bacteria such as Prosthecochloris (Pc.) aestuarii, Chlorobium (Cb.) tepidum and Cb. limicola, energy transfer between the main chlorosome antenna and the reaction centres is believed to be mediated by a bacteriochlorophyll (BChl) acontaining protein known as the Fenna–Matthews– Olson (FMO) protein (Olson 1980, 1998). Being water-soluble, the FMO protein of Pc. aestuarii was the first photosynthetic pigment-protein complex determined structurally at high resolution (2.8 Å) (Fenna and Matthews 1975). Later the structure was refined to 1.9 Å resolution (Tronrud et al. 1986). More recently the structure of the FMO protein from Cb. tepidum was determined at 2.2 Å resolution (Li et al. 1997). Each FMO complex in the crystal structure is a C3 -symmetric trimer and each subunit in the trimer encloses seven BChl a molecules with nearest neighbour Mg-Mg distances between 11 and 15 Å. In this article, we will focus on the spectroscopic properties of the FMO complex from Pc. aestuarii in the Qy absorption region. Owing in part to the early structure determination this FMO complex has been one of the best studied photosynthetic antennae (Pearlstein 1991; van Grondelle et al. 1994; Blankenship et al. 1995; Vulto et al. 1997; Savikhin et al. 1998, 1999). Pearlstein and co-workers (Pearlstein and Hemenger 1978; Pearlstein 1991, 1992; Lu and Pearlstein 1993) recognized early on that the FMO protein is an excellent system for modeling the electronic excited-state structure-spectroscopy relationship in photosynthetic antennae. It resisted, however, a consistent explanation over many years. Recently, significant progress in the description of this system has been achieved (Louwe et al. 1997a, b; Iseri and Gülen 1999; Owen and Hoff 2001). Currently there exist good qualitative explanations for a number of spectra, such as absorption, linear dichroism (LD), triplet-minus-singlet absorption difference (T–S) and to a lesser extent for circular dichroism (CD) of Pc. aestuarii. Although the currently available models vary in details, the parameter space has narrowed down considerably and there is partial consensus about the overall character of the electronic excited states of the complex. Spectral features in the 780–830 nm region are mainly due to a combination of site shifts and dipolar interactions among the lowest singlet transitions (Qy ) of the seven BChl a molecules contained in each subunit. The lowest-energy band (around 825 nm) is mainly localized on a single BChl molecule and this molecule is BChl a 3 [numbered according to Fenna and Matthews (1975)]. The remaining Qy states are mini-excitons with excitations delocalized over two or three molecules at most. It is believed that one of the reasons for the failure of the early models has been the choice to put strong emphasis on simulating (only) CD spectra which are very sensitive to small changes in BChl organization (Gülen 1996; Koolhaas et al. 1997a, 1998, 2000). The large differences in published CD spectra, obtained in different laboratories (Philipson and Sauer 1972; Olson et al. 1976; Vasmel et al. 1983; Vulto et al. 1998; present study) have certainly contributed to the complications in the (earlier) modeling. Secondly, it appears that the coupling strengths between the pigments are significantly lower when compared to previous estimates (Pearlstein and Hemenger 1978; Pearlstein 1992; Lu and Pearlstein 1993; Gülen 1996), while the lowest-energy pigment is now assumed to be BChl a 3 (Louwe et al. 1997a, b; Iseri and Gülen 1999; Vulto et al. 1999; Owen and Hoff 2001). It is generally agreed upon that the dipole strength is reduced by the dielectric screening of the protein but the question of how effective the screening is still remains unanswered. Considerable improvement has been obtained by Louwe et al. (1997a, b) by reducing the coupling strengths by ∼50% compared to earlier studies and by taking the lowest-energy pigment to be BChl a 3. However, the two most recent studies by Iseri and Gülen (1999) and by Owen and Hoff (2001) suggest an increase of around 20–25% with respect to the coupling strengths of Louwe et al. (1997b). The exciton calculations are often limited to the monomeric subunit of the FMO complex (Louwe et al. 1997b; Iseri and Gülen 1999; Vulto et al. 1999; Owen and Hoff 2001). The reason is that the largest interaction between BChl a molecules belonging to different subunits is about one order of magnitude smaller than the largest intrasubunit interaction. Therefore, most of 101 the excitations are localized within a subunit (see e.g. Savikhin et al. 1998). However, despite of being relatively small, these long-range interactions between different subunits in the trimer can affect the CD spectrum much more than the absorption spectrum (Pearlstein 1992; Savikhin et al. 1999). Most of the current models use the point-dipole approximation to account for the excitonic interactions. The site energies are treated as empirical fit parameters and excitonic stick spectra are calculated and dressed afterwards with Gaussians to account for the spectral broadening (Pearlstein 1991); homogeneous and inhomogeneous broadening were not explicitly accounted for. In all the current models, only the shape of the spectra was simulated, whereas the amplitude (relative to the absorption spectrum) was not considered. For the (polarized) T–S spectra, this was not possible because the average number of triplets per complex has not been determined. The size of the LD could not be simulated, because the degree of orientation of the complexes in the LD measurements was unknown. The description of the CD spectra faces an additional problem because published spectra show significant differences. In the present study, we present new absorption, LD, CD and polarized fluorescence excitation spectra over a range of cryogenic temperatures. The LD and polarized fluorescence results are combined to deduce the absolute LD spectrum, i.e. the spectrum that would be measured if the complexes were perfectly oriented. The combination of these techniques allows a much more detailed investigation of the relationship between structure and spectroscopy (van Amerongen et al. 1991, 1994). It was for instance concluded by van Amerongen et al. (1991) that the Qy transition dipole moments of the light-harvesting complex LH 2 from Rhodobacter sphaeroides are nearly parallel to the membrane plane. When the structure of the supposedly very similar LH 2 complexes from Rhodopseudomonas acidophila (McDermott et al. 1995) and Rhodospirillum molischianum (Koepke et al. 1996) were determined later, they indeed showed such an organization. We simulate all spectra for the trimeric FMO complex and at a higher level of sophistication than the recent models mentioned above by including inhomogeneous, homogeneous and lifetime broadening. To account for the homogeneous broadening, we make use of recent fluorescence-line-narrowing (FLN) data and the analysis of the temperature dependence of the lowest-energy band (Wendling et al. 2000). Materials and methods Sample preparation and spectroscopy The FMO complex of Pc. aestuarii was prepared as described elsewhere (Francke and Amesz 1997). Samples were diluted in a buffer containing 50 mM Tris-HCl (pH = 8.3), 200 mM NaCl and 66.6% (v/v) glycerol. For the measurement of LD and fluorescence excitation spectra the samples were embedded in a polyacrylamide gel. The same buffer as above was used, containing in addition 15% (w/v) acrylamide and 0.5% (w/v) polyacrylamide. The gel was polymerized by adding 0.3% (v/v) TEMED and 0.03% (w/v) ammonium persulphate. For the fluorescence measurements, the polymerized gel was not squeezed. For the LD measurements, the sample was oriented. This was done by 2-D squeezing the polymerized gel with a home-built press in the x- and y-direction into a 1.0 × 1.0 cm acrylic cuvette and allowing it to expand in the z-direction. The difference () in absorption (A) A = Az −Ax is measured. The reduced LD (Ared ) is defined as: A(λ) = (1) 3Aiso(λ) Az (λ) − Ax (λ) Az (λ) − Ax (λ) = Az (λ) + Ax (λ) + Ay (λ) Az (λ) + 2Ax (λ) Ared (λ) ≡ where Aiso(λ) is the isotropic absorption spectrum. Absorption, LD, CD and fluorescence excitation measurements were performed on home-built setups. The excitation light for the measurement of fluorescence excitation spectra was provided by a tungsten halogen lamp via a 1/2-meter monochromator (Chromex 500SM, spectral resolution 3 nm). A 600 nm highpass filter behind the monochromator was used to block second order light. The excitation light was modulated with a mechanical chopper. Fluorescence was detected in a 90◦ geometry via a 905 nm bandpass filter (20 nm full width at half maximum (fwhm)) by a photodiode and fed into a lock-in amplifier. The polarizations of the excitation and of the emission were selected by polarizers. The fluorescence excitation anisotropy spectrum r(λ), which is detected at wavelength λdet and excited at different 102 wavelengths λ, is given by: r(λ) = Fvv (λ, λdet ) − Fvh (λ, λdet ) Fvv (λ, λdet ) + 2Fvh (λ, λdet ) (2) where F is the measured fluorescence intensity, the subscripts v (vertical) and h (horizontal) refer to the polarization directions of the excitation (first index) and detection (second index). The fluorescence intensity F was corrected for the polarization dependent differences in detection sensitivity. The experiments were performed in a liquidhelium flow cryostat (Utreks) which allowed measurements at different temperatures. Theory for obtaining absolute linear-dichroism spectra The absolute LD spectrum with respect to the molecular frame of the complex, Amol(λ), is defined by Amol (λ) = Ac (λ) − Aa (λ) (3) Ac indicates the absorption of light polarized along the c-axis (C3 -symmetry axis) of the complex and Aa indicates the absorption of light polarized perpendicular to it, i.e. parallel to the plane perpendicular to the C3 -axis. Note that rotation of the molecules around the c-axis will not alter Aa (λ) because of the C3 -symmetry. Such a Amol (λ) spectrum would be measured, if one would align all molecules with their c-axis parallel to each other. One should note that this is the spectrum that one can calculate using exciton theory and theoretical and experimental spectra can quantitatively be compared (see below). The reduced-LD spectrum with respect to the molecular frame of the complex is given by Amol (λ) ≡ ≡ 3Aiso(λ) Ac (λ) − Aa (λ) = P2 (cos βµ ) λ Ac (λ) + 2Aa (λ) Amol red (λ) (4) βµ is the angle between the transition dipole moment and the C3 -symmetry axis of the disc-like trimeric complex. P2 (x) = (3x2−1)/2 is the second order Legendre polynomial and the brackets reflect a weighted average over the different pigments (or excitonic states) contributing to the absorption at wavelength λ (see Equation (A3)). The term P2 (cos βµ ) λ depends entirely on the transition dipole moment orientation within the trimer and is an intrinsic property of the complex. In Appendix A it is shown how P2 (cos βµ ) λ can be obtained from the reduced-LD spectrum Ared (λ) (see Equation (1)) and the fluorescence excitation anisotropy spectrum r(λ) (see Equation (2)). It turns out that the shape of P2 (cos βµ ) λ can be determined experimentally by measuring Ared (λ). Furthermore, Ared (λ) is proportional to r(λ), provided that the equilibration within the trimer is much faster than the excited-state lifetime in the complex. Once the value of r(λ) is known at (over) a suitable wavelength (range), the entire experimental reduced-LD spectrum can be scaled. From this scaled spectrum, P2 (cos βµ ) can be determined for the lowest-energy state, because in the case of the FMO complex at low temperature this state is well separated from the next lowest state. Since the isotropic absorption spectrum is also known, one can directly obtain Amol (λ). Now it is straightforward to calculate Ac (λ) and Aa (λ) using Equation (3) and 3Aiso(λ) = Ac (λ) + 2Aa (λ) (5) which leads to: Ac (λ) = 1 (3Aiso(λ) + 2Amol(λ)) 3 (6) Aa (λ) = 1 (3Aiso(λ) − Amol (λ)) 3 (7) Note that the experimental spectra Amol (λ), Ac (λ) and Aa (λ) are given in ‘absorption units’, i.e. relative to the experimental absorption spectrum. Numerical simulations The excitonic interaction Vkm (in cm−1 ) between the transition dipoles of the (chemically identical BChl a) pigments k and m was calculated assuming dipole– dipole coupling in the point-dipole approximation (see e.g. van Amerongen et al. 2000): Vkm = C 5.04κkmd 3 rkm (8) where rkm is the distance (in nm) between the dipoles, d is the dipole strength (in D2 ) and C is a factor that accounts for the dielectric environment (protein screening) and which is often neglected (i.e. set to 1). Here we use it initially as a scaling parameter, and later 103 the physical relevance of the obtained parameter will be discussed. The term screened dipole strength will be used for the product C ∗ d. κkm is an orientational factor which is given by κkm = µˆk · µˆm − 3(µˆk · rkm ˆ )(µˆm · rkm ˆ ) (9) where µˆk , µˆm and rkm ˆ are the unit vectors in the direction of the transition dipoles of the pigments k and m and the line joining the centres of the pigments, respectively. For the calculation of the exciton coupling positions and directions of the transition dipoles of the pigments are required. The positions of the nitrogen atoms of the BChl a molecules were taken from the published structure (Tronrud and Matthews 1993), which is deposited at the Protein Data Bank (Berman et al. 2000, PDB identifier 4BCL). For the position of each pigment the positions of its four nitrogen atoms were averaged. The direction of the Qy transition dipole moment was taken from ND to NB according to the nomenclature of the Protein Data Bank. The calculation of absorption, LD and CD spectra on the basis of an exciton model in a Monte Carlo simulation is described in the literature (Fidder et al. 1991; Monshouwer et al. 1997; van Amerongen et al. 2000; Kleima et al. 2000b). A summary is given in Appendix C. We note that our method is essentially the same as Pearlstein’s (Pearlstein 1991) except that we used a Monte Carlo approach (typically 10000 iterations) to account for the inhomogeneous broadening (see below). Pearlstein used Gaussians to broaden the calculated stick spectra for absorption and CD. However, it was shown by Somsen et al. (1996), that dressing CD stick spectra with the same Gaussians as used for the absorption stick spectra, will result in CD bands which are too broad (see also Buck et al. 1997). the complex. Thus, there are seven different IDF’s corresponding to the seven different sites per subunit. Because of its statistical origin, the IDF is generally taken to be a Gaussian. In every Monte Carlo step, each of the site energies for the 21 BChl a molecules is randomly taken from its own Gaussian IDF, independently from the site energies of the other pigments. We stress that although the IDF’s are equal for symmetry-related pigments in different subunits, the random variations for the site energies are assumed to be uncorrelated. The width of the Gaussians was assumed to be equal for all pigments. Each exciton band of (strongly) coupled pigments will in general be narrower than the original distributions of site energies due to exchange narrowing (see e.g. Knapp 1984) and the relevance for the FMO complex was demonstrated by van Amerongen et al. (2000). Note, that this procedure does not lead to an increase in the number of parameters compared to the simulation approach by Louwe et al. (1997b). Homogeneous broadening Up to now, only (accumulated) stick spectra were discussed. Homogeneous broadening is accounted for in the following way. Instead of sticks, for every exciton state a homogeneous line shape is used. A homogeneous line generally consists of a zero-phonon line (ZPL) and a phonon wing (PW). Recently, we used temperature-dependent absorption and FLN measurements on the FMO complex of Pc. aestuarii to extract the one-phonon-vibration profile (spectral density) and to determine the overall Huang–Rhys factor S to be 0.45 (Wendling et al. 2000). This information is used to construct a homogeneous spectrum by the formalism described (Pullerits et al. 1995; Wendling et al. 2000). In short, the homogeneous absorption spectrum I (ω) at 0 K can be written as Inhomogeneous broadening In each subunit of the FMO complex, the site energies of the seven BChl a molecules are essentially different due to heterogeneity in the direct protein environment. Moreover, there is variability in each site energy from subunit to subunit and from complex to complex due to slight variations in the protein surrounding at that site. This is called inhomogeneous broadening and the distribution of site energies per pigment is referred to as the inhomogeneous distribution function (IDF). Because of the trimeric structure of the FMO complex, it is assumed that the IDF is equal for symmetry-related BChl a molecules in the three different subunits of I (ω) = ∞ S i · e−S · li (ω) i! (10) i=0 where i runs over the Franck–Condon progression of phonons and vibrations, l0 is the ZPL and li is the convolution of li−1 with the one-phonon-vibration profile φ(ν). The area of φ(ν) is normalized to unity. The ZPL l0 is assumed to be a Lorentzian with a width determined by the lifetime of the exciton state (see below). We assume the spectral density and the Huang–Rhys factor to be equal for all exciton states. From a mathematical point of view, the outlined procedure is equivalent to starting with a sharp line (δ- 104 peak) as ZPL, calculating the homogeneous spectrum I (ω) with Equation (10) and convoluting I (ω) afterwards with a Lorentzian of the desired width. This will give a broadened ZPL and a broadened PW. Note again that this does not increase the number of parameters in the model. Lifetime broadening Finally, we account for lifetime broadening: depending on the (calculated) lifetime of each exciton state, the homogeneous line will be broadened. In a first approach Vulto et al. (1999) have described the excitedstate dynamics in the FMO complex at very low temperatures by population relaxation induced by vibronic coupling. Therefore, only the diagonal terms of the density matrix (Leegwater et al. 1997) are relevant: d red red ρJ J (t) = − 'J J,KK ρKK (t) dt (11) K ρ J J red (t) is the probability of finding a molecule at time t in the exciton state J and ' J J,KK is the population transfer rate from exciton state J to exciton state K. ' J J,KK is given by (Leegwater et al. 1997): 'J J,KK = 2δJ,K γ (ωK − ωL )|cLm |2 |cKm |2 m,L −2 (12) γ (ωK − ωJ )|cJ m |2 |cKm |2 m where δ is the Kronecker delta and cJ m is the mth component of the eigenvector for exciton state J . Therefore, |cJ m |2 reflects the probability density of excitations on pigment m in exciton state J . γ (ω) is the spectral density describing the frequencydependent coupling of the electronic states of the complex to their environment. The spectral density is extracted from the experimental PW as described in Wendling et al. (2000). It is known up to a scaling factor γ 0 as pointed out by Vulto et al. (1999). Therefore, γ (ν) = γ0 · φ(ν) (13) This scaling factor γ 0 is an additional parameter in the simulations. Note that compared to Vulto et al. (1999), we do not use a generic function but the experimental spectral density including vibronic lines. In every Monte Carlo iteration, the decay rate ' J J,J J of each exciton state J is calculated using Equation (12) and the excited-state lifetime is equal to 1/'J J,J J . The Lorentzian ZPL of that exciton state will have a fwhm given by 'J J,J J /(2πc), with c being the speed of light. As a result of using a (lifetime-)broadened ZPL in Equation (10), also the PW will become broader. As there is no depopulation of the lowest exciton state in this model, this state has an infinite lifetime (therefore, the ZPL is a sharp δ-peak). This is appropriate because the lifetime of the lowest exciton state is in the order of nanoseconds compared to (sub)picoseconds for the other states. Instead of using experimental estimates, we have chosen to calculate the decay rates within our exciton model. In this way, a different rate can be assigned to every individual exciton state in every random realization of diagonal disorder, correctly exploring all implication of the Monte Carlo method. Dispersive kinetics are therefore naturally included in the algorithm. This is not possible using the (averaged) experimental values. Scaling and fitting the calculated to the measured spectra The experimental isotropic absorption, LD, Ac , Aa and CD spectra are given in ‘absorption units’, i.e. relative to the experimental absorption spectrum. All simulated spectra are scaled by using a common scaling factor. This factor is determined by scaling the simulated isotropic absorption spectrum (or a combination of absorption, LD and CD spectra, see ‘Results and discussion’) to the experiment: It translates the simulations into ‘absorption units’. In this way, we are able to compare not only the shapes of simulated and experimental spectra, but also their amplitudes. The simulation of exciton spectra in our model includes inhomogeneous, homogeneous and lifetime broadening. The calculation depends on the fwhm of the IDF, the seven site energies, the screened dipole strength C ∗ d, the scaling factor γ 0 and the homogeneous line shape. This line shape and the fwhm of the IDF are fixed. For the other parameters suitable starting values are chosen (see ‘Results and discussion’) and a fitting routine is used for parameter optimization. We used the non-linear least-squares routine from S-PLUS (www.insightful.com), which calculates finite-difference gradients of the model function with respect to the parameters and uses a Gauss–Newton algorithm. 105 Figure 1.1. Absorption spectra of the FMO complex from Pc. aestuarii at 4 (solid), 25 (dashed), 50 (dotted) and 77 K (long-dashed). The spectra are normalized to a maximal absorption of 1 in the 4 K spectrum. Figure 1.2. LD spectra of the FMO complex from Pc. aestuarii at 4 (solid), 25 (dashed), 50 (dotted) and 77 K (long-dashed). Results and discussion Experiments The absorption spectra of the FMO complex from Pc. aestuarii at 4, 25, 50 and 77 K are given in Figure 1.1. They show a gradual increase of the intensities and a concomitant sharpening of the absorption bands upon cooling to 4 K. Especially at 4 K, five partially overlapping absorption bands can be distinguished with peaks near 790, 800, 804, 813 and 824 nm. The spectra at 4 and 77 K are very similar to those reported earlier (Olson et al. 1976; Whitten et al. 1980; van Mourik et al. 1994; Wendling et al. 2000). The LD spectra at 4, 25, 50 and 77 K are presented in Figure 1.2. Like for the absorption spectra, an increase in intensity is accompanied by a narrowing of the bands upon cooling. The shape of the spectrum at 4 K is similar to the one presented by van Mourik et al. (1994) and clearly, five contributing bands can be discerned at similar (although not identical) positions as the ones observed in the absorption spectrum (see also Figure 3). The shapes of the absorption and LD spectra of the lowest-energy band above 820 nm Figure 1.3. Reduced-LD spectra of the FMO complex from Pc. aestuarii at 4 (solid), 25 (dashed), 50 (dotted) and 77 K (long-dashed). 106 Figure 2. CD spectra of the FMO complex from Pc. aestuarii at 4 (solid) and 77 K (dashed). The 4 K spectrum corresponds to that of a sample with an absorption maximum of 1 at 4 K. The other spectrum is scaled with the same factor. are very similar, in line with the idea, that this red band is due to one transition per monomer (Louwe et al. 1997b). Just to the blue of the maximum of the lowest-energy band these spectra start to deviate due to the contributions of different electronic transitions, indicating that very low temperatures are needed to get selective fluorescence from the lowest-energy state. The reduced-LD spectra at 4, 25, 50 and 77 K are presented in Figure 1.3. Noteworthy is the small but reproducible drop of the reduced LD at the long wavelength side, i.e. upon going to 830 nm. The 4 K spectrum is again very similar to the one reported by van Mourik et al. (1994) where this ‘drop’ was also observed. In Figure 2 the CD spectra at 4 and 77 K are presented. Significantly different CD spectra have been reported in the literature. Our 4 K spectrum is very similar in shape to the one published recently for 6 K (Vulto et al. 1998), although in the present study the positive feature near 805 nm is more pronounced. In all other studies this feature was not observed and neither did it appear in the modeling study by Louwe et al. (1997b). The 77 K spectrum is reminiscent of the one measured by Vasmel et al. (1983), although in that spectrum the negative 815 nm band is clearly less pronounced. In the past, rather different spectra at 77 K were published (Philipson and Sauer 1972; Olson et al. 1976). The difficulty with measuring CD spectra of the FMO complex was already noted by Philipson and Sauer (1972), who observed some variation in peak positions and amplitudes from sample to sample. We note that it was first the experimental CD spectrum published by Philipson and Sauer (1972), that Pearlstein and coworkers tried to simulate using the crystallographic structure of the FMO complex from Pc. aestuarii (Pearlstein and Hemenger 1978; Pearlstein 1991, 1992). Later Lu and Pearlstein (1993) used both experimental data sets to fit simultaneously absorption and CD spectra. The best agreement was obtained for the spectra measured by Olson et al. (1976). Those were measured in a cryosolvent containing glycerol but not glycerophosphate as in the case of the spectra of Philipson and Sauer (1972). It was argued by Lu and Pearlstein that the glycerophosphate-containing cryosolvent could perturb the protein structure altering the BChl–BChl interactions. In Figure 3 the absorption, LD and CD spectra at 4 K are shown together. All spectra have bands near 790, 800 and 824 nm in common, indicated with numbers 1, 2 and 5. Bands near 804 and 813 nm in the absorption and LD spectrum, which are numbered 3 and 4, appear to have a clearly composite character, indicated by two CD (sub)bands around both bands 3 and 4. In Figure 4 the fluorescence excitation anisotropy spectra are given for 4, 25 and 50 K. Whereas the shape of the spectrum is more or less independent of temperature, the size decreases upon increasing the temperature. The reason for this is that at higher temperatures the fluorescence does not only stem from the lowest state but also from a state which is higher in energy and which tends to change the sign of the anisotropy (see Appendix A). In Figure 5 the fluorescence excitation anisotropy spectra at 4, 25 and 50 K are compared to the reducedLD spectra. The reduced-LD spectra have been scaled to the anisotropy spectra in the wavelength region between 800 and 815 nm. Up to 818 nm, the reducedLD and the anisotropy spectra do coincide, which is expected if efficient subunit equilibration takes place. Also the temperature dependence is as expected, as discussed above, and it appears that even at 25 K still some fluorescence arises from states whose transition dipole moments have orientations that differ from 107 Table 1. Parameter sets used for the exciton simulations of steady-state spectra of the FMO complex from Pc. aestuarii shown in Figures 7, 9.1, 9.2, 9.3, 10 and 11 (A),(B),(C) site energy of BChl a 1 2 3 4 5 6 7 C ∗ d (in D2 ) γ0 (in ps−1 ) fwhmIDF (in cm−1 ) (D) (E) 12350 (809.7) 12465 (802.2) 12160 (822.4) 12350 (809.7) 12600 (793.7) 12480 (801.3) 12460 (802.6) 28.7 – 3050 80 12430 (804.5) 12405 (806.1) 12175 (821.4) 12315 (812.0) 12625 (792.1) 12500 (800.0) 12450 (803.2) 30.6 3050 (A), (B), (C), (D) and (E) refer to the different simulation approaches (see Figure 7) and correspond to the subpanels of Figures 7, 9.1, 9.2, 9.3 and 10. The site energies are given in cm−1 . The values in brackets are the corresponding wavelengths in nm. The site energies for the simulations (A), (B), (C) and (D) are those of Louwe et al. (1997b) but shifted to the blue by 30 cm−1 . Table 2. Used coupling strengths in cm−1 for the exciton simulation approach (E) of steady-state spectra of the FMO complex from Pc. aestuarii shown in Figures 7, 9.1, 9.2, 9.3 and 10. These were calculated from the structure and scaled with the screened dipole strength C ∗ d of 30.6 D2 Subunits BChl a (1,1) (1,2) (1,3) (1,1) (1,2) (1,3) (1,1) (1,2) (1,3) (1,1) (1,2) (1,3) (1,1) (1,2) (1,3) (1,1) (1,2) (1,3) (1,1) (1,2) (1,3) 1 1 2 3 4 −102 6 −6 7 1 −1 0 4 2 2 0 1 32 8 1 2 0 −4 −3 12 1 0 1 1 1 −56 −2 2 1 −4 8 7 −1 −4 −4 1 2 −69 0 1 1 3 −1 0 −3 8 3 0 2 2 2 3 4 5 5 6 7 −15 2 0 14 7 1 −10 3 1 −19 −1 2 89 3 0 3 −2 1 4 1 12 2 7 0 −1 0 2 1 7 1 3 2 −1 −2 0 1 2 1 4 0 8 8 3 −2 −1 6 −14 2 1 9 4 1 2 8 0 −60 3 8 −4 −1 −2 37 −2 3 −2 0 7 0 3 10 10 The column ‘Subunits’ labels the subunits (i, j ) of the interacting BChl a molecules. The interaction matrix can be constructed by using pigment-pair symmetry and the cyclic symmetry of the trimeric FMO complex, i.e. (1,1)=(2,2)=(3,3); (1,2)=(2,3)=(3,1); (1,3)=(2,1)=(3,2). 108 Figure 3. The absorption (solid), LD (dashed) and CD (dotted) spectra of the FMO complex from Pc. aestuarii at 4 K. The spectra are all scaled in such a way that their shapes can easily be compared. The main features in the spectra are numbered (see text for details). those corresponding to the lowest-energy band. Therefore, in order to obtain the anisotropy that corresponds to excitation and emission of the lowest state we can only use the 4 K data. It was pointed out in ‘Materials and methods’ (see also Appendix A), that the fluorescence excitation anisotropy and reduced-LD spectra have the same shape, provided that fluorescence arises from a subunit-equilibrated system. But the fact that the anisotropy and reduced-LD spectra differ in the longwavelength region indicates that such a fast subunit equilibration does not take place. We ascribe the difference between both types of spectra to inhomogeneous broadening of the lowest-energy band. The coupling between the monomeric subunits in the FMO complex is weak and, therefore, each monomeric subunit has an absorption band around 825 nm. But due to inhomogeneous broadening, the exact positions of these bands are not identical, some are to the blue of the average peak of the lowest-energy band and some are to the red (see e.g. Rätsep et al. 1999). Excitation on the blue side (∼820 nm) leads to preferential excitation of the monomers that have a higher lowestenergy state followed by transfer to a subunit with Figure 4. Fluorescence excitation anisotropy spectra of the FMO complex from Pc. aestuarii at 4 (solid), 25 (dashed) and 50 K (dotted) detected at 905 nm. a band at somewhat lower energy. As a result, the fluorescence will mainly arise from this lowest-energy subunit. Therefore, the anisotropy will be lower than in the case of perfect subunit equilibration. On the other hand, excitation on the red side of the band leads to preferential emission by the pigments (or states) that have been excited directly and the anisotropy is higher than expected in the case of subunit equilibration. These characteristics can be recognized upon comparing the anisotropy and reduced-LD spectra. However, the reduced-LD spectrum has the shape that the fluorescence anisotropy spectrum would have had in the entire range of the spectrum (i.e. also above 818 nm), if subunit equilibration would have taken place. Scaling the reduced-LD spectrum to the anisotropy spectrum below 818 nm provides the anisotropy value after subunit equilibration for the lowest state. Thus the equilibrated anisotropy value for excitation/emission in/from the lowest-energy band, that we were looking for, at 4 K is determined to be 0.039 ± 0.002 at the maximum of the band (see Figure 5). Note that the anisotropy is 0.032 and 0.023 at 25 and 50 K, respectively. In Appendix B it is shown how the values at higher temperatures can approximately be corrected for the contribution from the emission from 109 Figure 5. Fluorescence excitation anisotropy spectra (solid) at 4, 25 and 50 K (see Figure 4) are compared to the reduced-LD spectra (dashed) at the same temperatures (see Figure 1.3). The reduced-LD spectra have been scaled to the anisotropy spectra between 800 and 815 nm. higher states. Applying this method leads to corrected values for r of 0.034, 0.027 and 0.038 for 25, 50 and 77 K (not shown), respectively. From these values one can now calculate P2 (cos βµ1 ) for the lowest-energy band with Equation (A7) and one arrives at −0.31, −0.29, −0.26 and −0.31 for 4, 25, 50 and 77 K, respectively. Note, that the positive LD of this band corresponds to a negative value for P2 (cosβ 1µ ), since the degree of orientation is negative. The results at different temperatures are fairly consistent. One can now construct Amol (λ), Amol red (λ), Ac (λ), and Aa (λ), using the method outlined in ‘Materials and methods’. The results are given in Figure 6. The difference in P2 (cosβ 1µ ) between −0.31 and −0.26 only leads to small differences in the constructed spectra. In the following, we will use the average value of −0.29 for P2 (cosβ 1µ ). Simulations In this study, we want to compare in a quantitative way the experimental absorption, LD and CD spectra of the FMO complex from Pc. aestuarii with the spectra that can be simulated using exciton theory, taking also into Figure 6. The constructed polarized absorption spectra of the FMO complex from Pc. aestuarii for light polarized parallel to the C3 -axis (Ac (λ), solid and dotted) and perpendicular to it (Aa (λ), dashed and long-dashed). The spectra were constructed from a linear combination of the absorption and LD spectra as explained in the text, assuming that P2 (cos βµ ) is either −0.31 (solid, dashed) or −0.26 (dot, long-dashed). The spectra correspond to an isotropic absorption spectrum Aiso with a maximum of 1. account the different broadening mechanisms. In most of the current models, excitonic stick spectra are calculated and the sticks then are dressed with Gaussians for qualitative comparison with experimental spectra (e.g. Louwe et al. (1997b) used Gaussians with a fwhm of 80 cm−1 ). For a detailed comparison, however, the inhomogeneous distribution of the site energies has to be considered, since it is well known that this may especially affect the polarized spectra (van Mourik et al. 1992; Koolhaas et al. 1994; Buck et al. 1997). Moreover, the coupling of the electronic transitions to intramolecular vibration and phonon modes was not explicitly considered. Finally, also lifetime broadening can affect the absorption (difference) spectra. Recently, we determined with the use of FLN spectroscopy the contributions from electron-phonon coupling and in addition the intensities of the vibronic bands for the lowest electronic transition in the FMO complex of Pc. aestuarii (Wendling et al. 2000). It can now be examined to what extent these contributions affect the Qy absorption (difference) spectra. To 110 (Gaussian, fwhm of 80 cm−1 ) stick spectra (solid, fat line) that are calculated using the approach and parameters of Louwe et al. (1997b). It should be noted that all our experimental spectra for some unknown reason appear to be blue-shifted with respect to the simulated spectra of Louwe et al. (1997b) and, therefore, all site energies were increased by 30 cm−1 in order to compare experiments and simulations. We note that this shift is entirely irrelevant for the remaining part of the discussion. For illustration the simulation based on the whole trimeric complex (solid, fat line) is shown together with the one calculated using only a monomeric subunit of the FMO complex (solid, thin line) as in the original work of Louwe et al. (1997b). Noting that the largest intersubunit coupling is about 10 times smaller than the largest intrasubunit coupling (see Table 2), it is surprising how much the absorption spectrum is influenced by including intersubunit interactions. The red most band around 825 nm and the band around 800–805 nm gain some oscillator strength, when instead of the monomer the whole trimer is used. The bands around 815 nm and 790 nm decrease. Remarkable is the blue shift of the 815 nm and 800-805 nm bands. It seems as if the monomer spectrum fits the absorption spectrum a little better. This is not surprising as Louwe el al. (1997b) adjusted the parameters in a simulation for the monomer. The global features of the experimental spectrum are reproduced by both simulations. The most notable differences between Figure 7. illustrate the effects of the above-mentioned broadening mechanisms, we will use the parameters of Louwe et al. (1997b) (see Table 1). We then offer a quantitative comparison of the experiment and theory by taking several published parameter sets as starting values in a global fit routine (see below). In Figure 7A the experimental absorption spectrum at 4 K is given (dotted line) together with the dressed Figure 7. Comparison of the experimental 4 K absorption spectrum (dotted lines) and simulated absorption spectra Aiso using the trimeric structure of the FMO complex from Pc. aestuarii (solid, fat lines). The site energies, screened dipole strength C ∗ d and scaling factor γ0 for the spectral density (when applicable) are given in Table 1. In (A), (B) and (C) the simulation was scaled to the lowest-energy band of the experimental absorption spectrum. In (D) and (E) the scaling factor was determined by the global fit (see text). (A) The excitonic stick spectrum was convoluted with a Gaussian with a fwhm of 80 cm−1 . This is the method used by Louwe et al. (1997b). For comparison we also show the simulation using a monomeric subunit only (solid, thin line). (B) Monte Carlo simulation: the site energies are randomly taken from Gaussian distributions, each with a fwhm of 80 cm−1 , centred at the site energies as used in (A). (C) Monte Carlo simulation and homogeneous line shape: The spectrum from (B) was convoluted with the homogeneous absorption spectrum derived by Wendling et al. (2000) (see also Figure 8). (D) Monte Carlo simulation and lifetime broadened homogeneous line shape: Each excitonic stick transition in (B) is dressed with a line shape which is broadened due to the calculated lifetime of that exciton state. (E) Monte Carlo simulation and lifetime broadened homogeneous line shape: Same as in (D) but the parameters were adjusted as shown in Table 1 to improve the agreement with the experiment. 111 Figure 8. Shown are the mirror image of the FLN spectrum at 4 K (A), which resembles the homogeneous absorption spectrum. Note that the ZPL is masked by scattered laser light. From the smoothed PW (B) the one-phonon-vibration profile (C) was calculated for S = 0.45. The one-phonon-vibration profile is proportional to the spectral density. For clarity of representation, the spectra were given equidistant offsets. The curves were taken from Wendling et al. (2000). experiment and simulations are the deviation below 800 nm, where the contribution of electron-vibrational coupling is largest (vide infra), and the fact that the experimental spectrum shows two distinct features near 800 nm. In order to study the effect of inhomogeneous broadening, a Monte Carlo approach was used. The site energies were randomly varied (using a Gaussian IDF) around the values that were used for calculating the dressed stick spectra and the same coupling strengths were used as in Figure 7A. The results are shown in Figure 7B. An IDF with a fwhm of 80 cm−1 was used in (B). Note that the bands sharpen compared to (A). This well-known effect is called exchange narrowing (see e.g. Knapp 1984; van Amerongen et al. 2000). In order to reproduce the widths of the experimental absorption bands around 815 and 825 nm with the Monte Carlo simulation (B) an IDF with a larger width, approximately 110 cm−1 , would be required (not shown). Figure 9.1. Comparison of the experimental 4 K absorption spectrum Ac for light polarized parallel to the C3 -symmetry axis of the FMO complex (dotted lines) and simulated spectra using the trimeric structure (solid, fat lines). The spectra correspond to the isotropic absorption spectra Aiso as shown in Figure 7 and we note again that the amplitudes of the spectra can be compared. The different approaches (A) to (E) are the same as described for Figure 7. For approach (A) we also show for comparison the simulation using a monomeric subunit only (solid, thin line). The inclusion of inhomogeneous broadening in (B) does not alter the overall shape of the spectrum sig- 112 Figure 9.2. Same as Figure 9.1 but for the absorption spectrum Aa for light polarized perpendicular to the C3 -symmetry axis of the FMO complex. nificantly. However, the band around 800 nm now partly splits into two contributions, reminiscent of the two features that are observed in the experimental spectrum although their relative intensities are not identical. The simulated 800 nm band is too high in intensity. Figure 9.3. Same as Figure 9.1 but for the LD spectrum with respect to the molecular frame of the complex. Recently, we determined the FLN spectrum of the FMO complex from Pc. aestuarii upon excitation in the red wing of the 825 nm band (Wendling et al. 2000). A representative spectrum (mirror image) is given in Figure 8A, which is the presumed single-site absorption spectrum. It consists of a ZPL and a PW and vibronic bands. It was shown that the temperature- 113 Figure 10. Comparison of the experimental 4 K CD spectrum of the FMO complex (dotted lines) and simulated CD spectra using the trimeric structure (solid, fat lines). The spectra correspond to the isotropic absorption spectra Aiso as shown in Figure 7 and we note again that the amplitudes of the spectra can be compared. However, no scaling was performed in order to account for the refractive index n in (A), (B), (C) and (D); the spectrum in (E) was scaled by a factor 2.6 (see text). The different approaches (A) to (E) are the same as described for Figure 7. For approach (A), we also show for comparison the simulation using a monomeric subunit only (solid, thin line). Figure 11. Shown are the simulated CD spectra using the trimeric structure of the FMO complex (solid lines), where the direction of the Qy transition dipole moment of a selected BChl a (and the symmetry-related molecules in the trimer) was rotated within the plane of the porphyrin ring. The number of the BChl a and the angle are indicated in the figure. The simulations were done with the parameter set (E) shown in Table 1. The unaltered CD spectrum is also shown in every panel (dashed lines) together with the experimental CD spectrum (dotted lines). All simulated CD spectra have been scaled with a factor n = 2.6. 114 dependence of the 825 nm absorption band can be well fitted by assuming that the lowest-energy band has an inhomogeneous width of 80 cm−1 and the Huang– Rhys factor S is 0.45 ± 0.05, presuming that electron– phonon coupling and vibronic coupling are the same in the ground and excited states. The Huang–Rhys factor reflects the relative areas of the ZPL (areaZPL) and the PW including vibronic bands (areaPW ) according to areaZPL /(areaZPL + areaPW ) = e−S . In Figures 8B and C the phonon-vibronic wing and the one-phononvibration profile (spectral density) are shown. The latter can be calculated from the former by using the estimated Huang–Rhys factor of 0.45. The effect of vibrational coupling on the calculated absorption spectrum is illustrated in Figure 7C where all calculated electronic transitions have been convoluted with the same single-site absorption spectrum, i.e. the same spectral density, the same value of S = 0.45 and the same ZPL (δ-peak) were used for all electronic transitions. Although the spectral densities and the S-values are not necessarily identical for all electronic transitions, there is not an obvious indication that they are very dissimilar and the simulation demonstrates that in this way the integrated absorption strength below 800 nm can largely be explained. Finally, we consider the effect of homogeneous broadening due to dephasing effects. This effect broadens sharp δ-transitions to Lorentzian bands with line width (fwhm, in cm−1 ) of 1/(πT2 c). T2 (in s) is the total dephasing time and c is the speed of light (in cm s−1 ). T2 is given by 1/T2 = 1/(2T1) + 1/T2 where T2 is the pure dephasing time and T1 is the lifetime of an excited state. Excited-state relaxation in the FMO complex takes at most several picoseconds and at 4.2 K the pure dephasing time is much longer, and therefore it does not contribute significantly to the line broadening. Only for the lowest-energy state the pure dephasing time may dominate since relaxation to the ground state takes several nanoseconds. But the broadening effect is so small that it may safely be neglected. Therefore, if the depopulation rate of exciton state J is denoted as 'J J,J J = 1/T1 (see Equation (11)), the line width is given by 'J J,J J /(2πc). As described in ‘Materials and methods’ this value was used as fwhm of a Lorentzian ZPL to calculate the homogeneous line shape for every exciton state in each Monte Carlo iteration. We note again that a lifetime broadened ZPL in Equation (10) will also broaden the PW. The resulting absorption spectrum is shown in Figure 7D (γ 0 was determined in a global fit as described below). Including lifetime broadening leads to a significant improvement of the simulated spectrum. The amplitude of the 815 nm band is underestimated. However, all features present in the experimental absorption spectrum can be reproduced. Especially the two features around 800–805 nm are now reasonably well described and their relative intensities fit better to the experimental observation. In general, exciton equilibration depends on many factors like the exciton interaction energies, the homogeneous line, the inhomogeneous broadening and the temperature, which makes its description extremely complicated. However, if it is assumed that the electron-phonon coupling is weak compared to the exciton coupling, the equilibration can be described at arbitrary temperatures in a relatively straightforward way as pointed out by Leegwater et al. (1997). Thus, these authors were able to describe energy transfer kinetics in Photosystem II reaction centres of green plants, using phonon-assisted relaxation between exciton levels. The same approach was used by Vulto et al. (1999) to describe exciton relaxation in the FMO complexes from Cb. tepidum and Pc. aestuarii, for which it is known that the electron-phonon coupling is weaker than the exciton coupling (see e.g. Rätsep et al. 1999; Wendling et al. 2000). This approach requires one scaling parameter (γ 0 ) to describe the (sub)picoseconds kinetics for all exciton states. A good description was found for the FMO complex from Cb. tepidum. For the FMO complex from Pc. aestuarii the situation was less perfect but still quite reasonable. We use the same approach here. The scaling parameter γ0 is now varied to optimize the lifetime broadening such that the best agreement is found between observed and measured spectra (frequency domain). If the description of both the (sub)picoseconds kinetics and (polarized) spectra would be perfect, the scaling parameter should be identical for the time- and frequency domain. Given the approximate nature of the formalism, perfect agreement is not expected. But we find that both values are at least in the same order of magnitude. Up to now, our simulations were done with the parameter set of Louwe et al. (1997b), i.e. an IDF of 80 cm−1 fwhm, the given site energies, a screened dipole strength C ∗ d of 28.7 D2 , and for Figure 7D a γ 0 of 3050 ps−1 (see Table 1). γ 0 was used as a fitting parameter as was done by Vulto et al. (1999) to simulate the excited state dynamics in the FMO complex. For comparison, they used a value of ∼7000 ps−1 taking a generic function as the spectral density. 115 As the simulation strongly depends on the above mentioned parameters, a non-linear least-squares fitting routine was used to get an optimal resemblance between simulated and experimental spectra. Again inhomogeneous broadening (fwhmIDF , fixed to 80 cm−1 ), a homogeneous line shape and lifetime broadening were included. We noticed that the absorption spectrum alone could be fitted quite well using different parameter sets. Therefore, a global fit of the absorption, LD and CD spectra was performed, making use of three independent measurements. In this case the common scaling factor is determined in the fit by scaling all three calculated spectra together to the experimental spectra. However, scaling the CD spectrum requires one additional factor which is given by the refractive index n (see Equation (C6) and below). The spectra were weighted in the fit, so that the contribution of each spectrum to the final residual sum of squares was approximately equal. The fit was performed from 787.4 nm to 834.1 nm to exclude baseline effects which usually are more pronounced on the blue side of each spectrum. We have tried several parameter sets as starting values for the fit. These were the parameter sets of Louwe et al. (1997b), Owen and Hoff (2001), Vulto et al. (1999) and two sets of Iseri and Gülen (1999) (in that reference see Table 1: BChl 3 model for absorption strength 29.5 and 36 D2 ). Appropriate shifting of the site energies as described above was performed. Except for the set of Vulto et al. (1999), the final residual sums of squares were approximately equal for the different starting value sets and the final fitted values were similar. When the set of Vulto et al. (1999) was used for the starting values, a larger residual sum of squares was found and the fitted parameters clearly deviated compared to the other sets. Therefore, the average of each parameter was calculated disregarding those given by the starting value set of Vulto et al. The global fit of absorption, LD and CD puts a considerable constraint on the parameter space. The best simultaneous description of all spectra is therefore clearly a compromise. The final rounded averaged parameters are given in Table 1 and the coupling strengths are listed in Table 2. The resulting absorption spectrum is shown in Figure 7E. In comparison to Figure 7D, a much improved fit has been obtained through the adjustment of site energies, coupling strengths and lifetime broadening. The main band around 815 nm has increased in amplitude but still does not perfectly fit the experiment. The sub- band structure around 800–805 nm is now very nicely reproduced by the calculation. In conclusion, the experimental absorption spectrum is better described, if the various broadening mechanisms are taken into account, even without adjusting the site energies and coupling strengths as given by Louwe et al. (1997b). Adjustments of these parameters leads to an additional improvement. Below we will show the LD and CD spectra, which were calculated in a similar way, i.e. after performing Monte Carlo calculations to account for the inhomogeneous distribution of site energies, the spectra are convoluted with a ‘single-site absorption spectrum’ and then additionally lifetime broadening is considered. LD In this study, a lot of attention was paid to obtain the absolute LD spectrum (corrected for the degree of orientation) by using polarized fluorescence excitation spectroscopy. For the analysis, it is required that all fluorescence arises from the lowest electronic state, i.e. the temperature should be sufficiently low. On the other hand, the subunit equilibration should occur on a time scale much faster than the excited-state lifetime. It is known from literature that subunit equilibration occurs on a time scale of several tens of picoseconds over a wide temperature range (Louwe and Aartsma 1997; Matsuzaki et al. 2000; for an overview see also van Amerongen et al. 2000) whereas the excited-state lifetime is on the order of nanoseconds (Rätsep et al. 1999). Therefore, it is expected that the shape of the reduced-LD spectrum and the fluorescence excitation anisotropy spectrum are identical, which is indeed observed at wavelengths shorter than 818 nm at various temperatures. It was discussed that the temperature dependence of the height of the anisotropy spectrum should be ascribed to temperature-dependent Boltzmann equilibration over different electronic levels. At wavelengths above 818 nm the LD and anisotropy spectra differ. This can be attributed (at least at a qualitative level) to inhomogeneous broadening, i.e. the three monomers all have a lowest-energy state, and these states are similar in energy but not identical. Excitations at low temperatures end up predominantly in the monomer with the lowest energy state. In Figures 9.1 and 9.2, the experimental and simulated polarized absorption spectra are presented (parallel and perpendicular to the C3 -symmetry axis, respectively) and in Figure 9.3 the LD spectra are shown. 116 The experimental spectra were calculated with P2 = −0.29 as described above. For the polarized absorption (difference) spectra, the difference in the simulations between monomer and trimer is similar as for the isotropic absorption. A redistribution of oscillator strengths and a little blue shift of the bands around 800–805 and 815 nm for the Ac and LD spectra can be observed. This leads finally to an apparent blue shift of the main LD feature when the whole trimer is used. We note again that because of the absolute character of the experimental Ac , Aa and LD spectra, we are able to compare not only the shapes of simulated and experimental spectra, but also their amplitudes. As is already obvious from the isotropic absorption, the simulations with dressed stick spectra (A) or inhomogeneous broadening (B) have a rather poor agreement, especially in the blue region of the spectrum below 800 nm. This is expected as no homogeneous line shapes have been included up to that point. Taking these line shapes into account (C, D, E) improves the agreement in this spectral region. Interesting is the 2-band-feature around 800–805 nm, which was already discussed for the isotropic absorption. Also in the polarized spectra this feature is not visible in the dressed stick spectra (A). The composite character of the spectrum is only reproduced by including inhomogeneous broadening (B, C, D, E). The intensity of the simulated 805 nm band in the Ac spectrum in (B) is too weak. When in addition the homogeneous line shape is taken into account (C, D, E) the intensity of the 805 nm band is reasonably well described, but this is not the case for the 800 nm band. This band is too pronounced in (C) and (E) in the Ac and LD spectra. In general, apart from small deviations around 800–805 nm and below 790 nm, the overall resemblance is rather good when inhomogeneous broadening, homogeneous line shape and lifetime broadening are considered. The shape and the amplitude of the polarized (difference) spectra are best described with the refined parameter set in (E) (see Tables 1 and 2). CD In Figure 10, the experimental 4 K CD spectrum is given together with the simulations. In (A) the simulations for monomer and trimer are shown. This comparison illustrates the sensitivity of the CD spectrum to intersubunit interactions. These couplings clearly result in shifts of features, see e.g. the 815 nm and 800–805 nm bands. The change of the CD spectrum is more pronounced than that of the absorption spec−→ trum. The reason is the rkm factor in Equation (C6) for the calculation of the rotational strength (compare to Equation (C2)). The difficulties in simulating the exact CD spectrum for the FMO complex are well-known. Comparing the simulation to the experiment it can nevertheless be stated that the resemblance in the long wavelength region is reasonable, reproducing the features near 825, 815 and 813 nm with the correct signs. The feature around 805 nm was not observed experimentally at 77 K and was only clearly present at 4 K (see Figure 2). In most spectra published so far it was therefore not observed, the only exception being the paper by Vulto et al. (1998) where it was less pronounced. The simulated spectrum in Louwe et al. (1997b) using the monomeric subunit did not produce such a feature nor does the simulation based on the whole trimer (Figure 10A). However, by taking the same site energies as Louwe et al. (1997b) in a Monte Carlo simulation and using also an IDF of 80 cm−1 for all site energies, such a feature also appears in the simulations with the correct sign and position (B). Including a homogeneous line shape in (C) does not change the CD spectrum significantly. Lifetime broadening ‘smears out’ the bands, especially on the blue side of the spectrum (D, E). The most conspicuous discrepancy in the shape of the experimental and simulated spectra is around 800 nm where a positive experimental band is observed which is apparently split into two bands in the simulation (A, B, C, D). Moreover, the simulated band near 790 nm is somewhat overestimated although the sign is correct. The overall resemblance between the shapes of the calculated and measured spectra is reasonable but definitely not perfect. When the global fit is performed the agreement between experiment and simulated CD spectra is considerably improved (Figure 10E). The bands around 825, 813, 805 and 800 nm appear with the correct signs and their relative intensities are reasonable. Moreover, the bands appear at the correct wavelengths in contrast to the simulations in (A, B, C, D). The main disagreement of the experimental CD spectrum and simulation (E) is the negative band around 815 nm, which is merely seen as a little dip in the simulation. It should be noted, however, that in the 77 K spectrum measured by Vasmel et al. (1983), this 815 nm band is clearly less pronounced than in our spectrum. The band around 790 nm is overestimated in size in sim- 117 ulation (E). However, this region is also not perfectly described in the (polarized) absorption and LD spectra (Figures 7, 9.1, 9.2 and 9.3). We have shown that it is possible to get a reasonable description of the shape of the CD spectrum by using the trimeric structure of the FMO complex. We note that this was not possible by using the monomeric subunit only (not shown). Amplitude of the CD spectrum In spite of the reasonable shape of the simulated CD spectrum, there is a strong deviation between its intensity and that of the experimental CD spectrum, which was determined relative to the experimental absorption spectrum. This discrepancy was not observed/discussed by Louwe et al. (1997b). One reason why the simulated spectrum is too low is the fact that so far the index of refraction n in Equation (C6) was taken to be 1 (see Figure 10), similar to all previous CD calculations on the FMO complex. Increasing the value of n leads to a concomitant increase of the intensity of the calculated CD spectrum without affecting its shape in any way. Therefore, in principle the height of the spectrum can easily be adjusted by varying the value of n. The fitting procedure suggests n = 2.6 in Figure 10E. However, a realistic value for n should lie somewhere between the value for the solvent (1.33 for water) and the value for the immediate protein environment. For the likewise water-soluble lightharvesting peridinin–chlorophyll-a-protein a value of n = 1.6 ± 0.1 was found (Kleima et al. 2000a). The experimental uncertainty in the amplitude of the CD spectrum is approximately 20% due to the error margins in the calibration of our setup. Therefore, our estimated n seems to be too large. One might speculate that intrinsic CD of some BChl a molecules might also contribute to the experimental CD spectrum, whereas the calculated CD spectrum is purely excitonic. Possibly, the interactions of the Qy with higher-energy transitions (Qx , Soret) also might play a role (Koolhaas et al. 1997b). Koolhaas et al. (1998) have investigated the influence of small changes in the directions of the transition dipole moments on the excitonic CD spectrum of the light-harvesting complex LH 2 of the purple bacterium Rhodopseudomonas acidophila. Starting from the crystallographic structure, the transition dipole moment vectors of all BChl a molecules were rotated by a small angle. It was observed that such small rotations have a very small effect on the absorption spectrum but dramatically change the excitonic CD spectrum. In Figure 11, this is demonstrated for the FMO complex from Pc. aestuarii. The dipole moment vector of a selected BChl a molecule was rotated within the plane of the porphyrin ring by +5 or −5◦. This was done for all three symmetry-related BChl a molecules in the trimer. The directions of the other dipoles remained unaltered. This gives an impression of the changes in the excitonic CD spectrum, which are induced by just one change. Especially the changes induced by rotating BChl a 1 by +5◦ and BChl a 4 by −5◦ are remarkable. In these cases, the negative CD band around 815 nm becomes stronger and shows a better agreement with the experimental CD spectrum. It seems tempting to try to simulate the CD spectrum by changing some or all of the directions of the transition dipole moments. However, being aware of the simplifications in our model, this is not very useful. We present the simulations in Figure 11 simply to bring this effect to the attention of the reader. Screened dipole strength C∗d The coupling strength Vkm between two point dipoles is given by Equation (8). The dipole strength d of BChl a (corrected for the solvent) has been reported to be 39.9 ± 0.3 D2 (Alden et al. 1997) for the main band without the vibronic tail. Including this tail would increase the value to ∼50 D2 . For the simulations by Louwe et al. (1997b) a value of 28.7 D2 was used for C ∗ d, where C was identified as 1/εr and εr is the relative dielectric constant (being 1 in vacuum), which is equal to n2 at optical frequencies. For d = 39.9 D2 this would imply that C = 0.72. However, as was also pointed out by Renger and May (1998), C is not identical to 1/εr but in addition a local field factor fl should be taken into account, i.e. C = fl2 /εr . Renger and May used the Lorentz factor: fl = εr + 2 3 (14) However, it was shown by Alden et al. (1997) that the use of the empty cavity model with fl = 3εr 2εr + 1 (15) gives a much better description of the refractive index dependence of the absorption of BChl a. Using this expression, n = 1.6 leads to a value of C = 0.62, 118 whereas n = 1.33 leads to C = 0.77. Therefore, from a physical point of view, values of C ∗ d can easily range between 25 and 40 D2 , given the uncertainty in the dipole strength and the refractive index. According to recent simulations by Iseri and Gülen (1999) using values of C ∗ d between 30 and 40 D2 , good fits can be obtained for the various spectra, provided that BChl a 3 is the lowest-energy pigment. This is in reasonable agreement with our estimate of 30.6 D2 for C ∗ d (see Table 1). Conclusions An improved description of the absorption and LD spectrum is obtained by simply using the same site energies and coupling strengths that were presented by Louwe et al. (1997b), for which the inclusion of the three broadening mechanisms mentioned proved to be essential. An even better agreement of experiment and theory is obtained, when the site energies and the coupling strengths are adjusted in a global fit to the experimental absorption, LD and CD spectra. Also the amplitude of the LD spectrum was described rather well, and the same is true for the shape of the CD spectrum. The calculated CD spectrum was too small, using conventional calculation methods like presented for instance by Pearlstein (1991) in combination with the parameters of Louwe et al. (1997b). Part of the discrepancy is explained by the fact that conventional calculations do not account for the index of refraction of the medium surrounding the chromophores, which leads to an effective reduction of the wavelength of the light. It was shown that the estimated screened dipole strength is compatible with the value of the dipole strength of BChl a, when using the empty-cavity model for the local-field correction factor. Appendix A: theory for obtaining absolute linear-dichroism spectra The following theory is an excerpt from van Amerongen and Struve (1995) and it is tailored to applications in this paper. In an LD experiment, one measures the difference () in absorption (A) A = Az − Ax , where the z-axis is the axis along which the gel expands after squeezing in both the x- and y-direction. The reduced LD (Ared ) is defined as A/(3Aiso) where Aiso is the isotropic absorption. For a disc-like trimeric complex, which contains only one type of pigment with one specific absorption band and one specific angle β µ between the transition dipole moment and the C3 -symmetry axis, the following relation holds: Ared ≡ A Az − Ax = = 3Aiso Az + Ax + Ay (A1) Az − Ax = P2 (cos β) P2 (cos βµ ) Az + 2Ax where P2 (x) = (3x2 − 1)/2 is the second order Legendre polynomial. The second term P2 (cosβµ ) on the right-hand side depends entirely on the transition dipole moment orientation within the trimer and is an intrinsic property of the complex. The first term on the right-hand side describes the ‘average’ orientation of the complexes in the squeezed gel, β being the angle between the C3 -symmetry axis of the complex and the z-axis of the gel. The brackets indicate averaging over all possible orientations of the complexes in the gel. P2 (cos β) is also called the degree of orientation or orientation factor. It equals 0 in the absence of compression, whereas it is −0.5 in the case of maximal ordering upon 2-D squeezing, i.e. the C3 -axis of all complexes is oriented perpendicularly to the z-axis and randomly within the x−y plane of the gel. In the conventional LD measurements, the value of P2 (cos β) is unknown. Therefore, the molecular parameter of interest, namely P2 (cos βµ ), cannot be determined without additional information (vide infra). In case several pigments are present per complex with different absorption bands and different orientations of the transition dipole moments with respect to the symmetry axis, Ared becomes wavelength (λ) dependent in contrast to the case treated above, and it is given by Ared (λ) = P2 (cos β) P2 (cos βµ ) λ (A2) The second term now reflects a weighted average over the different pigments (or excitonic states) contributing at wavelength λ. Their contributions are weighted by their (absorption) dipole strength at λ and the formal expression for P2 (cos βµ ) λ is N P2 (cos βµ ) λ = P2 (cos βµi )Ai (λ) i=1 N i=1 (A3) Ai (λ) 119 where i enumerates the N various pigments (or exciton states) and Ai (λ) is the absorption of pigment or exciton state i at λ. Note that upon squeezing P2 (cos β) changes, but P2 (cos βµ ) λ remains the same. Therefore, the shape of the reduced-LD spectrum Ared (λ) remains unaltered. We note that in most of the recent exciton models only the shape of the LD spectrum could be compared, since its amplitude (i.e. corrected for the degree of orientation of the sample) had not been determined experimentally. One of the aims of the present study is to compare the spectra in a quantitative way. For this purpose, additional use is made of polarized fluorescence excitation spectra at cryogenic temperatures. The fluorescence excitation anisotropy spectrum r(λ) (see Equation (2)) is related to the spectroscopic properties of the complex as follows: r(λ) = 2 P2 (cos βν ) λdet P2 (cos βµ ) λ 5 P2 (cos βν ) λdet = N (A5) Fi (λdet ) i=1 where Fi (λdet ) is the fluorescence intensity of pigment or state i at wavelength λdet for an excited-state equilibrated system. βν is the angle between the emitting transition dipole moment and the C3 -axis of the complex. Equation (A5) is a relatively complicated expression which depends for instance on the temperature. At sufficiently low temperatures, all fluorescence stems from the lowest-energy band and P2 (cos βν ) λdet becomes equal to P2 (cos βν1 ), where the lowest-energy band has been numbered 1. For Equation (A4) to hold the equilibration within the trimer should be much faster than the excited-state lifetime in the complex, i.e. the excitation that finally leads to fluorescence from one of the monomeric subunits was absorbed with equal probability by either one of the three subunits. It thus can be seen, that for a particular choice of the detection wavelength, P2 (cos βν ) λdet is just a constant, independent of the (A6) This means that the spectral shape of r(λ) is identical to that of Ared (λ) (see Equation (A2)), provided that subunit equilibration, i.e. energy exchange between subunits, is indeed fast enough. In the case of the FMO complex at low temperatures, one ‘isolated’ absorption band is present around 825 nm, which is much lower in energy than the next lowest one around 815 nm. Therefore, at sufficiently low temperature (e.g. 4 K) all fluorescence arises from this band, which we call state 1 or band 1. If one selectively excites this lowest-energy band, then absorption and emission occur by/from the same state or from one of the two other equivalent states in the trimer, and if subunit equilibration takes place and is fast enough one obtains: r(λ) = P2 (cos βνi )Fi (λdet ) i=1 r(λ) ∼ P2 (cos βµ ) λ (A4) where λ is the wavelength of excitation and P2 (cos βν ) λdet reflects a weighted average over the emitting pigments or states at detection wavelength λdet . It is formally given by N excitation wavelength λ, leading to 2 P2 (cos βν1 )P2 (cos βµ1 ) 5 (A7) for this special case. Since absorption and fluorescence correspond to the same electronic transition, βν1 = βµ1 and the anisotropy provides P2 (cosβµ1 ) for the lowestenergy state. This allows absolute calibration of the LD and reduced-LD spectra. However, it is possible that at these ultra low temperatures subunit equilibration is not obtained. In order to avoid too slow equilibration one can raise the temperature. However, in that case fluorescence will also start to arise from states that are higher in energy. Since these states have a different value for P2 (cosβν ) which is opposite in sign to that of the lowest-energy state, the absolute value of the anisotropy will drop (see also ‘Results and discussion’). Therefore, the anisotropy excitation spectrum r(λ) has to be measured at different temperatures in order to assess the degree of equilibration but at the same time to estimate the amount of emission arising from states lying higher in energy. It is shown in ‘Results and discussion’ that the shape of Ared (λ) and r(λ) are identical in the largest part of the spectrum but that differences exist in the lowestenergy band, which are ascribed to inhomogeneous broadening. Moreover, the absolute size of the anisotropy excitation spectrum decreases upon increasing the temperature whereas its shape remains essentially unchanged. This reflects the expected temperature dependence of r(λ) based on the Boltzmann equilibration over the excited-state levels (see Appendix B). 120 Appendix B: temperature dependence of the anisotropy The anisotropy is temperature dependent if at different temperatures the equilibration over pigments or states with contrasting transition dipole orientations varies. In the case of two pigments/states per monomer with excited electronic state energies hν1 and hν2 , which have equal transition dipole strength, the relative population of these states at temperature T will be e−hν1 /(kB T ) /e−hν2 /(kB T ) where h is Planck’s constant and kB is the Boltzmann constant. The anisotropy in that case is given by 2 r= ri e−hνi /(kB T ) i=1 2 (B1) e−hνi /(kB T ) i=1 where use has been made of the additive property of the anisotropy (see e.g. van Amerongen and Struve 1995) and ri is the anisotropy if state i would emit. Note that ri varies as a function of excitation wavelength but the expression is valid for any excitation wavelength as long as it is kept fixed. If different molecules/states have different emitting dipole strengths, then the contributions of both states to the emission have to be weighted by these dipole strengths. Assuming that the energy separation between both states is identical for absorption and emission, one obtains 2 r= ri Aiso,i e−hνi /(kB T ) i=1 2 (B2) Aiso,i e−hνi /(kB T ) i=1 where use has been made of the fact that the dipole strength for absorption scales linearly with that for emission for electronic transitions. In case of real pigment–protein complexes, many bands are present, all having a finite width and in that case Equation (B2) generalizes to rλdet = r(ν)Aiso(ν)e−hν/(kB T ) dν Aiso (ν)e−hν/(kB T ) dν (B3) where ν runs over the states that contribute to the absorption (and emission). Since in the case of subunit equilibration r(ν) = C A(ν)/(Aiso(ν)) (see Appendix A) one can write Aiso(ν)e−hν/(kB T ) dν C AA(ν) iso (ν) rλdet = = (B4) Aiso(ν)e−hν/(kB T ) dν C A(ν)e−hν/(kB T ) dν Aiso(ν)e−hν/(kB T ) dν where C is a scaling constant, whose value is not important for the T dependence. For A(ν) and Aiso(ν) the spectra at the respective temperature have to be taken. Therefore, from the T dependence of the absorption and LD spectra, the T dependence of the anisotropy can be directly calculated. In this way, anisotropy results at higher temperatures, where efficient equilibration occurs, can be extrapolated to low temperatures where emission stems from the lowest-energy state with equal probability from all monomers. Appendix C: exciton simulations Absorption, LD and CD spectra are calculated on the basis of an exciton model in a Monte Carlo simulation (Fidder et al. 1991; Monshouwer et al. 1997; van Amerongen et al. 2000; Kleima et al. 2000b). In each Monte Carlo iteration, a Hamiltonian is generated with the diagonal elements representing the site energies of the pigments and the other matrix elements the interactions between the pigments. This Hamiltonian is numerically diagonalized (Press et al. 1992) and the eigenvalues and eigenvectors are used to calculate the energies and transition dipoles of the exciton states. Typically 10 000 iterations are performed. The site energy for each pigment is allowed to vary around a mean value according to a Gaussian distribution function. If cJ m is the m-th element of the eigenvector for the J-th exciton state, then the transition dipole moment −→ µJ of that state is given by −→ µJ = N −→ (C1) c J m µm m=1 −→ where µm is the transition dipole moment of pigment m. The (absorption) dipole strength DJ of that exciton state is −→2 DJ = µJ = N k,m=1 −→ −→ c J k c J m ( µk · µm ) (C2) 121 −→ From the calculated transition dipole moments µJ of the exciton states the absolute (difference) absorption spectra with respect to the molecular frame of the complex Ac , Aa and LD can be calculated in a straightforward way (see also Pearlstein 1991). When ĉ is the unit vector in the direction of the C3 -symmetry axis, the dipole strengths DJc and DJa of the components of the J -th exciton state which are parallel and perpendicular to this axis, respectively, are given by −→ DJc = ( µJ ·ĉ)2 DJa = (C3) 1 (DJ − DJc ) 2 (C4) The difference provides the absolute LD: LDJ = DJc − DJa (C5) The CD spectrum is the difference in absorption of left and right circularly polarized light, CD = AL −AR . The difference in dipole strength of left and right circularly polarized light for the exciton state J is determined by the rotational strength RJ : CDJ = DJL − DJR = 4RJ = − −→ 2πn λ N −→ (C6) −→ −→ cJ k cJ m rkm ·( µk × µm ) k,m=1 where rkm is the vector from the centre of pigment k to that of pigment m. λ is the wavelength of the light (in vacuum). To correct for the effect of the medium on the wavelength, the refractive index n has been included. But as it is a priori not evident, which value has to be used, we initially have used n = 1 (see ‘Results and discussion’). Note, that the dipole strength DJ in Equation (C2) corresponds to 3∗Aiso , CDJ in Equation (C6) to 3∗(AL − AR ) and DJc , DJa and LDJ in Equation (C3) to Equation (C5) to Ac , Aa and LD, respectively. The factor 3 in absorption and CD arises from orientational averaging in an isotropic sample; Ac , Aa and LD are, however, calculated in the molecular frame. 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